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Essential Drugs Programs of Selected African Countries i Is the World Health Organization Model List of Essential Drugs Relevant to Member States? National Essential Drugs Lists of Selected African Countries in Comparative Perspective By Jean Claude Mugiraneza A thesis submitted to the Faculty of D’Youville College School of Health and Human Services in partial fulfillment of the requirements for the degree of Master of Science in Health Services Administration Buffalo, NY November , 2009 Essential Drugs Programs of Selected African Countries ii Copyright © 2009 by Jean Claude Mugiraneza. All rights reserved. No part of this thesis may be copied or reproduced in any form or by any means without written permission of Jean Claude Mugiraneza. Essential Drugs Programs of Selected African Countries iii THESIS APPROVAL Thesis Committee Chairperson Name: Discipline: Health Services Administration Committee Members Name: Discipline: Health Services Administration Name: Discipline: Thesis defended on (Date) Essential Drugs Programs of Selected African Countries iv Abstract The World Health Organization (WHO) published its first model essential drugs list (EDL) in 1977, which member states used to produce their national EDLs. Despite some progress in improving access to essential drugs, the availability of medications is still grossly insufficient in developing countries. This study revealed a significant relationship between immunization coverage for measles, diphtheria, tetanus, pertussis and infant mortality rate. Results failed to show a relationship between the adherence index to the WHO model list of immunologicals and immunization coverage. The study revealed that national EDLs do not include many drugs from the WHO model list. The general systems theory was used to organize this work. A secondary data was analyzed using Pearson’s correlation and coefficient of variation. Essential Drugs Programs of Selected African Countries v Acknowledgement Many thanks to Richard Laing. Without his advice, this thesis would never have happened. I would like to thank my committee: Dr. James Notaro, Dr. Judith Schiffert, and Dr. Gary Stoehr, for taking the time to guide me through the thesis process. Without their encouragement and advice, this study would have been most difficult. I would also like to thank my father and my mother for giving me the inspiration to greater things, including completing this graduate program. I am grateful to my wife, Louise Sano, for her invaluable advice and support. I want to express my gratitude to Dr. David Shank for his constructive comments on this thesis. My special thanks go to Dr. Geri Lyons for her support. Essential Drugs Programs of Selected African Countries vi Table of Contents List of Tables ................................................................................................ List of Figures ............................................................................................... List of Appendixes ........................................................................................ viii ix x Chapter I. II. INTRODUCTION ............................................................................ 1 Statement of Purpose ........................................................................ Theoretical Framework ..................................................................... Significance and Justification ........................................................... Assumptions ...................................................................................... Research Questions ........................................................................... Definition of Terms ........................................................................... Variables ........................................................................................... Limitations ........................................................................................ Summary ........................................................................................... 3 4 6 8 8 9 11 12 12 REVIEW OF THE LITERATURE .................................................. 14 Introduction ....................................................................................... Background ....................................................................................... Overview of National Drug Policy ....................................... Developing, Implementing, and Monitoring a National Drug Policy ................................................ Role and Relationships of Actors in the Policy Process ....... Overview of the Concept of Essential Drugs and Essential Drugs List ........................................... Development Process of the WHO Model List .................... Importance of EDL and Standard Treatment Guidelines on Rational Use of Drugs ...................................................... Impact of Drug Policy Regulatory on Availability and Drug Use .... Situation of Access to Essential Medicines in Africa ....................... Availability of Essential Drugs ............................................. Affordability of Essential Drugs ........................................... Rational Use of Essential Drugs in Africa ........................................ Infant Mortality in Africa .................................................................. Summary ........................................................................................... 14 14 14 16 17 21 23 24 30 39 40 41 43 54 59 Essential Drugs Programs of Selected African Countries vii III. PROCEDURES FOR COLLECTION AND TREATMENT OF DATA ...................................................... 60 Introduction ....................................................................................... Setting ............................................................................................... Population and Sample ..................................................................... Data Collection Methods .................................................................. Human Rights Protection .................................................................. Data Collection Tool ......................................................................... Treatment of Data ............................................................................. Summary ........................................................................................... 60 60 64 65 69 70 70 75 ANALYSIS OF DATA ..................................................................... 76 Introduction ....................................................................................... Description of the Sample ................................................................. Research Questions ........................................................................... Data Collection Tool ......................................................................... Summary ........................................................................................... 76 76 77 92 92 SUMMARY, CONCLUSIONS, IMPLICATIONS, AND RECOMMENDATIONS ........................................................ 94 Summary ........................................................................................... Conclusions ....................................................................................... Relationship of the Results to the Conceptual Framework ... Relationship of the Results to the Literature ......................... Implications for Policy Makers ......................................................... Recommendations for Future Research ............................................ 94 95 95 96 98 99 References ..................................................................................................... Appendixes ................................................................................................... 101 111 IV. V. Essential Drugs Programs of Selected African Countries viii List of Tables Table 1. Matrix of Intercorrelations ................................................................ 80 2. Variation Among National EDLs in Pharmaceutical Groups 1 through 9 ........................................................................................ 84 Variation Among National EDLs in Pharmaceutical Groups 10 through 18 .................................................................................... 85 Variation Among National EDLs in Pharmaceutical Groups 19 through 27 .................................................................................... 86 3. 4. Essential Drugs Programs of Selected African Countries ix List of Figures Figure 1. Application of the Input-Output to the Study ................................... 7 2. Overall Comparison Between National EDLs and the WHO Model List ........................................................................ 78 Scatter Plots--Correlation Between Adherence Index and Immunization Coverage ............................................................. 82 Scatter Plots--Correlation Between Immunization and Infant Mortality .......................................................................... 89 3. 4. Essential Drugs Programs of Selected African Countries x List of Appendixes Appendix A Process to Select an Essential Drug ........................................................ 111 B D’Youville College Institutional Review Board Exempt Review Application ................................................................................ 113 C WHO Model List of Essential Drugs, 13th Edition ................................. 115 Essential Drugs Programs of Selected African Countries 1 CHAPTER I INTRODUCTION More than 30 years has passed since the World Health Organization (WHO) produced the first model list of essential drugs. At that time, it was envisioned that a limited number of drugs selected to meet priority health needs would lead to better health care, better drug management, better use of financial resources, and ultimately better access to health care. More recent work on medicine prices and availability in low- and middleincome countries found that poor availability and high prices keep medications out of reach of many people in those countries. Consequently, millions of people in the developing world cannot obtain the medications they need in the public sector and, as a result, are forced to pay higher prices in the private sector or forgo treatment altogether. Although there is an increasing political commitment to ensure access to essential drugs by sub-Saharan Africa countries, there is still a need to translate the goals of providing safe and affordable medications into public health policies. For the past 30 years, essential drugs have contributed to the reduction of mortality and morbidity in the developing world. While much has been achieved in expanding accessibility to medications, more than half of the population of Essential Drugs Programs of Selected African Countries 2 poorer parts of Africa and Asia do not have regular access to essential drugs and continue to be subject to poor health (WHO, 2003). The WHO reported that more than 500 African mothers lose a child every hour (WHO, 2003). According to ChildInfo, 9.2 million children under the age of five years died in 2007 with sub-Saharan Africa accounting for almost half (49% or 4.5 million) of the deaths. Indeed, sub-Saharan Africa reports some of the highest infant mortality statistics in the world. The sub-Saharan Africa region reported 95 deaths for every 1,000 live births in 2006 (see www.who.int). According to United Nations estimates, 2,400 African babies are stillborn every day and another 3,100 newborns die within their first 4 weeks of life (Mason, 2007). The main drivers of disease burden among children are perinatal conditions associated with poverty, diarrheal diseases, pneumonia, other lower respiratory tract conditions, and malaria. All of these diseases are easily treated and prevented with vaccines and medications readily accessible in developing countries. The use of medicines and vaccines to reduce mortality and morbidity cannot be disputed. But reducing the burden of disease in the developing world is undermined, at least in part, by the irrational use, inefficient financing, and unreliable delivery of medications (Quick, 2003b). In some developing countries drug expenditures may comprise up to 40% of the entire health budget, making it difficult to provide access to lifesaving medications and vaccines. Effective, safe, affordable, and good quality medications are a central component of a comprehensive health care program (Kanji, Hardon, Harnmeijer, Essential Drugs Programs of Selected African Countries 3 Mamdani, & Walt, 1992). The WHO guidelines for the development of national drug policies (NDP) are based on the concept of essential drugs and address the problems of access, quality, and rational use of drugs. Laing, Waning, Gray, Ford, and Hoen (2003) point out that “the implementation of the concept of essential drugs is intended to be flexible and adaptable to many different situations; exactly which drugs are regarded as essential remains a national responsibility” (p. 1723). This definition implies that differences exist among national lists of essential drugs because of variability in costs, morbidity patterns, and drug effectiveness among nations of the developing world. A national drug policy expresses and prioritizes goals set by the government for the pharmaceutical sector (WHO, 2003). Thus, the incorporation of an essential drugs program varies among developing nations but can form the foundation of a rational and equitable drug procurement and distribution system. The literature is limited on the extent to which an essential drugs program has influenced medication utilization and health outcomes. Statement of Purpose The purpose of this study was to compare selected African country’s essential drugs lists (EDLs) by analyzing the percentage of drugs from the WHO model drug list that are available on the national EDLs. The study also examined similarities and differences among categories of drugs from the WHO model list in selected African country’s EDLs. In addition, this study investigated the relationship between the adherence index to the WHO model list, specifically the Essential Drugs Programs of Selected African Countries 4 immunologicals pharmaceutical group and immunization coverage rate on the one hand, and immunization coverage rate against measles, diphtheria, tetanus and pertussis (DTP) and infant mortality rate on the other hand. Theoretical Framework The general systems theory (GST) provided the theoretical framework used in this study. The GST was initially proposed by Ludwig von Bertalanffy, and later discussed by William Ross Ashby who contributed in the field by introducing a closely related field of cybernetics (Heylighen, 2003). Von Bertalanffy (1968) defined a system as a set of elements in interrelations. Heylighen and Joslyn (1992) define the systems theory as: the transdisciplinary study of the abstract organization of phenomena, independent of their substance, type, or spatial or temporal scale of existence. It investigates both the principles common to all complex entities, and the models (usually mathematical) which can be used to describe them. Von Bertalanffy posited that real systems are open to their environments and interact with their environments and can thus emerge acquiring new properties (as cited in Heylighen & Joslyn, 1992). This interaction with its environment has two components: input, what enters the system from the outside, and output, what leaves the system for the environment. A process of the system that transforms inputs into outputs is called throughput, and a system boundary separates the system from its environment (Heylighen & Joslyn, 1992). The GST Essential Drugs Programs of Selected African Countries 5 emphasizes the synthesis of relationships as opposed to reductionistic analysis as a way of learning how systems function. General systems theory is concerned with the arrangement of those parts and the relations between them. The result of analysis is how these properties or parts interact to create the whole, the unification process (Heylighen & Joslyn, 1992). Empirical evidence indicates that GST has been used in diverse fields and disciplines such as organizational research, information theory, mathematical modeling and practical application (Heylighen & Joslyn, 1992), policy making (Easton, 1953), and medication system improvement (Hronek & Bleich, 2002). Some authors have identified steps in building a systems model for use in policy development and analysis. For instance, Easton (1953) has conceived a model that applies the systems theory to political science. The simplified Easton’s model has five steps. They are (a) there are demands for a certain output and stakeholders or interest groups supporting those demands; (b) these demands and groups would compete, giving way to decision making itself; (c) once the decision is made, it will interact with its environment; (d) once the new policy interacts with its environment, it will generate new demands and groups in support or against the said policy (feedback); and (e) the feedback goes to step one. For the purpose of this study, the GST was used as the core methodology for understanding NDP process and its complex stages. To explore the NDP medicine program intermediate outcomes, which will lead to improvement in Essential Drugs Programs of Selected African Countries 6 health outcomes of a country, a modified simple input-output model has been adopted, which places the policy process in the center. Figure 1 depicts the main components included in the proposed framework. As shown in the figure, the pharmaceutical needs and demands are on the input side and access to safe and good medicines are on the output side. The policy process (formulation, implementation, and evaluation) is used by the system to convert the pharmaceutical needs and demands from the environment into outputs (effective, affordable, and good quality medicines) usable by the environment. Effective, affordable, and good quality medicines will lead to improvement in health status of the population (impact outcomes). The environment (social, economic, education, health, and political) in which the system operates affects its components. Information about some aspects of pharmaceutical needs and demands are used to evaluate and monitor the system in order to guide the system to more effective performance. Significance and Justification Several studies have explored the correlation between demographic, socio-economic indicators, and infant mortality rate, however little comparative work studying the impact of adherence index to the WHO model list on the population health outcomes has been conducted. The findings of this work provided some seminal understanding regarding the effect of NDP implementation on the use of medications and provided the basis for additional exploration in this area. To some extent the results of this type of work might Essential Drugs Programs of Selected African Countries 7 Environment Inputs Environment Throughput - Process Formulation Pharmaceutical needs and demands Implementation Evaluation Environment Outputs Intermediate outcomes: access, quality, rational use of essential drugs Prevent and treat leading causes of deaths in children and adults Environment Environment Figure 1. Application of the input-output to the study. Environment Essential Drugs Programs of Selected African Countries 8 be useful to international agencies, such as the WHO, and governments of developing nations in advocating for the incorporation of effective NDP. Conversely, the comparative aspects of the study might provide some insight in which countries might learn and adopt best practices from each other. Finally, the nature of cross-national comparative research improves researchers’ understanding of how policies affect peoples’ choices, and helps them identify behavior that is common across different cultures and societies (Burkhauser & Lillard, 2005). Assumptions The following assumptions were inherent to this study: 1. All 9 selected countries are geographically located in sub-Saharan Africa, thus national epidemiological profiles do not vary greatly by selected countries. 2. Selected countries share similar needs for essential drugs. 3. Factors contributing to the problem of access to essential drugs are similar to all 9 selected countries. Research Questions The study was designed to answer the following questions: 1. How do the essential medicines lists of selected African countries differ from the WHO model list? 2. How do the essential medicines lists of selected African countries vary among themselves? Essential Drugs Programs of Selected African Countries 9 3. What is the relationship between the adherence index to the WHO model list of immunologicals and immunization coverage rate? 4. Is there a relationship between the immunization coverage rate against measles and DTP and infant mortality rate? Definition of Terms The terms in the research question were defined theoretically and operationally. 1. Adherence index--theoretically defined as the proportion of the drugs from the WHO model list on each national EDL to the total number of drugs on a national EDL. Operationally defined as the index of drugs from the WHO model list included on a national EDL. The index is calculated by first determining the number of drugs from the WHO model list on each EDL (positive occurrences) divided by the total number of drugs on each national EDL. 2. Clinical guidelines--theoretically defined as “systematically developed statements to assist practitioner and patient decisions about appropriate health care for specific clinical circumstances” (Field & Lohr, 1990, p. 50). Operationally defined as those guidelines that offer concise instructions on which diagnostic or screening tests to order, how to provide medical or surgical services, how long patients should stay in the hospital, or other details of clinical practice. 3. Count of essential drugs--theoretically defined as the number obtained by counting of molecules on EDL. Operationally defined as the total number of molecules on the national EDL of each selected country. The molecules from Essential Drugs Programs of Selected African Countries 10 national EDLs were sorted out based on three criteria: drugs on national EDL are on the WHO model list, drugs that are from the same therapeutic classes from both the national EDL and the WHO model list, and drugs that are included in the WHO model list but not in the national EDL. 4. Essential drugs--theoretically defined as those medicines that satisfy the priority health care needs of the population and are absolutely necessary for health care (WHO, 2001). 5. Infant mortality rate--theoretically defined as the infant mortality rate is the probability (expressed as a rate per 1,000 live births) of a child born in a specified year dying before reaching the age of one if subject to current age specific mortality rates. Data were collected from the WHO database (www.who.int/whosis/en/) and the World Bank Millennium Development Goals database (web.worldbank.org/WBSITE/EXTERNAL/DATASTATISTICS/). 6. National drug policy--theoretically defined as a commitment to a goal and a guide for action (WHO, 2001). Operationally defined as a framework within which the activities of the pharmaceutical sector can be coordinated. 7. Primary health care--was defined in the Declaration of Alma-Ata as essential health care based on practical, scientifically sound, and socially acceptable methods and technology made universally accessible to individuals and families in the community through their full participation and at a cost that the community and country can afford to maintain at every stage of their development in the spirit of self-reliance and self-determination (Apel, 1979). Essential Drugs Programs of Selected African Countries 11 8. Rational use--theoretically defined as patients receiving medications appropriate to their clinical needs, in doses that meet their own individual requirements, for an adequate period of time, and at the lowest cost to them and their community. Rational use is included in the policy documents of selected countries. 9. Selection of essential drug--theoretically defined as the process to select a limited number of drugs carefully chosen based on agreed clinical guidelines and which leads to more rational prescribing, to a better supply of drugs, and to lower costs (WHO, 2001). Operationally defined as the method used by the selected countries to include the drugs on their EDLs based on the public health relevance of the drugs. The methods are included in their policy documents. Variables For the purpose of this study, the national EDLs were used to compare the selected countries, taking the WHO model list which serves as a reference for state members. One can assume that the higher adherence index to the WHO model list in the immunologicals pharmaceutical group on the one hand, and higher immunization coverage rates on the other may yield better immunization coverage rates and lower infant mortality rates, respectively. Therefore, a correlation test was computed with immunization coverage rates and infant mortality rates as dependent variables. Adherence index to the WHO model list in the immunologicals pharmaceutical group was an independent variable in one Essential Drugs Programs of Selected African Countries 12 test; immunization coverage rate against measles and DTP were separately used in the second test. Limitations The following limitations were inherent to the study: 1. Although all selected countries have carried out the baseline survey assessing the pharmaceutical situation based on level I and II indicators, which are described in the WHO operational package for monitoring and assessing the pharmaceutical situation in countries, their sampling methods varied. Some countries included both the public and private sectors; other countries did not include the private sector in their surveys. 2. Health status is determined by many other factors such as income and female literacy, which the study was not able to control. Summary In response to the poor access to medications and the high cost of drug therapy in developing countries, WHO developed an EDL. The EDL provided developing countries with a reference for safe, effective, and affordable drugs. According to the WHO (2001), “the core of the concept of EDL is that use of a limited number of carefully selected drugs based on agreed clinical guidelines leads to a better supply of drugs, to more rational prescribing, and to lower costs” (p. 6 ). Hence, the EDL is the foundation of a NDP, and in many countries it is a mechanism used to implement such policy (Laing, Hogerzeil, & Ross-Degnan, 2001). However, despite the development and incorporation of the WHO EDL, Essential Drugs Programs of Selected African Countries 13 developing countries in Africa have witnessed little reduction in morbidity and mortality. This work sought to describe the extent to which the EDLs of selected African countries adhere to the WHO model list, and the extent to which the EDLs differ from country to country. In addition, this work examined the relationship between the adherence index to the WHO model list of immunologicals and the immunization rate and the relationship between the immunization coverage rate for measles and diphtheria, tetanus, and pertussis and infant mortality rate. Essential Drugs Programs of Selected African Countries 14 CHAPTER II REVIEW OF THE LITERATURE Introduction The focus of this literature review was to provide a detailed overview of the work to date linking NDP and access to essential drugs, which leads to improvement in health outcomes. In addition, to frame this work, a comprehensive review of a NDP process is provided. Background Overview of National Drug Policy The concept of NDP, as it has been used over the last 30 years, stems from the World Health Assembly in 1975, which acknowledged the alarming lack of access to good quality medicines in developing countries. In its resolution WHA28.66, the Assembly called on the WHO to assist member states in developing NDPs (WHO, 2001). In addition, it asked the WHO to advise member states on developing strategies that could enhance the selection and procurement of essential drugs at reasonable cost (WHO, 2001). During that period, it was envisioned that such strategies could improve the availability of the most indispensable drugs, especially in developing countries. Essential Drugs Programs of Selected African Countries 15 In 1977, the WHO Expert Committee published the first WHO essential medicines list of 205 items. The WHO model list was intended to be flexible and adaptable to national needs since countries face varying challenges relating to factors such as costs and disease patterns (Quick, 2003b). One year later, the International Conference on Primary Health Care, known as the Declaration of Alma-Ata, identified the provision of essential drugs as one of the eight elements of primary health care (Quick, 2003b). The declaration defined and recognized the concept of primary health care as an integrated approach to reach the goal of Health for All in 2000 through a strategy using appropriate health technologies which included essential drugs (Laing, 1999). In 1985, the WHO held a conference of Experts on Rational Use of Drugs in Nairobi to discuss the means and methods of ensuring the rational use of drugs (Hamrell & Nordberg, 1985). The Nairobi Conference recognized the importance of both the model list mainly for public sectors and rational prescribing (Laing et al., 2003). The conference identified inadequate or ineffective drug regulation and control as a major cause of poor drug quality and irrational drug use. Finally, this conference recommended better drug information, proper training, and continuing education (Laing, 1999). In an effort to assist developing countries in incorporating the model list into a country-specific NDP, the WHO Expert Committee on NDPs met in 1986 to develop guidelines aimed at providing directions to member states on the Essential Drugs Programs of Selected African Countries 16 operation of an NDP. These guidelines provide a detailed description of nine key components that a typical NDP should incorporate. They are (a) selection of essential medicines, (b) affordability, (c) financing options, (d) supply systems, (e) regulation and quality assurance, (f) rational use, (g) research, (h) human resources, and (i) monitoring and evaluation. Each policy component is discussed, with a focus on current problems and new challenges. The guidelines present strategies and practical approaches that can be used to improve the pharmaceutical situation of a country (WHO, 2001). The main objectives of an NDP are to ensure (a) equitable availability and affordability of essential drugs; (b) the quality, safety and efficacy of all medicines; and (c) the promotion of therapeutically sound and cost-effective use of drugs by health professionals and consumers (WHO, 2001). As of 2007, 160 of the 193 WHO member states had an official NDP. Although the majority of WHO member states officially published their NDPs, still there is a need to translate the main goal of access to essential drugs into specific actions across these countries (see http://www.who.int/en/). Developing, Implementing, and Monitoring a National Drug Policy Developing a national drug policy is a complex process that requires meticulous planning, involvement of all parties, and a political will. According to WHO guidelines, the national drug policy process is a three-phase process. The policy development starts with formulation of the national drug policy which comprises eight steps: (a) organize the policy process, (b) identify the main Essential Drugs Programs of Selected African Countries 17 problems, (c) make a detailed situation analysis, (d) set goals and objectives for a national drug policy, (e) draft the text of the policy, (f) circulate and revise the draft policy, (g) secure formal endorsement of the policy, and (h) launch the national drug policy (WHO, 2001). Implementation of the strategies and activities carefully formulated is the second phase. Throughout this phase, the development, by all parties, of an overall implementation plan is critical to achieve policy objectives. Each key element of the drug policy needs a detailed strategy and specific action plans. Finally, the assessment of the impact of a national drug policy is needed to give a picture of the implementation of planned activities and indicate whether targets are being met (WHO, 2001). In summary, a political commitment to ensure the access to essential drugs is central to a well-deployed NDP. Role and Relationships of Actors in the Policy Process Numerous studies have explored the NDP process at a country level, and several aspects have been examined. Until the late 1980s, Laos was a centralized socialist economy, which was gradually reformed to become a liberalized economy in 1987. The implications of the liberalization of economy were reflected in the health sector as well. The government developed an NDP which particularly accommodated the private sector in what was the government monopoly. This resulted in emergence of a market of pharmaceuticals. The increase of registered private pharmacies rose from none in 1988 to 1,690 in 1993. The consultations have also followed the same trend. To regulate its Essential Drugs Programs of Selected African Countries 18 pharmaceutical sector, the government decided to implement a comprehensive NDP. To develop its NDP, the government of Laos adopted a strategy involving a wide-range of consultations and participation with an objective to involve more stakeholders as possible and gain their consensus. After these consultations, a national seminar was held to discuss and formulate the NDP. In addition, a series of seminars were also held to discuss priorities and strategies for the implementation. The success of its drug policy was partly attributed to the involvement of all stakeholders (Paphassarang, Tomson, Choprapawon, & Weerasuriya, 1995). To contain the higher rate of drug consumption in Korea, the Korean government implemented a drug reform policy aimed at separating dispensing and prescribing roles by both physicians and pharmacists for outpatient care (Kim, Chung, & Lee, 2004). Physicians were allowed to implicitly profit from drug price differential between the reimbursed price and the purchase price. This has led to a situation where the more drugs the health care providers prescribed to their patients, the more profit they made. As result, without a gradual approach, the government implemented a drug policy reform with provisions related to (a) separating the prescribing and dispensing roles of physicians and pharmacists; (b) prohibiting all medical institutions from employing pharmacists for outpatient care or establishing a pharmacy within their buildings; and (c) forcing all outpatients to fill their prescriptions from community pharmacies elsewhere. By implementing this reform policy, the government expected to reduce the cost of Essential Drugs Programs of Selected African Countries 19 medications and improve use and appropriateness of medications. However, unintended consequences, such as increasing the use of uninsured services and prescribing high-priced drugs, occurred. This increase in drug expenditures was attributable to the fact that some of the stakeholders who were excluded from the policy process did not embrace the policy. For instance, drug expenditures by the national health insurance system increased after the implementation of the policy because the physicians no longer had any incentive to prescribe cheaper drugs to outpatients after the policy was implemented. Patients, who were now able to compare the prescriptions of various sources, also asked the clinics to replace generic drugs with the original drugs. The authors concluded that further reforms are needed to control unintended effects of the drug policy reform (Kim et al., 2004). The Korean experience illustrated the importance of involving all stakeholders in the policy process. Unlike the Korean experience, numerous studies have shown that carefully planned and well-implemented policy initiatives, involving all stakeholders, produced expected results. Taiwan took a gradual approach to implement the drug policy reform intended to separating drug prescribing and dispensing by physicians (Chou et al., 2003). In 1997, Taiwan began implementing a separation policy on an incremental basis. The stated objectives of this policy were to control expenditures and improve physicians’ drug prescription practices. The study had to answers three hypotheses: (a) Will a separation policy lead physicians to reduce prescription and drug expenditures; Essential Drugs Programs of Selected African Countries 20 (2) will a separation policy have an impact on the prescription pattern of clinics hiring on-site pharmacies, and (3) will a separation policy have an impact on total health expenditure. The sample study consisted of all visits to clinics and pharmacies in the six sites studied, with a total of 55.23 million claim records. Four sites where separation policy was implemented and two sites which served as the control group were chosen for the study. Their analysis used a pre/post comparison of the experiment with the control sites. The impact of the separation policy on the hypotheses of the study, as well as whether there were changes in the total number of visits per clinic, was analyzed. Findings indicated that a separation policy could be effective in reducing drug expenditures, primarily through reducing the probability of prescription. They also found that physicians did not make up for revenue losses due to the separation by increasing nondrug treatments or quantity of visits. However, these results need to be interpreted with caution, as the period considered for pre/post analysis was limited to a short period of 3 months before and after the implementation of the policy (Chou et al., 2003). In summary, a rational pharmaceutical system depends on a well formulated and implemented national drug policy. To achieve its main objectives of access, quality, and rational use of drugs, the regulation of the pharmaceutical sector needs to reconcile private and public sector. Essential Drugs Programs of Selected African Countries 21 Overview of the Concept of Essential Drugs and Essential Drugs List The rationale behind the concept of essential drugs is that there are a limited number of drugs that are indispensable and should be available to the majority of the population at all times. The WHO (2004) defines essential drugs as: those medicines that satisfy the priority health care needs of the population. They are selected with due regard to public health relevance, evidence on efficacy and safety, and comparative cost-effectiveness. Essential medicines are intended to be available in the context of functioning health systems at all times in adequate amounts, in the appropriate dosage forms, with assured quality and adequate information, and at a price the individual and community can afford. The implementation of the concept of essential medicines is intended to be flexible and adaptable to many different situations; exactly which medicines are regarded as essential remains a national responsibility. (p. 1) This definition implies that drugs selected on the basis of safe and cost-effective clinical guidelines are central for nearly every public health program aimed at reducing morbidity and mortality (Pẻcoul, Chirac, Trouiller, & Pinel, 1999). Thus, safe, available in suitable amounts, affordable, and properly used, drugs provide a simple cost-effective answer to many health problems. The established link between the concept of essential drugs and improvement in access to essential drugs by the population (Quick, Hogerzeil, Essential Drugs Programs of Selected African Countries 22 Velásquez, & Rägo, 2002) cannot be disputed. Several studies examined the progress of essential drugs list since the inception of the concept of essential drugs to date. In their analysis of the 25 years of the WHO essential drugs list, Laing et al. (2003) analyzed and highlighted the progress and challenges toward access to essential drugs. The authors argued that the list helped to establish the principle that some medicines were more useful than others and that essential drugs were often inaccessible to many populations. Since then, the EDL has increased in size; defining an essential drug has moved from an experience to an evidence-based process, including criteria such as public health relevance, efficacy, safety, and cost-effectiveness (Laing et al., 2003). Quick et al. (2002) depicted the pharmaceutical situation prevailing in the world before the introduction of NDP and essential drugs concepts as follows: “The approach to drug selection for health services was relatively informal. Independent, unbiased information on medicines was extremely limited with little attention to systematic teaching about rational prescribing and generic prescribing” (p. 1). It can be noted that some countries had initiated pharmaceutical policy; however, the concept of NDP was barely unknown in 1977 (Quick et al., 2002). In summary, the WHO model list was created with the aim at providing a reference model for member states to select a subset of medicines to address local public health needs and produce their national lists. Despite the progress made by Essential Drugs Programs of Selected African Countries 23 selected countries to improve access to essential drugs, the situation of pharmaceuticals in these countries remains alarming. Development Process of the WHO Model List Rational selection of drugs based on cost-effective clinical guidelines is one of the key components of a national drug policy. The rationale behind the selection is that careful selection of a limited range of essential drugs results in a higher quality of care, better management of medicines, and more cost-effective use of health resources (WHO, 2001). The task of the selection process is to select and prioritize a limited number of pharmaceutical products from thousands available on the market (WHO, 2001). An expert committee identifies an essential drug to be included on the WHO essential drug model list based on the four main criteria: (a) relevance for public health, (b) clinical effectiveness, (c) safety, and (d) comparative cost-effectiveness. The detailed inclusion process of an essential drug to WHO model list is in Appendix A. The ideal selection of essential drugs would be linked to evidence-based clinical guidelines. According to the WHO, a list of essential drugs would be created with explicit criteria and would be reviewed and updated at least every two years. In addition to the list of essential drugs, the WHO has initiated a program to establish standard treatment guidelines (STG) for the drugs on the list. The goal for the both the list and the guidelines is that they should be based on the best available clinical evidence (WHO, 2002). In summary, the process to select Essential Drugs Programs of Selected African Countries 24 essential drugs is critical, thus a transparent process involving all stakeholders is necessary. Importance of EDL and Standard Treatment Guidelines on Rational Use of Drugs Le Grand, Hogerzeil, and Haaijer-Ruskamp (1999), in an extensive literature review on the rational use of drugs, examined the experiences of the last decade in order to identify which interventions have proven effective in developing countries and suggested a range of policy options for health planners and managers. Their findings indicated that interventions such as STGs, EDLs, pharmacy and therapeutics committees, problem-based basic professional training, and targeted in-service training of health workers have proved effective in some settings. According to Laing et al. (2003), the success of clinical guidelines in changing practice seems to depend on many factors, including the complexity of the targeted practice, the credibility of the group developing the guidelines, involvement of end-users in the development process, the format of the resulting guidelines, and, most importantly, how they are disseminated. The WHO recommends that the selection of drugs be based on a list of common conditions and complaints and the treatments of choice for these conditions as defined in STGs. The drugs included in the treatment guidelines for a certain level of health care will constitute the EDL for that level (Laing et al., 2001). Essential Drugs Programs of Selected African Countries 25 Numerous studies have documented the impact of clinical guidelines and essential drug lists on the availability and proper use of medicines within health care systems (Kafuko & Bagenda, 1994; Woolf, Grol, Hutchinson, Eccles, & Grimshaw, 1999). Woolf et al. explored the potential benefits, limitation, and harms of clinical guidelines. The authors examined the potential benefits and harms for three distinct groups: patients, health care professionals, and health care systems. For patients, the guidelines have the potential to reduce morbidity and mortality and improve quality of life, at least for some conditions, and to improve the consistency of care. For health care professionals, they have potential benefits to improve the quality of clinical decisions, and to support quality improvement activities. Clinical guidelines may be useful in improving efficiency and optimizing value for money for health care systems. According to the authors, the most important limitation of guidelines is that its recommendations may be wrong. In addition, the recommendations included in the guidelines may be influenced by other needs other than patients. The development group’s opinions and clinical experience may be taken into account when making the recommendations. The authors argued that guidelines that are not rigorously developed based on evidence can harm patients, health care professionals, as well as health care systems. They concluded that the clinical guidelines are only one option for improving the quality of care. It was suspected that inappropriate drug use was widespread in Uganda, and the lack of national standard treatment guidelines was one reason identified Essential Drugs Programs of Selected African Countries 26 for irrational drug use. Therefore, in 1992, the Minister of Health developed National Standard Treatment Guidelines (NSTGs) to guide the process of prescribing in all health facilities. To establish the baseline for drug use in the country, Kafuko and Bagenda (1994) designed a randomized controlled study with pre-post observations of outcomes using qualitative and quantitative research methods. Their study covered 126 health units randomly selected in six districts of four regions of Uganda and one health unit used as a control group. The researchers divided these 126 health units into three groups, which they assigned interventions A1, A2, and B. Data used for the study were retrospectively and prospectively collected. One hundred twenty-seven (127) were covered and a total of 13,631 general patient encounters and 1,463 diarrhea cases in children under 5 were studied. The interventions were as follows: intervention B was about dissemination of NSTGs alone to health units; intervention A2 was about dissemination of NSTGs plus timely feedback and targeted training of health workers; and finally, intervention A1 was about dissemination of NSTGs plus timely feedback and targeted training of health workers plus support supervision for 6 months. Their findings showed that there was significant reduction in the number of drugs prescribed for the general cases for interventions A1 and A2. Intervention B increased the amount of drugs prescribed and the control group had no change at all. There was no change in the antibiotic prescribing for interventions A1 and a minimal reduction for intervention A2. There was, however, significant reduction in injection prescribing for interventions A1 and Essential Drugs Programs of Selected African Countries 27 A2. The authors concluded that the combination of regulatory, managerial, and education measures may be required to realize tangible and beneficial effects. Their study showed that the provision of educative materials like the NSTGs has provided minimal improvement on rational drug use if compared to the two alternatives which used a combination of educative and managerial strategies. The study has also revealed standard treatment guidelines alone do not result in behavior change in rational drug use. Irrational use of drugs is a difficult problem, and yet it can be prevented as shown by one study carried out in seven medical schools from both developed and developing countries (de Vries et al., 1995). The study aimed to assess the positive impact of the training of students who were about to enter the clinical phase of their studies. Using the WHO manual on the principles of rational prescribing, the students were taught to generate a standard pharmacotherapeutic approach to common disorders. In addition, the students were taught to consult existing national and international treatment guidelines, national formularies, pharmacology textbooks, and other sources of drug information. A total of 219 students were randomly divided between study (111 students) and control (108 students) groups. Using the WHO manual, the study group had four weekly pharmacotherapeutic training sessions focused on good prescribing related to pain medication only. The impact of the training was assessed by means of a test for both groups immediately before training, immediately after, and 6 months later. Using multiple-analysis of variance, the researchers compared both groups. They Essential Drugs Programs of Selected African Countries 28 found that the students who were trained to the principal of rational prescribing performed significantly better than the students from the control groups. Their findings indicate also that the students from the study groups have retained the good prescribing principles 6 months after their training. The researchers concluded that this approach seems to be an efficient way of teaching rational prescribing. A Dutch study evaluated the effectiveness of multiple interventions to reduce antibiotic prescribing for respiratory tract symptoms in primary care. In the Netherlands general practitioners prescribe almost 80% of all antibiotics and nearly two thirds of these prescriptions are issued for infections of the respiratory tract (Welschen, Kuyvenhoven, Hoes, & Verheij, 2004). Based on the standard guidelines for infections of the respiratory tract developed by the Dutch College of General Practitioners, multiple intervention strategies were implemented to reduce antibiotic prescribing for respiratory tract symptoms such as training doctors in communication skills, monitoring prescribing behavior, and sustaining the achieved consensus by means of feedback on prescribing and reminders. These strategies have never been evaluated, so this study evaluated the effectiveness of group education meetings designed to provide feedback to prescribers on their performance. Data from insurance claims were used to study the prescription of antibiotics. Out of 42 peer review groups invited to be part of the study, 12 groups of 100 general practitioners agreed to participate in the study. These 12 groups were randomly divided into the intervention groups (6 groups of Essential Drugs Programs of Selected African Countries 29 46 general practitioners) and control groups (6 groups of 54 general practitioners). Only 42 and 47 of the general practitioners from the intervention and control groups, respectively, completed the trial. The researchers used a t test to assess differences between intervention and control groups, to evaluate the effectiveness of the multiple interventions. The results of their study indicated that there was no significant difference between the intervention and control groups in prescribing antibiotics before the study. However, they found that antibiotic prescription rates in the intervention group fell by 4% and rose by 8% in the control group. Their findings showed also that there was no difference in patients’ satisfaction in the two groups, thus the interventions did not alter patients’ satisfaction. The researchers concluded that the multiple interventions have decreased the antibiotic prescription rates while maintaining the same level of patients’ satisfaction. Grimshaw and Russell (1993), studying the effect of clinical guidelines on medical practice, provided additional evidence that clinical guidelines and lists of essential drugs, when well formulated and well implemented with adequate support, could improve quality and lead to better health outcomes. The authors reviewed 59 published evaluations of clinical guidelines: 24 investigated guidelines for specific clinical conditions, 27 studied preventive care, and 8 looked at guidelines for prescribing or for support services. Grimshaw and Russell’s study found that explicit guidelines do improve clinical practice when introduced in the context of rigorous evaluations. Essential Drugs Programs of Selected African Countries 30 These studies highlight the impact of EDLs and STGs on attaining better health outcomes if both interventions are adequately supported by a stronger commitment to promote the rational use of drugs. Although there is an increasing political commitment to promote the essential drugs programs in sub-Saharan Africa, still there is a need for increased focus on both EDLs and STGs in those countries. Impact of Drug Policy Regulatory on Availability and Drug Use The EDLs can play a key role from both the medical and economic point of view. Hogerzeil (2004) argued that from a medical point of view, essential drugs lead to better quality of care and better health outcomes. He asserted that economically they lead to better value for money, to lower costs through economies of scale, and to simplified systems of procurement. Furthermore, lists of essential drugs also guide the procurement and supply of medicines in the public sector, reimbursement mechanisms for medication costs, medicine donations, and local medicine production. According to the WHO, the rational selection of essential drugs based on agreed clinical guidelines leads to better supply of drugs, to more rational prescribing, and consequently to lower costs (WHO, 2003). In 1989, Hogerzeil, Walker, Sallami, and Fernando evaluated the impact of an essential drugs program on its main objectives: availability and rational use of drugs in Democratic Yemen. At the time of the study, the essential drug Essential Drugs Programs of Selected African Countries 31 program had been operating in Yemen since 1984. A national formulary was in place and drugs to be included have been clearly designated. The researchers selected randomly a sample of 19 of the 122 peripheral health units from two governorates in which the essential drugs program had been operating (program area), and 7 out of 58 from a governorate where the program had not been implemented (control area). The impact of the program was assessed by comparing the health units from the program area with those from the control area. Their findings have shown that, on average, 88% of essential drugs (27 of 31 labeled as essential drugs) were available in the program area compared to 55% (17 of 31) essential drugs in the control area. They found that there was a significant difference in patterns of drug use between both areas. About 24.8% of the patients received an injection drug in the program area compared to 57.8% in the control area. Similarly, there were fewer antibiotics being prescribed in the program area (46.3%) compared to 66.8% in control area. The number of drugs per prescription also differed when comparing the program area (1.5) with the control area (2.4). The researchers concluded that essential drugs program has significantly improved the availability and rational use of drugs (Hogerzeil et al., 1989). In 1990, the government of Pakistan intervened to deregister pediatric formulations of antimotility drugs because of the higher incidence of paralytic ileus in children suffering from acute diarrhea in 1989. At one hospital, pediatricians recorded 19 cases of paralytic ileus within a period of 2 months in Essential Drugs Programs of Selected African Countries 32 children given Imodium for diarrhea. Bhutta and Balchin (1996) assessed the long-term effectiveness of the regulatory intervention to withdraw these formulations and explored possible irrational substitution. Using a post-only design, they conducted surveys of case management of acute diarrhea to collect data on availability of the deregistered drugs in retail drug outlets and substitutes suggested for the deregistered drugs. Seven centers reflecting the geographic, cultural, and demographic diversity of Pakistan were selected for the survey. The researchers have found that the regulatory intervention has removed the deregistered drugs from circulation in 94.5% of stores surveyed; however, they have found that the deregistered drugs were still available in one city. The substitution practices posed a more serious problem. The deregistered drugs were being accompanied by misuse of adult preparations. Because of the size of the sample and the failure to conduct a follow-up obstructive survey in two regions, a great caution must be exercised in any extrapolation to a country-level statistical analysis and percentages given must be regarded as rough estimates. One mechanism to make drugs more affordable is the use of generic drug names. Thus, prescription of generics and substitution constitute two mechanisms to reduce cost of drugs. A study carried out in South Africa (Karim, Pillai, Ziqubu-Page, Cassimjee, & Morar, 1996) explored the extent of generic prescribing by private medical practitioners and how private pharmacists carry out the generic substitution. The researchers also attempted to estimate the potential savings from the prescription and substitution of generics. On four randomly Essential Drugs Programs of Selected African Countries 33 selected days, all prescriptions, together with the original prescription, were collected from 10 pharmacists. They analyzed 1,570 prescriptions with a total number of 4,086 products. They found that only 23.5% (961 out of 4,086) of the drugs prescribed had generic equivalents, and 202 out of 961 (21.0%) were prescribed as generic drugs. Their findings indicated that 45.7% of all the total prescriptions had at least one item for which a generic equivalent existed. If the generic substitution was carried out, 6.8% of the cost of the original doctor’s prescriptions could have been saved. The authors concluded that if encouraged and reinforced, generic prescribing and substitution could result in marginal cost savings (Karim et al., 1996). Ratanawijitrasin, Soumerai, and Weerasuriya (2001) explored the impact of NDPs and essential drug programs on improvement of drug use. In their extensive international literature review, the authors attempted to define the current state of knowledge regarding drug policy effects on drug use. They reviewed the archives and computerized databases, articles published in medical and pharmacy journals, as well as published annotated bibliographies. Their findings indicated that most of the studies utilized weak research designs that evaluated programs solely on the basis of post-intervention measures. Only two studies measured pre-policy utilization but did not include a control group. They concluded that none of the results were conclusive, and the findings represented, at best, hypotheses for more rigorous studies of policy impacts. Due to a lack of reliable data, the authors were unable to determine whether national drug policies Essential Drugs Programs of Selected African Countries 34 and essential drug programs improved drug use. Unlike the studies reviewed by Ratanawijitrasin et al., for the purpose of this thesis, the writer analyzed some recent publications that have utilized pre-post intervention design or have included a control group. One study analyzed the impact of a drug list policy and hospital revenue capping policy on drug expenditure in Shangai (Hu et al., 2001). This policy was implemented to reduce the rapid increase in medical drug expenditures in Shangai from 1983 till 1993. The underlying factors of this increase were (a) the financial incentives and profit-driven prescribing behaviors; and (b) the over-consumption of drugs due to the fact that health of urban population was covered by the government without control over drug expenditures. To contain this growth rate, the authorities adopted a drug list of 936 molecules and 502 Chinese herbal preparations. Only drugs included on the list were reimbursed. In addition, a new policy was also put into effect in Shangai to limit total revenue of each hospital at 24% of the previous year’s revenue. Using data collected on general medical expenditure and drug expenditure, the researchers compared three time periods: (a) before the drug list policy; (b) after the drug list policy alone, and (c) after the drug list and capping policies. Using a multiple regression analysis, they analyzed the cost of 7,076 randomly selected prescriptions for pharmaceuticals and Chinese herbal preparations. The results illustrated that physicians prescribed fewer imported drugs and expensive antibiotics after implementation of the reform policies. The proportion of total medical expenditure attributable to drugs Essential Drugs Programs of Selected African Countries 35 declined from 67% in 1992 to 51% in 1996. The annual growth rate of drug expenditure per ambulatory visit was reduced from 23.4% in 1992 to 0.3% in 1996. Over the same period, the growth rate of drug expenditure per bed-day decreased from 28.2% to -2.4%. A multiple regression analysis of prescription costs showed that the two policies did not alter the equity of utilization of pharmaceuticals between insured and noninsured outpatients. The authors concluded that the drug list and capping policies in Shangai appear to have achieved their objectives of containing the escalation of drug expenditures and improving the rational use of drugs without loss of equity (Hu et al., 2001). The importance of the essential drugs list and national drug policy was discussed by Kisa (2001). The author reviewed the performance of the Turkish pharmaceutical industry in terms of technology and production in comparison with that of some other countries. The study intended to answer if there is a need to develop a national drug policy in Turkey. The study revealed that irrational use of drugs, such as inappropriate and unnecessary use of antibiotics, is an important problem in Turkey. The prescribing behavior of physicians has lead to an increase in antibiotic use and, consequently, created highly resistant strains of bacteria. The Turkish Medical Association has pointed out that overprescribing antibiotics has led to a resistance of 60-70% for broad-spectrum antibiotics. Irrational use of drugs among other factors influencing the pharmaceutical sector in Turkey has led the author to conclude that government should adopt a clear policy toward essential drugs (Kisa, 2001). Essential Drugs Programs of Selected African Countries 36 Park et al. (2005) investigated the impact that a new drug policy in Korea, which prohibited physicians from dispensing drugs, had on the quantity and quality of their prescribing behaviors. They specifically explored changes in antibiotic prescribing after the policy and whether the reduction in antibiotic prescribing was greater for cases of viral disease, in which antibiotic prescribing was likely inappropriate, than for bacterial disease, in which antibiotic prescribing could be appropriate. Claims from the Korean National Health Institute were used for the study. The studied period covered 6 months before and after policy intervention, respectively. During this period no other policy changes occurred which might have influenced drug utilization. The researchers identified two primary diagnosis groups of interest: the viral illness group and the bacterial illness group. The nationally representative sample consisted of 50,999 episodes-18,656 viral and 7,758 bacterial pre-policy, 16,736 viral and 7,849 bacterial postpolicy--from 1,372 primary care clinics. They used generalized estimating equations to investigate changes in antibiotics prescribing after the policy and multiple linear regressions to determine provider factors associated with reductions in inappropriate antibiotic prescribing for viral illness. The findings indicated that after the policy reform became effective, antibiotic prescribing declined substantially for patients with viral illness, from 80.8% to 72.8%, and only minimally for patients with bacterial illness (from 91.6% to 89.7%). The number of different antibiotics prescribed per episode also decreased significantly after the policy, but there were no significant differences in these reductions Essential Drugs Programs of Selected African Countries 37 between viral and bacterial illness. The researchers concluded that prohibiting doctors from dispensing drugs reduced prescribing overall, both antibiotics and other drugs, and inappropriate antibiotic prescribing in viral illness (Park et al., 2005). The NDP in Iran, aimed at providing the population of the country with affordable, good quality medicines, has been evaluated through one of its very important elements, Iran drug list (Nikfar, Kebriaeezadeh, Majdzadeh, & Abdollahi, 2005). The authors analyzed and evaluated the Iran Drug Selecting Committee’s (IDSC) decision making as one necessary part of the process of evaluating the NDP. They looked at 5 years of IDSC’s decision making to assess the implementation of drug supply system in the country. The WHO’s four standard questionnaires to identify the strengths and weaknesses in the formulation and implementation of the NDP in Iran were used. They contained structural and process indicators which served to assess the implementation of NDP by measuring progress in key components and outcome indicators which served to evaluate the outcomes of NDP. The study analyzed 59 drugs which had been approved by the IDSC’s members from 1998 to 2002. The findings of the study showed that 96.1% of drugs in the national EDL were produced locally. They revealed the irrational use of drugs in Iran such as existence of at least one injection in 47% of total prescriptions surveyed with an average number of 3.6 drugs prescribed for each patient. The study showed that the assessment of 59 dossiers of approved drugs for adding to the national EDL showed that the Essential Drugs Programs of Selected African Countries 38 IDSC’s members pay more attention to efficacy, safety, and rationality in use of drugs rather than accessibility and affordability. They concluded that the drug system in terms of implementation of the processes to achieve the NDP’s objectives needs to be revised in order to achieve the equity in access to pharmaceuticals. The growth of pharmaceutical expenditures in China, which has attained 44.4% of total health expenditures in 2001, has led the Chinese government to intervene by changing its drug pricing policy from controlling the entire cascade of prices for all pharmaceuticals to controlling retail prices for selected products only (Meng et al., 2005). Meng et al.’s study was intended to examine whether the retail price policy was actually implemented in the institutions studied, whether it was effective in containing hospital drug expenditures, and the role of rationality of drug use in influencing the expenditure patterns. It can be noted that a list of drug prices which contains part A drugs, which were set by the government as definitive ceilings for retailers, and B drugs, for which the government set guiding prices, was implemented. Using a retrospective pre/post-reform case study in two public hospitals, the researchers reviewed the financial records related to cerebral infarction to analyze changes in prices, utilization, expenditures, and rationality of drugs. In the two hospitals, a total of 104 and 109 cerebral infarction cases hospitalized respectively before and after the reform, were selected. Prescribed daily dose was used for measuring drug utilization. They found that drug expenditures for all patients still increased rapidly in the two hospitals after Essential Drugs Programs of Selected African Countries 39 implementation of the pricing policy. For instance, in the municipal hospital, drug expenditure per patient increased by 50.1% after the reform, mainly due to greater drug utilization. A large proportion of expenditures for the top 15 drugs, at least 65% and 41% in the provincial and municipal hospitals, respectively, was spent on allopathic drugs without an adequate evidence base of safety and efficacy supporting use for cerebral infarction. They concluded that the control of retail prices, implemented in isolation, was not effective in containing hospital drug expenditures in the studied hospitals. Drug expenditures were driven more by utilization than price (Meng et al., 2005). In summary, throughout the years, governments of developing countries recognized access to safe, affordable, and good quality medicines as a public priority. Substantial progress has been made toward the access to essential drugs; however, it has not occurred evenly. For instance, availability of essential drugs is still alarmingly insufficient, particularly in much of sub-Saharan Africa. Situation of Access to Essential Medicines in Africa Access to essential pharmaceuticals in Africa is far from ideal. The situation is even more alarming in sub-Saharan Africa, where governments have formulated and implemented national drug policies, created lists of essential drugs, and established standard treatment guidelines for the drugs on their lists. Yet, millions of people in these countries cannot pay for or obtain the medicines they need. Essential Drugs Programs of Selected African Countries 40 Availability of Essential Drugs As Hodes and Kloos’s (1988) study indicated, the publication of a national drug list is not enough to ensure the availability of essential drugs. Their study looked at the experience of Ethiopia, 2 years after the Ethiopian government adopted an essential drugs list. Their findings showed that only 7% of the country’s health centers had a complete selection of the drugs on the national EDL. The baseline assessment of pharmaceutical sectors of selected countries undertaken in 2002 and 2003 by Ministries of Health indicated that the median percent of availability of key medicines in public facilities was 70% in Chad, 78.6% in Ghana, 93.3% in Kenya, 87.3 % in Mali, 46% in Nigeria, 80% in Senegal, 75% in Uganda, and 87.28% in Tanzania. On the average, the stock-out duration was 41 days in Chad, 75.5 days in Ghana, 38.59 days in Kenya, 45.4 days in Mali, 15.3 days in Senegal, 89.3 days in Uganda, and 28 days in Tanzania. Information regarding stock-out duration for Nigeria was not available (Ministry of Health, n.d.). A further study examined a secondary analysis of data from 36 low- and middle-income countries. Cameron, Ewen, Ross-Degnan, and Laing (2008) analyzed medicines prices and availability in 45 national and sub-national surveys conducted using the WHO and Health Action International (HAI) methodology. The findings indicated that average public sector availability of generic medicines ranged from 29.4% to 54.4% across surveyed countries. The availability of Essential Drugs Programs of Selected African Countries 41 generics in the African region was 29.4%. The study showed also that even in the private sector, the availability of generics was far from ideal. Chad had the lowest availability of 14.8%, whereas Ethiopia had the highest availability of 79.1%. Overall, the mean availability in the private sector was higher than in the public sector across all WHO regions (Cameron et al., 2008). These findings corroborated the results of the previous studies. The lack of availability of essential drugs in public facilities implies that the populations use less health facilities. The link between the availability and visits to health facilities was illustrated by studies carried out in Nigeria, which showed that when drugs are unavailable at health facilities, visits by patients dropped by 50% to 75% (World Bank, 1994). Sub-Saharan Africa countries face another major issue: the lack of essential drugs for tropical diseases as a consequence of the lack of drug discovery and development for tropical diseases (Pécoul et al., 1999). As Kapp (2003) pointed out, of the 1,400 new products developed by the pharmaceutical industry between 1975 and 1999, only 13 were for tropical diseases and three were for tuberculosis. For the same period, developed countries accounted for nearly 90% of global pharmaceutical sales, whereas developing countries accounted for 90% of the 14 million deaths from infectious disease (Kapp, 2003). Affordability of Essential Drugs African countries face a broader range of problems, such as the alarming lack of availability of medicines in public health facilities, which forces people Essential Drugs Programs of Selected African Countries 42 who need them the most to obtain expensive drugs in the private sector or forgo treatment altogether. Several factors undermine the availability of essential medicines in Africa, such as poor supply and distributions systems, insufficient health facilities and staff, and low investment in health and the high cost of medicines. For example, the World Bank study found that the lack of reliable supplies of medicines in periurban and rural areas forces patients to purchase medicines from itinerant traders or to travel a long distance to get them (World Bank, 1994). Drug prices of originator brands and generics are considerably higher in the private sector, making many treatments, particularly those for chronic diseases, simply unaffordable (WHO, 2003). In Africa, for example, a low paid worker has to pay between 2 to 8 days’ wages each month to buy glibenclamide to treat diabetes. Across the surveys, in the private sector, originator brands cost 260% more than lowest priced generic equivalents, increasing to 1000% or more in some countries. The average Tanzanian must work 500 hours to pay for a course of tuberculosis treatment compared to a Swiss who would only have to work 1.4 hours. The WHO study found that 30 days of ulcer treatment with the innovator brand of ranitidine cost the equivalent of 50 days’ wages in Cameroon and 20 days in Kenya, whereas the generic ranitidine cost 24 and 8 days’ wages, respectively. In summary, despite some progress in improving or increasing access to essential medicines by several countries of the developing world, the inability to Essential Drugs Programs of Selected African Countries 43 ensure continuously available and affordable medicines at public health facilities remains alarming in several WHO member states. A well-formulated and well-implemented national drug policy is a crucial political commitment that Sub-Sahara Africa countries have to take to ensure availability of affordable and good quality medicines to all citizens. Rational Use of Essential Drugs in Africa Like the lack of availability of essential drugs, the irrational use of drugs can impact the reduction in morbidity and mortality if the drug therapy is inappropriately used. According to the WHO (2001) “rational drug use requires that patients receive medications appropriate to their clinical needs, in doses that meet their individual requirements, for an adequate period of time, and at the lowest possible cost to them and their community” (p. 19). It has been suggested that mediating disease burden in the developing world is undermined, at least in part, due to the irrational use, inefficient financing, unreliable delivery of medication, and high medicine prices (Quick, 2003b). Among these factors, irrational use of drugs remain problematic and its most common types are (a) the use of too many medicines per patient--poly-pharmacy; (b) inappropriate use of antimicrobials, often in inadequate dosage, for nonbacterial infections; (c) overuse of injections when oral formulations would be more appropriate; failure to prescribe in accordance with clinical guidelines; and (d) inappropriate selfmedication, often of prescription-only medicines (WHO, 2004). Le Grand et al. (1999) found that the common problems of irrational use of medicines are over Essential Drugs Programs of Selected African Countries 44 prescribing, multi-drug prescribing, misuse of drugs, use of unnecessary expensive drugs, and overuse of antibiotics and injections. The influences upon prescribing patterns should be considered in both health institutions and retail pharmacies. According to Goel, Ross-Degnan, Berman, and Soumerai (1996), influences upon prescribing in retail pharmacies has shown that there are four sets of explanatory factors: pharmacy factors, client factors, physician practice, and regulatory factors. Few studies have explored the influence of pharmaceutical policy upon rational use of drugs. Maiga, Haddad, Fournier, and Gauvin (2003) analyzed two issues of the pharmaceutical policy in Mali: (a) whether or not implementation of complementary measures in selected regions has led to a more rational use of medication, and (b) whether or not patterns of prescription and utilization in public facilities targeted by these policies differ from those observed in the private sector. The researchers observed 700 medication transactions in each of the 14 private and public legal points of sale, and an average of 50 consecutive transactions in each of the points of sale each day. Their observations were focused on the interaction between the pharmacist and the customer followed by a brief interview with the buyer to mainly record the reasons for the visit to the pharmacy and the drugs prescribed and the prescriber’s location of practice. The results of their study indicated that the objective of improving access to drugs seems to have been achieved in the sites studied. Affordable generic drugs were accessible and widely used, even in the private sector. However, measures Essential Drugs Programs of Selected African Countries 45 intended to rationalize the prescription and delivery of drugs did not always have the desired effect. Also their study showed that prescribers in the public sector tended to prescribe fewer antibiotics, injectables, or brand-name drugs; however, they found that there was absence of advice concerning the use or the side effects of the drugs in both public and private sectors. Their conclusion was to broaden the scope of NDPs to include the private sector. It should be pointed out that this study did not include the buying practices in informal drug markets, which plays an important role in irrational use of medicines. The role of the informal drug market was discussed by Quick et al. (2002) as one of the factors that influenced the effective use of medicines. Other factors included actions of health care providers, formal distribution channels, and the pharmaceutical industry and the public. Numerous studies have explored the attitudes of prescribers toward an essential drugs program. Krause et al. (1999) examined the rationality of prescriptions in the general consultation in Burkina Faso according to the individual diagnoses of the patients and to learn about the attitudes of the prescribers toward the essential drug program. For a period of 2 weeks, 313 outpatient consultations were studied by methods of guided observation as well as interviews with health care workers involved in the study. A total of 793 drugs prescribed by 15 health care workers during the observation period, and 2,815 prescribed drugs copied from the patient register, were analyzed. The study found that the average number of drugs prescribed per visit was 2.3. Regarding the Essential Drugs Programs of Selected African Countries 46 adherence of prescription to treatment guidelines, the study showed that prescriptions were correct for 59.3% of patients who received indications on drug dosage, 88% of the prescribed drugs were on the essential drug list, 88.4% were indicated according to the national treatment guidelines, and 79.4% had a correct dosage. Despite their concern about the quality of certain items on the EDL, the prescribers perceived the essential drug program to be a major improvement. Other serious deficiencies in drug prescribing were absence of information on length of therapy, which occurred in two-thirds of the cases, and errors in dosages especially in children under 5 years. The study found also that 59.3% of all the patients received a correct prescription and seven out of 21 pregnant women received drugs contraindicated in pregnancy. The results of this study regarding quality of prescription should be analyzed with caution because it was a guided observation (Krause et al., 1999). Uzochukwu, Onwujekwe, and Akpala (2002) conducted a study in Nigeria with the purpose of comparing the level of availability and rational use of drugs in primary health care facilities where the Bamako Initiative (BI) drug revolving fund program has been operational, with primary health care facilities where the BI-type of drug revolving fund program is not yet operational. The study focused on the data about the essential and nonessential drugs stocked by the facilities. They determined the drug use through analyses of prescriptions in each health center and then determined the proportion of consumers that were able to remember their dosing schedules. For each of the prescriptions, the variables Essential Drugs Programs of Selected African Countries 47 collected were the average number of drugs prescribed per encounter, average percentage of prescriptions with injections, the average percentage of prescriptions with one or more antibiotics, the percentage of generic prescribing, and percentage of prescriptions with essential drugs. The study found that an average of 35.4 essential drugs was available in the BI health centers compared with 15.3 in the non-BI health centers. The average drug-stock was adequate for 6.3 weeks in the BI health centers, but only for 1.1 weeks in non-BI health centers. More injections (64.7 vs. 25.6%) and more antibiotics (72.8 vs. 38%) were prescribed in BI health centers than in the non-BI health centers. The BI health centers had an average of 5.3 drugs per prescription against 2.1 in the non-BI health centers. The over-prescription was due to the fact that in the BI scheme, finance is linked with drug supply and part of the proceeds of drug sales is used for health workers’ remuneration. However, the drugs prescribed by generic name and from the essential drugs list were higher in the BI health centers (80 and 93%) than the non-BI health centers (15.5 and 21%, respectively). It is difficult to confirm the accuracy of these findings as the study relied on patients remembering their dosing schedules (Uzochukwu et al., 2002). Although medicines are made available through reliable supply systems, they still cause harm when they are inappropriately prescribed. For instance, the inappropriate use of antimicrobial agents for nonbacterial infections is frequent and leads to an increase of antimicrobial resistance (Calva & Bojalil, 1996). According to Quick (2003a), studies from both developed and developing Essential Drugs Programs of Selected African Countries 48 countries indicate that 25 to 75% of antibiotic prescriptions in teaching hospitals are inappropriate and 30 to 60% of patients in primary health care centers receive antibiotics. Failure to prescribe in accordance with clinical guideline is also a source of irrational use. As analyzed by Quick (2003a), of 15 billion injections administered worldwide each year, half are unsterile and a large share is unnecessary. It has also been reported that injections are frequently and unnecessarily overused when oral formulations would be more appropriate (WHO, 2004). Frequency of injection is a major problem of irrational use of medicines and this issue has been extensively studied. For instance, Gumodoka et al. (1996) explored prescription and sterilization practices in Mwanza Region, Tanzania, prior to the interventions aimed at reducing HIV transmission by injections. For their study, they randomly selected 66 health facilities, from which 9 were hospitals, 11 health centers, and 46 dispensaries. Out of these 66 facilities, 49 were administered by the government, 12 by a mission, and 5 privately. Without any notification, a medical officer, accompanied with an assistant medical officer, visited all health facilities in the morning for a period of 4 months. Based on the records from the outpatient registers, which included all patients with specified conditions and the number of those receiving an injections, the percentage of patients who received injections was estimated. Tools used to collect data included interviews, questionnaires, structured observations, bacteriological culture, and records analysis. The criteria for avoidable injections were based on Essential Drugs Programs of Selected African Countries 49 recommendations of the Essential Drugs Program and on a regional consensus workshop. The findings of the study have shown that 1 in 4 out-patients received an injection, and that of all injections given, 70% could have been avoided. They also found that for adequate knowledge of indications for injection, the lowest proportion was demonstrated among nurse aides: 4% (1/25). The interviews of 120 patients have shown that they preferred to have injections over oral drugs for almost all conditions. This demand of injections from patients was felt to be a problem in 85% of the health facilities and led to over-prescription of injectables. They concluded that a high proportion of injections given could have been avoided, and that patient demand for injections was high (Gumodoka et al., 1996). From December 1992 to February 1993, Vos et al. (1998) carried out an evaluation aimed to assess changes in injection and sterilization practices after the introduction of interventions to reduce the HIV transmission by injections. The results of the baseline study were presented in a workshop to all senior health workers who decided which patients would need an injection for specified conditions. Treatment and sterilization guidelines were developed. Thereafter, seminars were held at each health center of the region. Four months after the intervention, data were collected at the same health facilities in order to assess changes in prescribing practices. The same health facilities as for the baseline study were used as well as the same research tools. The results of their evaluation have shown that for adequate knowledge, the proportion increased from 4% (1/25) to 58% (18/31) among nurse aides. The proportion of outpatients receiving Essential Drugs Programs of Selected African Countries 50 an injection dropped from 23% to 10%, and the proportion of patients receiving an avoidable injection dropped from 16% to 6%. They concluded that the improvement in knowledge and prescription practices observed at dispensary level was attributable to a training program. They suggested a model of intervention program aimed at reducing avoidable injections: (a) determine injection practices for common conditions, (b) obtain consensus among medical supervisors on the role of injections in the treatment of common conditions, (c) develop treatment guidelines and a health education program, and (d) carry out on the job training targeting those who prescribe treatment (Vos J et al., 1998). Logez, Hutin, Holloway, Gray, and Hogerzeil (2004) reviewed the way the list of essential drugs addresses injection practices by reviewing the 11th WHO EDL, using information they collected on injectable medicines, diluents, and the recommendations regarding the procurement of injection devices. The researchers constructed a database of all entries of the 11th WHO EDL and they found that of 306 active ingredients on the list, 135 (44%) are mentioned in injectable form. Of those 135 active ingredients included as injectable form, 116 (86%) were core medicines, 18 (13%) were complementary medicines, and 5 (4%) were recommended for restricted indications as reserve antimicrobials. Their findings suggested that the model list could address more clearly the need to use injections safely and appropriately. Their review concluded that the adoption of an essential drugs list is a key element to promote the rational use of medicines, hence the use of injections. The model list could play a better role in ensuring that the injectable Essential Drugs Programs of Selected African Countries 51 medicines included are limited to the minimum so that unnecessary injections can be avoided. The large number of injectable formulations on the model list may perpetuate injection overuse in countries (Logez et al., 2004). Fewer studies have explored the impact of the national essential drugs program on the use of injections. Logez, Hutin, Somda, Thuault, and Holloway (2005) investigated the issue with the purpose of quantifying the improved access to injection devices between 1995 and 2000. The researchers attempted to determine whether an increased access to injection devices could have led to irrational use of injections in Burkina Faso. The researchers reviewed the outcomes of the new medicine policy implemented in 1995 by comparing the findings of the first injection safety assessment carried out in 1995 with the results of the second injection safety assessment carried out in 2000. The first assessment indicated that sterile injection devices were used for each injection in 80% of the urban health care facilities, 60% of provincial facilities, and 11% of the rural facilities, and up to 48% of health care facilities visited reported insufficient quantities of injection devices available. In contrast, the second assessment indicated that the situation has considerably improved. In 96% of the 52 health care facilities visited, a new syringe and a new needle were used for each patient and there were no shortages of injection devices. At 49 of the 52 health care facilities (94%), injection devices needed to administer injectable medicines were systematically prescribed for treatment (Logez et al., 2005). This affirmation is to Essential Drugs Programs of Selected African Countries 52 be analyzed with caution because both assessments (1995 and 2000) did not use similar methodologies. Having an EDL or NDP is not enough to achieve the goal of rational use of drugs. For instance, failure to regulate the distribution and commercialization of drugs will affect how doctors, pharmacists, health workers, and patients use drugs. For an essential drugs program to be successful, there is a need to educate and update doctors and pharmacists about the importance of prescribing and dispensing only necessary drugs, and about the motives for self-medication and drug consumption patterns of patients. Self-medication and nonadherence to physicians’ prescriptions is a source of irrational use. According to Le Grand et al. (1999), 60-80% of health problems are self-medicated. There has also been research about factors influencing self-medication. The issue of self-medication was addressed in a study conducted in Egypt. Benjamin, Smith, and Motawi (1996) conducted 2- to 3-hour study visits to each of 25 pharmacies to collect data on all drugs dispensed. During the period of the study, a total of 1,174 products were supplied: 28% on prescription and 72% over-the-counter sales. However, only 17% of the over-the-counter sales were recommended by pharmacists. They concluded that the pattern of drug use in Alexandria is similar to the one prevailing in the developing world. They asserted that their findings raise question about the understanding and availability of drug information by both health professionals and patients in Alexandria, a city which is expected to promote rational drug use due to the presence of undergraduate and Essential Drugs Programs of Selected African Countries 53 postgraduate education of pharmacists and other health care professionals (Benjamin et al., 1996). Self-medication was suspected to be high in Sudan because of the availability and accessibility of drugs in pharmacies and drug stores with a requirement of a prescription. As a result, Awad, Eltayeb, Matowe, and Thalib (2005) carried out a study to estimate the prevalence of self-medication with antibiotics and antimalarials in an urban area of Khartoum. Data were collected about 600 households (1,750 adult persons) using a pretested questionnaire. The analysis of data showed that 73.9% of the study population used antibiotics or antimalarials without a prescription or medical advice within 1 month of the study period. Nearly half (48.1%) of the respondents agreed that they had used antibiotics, 43.4% used antimalarials, while 17.5% used both. The study also revealed that self-medication was significantly associated with age, income, gender, and level of education. The authors concluded that their findings had major public implications; thus there is a need to regulate the pharmaceutical sector. In summary, rational prescribing implies that patients should receive medications that meet the following criteria: appropriate indication, appropriate drug, appropriate patient information, and appropriate evaluation. Unfortunately, published articles indicate that prescribing practices do not conform to these criteria throughout the world, especially in the developing world. Antibiotics and antidiarrheals for nonspecific childhood diarrhea are still overprescribed, Essential Drugs Programs of Selected African Countries 54 injections are overused when oral formulations would be more appropriate, too many drugs are prescribed per patient, and inappropriate self-medication is still reported across underdeveloped countries. Infant Mortality in Africa While acknowledging that the implementation of a national drug policy is a complex process, and there must be a political commitment to ensure access to essential medicines to all populations, the WHO pointed out that governments nevertheless must play a key role in ensuring equitable access for populations in need. Failure to ensure access to essential drugs and vaccines has substantial consequences. For instance, diseases (diphtheria, pertussis, tuberculosis, and tetanus) that could be prevented with access to basic interventions such as immunization programs are among the reasons that there is lack of progress in reduction of child mortality rates in sub-Saharan Africa. In 2000, the distribution of causes of death among children aged under 5 in African regions were as follows: neonatal (26.2%), diarrhea (16.6%), measles (4.3%), malaria (17.5%), and pneumonia (21.1%) (WHO, 2000). Even children who were not immunized against these conditions could be treated by administering antitoxin and antibiotics if the latter were available. The WHO defines infant mortality rate (IMR) as “the probability (expressed as a rate per 1,000 live births) of a child born in a specified year dying before reaching the age of one if subject to current age specific mortality rates” (see http://www.who.int/whosis/en/). The associations between deaths from Essential Drugs Programs of Selected African Countries 55 preventable diseases and demographic and socio-economic factors are also seen in more recent studies on the one hand, and with availability of health services including immunization on the other. The present study focused on the association of immunization and IMR. Numerous studies have shown that there is an association between mortality and public health interventions such as oral rehydration therapy (ORT) program, expanded programs on immunization, female literacy, and programs to increase access to improved drinking water sources and improved sanitation. Gutierrez et al. (1996) analyzed secondary data to evaluate the impact of ORT and selected public health interventions on reduction of mortality from childhood diarrheal diseases in Mexico. Their study analyzed secondary data collected between 1978 and 1993. They then divided this period into three phases: (a) before the widespread application of ORT, (b) the implementation and promotion phase of ORT, and (c) implementation of other public health interventions such as immunization and improvements in basic sanitation. Using a Pearson’s correlation method, they correlated mortality trends with the use of ORT and selected public health interventions. Their findings indicated that the reduction of mortality was important in the third phase (17.8%) compared to the first (1.8%) and the second (6.4%) phases. A greater reduction in mortality rates was attributable to a massive immunization against measles and to improvements in sanitation (r = 0.9586). In an attempt to quantify more specifically the contribution of immunization interventions to changing IMR in developing countries, Shimouchi, Essential Drugs Programs of Selected African Countries 56 Ozasa, and Hayashi (1994) looked at the association between immunization coverage and IMR. The findings of a multiple regression test showed that partial correlation coefficients for IMR with immunization coverage (-0.224), logarithm of per capita GNP (-0.294), total fertility rate (0.269), and adult literacy rate (-0.325) were all statistically significant (p < 0.001) across 97 developing countries studied. Multiple correlation coefficients of IMR with these variables in 97 countries were 0.921. Hence, much of the variations (> 80%) were explained by immunization, logarithm of per capita GNP, total fertility rate, and adult literacy rate. Their analysis did not control other socioeconomic factors, such as access to improved drinking water and improved sanitation. Anand and Bärnighausen’s (2007) study examined whether health worker density was positively associated with childhood vaccination coverage in developing countries. They undertook a multiple regression analysis with coverage of three vaccinations: MCV (measles-containing vaccine); DTP3 (diphtheria, tetanus, and pertussis); and (Polio3) polyiomyelitis as dependent variables. In one set of regressions, they used aggregate health worker density as the independent variable, whereas doctor and nurse densities were used separately in another set. Their analysis controlled other factors, namely national income per person, female adult literacy, and land area. The results showed that the health worker density was significantly associated with coverage of all three vaccinations (MCV, p = 0.0024; DTP3, p = 0.0004; polio, p = 0.0008). Like previous studies, female adult literacy was positively associated. The researchers Essential Drugs Programs of Selected African Countries 57 concluded that the shortage of health care personnel is a constraining factor on vaccination coverage in developing countries (Anand & Bärnighausen, 2007). Similar findings have also been reported from studies of determinants of infant mortality in developing countries. In their study of a comparison of determinants of IMR between countries with high and low IMR, Megawangi and Barnett (1993) carried out a weight least squares regressions and pooled regression models and demonstrated a significant association between the female literacy rate and IMR. Their findings also confirmed that access to clean water and the number of population per nurse had significant association (Megawangi & Barnett, 1993). The estimated IMRs per 1,000 lives births for the most recent period (which was 2006) in selected countries were: 87 in Cameroon, 127 in Chad, 76 in Ghana, 79 in Kenya, 119 in Mali, 99 in Nigeria, 60 in Senegal, 78 in Uganda, and 74 in Tanzania (see www.who.int/whosis/en/). The WHO estimates indicated that six causes accounted for 72% of the 10.6 million yearly deaths in children younger than age 5 years: pneumonia (19%), diarrhea (18%), malaria (8%), neonatal pneumonia or sepsis (10%), preterm delivery (10%), and asphyxia at birth (8%). The four communicable disease categories account for more than half (54%) of all child deaths. The great communicable disease killers are similar in all WHO regions with the exception of malaria; 94% of global deaths attributable to this disease occur in the Africa region. Undernutrition is an underlying cause of Essential Drugs Programs of Selected African Countries 58 53% of all deaths in children younger than age 5 years (Bryce, Boschi-Pinto, Shibuya, & Black, 2005). It can be argued that most of the communicable diseases could be prevented with access to basic immunization. For instance, it was estimated that 506,000 deaths occurred in Africa due to measles in 1999. That number declined to 126,000 in 2005. The routine measles vaccine first dose coverage in 1990 was 50% and it was 65 % in 2005. The introduction of routine measles vaccination in most developing countries during the 1980s as part of the expanded program on immunization saved 380,000 lives (Wolfson et al., 2007). The slow reduction in infant mortality in Africa is due, in part, to other socioeconomic conditions such as lack of better nutrition and housing, rising standard of living, lack of access to improved drinking water and sanitation, as well as lack of public health interventions and better medical practices, including access to medications. The observed progress in reduction of infant mortality from preventable diseases is a result of increased access to immunization services (Shimouchi et al., 1994). In summary, the decline of infant mortality from measles in 2005 is the proof of what can be accomplished to reduce infant mortality in the developing world when safe, cost-effective, and affordable interventions are backed by country-level political commitment and an effective international partnership. Essential Drugs Programs of Selected African Countries 59 Summary This chapter provided a comprehensive overview of a NDP and essential drugs programs. Moreover, empirical evidence that links the interventions in improving the access to essential drugs to improvement in health outcomes was provided. Essential Drugs Programs of Selected African Countries 60 CHAPTER III PROCEDURES FOR COLLECTION AND TREATMENT OF DATA Introduction This chapter describes the methods used to compare the national EDLs and the WHO model list and the national EDLs among themselves. The methods used to study the relationship between the adherence index and immunization coverage rates on the one hand and the immunization coverage rates and IMR on the other are also described. Setting For this study, the setting was the results of assessment of the pharmaceutical sector carried out by selected countries. The assessment carried out in Ghana showed that the median percentage availability of key drugs was 78.6%, and 89.2% of prescribed drugs were actually dispensed to patients. It revealed also that the average number of drugs prescribed per patient contact was 3.33. The assessment found that 43.3% of patients have received antibiotics, 30% of patients have received injections, and 96.1% of prescribed drugs were on the EDL. The prescribing behavior according to NSTG was also assessed. The results of the assessment indicated that to treat diarrhea in children, 80% of children were Essential Drugs Programs of Selected African Countries 61 prescribed oral rehydration salt (ORS) formulations compared to 50% who were prescribed antibiotics. In 94.4 % of cases, the NSTG was found in the facility compared to 88.9% for EDL (Ministry of Health, n.d.). Uganda assessed its pharmaceutical sector and the results indicated that the median percentage availability of key drugs was 75%. The assessment revealed that 82% of prescribed drugs were actually dispensed to patients. It also revealed that the average number of drugs prescribed per patient contact was 3.2. The assessment found that 63.2% of patients received antibiotics, 23.1% of patients received injections, and 93.5% of prescribed drugs were on the EDL. Regarding the prescribing behavior according to NSTG, the results of the assessment indicated that to treat diarrhea in children, 80% children were prescribed ORS formulations compared to 40% who were prescribed antibiotics. In 65% of cases, the NSTG was found in the facility compared to 25% for EDL (Ministry of Health, n.d.). Kenya carried out its assessment which found that the median percentage availability of key drugs was 93.3%, and 80.15% of prescribed drugs were actually dispensed to patients. According to the results of the assessment, the average number of drugs prescribed per patient contact was 2.80. In addition, it revealed that 8.35% of patients received antibiotics, 28.35% of patients received injections, and 81.33% of prescribed drugs were on the EDL. The prescribing behavior according to NSTG was also assessed, and it was found that to treat diarrhea in children, 25% of children were prescribed ORS compared to 50% who Essential Drugs Programs of Selected African Countries 62 were prescribed antibiotics. In 13 % of cases, the NSTG was found in the facility compared to 17% for EDL (Ministry of Health, n.d.). The assessment of Nigeria’s pharmaceutical sector showed that the median percentage availability of key drugs was 46%, and 89% of prescribed drugs were actually dispensed to patients. It found that the average number of drugs prescribed per patient contact was 4.7. The results of the assessment indicated that 59% of patients were prescribed antibiotics, 55% of patients were prescribed injections, and 90% of prescribed drugs were on the EDL. The prescribing behavior according to NSTG was also assessed. The results indicated that to treat diarrhea in children, 54% of children were prescribed ORS compared to 62% who were prescribed antibiotics. In 38% of cases, the NSTG was found in the facility compared to 24% for EDL (Ministry of Health, n.d.). Tanzania carried out the assessment of its pharmaceutical sector, which revealed that the median percentage availability of key drugs was 87.27%. The average number of drugs prescribed per patient contact was 1.8 according to the results of the assessment. It also found that 42% of patients were prescribed antibiotics, 14% of patients were prescribed injections, and 98.5% of prescribed drugs were on the EDL. Regarding the prescribing behavior according to NSTG, the results indicated that to treat diarrhea in children, 82% of children were prescribed ORS compared to 44% who were prescribed antibiotics. Only 5 facilities out of 20 had the guidelines in their premises (Ministry of Health, n.d.). Essential Drugs Programs of Selected African Countries 63 The assessment of the pharmaceutical sector carried out in Mali found that the median percentage availability of key drugs was 87.3%, and 89.3% of prescribed drugs were actually dispensed to patients. It also revealed that the average number of adherence to NSTG was estimated to be 48%. The average number of drugs prescribed per patient contact was 2.8. The assessment found that 61.6% of patients were prescribed antibiotics, 35.4% of patients were prescribed injections, and 90.8% of prescribed drugs were on the EDL. The prescribing behavior according to NSTG was also assessed. The results indicated that to treat diarrhea in children, 46.8% children were prescribed ORS compared to 77.7% who were prescribed antibiotics (Ministry of Health, n.d.). Senegal assessed its pharmaceutical sector. The results of the assessment showed that the median percentage availability of key drugs was 80%, and 88.7% of prescribed drugs were actually dispensed to patients. According to the assessment, the average number of drugs prescribed per patient contact was 2.4. It also found that 45.8% of patients were prescribed antibiotics, 25.3% of patients were prescribed injections, and 85.3% of prescribed drugs were on the EDL. Regarding the prescribing behavior according to NSTG, the results of the assessment indicated that to treat diarrhea in children, 30% of children were prescribed ORS compared to 80% who were prescribed antibiotics. It also revealed that in 87% of cases, the NSTG was found in the facility compared to 10% for EDL (Ministry of Health, n.d.). Essential Drugs Programs of Selected African Countries 64 The assessment of the pharmaceutical sector carried out in Chad indicated that the median percentage availability of key drugs was 70%, and 89% of prescribed drugs were actually dispensed to patients. The assessment also revealed that the average number of drugs prescribed per patient contact was 2.4. According to the results of the assessment, 54% of patients were prescribed antibiotics, 29% of patients were prescribed injections, and 97% of prescribed drugs were on the EDL (Ministry of Health, n.d.). The results of the assessment of the pharmaceutical sector in Cameroon were not available. Population and Sample The nine countries chosen were Cameroon, Chad, Kenya, Ghana, Mali, Nigeria, Senegal, Tanzania, and Uganda. These countries were chosen to represent diversity in geographical location, sociocultural and their degree of economic development, and their approach to pharmaceuticals regulation. All nine countries are located in the sub-Saharan Africa region. Cameroon and Chad are located in Central Africa; Kenya, Uganda, and Tanzania are located in Eastern Africa; and Ghana, Nigeria, and Senegal are located in Western Africa. Cameroon, Chad, Mali, and Senegal share the same historical heritage; they all are former French colonies; whereas Kenya, Ghana, Nigeria, Tanzania, and Uganda share the historical heritage to be former British colonies. The inclusion criteria for the analysis were (a) availability of the EDL, (b) baseline assessment of each country pharmaceutical sector, and (c) share the same Essential Drugs Programs of Selected African Countries 65 historical heritage. Thus, based on the historical criterion, Ethiopia and Rwanda were not included in the study. Ethiopia has never been colonized and Rwanda is a colony from Belgium. Among the selected countries, Cameroon was the only country that had not performed the assessment of its pharmaceutical sector. However, it was included in the study as its EDL was used to compare national EDLs and the WHO model list. Data Collection Methods For the infant mortality, data were collected from the WHO database (http://www.who.int/whosis/en/) and the World Bank–Millennium Development Goals database (http://web.worldbank.org/wbsite/ external/countries/africaext/). The latter is a harmonized estimate of the WHO, UNICEF, and the World Bank, based mainly on household surveys, censuses, and vital registration. The demographic characteristics per country in 2006 (in thousands) according to World Bank–Millennium database were: Cameroon (18,175), Chad (10,468), Ghana (23,008), Kenya (36,553), Mali (11,968), Nigeria (144,720), Senegal (12,072), Uganda (29,899), and Tanzania (39,459). This study analyzed a secondary data set that was used primarily to monitor and assess the pharmaceutical situation of each country, except Cameroon. The sampling methods used, as well as inclusion criteria, varied among the countries studied (Ministry of Health, n.d.). For the study conducted in Ghana, the 10 regions in Ghana were divided into four categories according to the following criteria and four of them Essential Drugs Programs of Selected African Countries 66 subsequently selected based on the socioeconomic profile, the proximity to the central medical stores, and the presence of a particular strong support to the regional drugs program. Within each region, five private pharmacies/drug outlets/chemical sellers close to the selected public health facility, one central/district drugs warehouse/storage facility, and 15 households within 5 km of each selected public health facility were randomly selected (Ministry of Health, n.d.). In Kenya, five provinces were selected from a possible eight. Nairobi and Eastern provinces were chosen as the highest and lowest income-generating areas, respectively. The other three provinces were chosen randomly, taking into account reasonable accessibility by the data collectors. In each province, the following units were surveyed: six public health facilities treating outpatients and with pharmacy or dispensary units; six private pharmacies; one regional medicines warehouse; 150 households, divided equitably into those within 5 km, those between 5-10 km away and those more than 10km away from a surveyed health facility (Ministry of Health, n.d.). For the study carried out in Mali, the following units were surveyed: health centers, private pharmacies, drug outlets, private medicines warehouse, and households. The study also focused on the outpatients who visited the health centers during the study. For data collection, the following were chosen: 20 health centers, four4 drug outlets, 20 private pharmacies, 30 patients receiving medicines Essential Drugs Programs of Selected African Countries 67 from each health center, and 30 prescriptions from each health center, retrospectively collected for a period of 1 year (Ministry of Health, n.d.). For the assessment conducted in Chad, the health districts where the study took place were randomly selected. In order to ensure a fair representation, 20 health centers were chosen from four health districts (Ministry of Health, n.d.). In Tanzania, the survey was conducted on the mainland, which was divided into 21 administrative regions. It was further divided into 121 districts. Each district was subdivided into divisions, wards, villages, and hamlets. For a situational analysis in a country, a minimum of four geographical areas was selected and the capital city was usually included. The other three geographical regions were purposely selected to represent the different geographical, demographic, and socioeconomic situations in the country. In each region, one district was randomly selected. From these four identified districts, 20 public health facilities were randomly selected within 10 km distance from the different districts. Around each health facility, 15 households were randomly selected from a total number of households from the same area, making a sample size of 300 households in total; 20 private outlets were also randomly selected (Ministry of Health, n.d.). In Uganda, the country was divided into four regions. The capital city and one randomly selected district from each region were identified. Districts where security risks existed were excluded from the sampling due to safety concerns. Within each district, the following facilities and households were selected: four Essential Drugs Programs of Selected African Countries 68 public health facilities plus the district hospital (in this survey, public health facility refers to either government or private-not-for-profit/non-governmental organization health facility); five private pharmacies/drug outlets close to the selected public health facility, one central/district medicines warehouse/storage facility, and 15 households within 5 km of each selected public health facility (Ministry of Health, n.d.). Nigeria has 36 states and a Federal capital territory. These states are grouped into six geopolitical zones with five to seven states in each. From each of the geo-political zones of the country, one state was randomly sampled. In the sampled state, the state hospital (secondary health care facility) and the state central medical stores were selected for study. Thereafter, 10 primary health care facilities, which represent the lowest level of care and are usually manned by a community health worker or a nurse, were selected by systematic random sampling and listed for the data collectors. The data collectors went on to any private pharmacies/drug outlets within 5 km of the primary health care facility. From the city center, consecutive households or persons found in the vicinity of these households were interviewed to ascertain whether they were household members who had been ill in the preceding 2 weeks (Ministry of Health, n.d.). In Senegal, the public health facilities were randomly sampled. The southern regions were excluded from the sampling due to the security concerns. Five regions were selected for the study, including the capital city, the poorest region, and three regions from the South, Center, and East. Within each region, Essential Drugs Programs of Selected African Countries 69 three districts were sampled. In each district, the following facilities and households were selected: 13 health centers, 17 health facilities, 24 private pharmacies/drug outlets, four central regional medicines warehouses, and one district storage facility (Ministry of Health, n.d.). With an estimated population of 28.8 million in 2004, Uganda had the highest expenditure on health per capita (International $135) and Tanzania had the lowest expenditure (International $29). The leading causes of death in children under 5 years of age for all countries from 2000 through 2003 were neonatal causes (including diarrhea during neonatal period), pneumonia, malaria, diarrheal diseases, measles, and HIV/AIDS. The common causes of death for all ages in 2002 were lower respiratory infections, HIV/AIDS, malaria, diarrheal diseases, perinatal conditions, and tuberculosis. Among the selected countries, Kenya was the first country to publish its own list in 1981 based on the WHO model, whereas Ghana has the highest number of revisions, the latest of which is the 5th edition produced in 2004 (Ministry of Health, n.d.). Human Rights Protection This comparative study of NDP did not utilize human subjects. It used existing data, documents, and records from publicly available sources. The project was granted an exemption by the IRB (see Appendix B). This researcher’s study did not expose the subjects to any physical or psychological risk or discomfort. This research did not expose the subjects to any deception or coercion. A Essential Drugs Programs of Selected African Countries 70 secondary data set was used by this study, thus it did not require any subject consent. Data Collection Tool This research study analyzed a secondary data set that was used primarily to monitor and assess the pharmaceutical situation in selected African countries. The surveys were carried out in 11 countries using the WHO operational package. The package contains survey tools for two levels of core indicators and a household survey. For level I indicators, a questionnaire on structures and processes of country pharmaceutical situations was used to collect data. For level II indicators, survey forms were used to measure the degree to which each country is achieving the strategic objectives of their NDP (WHO, 2004). Treatment of Data To address the research questions, data were analyzed from two perspectives: (a) analysis of similarities and differences between selected African countries EDLs and the WHO model list on the one hand, and selected countries among themselves on the other hand; and (2) analysis of the relationship between the adherence index of immunological pharmaceutical group and immunization coverage and immunization rate and infant mortality rates. Each research question is listed and the methods used to address that question described. 1. How do the essential drugs lists of selected countries vary from the WHO model list? Essential Drugs Programs of Selected African Countries 71 The WHO EDL 13th edition was used as a standard to compute the adherence index for each of the nine selected countries (see Appendix C). To build the adherence index, a comparative table was created in MiniTab version 15. Along the left side of the table was listed the molecules from the WHO model list, whereas across the top was listed the names of selected countries. With this process a box per item was created for each molecule. Each box was filled in by 1 if the molecule was the same and from the same therapeutic group for both the WHO model list and the national EDL. The box was filled in by 0 if the molecule from the WHO model list was not included in the national EDL. The MiniTab function was then used to count the positive occurrences (box filled in by 1). To calculate an adherence index for each of the pharmaceutical groups, the number of positive occurrences was divided by the total number of drugs for each therapeutic group. The formula: Adherence index = number of similar drugs from both national EDL and WHO model list / total number of drugs of each pharmaceutical group. 2. How do the essential medicines lists of selected African countries vary among themselves? To compare the selected countries’ EDLs among themselves, the Pearson correlation coefficients were used. The correlation coefficients measured the resemblance between each pair of countries, using the adherence scores computed to compare the national EDLs and WHO model list. To calculate the correlation coefficients, a second summary table was created in MiniTab. Firstly, along the Essential Drugs Programs of Selected African Countries 72 left side of the worksheet was listed each of the 27 pharmaceutical groups. Secondly, the names of each selected country were listed across the top, creating a box per item for each pharmaceutical group. Each box was filled in by the adherence index for the corresponding pharmaceutical group. As a result, the correlation coefficient between each pair of countries measures how the pharmaceutical groups are similar or different between the two countries. The higher correlation coefficient (r) indicates how two countries are similar and the lower (r) indicates how a pair of countries is different with respect to the pharmaceutical groups. To present the correlation coefficients for all pairs of countries, the matrix of intercorrelations was used. From the latter, the adherence index of 1 on the diagonal indicated the perfect correlation of each selected country with itself. The significance of the correlation coefficients was determined by performing the test of significance. The observed values of r were compared to the critical values of r to determine whether selected countries significantly share the same features from the WHO model list. Portney and Watkins (2000) offered general guidelines to evaluate correlation coefficients: Correlations ranging from 0.00 to 0.25 indicate little or no relationship; those from 0.25 to 0.50 suggest a fair degree of relationship; values of 0.50 to 0.75 are moderate to good; and values above 0.75 are considered to be good to excellent. (p. 494) Essential Drugs Programs of Selected African Countries 73 For this study, the cut-off point was 0.60 (0.50-0.75) to measure the strength of association between two pair of countries. If the observed values of r (correlation between pair of two countries) are not generally greater than or equal to 0.60 (r ≥ 0.60), this concluded that selected countries did not share the same features from the WHO model list. In addition, the coefficient of variation was computed. Adherence index data on selected countries was recorded using MiniTab. Along the left side of the worksheet (row) was listed nine selected countries. Then, the names of each pharmacological class was listed across the top (column), creating a box per item for each selected country. Each box was filled in by the adherence index for the corresponding pharmaceutical group. To calculate the coefficient of variation, the mean and the standard deviation for each pharmaceutical group was computed. Coefficient of variation equaled mean divided by standard deviation. The highest coefficient of variation indicated how countries particularly vary, whereas the smallest coefficient of variation determined the similarities among countries. 3. What is the relationship between the adherence index to WHO model list in immunologicals pharmaceutical group and immunization coverage rate? The Pearson’s correlation coefficient was used to quantify the strength of association between the adherence index to the WHO model list in immunologicals group and immunization coverage rate against measles and DTP3. Null hypothesis is that there is no relationship between the adherence Essential Drugs Programs of Selected African Countries 74 index to the WHO model list (immunologicals) and immunization coverage rate against measles and DTP3. The significance of the correlation coefficients was determined by performing the test of significance. The observed values of r were compared to the critical values of r to determine whether selected countries significantly share the same features from the WHO model list. If the majority of observed values were not greater than or equal to the critical values, it was concluded that selected countries did not share the same features from the WHO model list. The higher correlation coefficient (r) denoted a strong association, whereas the lower (r) indicated little or no relationship. The observed values were subjected to a test of significance. The observed values of r were compared to the critical values of r to determine whether the higher adherence indices were significantly associated with the higher immunization coverage rates. If there was not a statistically significant association, it was concluded that the essential drugs programs alone did not improve immunization coverage. The general systems theory was used to organize this work; therefore the data were interpreted in relation to the input-throughput-output model. 4. Is there a relationship between the immunization coverage rate against measles and DTP and infant mortality rate? The Pearson’s correlation coefficient was used to quantify the strength of association between the immunization coverage rates against measles and DTP3 and infant mortality rate. Null hypothesis is that there was no relationship Essential Drugs Programs of Selected African Countries 75 between the immunization coverage rates against measles and DTP3 and infant mortality rates. The higher correlation coefficient (r) denoted a strong association, whereas the lower (r) indicated little or no relationship. The observed values were subjected to a test of significance. The observed values of r were compared to the critical values of r to determine whether there was strength of association between immunization coverage rates and infant mortality rates. If the values of these two variables were significantly associated, the null hypothesis would be rejected. The general systems theory was used to organize this work; as a result the findings of this research question were analyzed in relation to the input-throughput-output model. Summary This chapter discussed the population under study, the setting of the research, how the data were collected, the tool utilized, and the treatment of the data. In addition, procedures for human rights protection, including confidentiality and informed consent, were outlined. Essential Drugs Programs of Selected African Countries 76 CHAPTER IV ANALYSIS OF DATA Introduction How the WHO model list has served as reference to national EDLs has been the focus of this study. In a comparative perspective, this work analyzed similarities in the selected African countries’ EDLs and whether there are differences both between them and the WHO model list and among the selected African countries themselves. In addition, this study investigated the relationship between the adherence index to the WHO model list in immunological and immunization coverage rates, and immunization coverage rates against measles and DTP3 and IMR. Description of the Sample This study used a secondary data that was primarily used to monitor and assess the pharmaceutical situation in nine selected African countries: Cameroon, Chad, Kenya, Ghana, Mali, Nigeria, Senegal, Tanzania, and Uganda. These countries were chosen to represent diversity in geographical location, sociocultural and their degree of economic development, and their approach to pharmaceutical regulation. All nine countries are located in the sub-Saharan region. Cameroon and Chad are located in Central Africa; Kenya, Uganda and Essential Drugs Programs of Selected African Countries 77 Tanzania are located in Eastern Africa; whereas Ghana, Nigeria, and Senegal are located in Western Africa. Research Questions This work was designed to answer four research questions: 1. How do the essential drugs lists of selected African countries vary from the WHO model list? 2. How do the essential drugs lists of selected African countries vary among themselves? 3. What is the relationship between the adherence index to the WHO model list in immunologicals pharmaceutical group and immunization coverage rate? 4. Is there a relationship between the immunization coverage rates against measles and DTP3 (diphtheria, tetanus, pertussis) and infant mortality rates? To highlight similarities and differences between national EDLs with respect to 27 pharmaceutical groups was the focus of this study. Minitab version 15 was used to analyze how well selected countries have incorporated the WHO model list. Figure 2 presents how selected African countries’ EDLs have included essential drugs on their lists from the WHO model list, from the farthest to the closest. To the first research question, the study found that Uganda had included the most number of drugs from the WHO model list with adherence index of 0.63, followed by Nigeria (0.61), and Mali (0.57). Senegal was the country that Essential Drugs Programs of Selected African Countries 78 0.7 Adherence Index 0.6 0.5 0.43 0.47 0.49 0.49 0.53 0.49 0.61 0.57 0.63 0.4 0.3 0.2 0.1 Ug an da er ia Ni g al i M G ha na Ta nz an ia Ch ad Ca m er oo n Ke ny a Se ne g al 0 Country Adherence Index Figure 2. Overall comparison between national EDLs and the WHO model list. Essential Drugs Programs of Selected African Countries 79 included fewer drugs on its national EDL from the WHO model list with adherence index of 0.43. Selected African countries’ EDLs included approximately 43% to 63 % of drugs from the WHO/EDL model list. The analysis of the pharmaceutical groups indicated a strong similarity between selected African countries and the WHO model list in the following pharmaceutical therapeutic groups: oxytocics and antioxytocics (0.89), anticonvulsants (0.82), antiallergics and drugs used in anaphylaxis (0.80), drugs affecting the blood (0.79), immunologicals (0.74), and anesthetics (0.71). Selected African countries’ EDLs were very different from the WHO model (adherence index > 0.40) in the following pharmacological classes: Muscle relaxants (peripherally acting) and cholinesterase inhibitors (0.31), diagnostic agents (0.39), cardiovascular drugs (0.36), and blood products and plasma substitutes (0.33). The second question sought to compare selected countries’ EDLs among themselves. Using the WHO model list as reference, the Pearson correlation coefficient was used to compute the resemblance between each pair of countries. The correlation coefficients between two countries measured the proximity between two countries with respect to the 27 pharmaceutical groups. The higher correlation coefficient (r) indicated how two countries have similar features and the lower correlation coefficient indicated how the pair of countries differs. The matrix of intercorrelations (see Table 1) presents the correlation coefficients for 27 pharmaceutical groups for each pair of countries. It shows that Cameroon and Mali (r = 0.743) on the one hand, and Mali and Chad (r = 0.722) Essential Drugs Programs of Selected African Countries 80 Table 1 Matrix of Intercorrelations Country Cameroon Chad Ghana Kenya Mali Nigeria Senegal Uganda Tanzania Cameroon 1 Chad Ghana Kenya Mali Nigeria Senegal Uganda Tanzania 0.625 0.409 0.465 0.743 0.035 0.189 0.236 0.552 1 0.401 0.163 0.722 0.180 0.242 0.156 0.491 1 0.629 0.432 0.233 0.440 0.495 0.276 1 0.243 0.333 0.495 0.527 0.339 1 0.045 0.198 0.207 0.568 1 0.491 0.221 0.279 1 0.270 0.313 1 0.212 1 Essential Drugs Programs of Selected African Countries 81 on the other hand, share the same features from the WHO model list. Kenya and Ghana (r = 0.629), as well as Cameroon and Chad (r = 0.625) have also included many similar drugs on their EDLs from the WHO model list. By contrast, Cameroon and Nigeria (r = 0.035) and Nigeria and Mali (r = 0.045) strongly differ in including essential drugs from the WHO model list to their national EDLs. The following three pairs of countries did not share the same features from the WHO model list. The following pairs of countries are also opposites in incorporating the features of the WHO model: Chad and Uganda (r = 0.156), Chad and Kenya (r = 0.163); and Chad and Nigeria (r = 0.180). The correlation coefficient of each pair of countries was subjected to the critical value of r for two-tailed test of significance with n-2 degrees of freedom. The r at 0.05 level (α1 = (0.05) r (25)) = 0.36. Based on the general guidelines stated above, r = 0.36 falls between 0.25 and 0.50, which range suggests a fair degree of relationship. Based on the same general guidelines, r ≥ 0.60 was the cut-off point because it denoted a strong relationship. In general, the correlation among selected African countries was not significant because 4 pair of countries of 36 pairs present a correlation coefficient greater or equal to 0.60 (see Figure 3). Based on little or fair degree of relationship among pairs of countries, it can be concluded that selected countries did not share many similar essential drugs from the WHO model list. The coefficient of variation was used to compare the selected African countries’ EDLs on the pharmaceutical groups. To obtain the relative variation Essential Drugs Programs of Selected African Countries 82 Correlation between Adherence index and immunization coverage 100 Variable MCV DTP3 Immunization coverage 90 80 70 60 50 40 30 20 0.60 0.65 0.70 0.75 0.80 0.85 Adherence index of Immunologicals 0.90 Figure 3. Scatter plots--Correlation between adherence index and immunization coverage. Essential Drugs Programs of Selected African Countries 83 among countries, the adherence indexes computed to compare countries with the WHO model list were used. Tables 2, 3, and 4 show that selected African countries did not substantially vary on the anti-infective drugs pharmaceutical group with the smallest coefficient of variation (coefficient = 0.07). The immunologicals was the pharmaceutical group with the second smallest coefficient (0.11), hence indicating that there were less differences among countries in this category. On the other hand there were substantial differences among countries in the pharmaceutical group of muscle relaxants with the coefficient of 1.02. Selected African countries were also different on peritoneal dialysis (coefficient = 0.95) and blood products and plasma sub (coefficient = 0.92). The third research question asked: Is there a relationship between the adherence index to the WHO model list in immunologicals pharmaceutical group and immunization coverage against measles and DTP3? Figure 3 shows that there was no linear relationship between these two variables. To provide a quantitative measure of the relationship, the correlation coefficient between both variables was computed. The correlation coefficients confirmed that there was no linear relationship between adherence index of immunologicals and immunization coverage against measles (r = 0.234, p-value = 0.545). Similarly, there was no linear relationship between adherence index and immunization coverage against DTP3 (r = 0.028; p-value = 0.943). The correlation coefficient of each of the pair of variables was subjected to the critical value of r for two-tailed test of Essential Drugs Programs of Selected African Countries 84 Table 2 Variation Among National EDLs in Pharmaceutical Groups 1 through 9 Country Group 1 0.71 Group 2 0.58 Group 3 1.00 Group 4 0.36 Group 5 0.63 Group 6 0.45 Group 7 0.75 Group 8 0.38 Chad 0.71 0.58 1.00 0.50 0.88 0.44 0.25 0.15 0.50 Ghana 0.71 0.42 1.00 0.29 0.75 0.49 1.00 0.46 0.50 Kenya 0.57 0.50 0.80 0.57 0.75 0.51 0.75 0.23 0.50 Mali 0.64 0.75 1.00 0.21 0.88 0.52 0.75 0.38 0.50 Nigeria 0.93 0.42 0.60 0.64 0.88 0.50 0.25 0.62 1.00 Senegal 0.57 0.33 0.40 0.21 0.63 0.43 0.00 0.31 0.00 Uganda 0.93 0.58 0.80 0.79 1.00 0.47 1.00 0.65 0.50 Tanzania 0.64 0.58 0.60 0.43 1.00 0.46 0.25 0.42 0.50 Mean 0.71 0.53 0.80 0.44 0.82 0.47 0.56 0.40 0.50 Stand Dev 0.13 0.12 0.22 0.20 0.14 0.03 0.37 0.16 0.25 Coef. Var. 0.19 0.24 0.28 0.45 0.17 0.07 0.67 0.41 0.50 Cameroon Group 9 0.50 Note. Group 1: Anesthetics. Group 2: Analgesics, antipyretics, non-steroidal anti-inflammatory medicines (NSAIMs), medicines used to treat gout and disease modifying agents in rheumatoid disorders (DMARDs). Group 3: Antiallergics and medicines used in anaphylaxis. Group 4: Antidotes and other substances used in poisoning. Group 5: Anticonvulsants and antiepileptics. Group 6: Anti-infective medicines. Group 7: Antimigraine medicines. Group 8: Antineoplastic, immunosuppressives, and medicines used in palliative care. Group 9: Antiparkinsonism medicines. Essential Drugs Programs of Selected African Countries 85 Table 3 Variation Among National EDLs in Pharmaceutical Groups 10 through 18 Country Group 10 0.75 Group 11 0.25 Group 12 0.44 Group 13 0.36 Group 14 0.25 Group 15 0.67 Group 16 0.60 Group 17 0.58 Chad 0.75 0.25 0.28 0.32 0.38 0.50 0.60 0.75 0.63 Ghana 1.00 0.00 0.32 0.36 0.25 0.33 0.60 0.67 0.42 Kenya 0.63 0.25 0.32 0.36 0.25 0.50 0.80 0.25 0.53 Mali 0.88 0.50 0.52 0.41 0.63 0.50 0.80 0.67 0.68 Nigeria 0.63 0.50 0.32 0.68 0.75 0.50 0.80 0.67 0.84 Senegal 0.63 0.00 0.36 0.09 0.50 0.33 0.60 0.50 0.47 Uganda 1.00 1.00 0.48 0.68 0.50 0.50 0.60 0.50 0.58 Tanzania 0.88 0.25 0.24 0.55 0.00 0.67 0.80 0.33 0.32 Mean 0.79 0.33 0.36 0.42 0.39 0.50 0.69 0.55 0.57 Stand Dev 0.15 0.31 0.09 0.19 0.23 0.12 0.11 0.17 0.15 Coef. Var. 0.19 0.92 0.26 0.44 0.59 0.24 0.15 0.31 0.27 Cameroon Note. Group 10: Medicines affecting the blood. Group 11: Blood products and plasma substitutes. Group 12: Cardiovascular medicines. Group 13: Dermatological medicines (topical). Group 14: Diagnostic agents. Group 15: Disinfectants and antiseptics. Group 16: Diuretics. Group 17: Gastrointestinal medicines. Group 18: Hormones, other endocrine medicines, and contraceptives. Group 18 0.63 Essential Drugs Programs of Selected African Countries 86 Table 4 Variation Among National EDLs in Pharmaceutical Groups 19 through 27 Country Group 19 0.60 Group 20 0.00 Group 21 0.45 Group 22 1.00 Group 23 0.00 Group 24 0.78 Group 25 0.57 Group 26 0.33 Group 27 0.30 Chad 0.70 0.80 0.64 1.00 0.00 0.78 0.43 0.56 0.30 Ghana 0.75 0.60 0.82 1.00 1.00 0.56 0.71 0.89 0.30 Kenya 0.70 0.00 0.55 0.67 1.00 0.56 0.57 0.44 0.20 Mali 0.75 0.40 0.64 1.00 0.00 0.67 0.43 0.89 0.40 Nigeria 0.80 0.40 0.64 1.00 1.00 0.56 0.57 0.78 0.80 Senegal 0.75 0.00 0.64 0.67 1.00 0.89 0.29 0.56 0.50 Uganda 0.90 0.60 0.73 1.00 1.00 0.78 0.57 0.67 0.60 Tanzania 0.70 0.00 0.73 0.67 0.00 0.56 0.43 0.78 0.70 Mean 0.74 0.31 0.65 0.89 0.56 0.68 0.51 0.66 0.46 Stand Dev 0.08 0.32 0.11 0.17 0.53 0.13 0.12 0.20 0.21 Coef. Var. 0.11 1.02 0.17 0.19 0.95 0.19 0.24 0.30 0.45 Cameroon Note. Group 19: Immunologicals Group 20: Muscle relaxants (peripherally acting) and cholinesterase inhibitors. Group 21: Ophthalmological preparations. Group 22: Oxytocics and antioxytocics. Group 23: Peritoneal dialysis solution. Group 24: Psychotherapeutic medicines. Group 25: Medicines acting on the respiratory tract. Group 26: Solutions correcting water, electrolyte, and acid-based disturbances. Group 27: Vitamins and minerals. Essential Drugs Programs of Selected African Countries 87 significance with n-2 degrees of freedom. The r at 0.05 level (α1 = (0.05) r (7)) = 0.582. The observed values, r = 0.234 and 0.028, are less than the critical value, thus the null hypothesis is not rejected. The statistical output shows that p = 0.545 and 0.943, respectively. These results did not support a relationship between the adherence index to the WHO model list in pharmaceutical group and immunization coverage rates against measles and DTP. The general systems theory was used to organize this work. This inputoutput model argues that the inputs (pharmaceutical needs and demands) are converted by the throughput (the policy process) into output (effective, affordable and good quality medicines) usable by the environment. Then, the availability and the accessibility to good quality medicines will lead to improvement in health status of the population (impact outcomes). The pharmaceutical systems of selected countries do not yield the expected outcomes because things do not function very well. Figure 3 shows that all selected countries have set up the basic structure (EDL) that is considered necessary to ensure the availability and accessibility of essential drugs, quality and rational use of drugs. Obviously, having an official EDL is not enough for a program of essential drugs to be successful. In light of the findings of this study, it can be argued that having the structures in place does not mean the processes by which an essential drugs list is implemented will be achieved. In this case, the availability and accessibility of vaccines could be undermined by various factors such as the poor supply and Essential Drugs Programs of Selected African Countries 88 distribution systems, insufficient health facilities and staff, low investment in health, and the high cost of medicines. Although the EDL is used by selected countries as a tool aimed at managing the purchasing and distribution of medicines and the selection of good quality and cost-effective drugs, the findings of assessment of their pharmaceutical sectors indicated otherwise. The baseline assessment of pharmaceutical sectors of selected countries undertaken in 2002 and 2003 by Ministries of Health found that the median percent of availability of key medicines in public facilities was 70% in Chad, 78.6 % in Ghana, 93.3% in Kenya, 87.3 % in Mali, 46% in Nigeria, 80% in Senegal, 75% in Uganda, and 87.28% in Tanzania. In addition, the long stock-out duration on average indicated that medicines were not always available: 41 days in Chad, 75.5 days in Ghana, 38.59 days in Kenya, 45.4 days in Mali, in 15.3 days in Senegal, 89.3 days in Uganda, and 28 days in Tanzania (Ministry of Health, n.d.). The fourth research question explored the relationship between the immunization coverage rates against measles and DTP3 (diphtheria, tetanus, pertussis) and infant mortality rates. Figure 4 shows that there is a strong relationship between the percentage of children who have been immunized against measles and diphtheria, pertussis, and tetanus and infant mortality rates. The analysis of the scatter plots indicates that the infant mortality rates decreased as the immunization coverage against the selected diseases increased. The computation of the relationship between mortality rates and immunization rates Essential Drugs Programs of Selected African Countries 89 Correlation between Infant Mortality and Immunization Coverage 130 Variable MCV DTP3 Infant Mortality rate 120 110 100 90 80 70 60 20 30 40 50 60 70 Immunization coverage 80 90 100 Figure 4. Scatter plots--Correlation between immunization coverage and infant mortality Essential Drugs Programs of Selected African Countries 90 found that there is a strong linear and negative relationship between the percentage of children immunized against measles and DTP and infant mortality rates. The correlation coefficient of immunization rate against measles and IMR was -0.639 with p-value = 0.064. Similarly, there was a negative relationship between DTP3 and IMR, with r = -0.693 and p-value = 0.038. The r at 0.05 level (α1 = (0.05) r (7)) = 0.582. The observed values, r = -0.639 and -0.693, were greater than the critical value, thus the null hypothesis was rejected. The statistical output showed that p = 0.064 and 0.038, respectively. These findings do support a relationship between the immunization coverage against measles and DTP and infant mortality rate. One can assume that if the vaccines were available within the context of functioning health systems, and always in suitable amounts and dosage forms, then immunization coverage against measles and diphtheria, tetanus and pertussis would be the same from country to country; and as a result the IMR would be the same across the countries. Obviously, the data revealed that there were disconnects between what goes into the pharmaceutical systems of selected countries at the beginning (inputs) and what comes out at the end (outputs). The analysis of the data in relation to the input-output model indicated that the inputs do not necessarily produce the expected outcomes. For instance, the IMR of selected countries improved slightly despite the fact that the vaccines were listed on their national EDLs. Figure 4 shows that if vaccines are available and listed on the national EDLs, and then infants are immunized, therefore infant mortality Essential Drugs Programs of Selected African Countries 91 rates should decrease. The infant mortality rates of selected countries, which provide a good picture of the health situation, indicated that there were problems with the processes (throughputs) by which the vaccines are made available, accessible, and administered. The problems with the throughputs included the lack of resources (health facilities and staff), the poor supply and distribution systems, the poor financing of drugs in the public sector, and the high pricing of drugs in the private sector. According to the UNICEF statistics, the percentage of the money that the government can allocate to finance vaccines affects the availability and the accessibility of vaccines. The available statistics in 2006 indicated that the percentage of the expanded program on immunization vaccines financed by government were 20% in Cameron, 55% in Chad, 80% in Kenya, 77% in Mali, 100% in Nigeria, 37% in Senegal, 83% in United Republic of Tanzania, and 8% in Uganda. In spite of vaccines that are listed on national EDLs and financed up to 100% by the Nigerian government, the Nigerian immunization coverage rates against measles (62%) and DTP (72%) were ranked 8th out of the 9 selected countries. Donations also affected the access and availability of vaccines. Unlike Nigeria, vaccines were financed by the government only up to 8% in Uganda. With the immunization coverage of 89% against measles and 89% against DTP, the government of Uganda was able to immunize 89% of its infants against measles and DTP, probably through donations (www.unicef.org). In addition to the financing problems, the availability and accessibility of vaccines was also Essential Drugs Programs of Selected African Countries 92 affected by how they were purchased, distributed, and managed through the health facilities. Even though the vaccines are available, still the selected countries would face the shortages of qualified personnel to administer them. Anand and Bärnighausen (2007) found that health worker density was significantly associated with coverage of vaccinations of measles p = 0.0024; DTP3 p = 0.0004, and polio3 p = 0.0008. Data Collection Tool The selected countries used the WHO operational package to monitor and evaluate their pharmaceutical situations. Using a questionnaire included in this package, selected countries collected data on structures and processes of their pharmaceutical situations. Then, survey forms were used to measure the degree to which each country achieved the strategic objectives of their NDP. To analyze the secondary data set obtained through these pharmaceutical assessments, this study used Excel to sort out drugs and the MiniTab version to compute the relationship between adherence index and immunization rates, and immunization rates and infant mortality rates. Summary This chapter analyzed a secondary data set that was used primarily to assess the pharmaceutical sectors of selected African countries. This chapter discussed the description of the sample, the analysis of data in light of the research questions, as well as the tools used to collect data. The comparison of the Essential Drugs Programs of Selected African Countries 93 WHO model list and the national essential lists revealed that there were many drugs on the model list that were not on national EDLs as well as drugs on national EDLs that were not listed on the WHO model list. The computation of the correlation coefficient revealed a strong association between infant mortality rates and immunization rates against measles and DTP3. There was no linear association between the adherence index to the WHO model list in the immunologicals pharmaceutical group and immunization rates. Essential Drugs Programs of Selected African Countries 94 CHAPTER V SUMMARY, CONCLUSIONS, IMPLICATIONS, AND RECOMMENDATIONS Summary The main goal of a NDP is to ensure the access to safe and affordable medications and their rational use. The list of essential drugs is central for achieving this goal. For the past 30 years, essential drugs have made a substantial contribution to the reduction of morbidity and mortality in sub-Saharan Africa. Although the access to essential drugs has slightly improved, the situation of lack of availability of essential drugs in public facilities remains alarming. The levels of infant mortality remain too high compared to the rest of the world. The purpose of the study was to compare selected African countries’ essential drugs lists. It analyzed similarities in the African selected countries’ EDLs and whether there are differences both between them and the WHO model list and among the selected African countries themselves. In addition, it examined whether adherence index to the WHO model list in the immunologicals pharmacological class is correlated to the immunization coverage rates, and if immunization coverage rates are correlated to infant mortality rates. Essential Drugs Programs of Selected African Countries 95 The general systems theory was used to organize this work. Secondary data were analyzed using Pearson’s correlation and coefficient of variation methods. The comparison of the WHO model list and the national EDLs revealed that there are many drugs on the model list that were not on national EDLs as well as drugs on national EDLs that were not listed on the WHO model list. The computation of the correlation coefficient revealed a strong association between infant mortality rates and immunization coverage rates against measles and DTP3. There is no linear association between the adherence index to the WHO model list, immunologicals class, and immunization coverage rates. Conclusions This section discusses the conclusions with respect to the relationship of the results to the conceptual framework, literature, and research questions. Relationship of the Results to the Conceptual Framework For the purpose of this study, the GST (von Bertalanffy, 1968) was used as the core methodology for understanding NDP process and its complex stages. To explore the intermediate outcomes of essential drugs programs, which will lead to improvement in health status of a country, a modified simple input-output model was adopted, which placed the policy process in the center. The pharmaceutical needs and demands from the environment are on the input side and access to safe and good medicines are on the output side. The policy process (formulation, implementation, and evaluation) is used by the system to convert Essential Drugs Programs of Selected African Countries 96 the pharmaceutical needs and demands from the environment into outputs (available, effective, affordable, and good quality medicines) usable by the environment. Available, effective, affordable, and good quality medications will lead to prevent and treat diseases, ultimately improving the health status of the population (impact outcomes). The environment (social, economic, education, health, and political) in which the system operates affects its components. Information about some aspects of pharmaceutical needs and demands are used to evaluate and monitor the system in order to guide the system to more effective performance. Relationship of the Results to the Literature The literature review focused on the work assessing the impact that the implementation of NDP and essential drugs programs has had on access to essential drugs and their rational use. In their review of the 25 years of the WHO essential medicines lists, Laing et al. (2003) described how the concept of essential drugs has evolved throughout these years, the progress made, as well as challenges that EDLs face. The authors argued that the WHO model list helped to establish the principle that there is a subset of drugs that are more useful than others on the one hand, and to highlight the situation of lack of access to essential drugs to many populations of the developing world. Their article drew attention to the fact that there are differences between the WHO model list and national EDLs because countries face varying challenges related to factors such as costs and morbidity patterns. Although all selected African countries used the WHO model Essential Drugs Programs of Selected African Countries 97 list to produce their own essential drugs lists, nearly half of the drugs from the WHO model list were included on the national EDLs (average = 52%). Surprisingly, two neighboring countries (i.e., Cameroon and Nigeria) that had similar morbidity patterns were opposites in incorporating the WHO model list of essential drugs (correlation coefficient = 0.035). It can be argued that the difference between their essential drugs lists is attributable to other factors such as costs, selection of drugs, and regulation of their pharmaceutical sectors. According to the WHO, 30 years after the inception of the concept of essential drugs, 156 of the 193 WHO member states have official essential drugs lists (WHO, 2007). Nevertheless, progress is still grossly insufficient, particularly in much of sub-Saharan Africa. In 2003, the WHO estimates indicated that one third of the world’s population did not have regular access to essential drugs (Quick, 2003a). He argued that the underlying factors of inaccessibility to essential drugs in the developing world are economic, social, and educational. Other factors that the author discussed lie within the health sector: irrational use of drugs, inefficient financing, unreliable delivery of medications, and high medicine prices. This study found that there is a significant negative relationship between immunization rates and IMR, indicating that higher immunization rates mean fewer infant deaths. These findings support the results of previous studies. Shimouchi et al. (1994) used a multiple regression analysis and found a significant association between immunization and IMR, with a partial correlation Essential Drugs Programs of Selected African Countries 98 coefficient of -0.224. The significant negative association between immunization rate and IMR implies that infant mortality rate would decline in the developing world if the populations have access to basic interventions such as immunization programs. In light of the findings of this study, it can be argued that measles, diphtheria, tetanus, and pertussis could be prevented with access to MCV and DTP3 vaccines. Gutierrez et al. (1996) analyzed secondary data to evaluate the impact of oral rehydration therapy and selected public health interventions on reduction of mortality from childhood diarrheal diseases in Mexico. Their study analyzed secondary data collected between 1978 and 1993. Using a Pearson’s correlation method, they correlated mortality trends with the use of ORT and selected public health interventions. Their findings indicated that the reduction of mortality was important in the third phase (17.8%) compared to the first (1.8%) and the second (6.4%) phases. A greater reduction in mortality rates was attributable to a massive immunization against measles and improvements in sanitation (r = 0.9586). In summary, the role of vaccines in preventing diseases such as measles or tuberculosis cannot be disputed. Similarly, the availability of effective drugs such as antibiotics has played an important role in treating infections such as acute respiratory infections. Implications for Policy Makers African countries should adopt policy making tailored to their specific needs. A recent study carried out by the WHO and HIA (Cameron et al., 2008) Essential Drugs Programs of Selected African Countries 99 indicated that availability of essential drugs is as much important as their affordability in ensuring access to essential drugs. Therefore, public health interventions intended to ensure access to essential drugs should focus on promoting partnerships between governments of the developing world, pharmaceutical industries, and nongovernmental agencies in order to provide access to affordable essential drugs to their populations. Although there is an increasing political commitment to ensure the access to essential drugs by African countries, still there are great opportunities for ensuring access to essential drugs for the majority of the population while adopting cost-effective interventions. For instance, policymakers in Africa should promote and enforce the utilization of generics instead of originator brand names. Cameron et al. (2008) found that the average public sector availability of generic medicines in the African region was 29.4%. To improve the access to essential drugs, African governments should effectively regulate their pharmaceutical sector by keeping their national drug policies and essential drugs lists up-to-date, as well as monitor routinely the availability and prices of drugs. This would lead to prevent wasteful and inadequate use of drugs. Recommendations for Future Research The comparative aspects of this study might provide some insight in which countries might learn and adopt best practices from each other. Thus, this study could be repeated by policymakers to measure the strength of association Essential Drugs Programs of Selected African Countries 100 between public health interventions and health status indicators in order to identify interventions that matter. In light of the lack of similarities between the WHO model list and national EDLs and among national EDLs themselves, one can ask why these EDLs are different even for countries that face similar challenges related to costs, drug effectiveness, morbidity patterns, and rationality of prescribing. Future research in essential drugs should examine other demographic and socioeconomic factors that impair countries of the developing world. Future research is needed to understand how national drug policies and essential drugs programs affect choices of the population in the developing world. 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Identification of a medical or publichealth need for a certain drug 2. Development of the drug; Phase I, II, III trials 3. Request for regulatory approval in a number of developed and developing countries 4. More experience with the drug under controlled field circumstances; post marketing surveillance 5. A price indication for public sector use in developing countries Intended endpoint A safe and effective drug, ready for regulatory approval Regulatory approval Evidence on effectiveness and safety under field conditions Price indication for public sector use in developing countries; evidence on costeffectiveness Recommendation of the drug in an official WHO (model) treatment guideline 6. Review by the relevant WHO departments and Expert Committees; comparison with other treatment alternatives with regard to: • efficacy, effectiveness and safety of the drug in real-life situations • relative cost-effectiveness • public health relevance 7. Submission of the drug, by the Inclusion of the drug on the WHO Model relevant WHO department, for inclusion List of Essential Drugs on the WHO Model List of Essential Drugs; review by the Expert Committee on Essential Drugs of: • efficacy, effectiveness and safety of the drug in real-life situations • relative cost-effectiveness • public health relevance Reference: World Health Organization. The definition and selection process for an EDL, WHO Department of Essential Drugs and Medicines Policy, Technical Briefing Paper, Prepared by: Dr Hans V. Hogerzeil, WHO/EDM/PAR, October 27, 2000. Essential Drugs Programs of Selected African Countries 113 Appendix B D’Youville College Institutional Review Board Exempt Review Application Essential Drugs Programs of Selected African Countries 114 Essential Drugs Programs of Selected African Countries 115 Appendix C WHO Model List of Essential Drugs, 13th Edition Essential Drugs Programs of Selected African Countries 116 Essential Medicines WHO Model List (revised April 2003) Explanatory Notes The core list presents a list of minimum medicine needs for a basic health care system, listing the most efficacious, safe and cost-effective medicines for priority conditions. Priority conditions are selected on the basis of current and estimated future public health relevance, and potential for safe and cost-effective treatment. The complementary list presents essential medicines for priority diseases, for which specialized diagnostic or monitoring facilities, and/or specialist medical care, and/or specialist training are needed. In case of doubt medicines may also be listed as complementary on the basis of consistent higher costs or less attractive costeffectiveness in a variety of settings. When the strength of a drug is specified in terms of a selected salt or ester, this is mentioned in brackets; when it refers to the active moiety, the name of the salt or ester in brackets is preceded by the word "as". The square box symbol ( )ٱis primarily intended to indicate similar clinical performance within a pharmacological class. The listed medicine should be the example of the class for which there is the best evidence for effectiveness and safety. In some cases, this may be the first medicine that is licensed for marketing; in other instances, subsequently licensed compounds may be safer or more effective. Where there is no difference in terms of efficacy and safety data, the listed medicine should be the one that is generally available at the lowest price, based on international drug price information sources. Therapeutic equivalence is only indicated on the basis of reviews of efficacy and safety and when consistent with WHO clinical guidelines. National lists should not use a similar symbol and should be specific in their final selection, which would depend on local availability and price.” Drugs are listed in alphabetical order, within sections. Essential Drugs Programs of Selected African Countries 117 1. ANAESTHETICS 1.1 General anaesthetics and oxygen ether, anaesthetic * inhalation * the public health relevance and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. halothane inhalation ketamine injection, 50 mg (as hydrochloride)/ml in 10-ml vial nitrous oxide inhalation oxygen inhalation (medicinal gas) ٱ powder for injection, 0.5 g, 1.0 g (sodium salt) in ampoule thiopental 1.2 Local anaesthetics ٱ bupivacaine injection, 0.25%, 0.5% (hydrochloride) in vial injection for spinal anaesthesia, 0.5% (hydrochloride) in 4-ml ampoule to be mixed with 7.5% glucose solution ٱ lidocaine injection, 1%, 2% (hydrochloride) in vial injection for spinal anaesthesia, 5% (hydrochloride) in 2-ml ampoule to be mixed with 7.5% glucose solution topical forms, 2-4% (hydrochloride) lidocaine + epinephrine (adrenaline) injection 1%, 2% (hydrochloride)+ epinephrine 1:200 000 in vial; dental cartridge 2% (hydrochloride) + epinephrine 1:80 000 ٱ Complementary List ephedrine injection, 30 mg (hydrochloride)/ml in 1-ml ampoule (For use in spinal anaesthesia during delivery, to prevent hypotension) 1.3 Preoperative medication and sedation for short-term procedures atropine injection, 1 mg (sulfate) in 1-ml ampoule ٱ diazepam injection, 5 mg/ml in 2-ml ampoule; tablet, 5 mg morphine injection, 10 mg (sulfate or hydrochloride) in 1-ml ampoule promethazine elixir or syrup, 5 mg (hydrochloride)/5ml 2. ANALGESICS, ANTIPYRETICS, NON-STEROIDAL ANTIINFLAMMATORY MEDICINES (NSAIMs), MEDICINES USED TO TREAT GOUT AND DISEASE MODIFYING AGENTS IN RHEUMATOID DISORDERS (DMARDs) Essential Drugs Programs of Selected African Countries 118 2.1 Non-opioids and non-steroidal anti-inflammatory medicines (NSAIMs) acetylsalicylic acid tablet, 100-500 mg; suppository, 50-150 mg ibuprofen tablet, 200 mg, 400 mg paracetamol * tablet, 100-500 mg; suppository, 100 mg; syrup, 125 mg/5ml * not recommended for anti-inflammatory use due to lack of proven benefit to that effect 2.2 Opioid analgesics codeine tablet, 30 mg (phosphate) morphine injection, 10 mg in 1-ml ampoule (sulfate or hydrochloride); oral solution, 10 mg (hydrochloride or sulfate)/5 ml; tablet, 10 mg (sulfate) 2.3 Medicines used to treat gout allopurinol tablet, 100 mg colchicine * tablet, 500 micrograms * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 2.4 Disease modifying agents used in rheumatoid disorders (DMARDs) chloroquine tablet, 100 mg, 150 mg (as phosphate or sulfate) Complementary List azathioprine tablet, 50 mg methotrexate tablet, 2.5 mg (as sodium salt) penicillamine capsule or tablet, 250 mg sulfasalazine tablet, 500 mg 3. ANTIALLERGICS AND MEDICINES USED IN ANAPHYLAXIS ٱ chlorphenamine tablet, 4 mg (hydrogen maleate); injection, 10 mg (hydrogen maleate) in 1-ml ampoule dexamethasone injection, 4 mg dexamethasone phosphate (as disodium salt) in 1-ml ampoule epinephrine (adrenaline) injection, 1 mg (as hydrochloride or hydrogen tartrate) in 1ml ampoule hydrocortisone powder for injection, 100 mg (as sodium succinate) in vial Essential Drugs Programs of Selected African Countries 119 ٱ prednisolone * tablet, 5 mg, 25 mg * there is no evidence for complete clinical similarity between prednisolone and dexamethasone at high doses. 4. ANTIDOTES AND OTHER SUBSTANCES USED IN POISONING 4.1 Non-specific charcoal, activated powder 4.2 Specific acetylcysteine injection, 200 mg/ml in 10-ml ampoule atropine injection, 1 mg (sulfate) in 1-ml ampoule calcium gluconate * injection, 100 mg/ml in 10-ml ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. deferoxamine powder for injection, 500 mg (mesilate) in vial dimercaprol injection in oil, 50 mg/ml in 2-ml ampoule DL-methionine tablet, 250 mg methylthioninium chloride (methylene blue) injection, 10 mg/ml in 10-ml ampoule naloxone injection, 400 micrograms (hydrochloride) in 1-ml ampoule penicillamine capsule or tablet, 250 mg potassium ferric hexacyanoferrate(II) ·2H20 (Prussian blue) powder for oral administration sodium calcium edetate injection, 200 mg/ml in 5-ml ampoule sodium nitrite injection, 30 mg/ml in 10-ml ampoule sodium thiosulfate injection, 250 mg/ml in 50-ml ampoule 5. ANTICONVULSANTS/ANTIEPILEPTICS carbamazepine scored tablet, 100 mg, 200 mg ٱ diazepam injection, 5 mg/ml in 2-ml ampoule (intravenous or rectal) magnesium sulfate* injection, 500 mg/ml in 2-ml ampoule; 500mg/ml in 10-ml ampoule * for use in eclampsia and severe pre-eclampsia and not for other convulsant disorders. Essential Drugs Programs of Selected African Countries 120 phenobarbital tablet, 15-100 mg; elixir, 15 mg/5ml phenytoin capsule or tablet, 25 mg, 50 mg, 100 mg (sodium salt); injection, 50 mg/ml in 5-ml vial (sodium salt) valproic acid enteric coated tablet, 200 mg, 500 mg (sodium salt) Complementary List ٱ clonazepam * scored tablet 500 micrograms * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. ethosuximide capsule, 250 mg; syrup, 250 mg/5ml 6. ANTI-INFECTIVE MEDICINES 6.1 Anthelminthics 6.1.1 Intestinal anthelminthics albendazole chewable tablet, 400 mg levamisole tablet, 50 mg; 150 mg (as hydrochloride) ٱ mebendazole chewable tablet, 100 mg, 500 mg niclosamide * chewable tablet, 500 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. praziquantel tablet, 150 mg, 600 mg pyrantel * chewable tablet 250 mg (as embonate); oral suspension, 50 mg (as embonate)/ml * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 6.1.2 Antifilarials ivermectin scored tablet, 3 mg, 6 mg Complementary List diethylcarbamazine tablet, 50 mg, 100 mg (dihydrogen citrate) suramin sodium powder for injection, 1 g in vial Essential Drugs Programs of Selected African Countries 121 6.1.3 Antischistosomals and antitrematode medicines praziquantel tablet, 600 mg triclabendazole * tablet, 250 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. Complementary List oxamniquine * capsule, 250 mg; syrup, 250 mg/5ml * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 6.2 Antibacterials 6.2.1 Beta Lactam medicines amoxicillin capsule or tablet, 250 mg, 500 mg (anhydrous); powder for oral suspension, 125 mg (anhydrous)/5 ml amoxicillin + clavulanic acid tablet, 500 mg + 125 mg ampicillin powder for injection, 500 mg, 1 g (as sodium salt) in vial benzathine benzylpenicillin powder for injection, 1.44 g benzylpenicillin (=2.4 million IU) in 5-ml vial benzylpenicillin powder for injection, 600 mg (= 1 million IU), 3 g (= 5 million IU) (sodium or potassium salt) in vial ٱ cloxacillin capsule, 500 mg, 1 g (as sodium salt); powder for oral solution, 125 mg (as sodium salt)/5 ml; powder for injection, 500 mg (as sodium salt) in vial phenoxymethylpenicillin tablet, 250 mg (as potassium salt); powder for oral suspension, 250 mg (as potassium salt)/5 ml procaine benzylpenicillin powder for injection, 1 g (=1 million IU), 3 g (=3 million IU) in vial Complementary List ceftazidime powder for injection, 250 mg (as pentahydrate) in vial ٱ ceftriaxone powder for injection, 250 mg (as sodium salt) in vial imipenem * + cilastatin * powder for injection 250 mg (as monohydrate) + 250 mg (as sodium salt), 500 mg (as monohydrate) + 500 mg (as sodium salt) in vial * the public health relevance and/or efficacy and/or safety of Essential Drugs Programs of Selected African Countries 122 this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 6.2.2 Other antibacterials azithromycin * capsule, 250 mg or 500 mg; suspension 200 mg/5 ml * only listed for single dose treatment of genital C.trachomatis and of trachoma. chloramphenicol capsule, 250 mg; oral suspension, 150 mg (as palmitate)/5 ml; powder for injection, 1 g (sodium succinate) in vial; oily suspension for injection 0.5 g (as sodium succinate)/ml in 2ml ampoule ٱ ciprofloxacin * tablet 250 mg (as hydrochloride) * final selection depends on indication for use doxycycline * capsule or tablet, 100 mg (hydrochloride) * final selection depends on indication for use ٱ erythromycin capsule or tablet, 250 mg (as stearate or ethyl succinate) ; powder for oral suspension, 125 mg (as stearate or ethyl succinate); powder for injection, 500 mg (as lactobionate) in vial ٱ gentamicin * injection, 10 mg, 40 mg (as sulfate)/ml in 2-ml vial * final selection depends on indication for use ٱ metronidazole tablet, 200-500 mg; injection, 500 mg in 100-ml vial; suppository, 500 mg, 1 g; oral suspension, 200 mg (as benzoate)/5 ml nalidixic acid * tablet 250 mg, 500 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. nitrofurantoin tablet, 100 mg spectinomycin * powder for injection, 2 g (as hydrochloride) in vial * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. sulfamethoxazole + trimethoprim tablet, 100 mg + 20 mg, 400 mg + 80 mg; oral suspension, 200 mg + 40 mg/5 ml; injection, 80 mg + 16 mg/ml in 5-ml and 10-ml ampoules trimethoprim tablet, 100 mg, 200 mg Essential Drugs Programs of Selected African Countries 123 Complementary List clindamycin capsule, 150 mg; injection, 150 mg (as phosphate)/ml sulfadiazine tablet, 500 mg; injection, 250 mg (sodium salt) in 4-ml ampoule vancomycin powder for injection, 250 mg (as hydrochloride) in vial 6.2.3 Antileprosy medicines Medicines used in the treatment of leprosy should never be used except in combination. Combination therapy is essential to prevent the emergence of drug resistance. Colour coded blister packs (MDT blister packs) containing standard two medicine (paucibacillary leprosy) or three medicine (multibacillary leprosy) combinations for adult and childhood leprosy should be used. MDT blister packs can be supplied free of charge through WHO. clofazimine capsule, 50 mg, 100 mg dapsone tablet, 25 mg, 50 mg, 100 mg rifampicin capsule or tablet, 150 mg, 300 mg 6.2.4 Antituberculosis medicines ethambutol tablet, 100 mg-400 mg (hydrochloride) isoniazid tablet, 100 -300 mg isoniazid + ethambutol tablet, 150 mg + 400 mg pyrazinamide tablet, 400 mg rifampicin capsule or tablet, 150 mg, 300 mg rifampicin + isoniazid tablet, 60 mg + 30 mg; 150 mg + 75 mg; 300 mg + 150 mg; 60 mg + 60 mg (For intermittent use three times weekly); 150 mg + 150 mg (For intermittent use three times weekly) rifampicin + isoniazid + pyrazinamide tablet, 60 mg + 30 mg + 150 mg; 150 mg + 75 mg + 400 mg 150 mg + 150 mg + 500 mg (For intermittent use three times weekly.) rifampicin + isoniazid + pyrazinamide + ethambutol tablet, 150 mg + 75 mg +400 mg + 275 mg streptomycin powder for injection, 1 g (as sulfate) in vial Complementary List thioacetazone * + isoniazid * tablet, 50 mg + 100 mg; 150 mg + 300 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. Essential Drugs Programs of Selected African Countries 124 Reserve second-line drugs for the treatment of multidrug-resistant tuberculosis (MDR-TB) should be used in specialized centres adhering to WHO standards for TB control. (D) amikacin powder for injection, 1000 mg in vial p-aminosalicylic acid tablet, 500 mg; granules, 4 g in sachet capreomycin powder for injection, 1000 mg in vial ciprofloxacin tablet, 250 mg, 500 mg cycloserine capsule or tablet, 250 mg ethionamide tablet, 125 mg, 250 mg kanamycin powder for injection, 1000 mg in vial levofloxacin * tablet, 250 mg, 500 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. ofloxacin tablet, 200 mg, 400 mg 6.3 Antifungal medicines ٱ fluconazole capsule 50 mg; injection 2 mg/ml in vial; oral suspension 50 mg/5-ml griseofulvin capsule or tablet, 125 mg, 250 mg nystatin tablet, 100 000, 500 000 IU; lozenge 100 000 IU; pessary, 100 000 IU Complementary List amphotericin B powder for injection, 50 mg in vial flucytosine capsule, 250 mg; infusion, 2.5 g in 250 ml potassium iodide saturated solution 6.4 Antiviral medicines 6.4.1 Antiherpes medicines ٱ aciclovir 6.4.2 Antiretrovirals tablet, 200 mg; powder for injection 250 mg (as sodium salt) in vial Essential Drugs Programs of Selected African Countries 125 Adequate resources and specialist oversight are a pre-requisite for the introduction of this class of drugs. The antiretroviral drugs do not cure the HIV infection, they only temporarily suppress viral replication and improve symptoms. They have various adverse effects and patients receiving these drugs require careful monitoring by adequately trained health professionals. For these reasons, continued rigorous promotion of measures to prevent new infections is essential and the need for this has not been diminished in any way by the addition of antiretroviral drugs to the Model List. Adequate resources and trained health professionals are a prerequisite for the introduction of this class of drugs. Effective therapy requires commencement of three or four drugs simultaneously, and alternative regimens are necessary to meet specific requirements at start-up, to substitute for first-line regimens in the case of toxicity, or to replace failing regimens. The Committee strongly recommends the use of three- or four-drug combinations as specifically recommended in the WHO treatment guidelines. The use of fixed dose preparations for these combinations is also recommended, with assured pharmaceutical quality and interchangeability with the single products as approved by the relevant drug regulatory authority. 6.4.2.1 Nucleoside reverse transcriptase inhibitors abacavir (ABC) tablet, 300mg (as sulfate), oral solution, 100mg (as sulfate)/5ml didanosine (ddI) buffered chewable, dispersible tablet, 25mg, 50mg, 100mg, 150mg, 200mg buffered powder for oral solution, 100mg, 167mg, 250mg packets unbuffered enteric coated capsule, 125mg, 200mg, 250mg, 400mg lamivudine (3TC) tablet, 150mg, oral solution 50 mg/5ml stavudine (d4T) capsule 15mg, 20mg, 30mg, 40mg, powder for oral solution, 5mg/5ml zidovudine (ZDV or AZT) tablet, 300mg capsule 100 mg, 250 mg oral solution or syrup, 50mg/5ml solution for IV infusion injection, 10 mg/ml in 20-ml vial 6.4.2.2 Non-nucleoside reverse transcriptase inhibitors efavirenz (EFV or EFZ) capsule, 50mg, 100mg, 200mg oral solution, 150mg/5ml nevirapine (NVP) tablet 200 mg; oral suspension 50 mg/5-ml 6.4.2.3 Protease inhibitors Selection of two or three protease inhibitors from the Model List will need to be determined by each country after consideration of local treatment guidelines and experience, as well as the comparative costs of available products. Ritonavir is recommended for use in combination with indinavir, lopinavir and saquinavir as a booster, and not as a drug in its own right. indinavir (IDV) capsule, 200mg, 333mg, 400mg (as sulfate) Essential Drugs Programs of Selected African Countries 126 ritonavir capsule, 100mg, oral solution 400mg/5ml lopinavir + ritonavir (LPV/r) capsule, 133.3mg + 33.3mg, oral solution, 400mg + 100mg/5ml nelfinavir (NFV) tablet, 250mg (as mesilate), oral powder 50mg/g saquinavir (SQV) capsule, 200mg 6.5 Antiprotozoal medicines 6.5.1 Antiamoebic and antigiardiasis medicines diloxanide tablet, 500 mg (furoate) ٱ tablet, 200-500 mg; injection, 500 mg in 100-ml vial; oral suspension 200 mg (as benzoate)/5 ml metronidazole 6.5.2 Antileishmaniasis medicines ٱ meglumine antimoniate injection, 30%, equivalent to approximately 8.1% antimony, in 5-ml ampoule Complementary List amphotericin B powder for injection, 50 mg in vial pentamidine powder for injection, 200 mg, 300 mg (isetionate) in vial 6.5.3 Antimalarial medicines 6.5.3.1 For curative treatment Medicines for the treatment of P. falciparum malaria cases should be used in combination. amodiaquine * tablet, 153 mg or 200 mg (base) * amodiaquine should preferably be used as part of combination therapy artemether + lumefantrine * tablet, 20 mg + 120 mg * recommended for use in areas with significant drug resistance and not in pregnancy or in children below 10kg chloroquine tablet 100 mg, 150 mg (as phosphate or sulfate); syrup, 50 mg (as phosphate or sulfate)/5 ml; injection 40 mg (as hydrochloride, phosphate or sulfate)/ml in 5-ml ampoule primaquine tablet, 7.5 mg, 15 mg (as diphosphate) quinine tablet, 300 mg (as bisulfate or sulfate); injection, 300 mg (as dihydrochloride)/ml in 2-ml ampoule Complementary List artemether injection, 80 mg/ml in 1-ml ampoule Essential Drugs Programs of Selected African Countries 127 artesunate tablet, 50 mg doxycycline capsule or tablet, 100 mg (hydrochloride) (for use only in combination with quinine) mefloquine tablet, 250 mg (as hydrochloride) sulfadoxine + pyrimethamine tablet, 500 mg + 25 mg 6.5.3.2 For prophylaxis chloroquine tablet, 150 mg (as phosphate or sulfate); syrup, 50 mg (as phosphate or sulfate)/5 ml doxycycline capsule or tablet, 100 mg ( hydrochloride) mefloquine tablet, 250 mg (as hydrochloride) proguanil tablet, 100 mg (hydrochloride) (for use only in combination with chloroquine) 6.5.4 Anti-pneumocystosis and antitoxoplasmosis medicines pyrimethamine tablet, 25 mg sulfamethoxazole + trimethoprim injection 80 mg + 16 mg/ml in 5-ml ampoule 80 mg + 16 mg/ml in 10-ml ampoule Complementary List pentamidine tablet 200 mg, 300 mg 6.5.5. Antitrypanosomal medicines 6.5.5.1 African trypanosomiasis melarsoprol injection, 3.6% solution suramin sodium powder for injection, 1 g in vial Complementary List eflornithine injection, 200 mg ( hydrochloride)/ml in 100-ml bottles pentamidine powder for injection, 200 mg, 300 mg (isetionate) in vial 6.5.5.2 American trypanosomiasis benznidazole tablet, 100 mg nifurtimox tablet, 30 mg; 120 mg; 250 mg 6.6 Insect repellents diethyltoluamide * topical solution, 50%, 75% * the place of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. Essential Drugs Programs of Selected African Countries 128 7. ANTIMIGRAINE MEDICINES 7.1 For treatment of acute attack acetylsalicylic acid tablet, 300 -500 mg ergotamine * tablet, 1 mg (tartrate) * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. paracetamol tablet, 300-500 mg 7.2 For prophylaxis ٱ propranolol tablet, 20 mg, 40 mg (hydrochloride) 8. ANTINEOPLASTIC, IMMUNOSUPPRESSIVES AND MEDICINES USED IN PALLIATIVE CARE 8.1 Immunosuppressive medicines Complementary List azathioprine tablet, 50 mg; powder for injection, 100 mg (as sodium salt) in vial ciclosporin capsule, 25 mg; concentrate for injection 50 mg/ml in 1-ml ampoule for organ transplantation 8.2 Cytotoxic medicines Complementary List asparaginase powder for injection, 10 000 IU in vial bleomycin powder for injection, 15 mg (as sulfate) in vial calcium folinate tablet, 15 mg; injection, 3 mg/ml in 10-ml ampoule chlorambucil tablet 2 mg chlormethine powder for injection, 10 mg (hydrochloride) in vial cisplatin powder for injection, 10 mg, 50 mg in vial cyclophosphamide tablet, 25 mg; powder for injection, 500 mg in vial cytarabine powder for injection, 100 mg in vial dacarbazine powder for injection, 100 mg in vial dactinomycin powder for injection, 500 micrograms in vial daunorubicin powder for injection, 50 mg (as hydrochloride) Essential Drugs Programs of Selected African Countries 129 doxorubicin powder for injection, 10 mg, 50 mg (hydrochloride) in vial etoposide capsule, 100 mg; injection, 20 mg/ml in 5-ml ampoule fluorouracil injection, 50 mg/ml in 5-ml ampoule levamisole tablet, 50 mg (as hydrochloride) mercaptopurine tablet, 50 mg methotrexate tablet, 2.5 mg (as sodium salt); powder for injection, 50 mg (as sodium salt) in vial procarbazine capsule, 50 mg (as hydrochloride) vinblastine powder for injection, 10 mg (sulfate) in vial vincristine powder for injection, 1 mg, 5 mg (sulfate) in vial 8.3 Hormones and antihormones Complementary List dexamethasone injection, 4 mg dexamethasone phosphate (as disodium salt) in 1-ml ampoule hydrocortisone powder for injection, 100 mg (as sodium succinate) in vial ٱ prednisolone * tablet, 5 mg, 25 mg * there is no evidence for complete clinical similarity between prednisolone and dexamethasone at high doses. tamoxifen tablet, 10 mg, 20 mg (as citrate) 8.4 Medicines used in palliative care The WHO Expert Committee on the Use of Essential Drugs recommended that all the drugs mentioned in the WHO publication Cancer Pain Relief: with a Guide to Opioid Availability, second edition, be considered essential. The drugs are included in the relevant sections of the Model List, according to their therapeutic use, e.g. analgesics. 9. ANTIPARKINSONISM MEDICINES ٱ tablet, 2 mg (hydrochloride); injection, 5 mg (lactate) in 1-ml ampoule biperiden ٱ levodopa + carbidopa tablet, 100 mg + 10 mg; 250 mg + 25 mg 10. MEDICINES AFFECTING THE BLOOD 10.1 Antianaemia medicines ferrous salt tablet, equivalent to 60 mg iron; oral solution equivalent to 25 mg iron (as sulfate)/ml Essential Drugs Programs of Selected African Countries 130 ferrous salt + folic acid tablet equivalent to 60 mg iron + 400 micrograms folic acid (nutritional supplement for use during pregnancy.) folic acid tablet 1mg, 5mg hydroxocobalamin injection, 1 mg in 1-ml ampoule 10.2 Medicines affecting coagulation heparin sodium injection, 1000 IU/ml, 5000 IU/ml, 20,000 IU/ml in 1-ml ampoule phytomenadione injection, 10 mg/ml in 5-ml ampoule; tablet, 10 mg protamine sulfate injection, 10 mg/ml in 5-ml ampoule ٱ tablet, 1 mg, 2 mg and 5 mg (sodium salt) warfarin 11. BLOOD PRODUCTS AND PLASMA SUBSTITUTES 11.1 Plasma substitutes ٱ dextran 70 injectable solution, 6% ٱ polygeline * injectable solution, 3.5% * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 11.2 Plasma fractions for specific use All plasma fractions should comply with the WHO Requirements for the Collection, Processing and Quality Control of Blood, Blood Components, and Plasma Derivatives (Revised 1992). (WHO Technical Report Series, No. 840, 1994, Annex 2). Complementary List ٱ factor VIII concentrate * dried * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. (rare disease) factor IX complex coagulation factors, II, VII, IX, X) concentrate * dried * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. (rare disease) ٱ 12. CARDIOVASCULAR MEDICINES 12.1 Antianginal medicines Essential Drugs Programs of Selected African Countries 131 ٱ atenolol tablet, 50 mg, 100 mg glyceryl trinitrate tablet (sublingual), 500 micrograms ٱ isosorbide dinitrate tablet (sublingual), 5 mg verapamil tablet, 40 mg, 80 mg (hydrochloride) 12.2 Antiarrhythmic medicines ٱ atenolol tablet, 50 mg, 100 mg digoxin tablet, 62.5 micrograms, 250 micrograms; oral solution 50 micrograms/ml; injection 250 micrograms/ml in 2-ml ampoule epinephrine (adrenaline) injection, 1 mg (as hydrochloride)/ml in ampoule lidocaine injection, 20 mg (hydrochloride)/ml in 5-ml ampoule verapamil tablet, 40 mg, 80 mg (hydrochloride); injection, 2.5 mg (hydrochloride)/ml in 2-ml ampoule Complementary List isoprenaline * injection, 20 micrograms (hydrochloride)/ml in ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. ٱ procainamide* injection, 100 mg (hydrochloride)/ml in 10-ml ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. ٱ quinidine * tablet, 200 mg (sulfate) * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 12.3 Antihypertensive medicines ٱ atenolol tablet, 50 mg, 100 mg ٱ enalapril tablet, 2.5 mg hydralazine* tablet, 25 mg, 50 mg (hydrochloride); powder for injection, 20 mg (hydrochloride) in ampoule * hydralazine is listed for use in the acute management of severe pregnancy-induced hypertension only. Its use in the treatment of essential hypertension is not recommended in Essential Drugs Programs of Selected African Countries 132 view of the availability of more evidence of efficacy and safety of other medicines. ٱ hydrochlorothiazide scored tablet, 25 mg methyldopa * tablet, 250 mg * methyldopa is listed for use in the management of pregnancy-induced hypertension only. Its use in the treatment of essential hypertension is not recommended in view of the availability of more evidence of efficacy and safety of other medicines. ٱ sustained release formulations, tablet 10 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. nifedipine * Complementary List sodium nitroprusside powder for infusion, 50 mg in ampoule 12.4 Medicines used in heart failure digoxin tablet, 62.5 micrograms, 250 micrograms; oral solution, 50 micrograms/ml; injection, 250 micrograms/ml in 2-ml ampoule ٱ enalapril tablet, 2.5 mg ٱ hydrochlorothiazide scored tablet, 25 mg Complementary List dopamine injection, 40 mg (hydrochloride)in 5-ml vial 12.5 Antithrombotic medicines acetylsalicylic acid tablet, 100 mg Complementary List streptokinase 12.6 Lipid-lowering agents powder for injection, 1.5 million IU in vial Essential Drugs Programs of Selected African Countries 133 The WHO Expert Committee on Use of Essential Drugs recognizes the value of lipid-lowering drugs in treating patients with hyperlipidaemia. HMG-CoA reductase inhibitors, often referred to as "statins", are a family of potent and effective lipid-lowering drugs with a good tolerability profile. Several of these drugs have been shown to reduce the incidence of fatal and non-fatal myocardial infarction, stroke and mortality (all causes), as well as the need for coronary by-pass surgery . All remain very costly but may be cost effective for secondary prevention of cardiovascular disease as well as for primary prevention in some very high-risk patients. Since no single drug has been shown to be significantly more effective or less expensive than others in the group, none is included in the Model List; the choice of drug for use in patients at highest risk should be decided at the national level. 13. DERMATOLOGICAL MEDICINES (topical) 13.1 Antifungal medicines benzoic acid + salicylic acid ointment or cream, 6% + 3% ٱ miconazole ointment or cream, 2% (nitrate) sodium thiosulfate solution, 15% Complementary List selenium sulfide detergent-based suspension, 2% 13.2 Anti-infective medicines ٱ methylrosanilinium chloride (gentian violet) ٱ aqueous solution, 0.5%; tincture, 0.5% neomycin sulfate + bacitracin ointment, 5 mg neomycin sulfate + 500 IU bacitracin zinc/g potassium permanganate aqueous solution 1:10 000 silver sulfadiazine cream, 1%, in 500-g container 13.3 Anti-inflammatory and antipruritic medicines ٱ betamethasone ointment or cream, 0.1% (as valerate) ٱ calamine lotion lotion ٱ hydrocortisone ointment or cream, 1% (acetate) 13.4 Astringent medicines aluminium diacetate solution, 13% for dilution 13.5 Medicines affecting skin differentiation and proliferation benzoyl peroxide lotion or cream, 5% coal tar solution, 5% dithranol ointment, 0.1%-2% Essential Drugs Programs of Selected African Countries 134 fluorouracil ointment, 5% ٱ podophyllum resin solution, 10-25% salicylic acid solution 5% urea ointment or cream, 10% 13.6 Scabicides and pediculicides ٱ benzyl benzoate lotion, 25% permethrin cream 5%; lotion 1% 13.7 Ultraviolet blocking agents Complementary List topical sun protection agent with activity against ultraviolet A and ultraviolet B * cream, lotion or gel * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 14. DIAGNOSTIC AGENTS 14.1 Ophthalmic medicines fluorescein eye drops, 1% (sodium salt) ٱ eye drops, 0.5% tropicamide 14.2 Radiocontrast media ٱ amidotrizoate injection, 140-420 mg iodine (as sodium or meglumine salt)/ml in 20-ml ampoule barium sulfate aqueous suspension ٱ iohexol injection 140 –350 mg iodine/ml in 5-ml, 10-ml and 20-ml ampoule ٱ iopanoic acid tablet, 500 mg ٱ propyliodone oily suspension, 500-600 mg/ml in 20-ml ampoule (For administration only into the bronchial tree.) Complementary List ٱ meglumine iotroxate solution, 5-8 g iodine in 100-250 ml 15. DISINFECTANTS AND ANTISEPTICS 15.1 Antiseptics Essential Drugs Programs of Selected African Countries 135 ٱ chlorhexidine solution, 5% ( digluconate) for dilution ٱ ethanol solution, 70% (denatured) ٱ polyvidone iodine solution, 10% 15.2 Disinfectants ٱ chlorine base compound powder (0.1% available chlorine) for solution ٱ chloroxylenol solution, 4.8% glutaral solution, 2% 16. DIURETICS amiloride tablet, 5 mg (hydrochloride) ٱ furosemide tablet, 40 mg; injection, 10 mg/ml in 2-ml ampoule ٱ hydrochlorothiazide scored tablet, 25 mg mannitol injectable solution, 10%, 20% spironolactone tablet, 25 mg 17. GASTROINTESTINAL MEDICINES 17.1 Antacids and other antiulcer medicines aluminium hydroxide tablet, 500 mg; oral suspension, 320 mg/5 ml ٱ ranitidine tablet, 150 mg (as hydrochloride); oral solution 75 mg/5-ml; injection, 25 mg/ml in 2-ml ampoule magnesium hydroxide oral suspension, equivalent to 550 mg magnesium oxide/10 ml 17.2 Antiemetic medicines metoclopramide tablet, 10 mg (hydrochloride); injection, 5 mg (hydrochloride)/ml in 2-ml ampoule promethazine tablet, 10 mg, 25 mg (hydrochloride); elixir or syrup, 5 mg (hydrochloride)/5 ml; injection, 25 mg (hydrochloride)/ml in 2-ml ampoule 17.3 Antihaemorrhoidal medicines ٱ local anaesthetic, astringent and anti-inflammatory medicine * ointment or suppository * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. Essential Drugs Programs of Selected African Countries 136 17.4 Anti-inflammatory medicines ٱ sulfasalazine tablet, 500 mg; suppository 500 mg; retention enema Complementary List ٱ hydrocortisone suppository 25 mg (acetate); retention enema ٱ (the only applies to hydrocortisone retention enema) 17.5 Antispasmodic medicines ٱ atropine * tablet, 1 mg (sulfate); injection, 1 mg (sulfate) in 1-ml ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 17.6 Laxatives ٱ senna tablet, 7.5 mg (sennosides) (or traditional dosage forms) 17.7 Medicines used in diarrhoea 17.7.1 Oral rehydration oral rehydration salts * (for glucose-electrolyte solution) glucose: sodium: chloride: potassium: citrate: osmolarity: glucose: sodium chloride: potassium chloride: trisodium citrate dihydrate+: 75 mEq 75 mEq or mmol/l 65 mEq or mmol/l 20 mEq or mmol/l 10 mmol/l 245 mOsm/l 13.5 g/l 2.6 g/l 1.5 g/l 2.9 g/l + trisodium citrate dihydrate may be replaced by sodium hydrogen carbonate (sodium bicarbonate) 2.5 g/l. However, as the stability of this latter formulation is very poor under tropical conditions, it is only recommended when manufactured for immediate use. * in cases of cholera a higher concentration of sodium may be required 17.7.2 Antidiarrhoeal (symptomatic) medicines codeine * tablet, 30 mg (phosphate) * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. Essential Drugs Programs of Selected African Countries 137 18. HORMONES, OTHER ENDOCRINE MEDICINES AND CONTRACEPTIVES 18.1 Adrenal hormones and synthetic substitutes Addison’s disease is a rare condition; adrenal hormones are already included in section 3. 18.2 Androgens Complementary List testosterone injection, 200 mg (enantate) in 1-ml ampoule 18.3 Contraceptives 18.3.1 Hormonal contraceptives ٱ ethinylestradiol + levonorgestrel tablet, 30 micrograms + 150 micrograms ethinylestradiol + norethisterone tablet, 35 micrograms + 1.0 mg levonorgestrel tablet, 30 micrograms, 750 micrograms (pack of two), 1.5 mg norethisterone enantate oily solution, 200 mg/ml in 1-ml ampoule ٱ ٱ ٱ Complementary List medroxyprogesterone acetate depot injection, 150 mg/ml in 1-ml vial 18.3.2 Intrauterine devices copper-containing device 18.3.3 Barrier methods condoms diaphragms 18.4 Estrogens ٱ ethinylestradiol tablet, 10 micrograms, 50 micrograms 18.5 Insulins and other antidiabetic agents glibenclamide tablet, 2.5 mg, 5 mg insulin injection (soluble) injection, 40 IU/ml in 10-ml vial, 100 IU/ml in 10-ml vial intermediate-acting insulin injection, 40 IU/ml in 10 ml vial; 100 IU/ml in 10 ml vial (as compound insulin zinc suspension or isophane insulin) metformin tablet, 500 mg (hydrochloride) Essential Drugs Programs of Selected African Countries 138 18.6 Ovulation inducers Complementary List clomifene tablet, 50 mg (citrate) 18.7 Progestogens norethisterone tablet, 5 mg Complementary List medroxyprogesterone acetate * tablet, 5 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 18.8 Thyroid hormones and antithyroid medicines levothyroxine tablet, 50 micrograms, 100 micrograms (sodium salt) potassium iodide tablet, 60 mg ٱ tablet, 50 mg propylthiouracil 19. IMMUNOLOGICALS 19.1 Diagnostic agents All tuberculins should comply with the WHO Requirements for Tuberculins (Revised 1985). WHO Expert Committee on Biological Standardization Thirty-sixth report, (WHO Technical Report Series, No. 745, 1987, Annex 1). tuberculin, purified protein derivative (PPD) injection 19.2 Sera and immunoglobulins All plasma fractions should comply with the WHO Requirements for the Collection, Processing and Quality Control of Blood, Blood Components and Plasma Derivatives (Revised 1992). WHO Expert Committee on Biological Standardization Forty-third report, (WHO Technical Report Series, No. 840, 1994, Annex 2). anti-D immunoglobulin (human) injection, 250 micrograms in single-dose vial antitetanus immunoglobulin (human) injection, 500 IU in vial antivenom serum * injection * exact type to be defined locally diphtheria antitoxin injection, 10 000 IU, 20 000 IU in vial Essential Drugs Programs of Selected African Countries 139 ٱ rabies immunoglobulin injection, 150 IU/ml in vial 19.3 Vaccines All vaccines should comply with the WHO Requirements for Biological Substances. 19.3.1 For universal immunization BCG vaccine diphtheria vaccine hepatitis B vaccine measles vaccine pertussis vaccine poliomyelitis vaccine tetanus vaccine 19.3.2 For specific groups of individuals influenza vaccine meningococcal meningitis vaccine mumps vaccine rabies vaccine (inactivated: prepared in cell culture) rubella vaccine typhoid vaccine yellow fever vaccine 20. MUSCLE RELAXANTS (PERIPHERALLY ACTING) AND CHOLINESTERASE INHIBITORS ٱ alcuronium injection, 5 mg (chloride)/ml in 2-ml ampoule neostigmine tablet, 15 mg (bromide); injection, 500 micrograms in 1-ml ampoule; 2.5 mg (metilsulfate) in 1-ml ampoule suxamethonium injection, 50 mg (chloride)/ml in 2-ml ampoule; powder for injection (chloride), in vial Complementary List pyridostigmine tablet, 60 mg (bromide); injection, 1 mg in 1-ml ampoule vecuronium powder for injection, 10 mg (bromide) in vial Essential Drugs Programs of Selected African Countries 140 21. OPHTHALMOLOGICAL PREPARATIONS 21.1 Anti-infective agents ٱ gentamicin * solution (eye drops), 0.3% (sulfate) * final selection depends on indication for use ٱ idoxuridine solution (eye drops), 0.1%; eye ointment, 0.2% silver nitrate * solution (eye drops), 1% * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. ٱ eye ointment, 1% (hydrochloride) tetracycline 21.2 Anti-inflammatory agents ٱ prednisolone solution (eye drops), 0.5% (sodium phosphate) 21.3 Local anaesthetics ٱ tetracaine solution (eye drops), 0.5% (hydrochloride) 21.4 Miotics and antiglaucoma medicines acetazolamide tablet, 250 mg ٱ pilocarpine solution (eye drops), 2%, 4% (hydrochloride or nitrate) ٱ timolol solution (eye drops), 0.25%, 0.5% (as maleate) 21.5 Mydriatics atropine solution (eye drops), 0.1%; 0.5%, 1% (sulfate) Complementary List epinephrine (adrenaline) solution (eye drops), 2% (as hydrochloride) 22. OXYTOCICS AND ANTIOXYTOCICS 22.1 Oxytocics ٱ ergometrine * tablet, 200 micrograms (hydrogen maleate); injection, 200 micrograms (hydrogen maleate) in 1-ml ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. oxytocin injection, 10 IU in 1-ml ampoule 22.2 Antioxytocics Essential Drugs Programs of Selected African Countries 141 ٱ salbutamol * tablet, 4 mg (as sulfate); injection, 50 micrograms (as sulfate)/ml in 5-ml ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 23. PERITONEAL DIALYSIS SOLUTION Complementary List intraperitoneal dialysis solution (of appropriate composition) parenteral solution 24. PSYCHOTHERAPEUTIC MEDICINES 24.1 Medicines used in psychotic disorders ٱ chlorpromazine tablet, 100 mg (hydrochloride); syrup, 25 mg (hydrochloride)/5ml; injection, 25 mg (hydrochloride)/ml in 2-ml ampoule ٱ fluphenazine injection, 25 mg (decanoate or enantate) in 1-ml ampoule ٱ haloperidol tablet, 2 mg, 5 mg; injection, 5 mg in 1-ml ampoule 24.2 Medicines used in mood disorders 24.2.1 Medicines used in depressive disorders ٱ amitriptyline tablet, 25 mg (hydrochloride) 24.2.2 Medicines used in bipolar disorders carbamazepine scored tablet, 100 mg, 200 mg lithium carbonate capsule or tablet, 300 mg valproic acid enteric coated tablet, 200 mg, 500 mg (sodium salt) 24.3 Medicines used in generalized anxiety and sleep disorders ٱ diazepam scored tablet, 2 mg, 5 mg 24.4 Medicines used for obsessive compulsive disorders and panic attacks clomipramine capsules, 10 mg, 25 mg (hydrochloride) 25. MEDICINES ACTING ON THE RESPIRATORY TRACT Antiasthmatic and medicines for chronic obstructive pulmonary disease ٱ beclometasone inhalation (aerosol), 50 micrograms per dose (dipropionate); 250 micrograms (dipropionate) per dose Essential Drugs Programs of Selected African Countries 142 epinephrine (adrenaline) injection, 1 mg (as hydrochloride or hydrogen tartrate) in 1ml ampoule ipratropium bromide inhalation (aerosol), 20 micrograms/metered dose ٱ salbutamol tablet, 2 mg, 4 mg (as sulfate); inhalation (aerosol), 100 micrograms (as sulfate) per dose; syrup, 2 mg/5 ml; injection, 50 micrograms (as sulfate)/ml in 5-ml ampoule; respirator solution for use in nebulizers, 5 mg (as sulfate)/ml theophylline * tablet, 100 mg, 200 mg, 300 mg * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. Complementary List ٱ aminophylline * injection, 25 mg/ml in 10 ml ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. ٱ cromoglicic acid * inhalation (aerosol), 20 mg (sodium salt) per dose * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. 26. SOLUTIONS CORRECTING WATER, ELECTROLYTE AND ACID-BASE DISTURBANCES 26.1 Oral oral rehydration salts (for glucose-electrolyte solution) see section 17.7.1 potassium chloride powder for solution 26.2 Parenteral glucose injectable solution, 5%, 10% isotonic; 50% hypertonic glucose with sodium chloride injectable solution, 4% glucose, 0.18% sodium chloride (equivalent to Na+ 30 mmol/l, Cl- 30 mmol/l) potassium chloride solution, 11.2% in 20-ml ampoule, (equivalent to K+ 1.5 mmol/ml, Cl- 1.5 mmol/ml) sodium chloride injectable solution, 0.9% isotonic (equivalent to Na+ 154 mmol/l, Cl- 154 mmol/l sodium hydrogen carbonate injectable solution, 1.4% isotonic (equivalent to Na+ 167 Essential Drugs Programs of Selected African Countries 143 mmol/l, HCO3- 167 mmol/l); solution, 8.4% in 10-ml ampoule (equivalent to Na+ 1000 mmol/l, HCO3-1000 mmol/l) ٱ sodium lactate, compound solution injectable solution 26.3 Miscellaneous water for injection 2-ml, 5-ml, 10-ml ampoules 27. VITAMINS AND MINERALS ascorbic acid tablet, 50 mg ٱ ergocalciferol capsule or tablet, 1.25 mg (50 000 IU); oral solution, 250 micrograms/ml (10 000 IU/ml) iodine iodized oil, 1 ml (480 mg iodine), 0.5 ml (240 mg iodine) in ampoule (oral or injectable); 0.57 ml (308 mg iodine) in dispenser bottle; capsule, 200 mg. ٱ nicotinamide tablet, 50 mg pyridoxine tablet, 25 mg (hydrochloride) retinol sugar-coated tablet, 10 000 IU (as palmitate) (5.5 mg); capsule, 200 000 IU (as palmitate) (110 mg); oral oily solution 100 000 IU (as palmitate)/ml in multidose dispenser; watermiscible injection 100 000 IU (as palmitate) (55 mg) in 2-ml ampoule riboflavin tablet, 5 mg ٱ sodium fluoride * in any appropriate formulation * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee. thiamine tablet, 50 mg (hydrochloride) Complementary List calcium gluconate * injection, 100 mg/ml in 10-ml ampoule * the public health relevance and/or efficacy and/or safety of this item has been questioned and its continued inclusion on the list will be reviewed at the next meeting of the Expert Committee.