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“A Study on Synthesis And Characterization Of Various Polymorphic Forms Of Trimipramine Maleate And Clomipramine Hydrochloride” Brief Resume of the Intended work: a) Need of the Study: Polymorphism is the ability of a substance to exist in two or more crystalline forms that have a different arrangement and/or conformation of molecules in a crystalline lattice. It has been estimated that a large number of pharmaceuticals exhibit polymorphism. For example, 70% of barbiturates, 60% of sulfonamides, and 23% of steroids are believed to exist in different polymorphic forms or "polymorphs". The pharmacological activity of the drugs like Trimipramine Maleate and Clomipramine HCl3 (Shows polymorphism) etc. depends on their polymorphic forms. A particular polymorph shows more activity than other polymorphs of the same drug. Sometimes one of the polymorphs of the same drugs shows toxic effects. Polymorphism affects various kinds of physical and chemical properties depending on the nature and stability of crystal lattice. Some of these properties of polymorphs relevant to the pharmaceutical industry are solubility, dissolution rate, bioavailability, chemical and physical stability, melting point, bulk density, electrostatic properties, flow properties etc. A number of drugs have shown considerable difference in their physical properties due to change in their crystalline structure or polymorphic properties1. Naturally, the difference in solubility can affect drug efficacy, bioavailability and safety1. It is reported that because of alteration in process and storage conditions, one polymorph of chloramphenicol-3-palmitate can have an eight fold-higher bioactivity than another, creating a danger of fatal doses when the unwanted polymorph is administered unwittingly3. Moreover, the inadvertent production of an undesired polymorph (or pseudopolymorph), or the spontaneous transformation from the desired crystalline form to an undesired form, can result in crystalline forms of a drug that are less effective or even toxic. Thus, the existence and control of polymorphism and pseudo-polymorphism can be the biggest challenge to obtaining a drug product of constant quality Approximately half of all the drug molecules used in medicine are administered as salts, whereas polymorphism is encountered in most of the drug substances known in solid form. This issue of salts and polymorphs are at the center of new drug discovery, chemical process, development, analytical chemistry, pharmaceutical sciences, pharmacokinetics, toxicity and clinical studies, and these issues are encountered repeatedly by pharmaceutical companies. Another important issue regarding polymorphism and pseudo-polymorphism is that there can be considerable regulatory hurdles for a drug that exists in various crystalline forms. The FDA's regulatory guidelines emphasize control of crystal form and the use of appropriate techniques to detect and characterize different forms of a drug. Because of the above issues and findings, It has prompted me to synthesize and characterize various polymorphs of Trimipramine and Clomipramine. Review of Literature: The review of various published works related to the subject and objective of study has revealed the following: Bokra, reported number of drugs show considerable difference in their physical properties due to change in their crystalline structure or polymorphic properties. Difference in solubility of polymorph can affect drug efficacy, bioavailability and safety. And compiles 200 drugs showing polymorphism1 BP 2009, It is reported that Clomipramine HCl shows polymorphism2 Haleblian, reported that approximately half of the drug molecules used in medicine are administered as salts, whereas polymorphism is encountered in most of the drug substance known in solid form3 Katriona Knapman has described that single crystal X-ray diffraction is the traditional method of identifying polymorphs. But, it is often impossible to grow single crystal of the required size and purity for this method. However recent developments in computational chemistry allow the prediction of possible polymorphic forms based only on the molecular structure of the drug. The Polymorph predictor from Molecular simulations, Inc., is currently the only commercial software package that can predict possible polymorphs of an organic compound from its molecular structure4 Kenneth D. M. Harris and Eugene Y. Cheung talked about structural characterization of industrially relevant polymorphic materials from powder X-ray diffraction data. They also talked about different technique to determine the crystal structure from diffraction data i.e., Rietveld profile refinement technique and unit cell determination technique. They also gave detail about Traditional approach and direct space approach to determine solution structure of crystal5 Atomic force microscopy is novel technique to differentiate and characterize polymorphs of a single drug. Polymorphs of cimetidine has been differentiated using atomic force microscopy6 M. Blanco, J. Coello, H. Iturriaga, S. Maspoch and C. Pérez-Maseda have Characterized and determined crystalline and amorphous forms of antibiotic miokamycin by near infrared spectrometry7 Polymorphic purity of ranitidine HCl has been determined and analyzed by diffuse reflectance infrared Fourier transform spectroscopy (DRIFTS) and X-ray powder diffractrometry (XRPD)8 Sarah L. Price, explained about computational predictions of crystal structures and polymorphic structures of a drug9 High- Throughput crystallization techniques has been developed that permits rapid and more comprehensive exploration of solid form diversity with only small amounts (>1mg per trial) of API. Such systems also facilitate evaluation of the utility of all possible physical forms of the optimal solid form, thus can accelerate the development process while minimizing the risk of downstream form related manufacturing and performance issues. This technique has been employed for elucidation of possible polymorphs of Ritonavir- anti viral drug10 Sometimes conversion of unstable (Active) metastable to stable polymorph makes drug less soluble. Capillary precipitation is the technique that employs supersaturated solution in small capillary and controls crystallization. Capillary precipitation is experimented on a highly polymorphic organic compound, resultant crystals displayed a range of metastable forms11 Pharmaceuticals may exist in various solid forms featuring different physical and chemical properties. Probable difference in the bioavailibility of these polymorphic forms has provoked impositions of stringent regulatory requirements on identification and specification of polymorphs for a particular drug substance as a part of the quality assurance process12 International conference on harmonization (ICH) Q6A guidelines provides guidance on when and how polymorphic forms should be monitored and controlled.13 For stability concerns the most stable form is normally employed in the formulations. However, the metastable polymorphic form may be inadvertently generated due to stress produced by temperature, mechanical treatment and moisture during processing or storage of the drug product.14 Contamination by polymorphic impurities can adversely influence both the stability and performance of the final product. It has thus become imperative to develop accurate quantification methods for such low level physical impurities of separate crystalline phase, in pharmaceuticals14 Objective of the Study: In view of the above facts our objective of study is to undertake: A. Synthesize and identify the polymorphic forms of Trimipramine Maleate and Clomipramine Hydrochloride. B. Characterization of these polymorphs by IR, DSC, SSNMR AND XRD. b) Materials and Method: Source of Data: Data will be obtained from internet facilities, literature and related articles from libraries of Krupanidhi College of Pharmacy, R L Fine Chem. Pvt. Ltd., Indian Institute of Science, Bangalore & Publications and Journals of Medicinal Chemistry. Data observation and inferences will be collected on the basis of experiments to be carried out in the course of research in the R & D laboratory of R L fine chem. Laboratories Pvt. Ltd., Bangalore. Synthesis: Polymorphic forms of Trimipramine Maleate and Clomipramine HCl will be synthesized by employing various solvents and mixture of solvents under various conditions of temperature and using different techniques of crystallization. Structures of these compounds are: Trimipramine Maleate N OH CH3 O HO N CH3 O H3C 3-(10,11-dihydro-5H-dibenzo[b,f]azepin-5-yl)-N,N,2-trimethylpropan-1-amine (2Z)-but-2-enedioic acid Clomipramine Hydrochloride N Cl N H 3C CH3 .HCl 3-(3-chloro-10,11-dihydro-5H-dibenzo[b,f]azepin-5-yl)-N,N-dimethylpropan-1-amine Methods of Characterization: Characterization of synthesized compounds will be performed by using modern analytical methods like Melting Point, IR spectroscopy, NMR Spectroscopy, Deferential Scanning Calorimeter, X- Ray crystallographic Studies. Does the study require any investigations of interventions to be conducted on patients or other human or animals? If so please describe briefly? No. Has ethical clearance been obtained from your institute in case of as above? Not applicable b) List of References: 1. Bokra L. Pharmeuropa 1995;7(4):574. 2. Medicines and healthcare product regulatory agency. British Pharmacopoeia 2009. Volume I. London: The Stationary Office; 2008. Monographs; p. 525. 3. Haleblian J, McCrone W. Pharmaceutical applications of polymorphism. J Pharm Sci 1969 Aug ;58(8):911-29. 4. Katriona Knapman. Polymorphic predictions – Understanding the nature of crystalline compounds can be criticalin drug development and manufacture. Mod Drug Dis 2003;3(2):53-7. 5. Harris KDM, Cheung EY. Structural characterization of industrially relevant polymorphic materials from powder diffraction data. Org Process Res Dev 2003 Nov 1;7(6):970-6. 6. Danesh A, Chen X, Davies MC, Roberts CJ, Sanders GHW, Tenler SJB et al. Polymorphic discrimination using atomic force microscopy: distinguishing between two polymorphs of the drug cimetidine. Langmuir 2000;16(2):866-70. 7. Blanco M, Coello J, Iturriaga H, Maspoch S, Perez-Maseda C. Determination of polymerphic purity by near infrared spectrometry. Anal Chim Acta 2000 Feb 29;407(12):247-54. 8. Agatonovic-kustrin S, Rades T, Wu V, Saville D, Tucker IG.Determination of polymorphic forms of ranitidine Hcl by DRIFT and XRPD. J Pharm Biomed Anal 2001 Jul;25(5-6):741-50. 9. Sarah LP. The computational prediction of pharmaceutical crystal structures and polymorphism. Adv Drug Deliv Rev 2004 Feb 23;56(3):301-19. 10. Morissette SL, Stephen S, douglas L, Michael JC, Allmarsson O. Elucidation of crystal form diversity of the HIV protease inhibitor Ritonavir by High-throughput crystallization. Proc Natl Acad Sci U S A 2003 Mar 4;100(5):2180-4. 11. Kenneth RM, Jon LH, Caesar ER, Matthew JK, Jeff ST, Joseph GS. Capillary precipitation of a highly polymorphic organic compound. Crystal Growth Des 2003 Aug 13;3(6):921-6. 12. Sichi GA, Stephenson RA, Forbes, Reutzel-Edens SM. Characterization of the solid state: quantitative issues. Adv Drug Deliv 2001May 16;48(1):67-90. 13. International conference on Harmonization (ICH) Harmonized Tripartite Guideline, Specifications: Test procedures and acceptance criteria for new substances and new drug products: Chemical substances, 1999. 14. Vippagunta SR, Brittain HG, David JWG. Crystalline solids. Adv Drug Deliv 2001 May 16;48(1):3-26.