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Corporate Information Systems/Information Technology Strategy and Plan 2000/01 NORTH EAST LINCOLNSHIRE COUNCIL CORPORATE INFORMATION SYSTEMS / INFORMATION TECHNOLOGY STRATEGY AND PLAN 2000/01 (Excluding Schools) July 2000 1 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 2 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Contents Executive summary 1 Introduction 2 Review of 1999/2000 and progress against projects 3 Information Strategy 4 Communications Strategy 5 Security Strategy 6 IT Training Strategy 7 Technology Strategy Appendix A Departmental IT Plans Summary Appendix B Glossary of Technical Terms 3 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 4 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 EXECUTIVE SUMMARY 1 The document lays out the way that IT can enable the Council to meet its priorities. 2 Central Government’s agenda for change and the modernisation of local government encourages Councils to embrace new technology. 3 The Information Strategy highlights the need for a change in culture within the Council, whereby services recognise the importance of sharing information within and beyond the Council. 4 Standards are being developed nationally to enable information to be shared more easily and this Council is at the forefront of these developments. 5 The Intranet has become a key information repository within only a year of its inception. It is planned to develop it further and integrate it into the business of the Council. 6 The Council’s web-site has been revamped and now provides a broader range of information to the citizen. 7 The use of the Geographic Information System (GIS) has taken off this year and with 140 active users it is one of the most widely accessed GIS systems of any Council in the country. 8 The changing technical options for connecting buildings to the network means that this will be an area of significant change over the coming year or two. 9 The new mobile telephone contract has produced significant savings to the Council. 10 As mobile computing becomes more established and services of the Council define their requirements, a mobile/remote communications strategy will be developed. 11 The IT Security Strategy is a priority for the coming year. It will pull together many existing policies and set the timetable for compliance with the British Standard (BS7666). 12 The IT Training Strategy will be implemented across the Council. It includes defining and training of “superusers” in all departments. 13 Departmental IT Plans are summarised. They show the use of the Intranet and Internet across all services. GIS is also used by most services. 5 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 1 INTRODUCTION 1.1 This document represents the strategic view of IT for the Council. The structure of the report has been modified so those projects related to the development of each strategy are included in the appropriate section. The development of a strategy on Mobile Communications and the outline of the IT Security Strategy are also included for the first time. 1.2 Once again, the importance of information as a corporate resource is highlighted in this report. The government is determined that we deliver “joined-up” services and is eager that we set a timetable for embracing new technology in the delivery of Council services. This means that the way we manage information has to be tackled corporately, and this document lays out the detail of how we are approaching that task. 1.3 Similarly, the huge investment in new technology has now to be paralleled by an investment in training so that we can make best use of the investment. The IT Training strategy tackles this area and presents a way forward for the Council. 1.4 Underlying this document is the determination that this Council uses new technology to best effect to enable it to deliver services. The document should therefore be understood as underpinning the objectives which this Council has, but within the context of the Government’s agenda. Council Objectives for 2000-01 are: To ensure the provision of affordable, quality housing to those "in greatest need". To ensure that crime and the fear of crime within North East Lincolnshire is reduced To ensure improved levels of employment for people who live in North East Lincolnshire To improve the standards of educational achievement for people in North East Lincolnshire To match educational and training provision to the needs of local businesses 6 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 1.5 To offer practical support and assistance to people on low incomes in NEL so they can help to reduce poverty and deprivation in their own communities To implement effective consultation arrangements with local people To provide better services for older people living in North East Lincolnshire To improve public transport in North East Lincolnshire To improve services to children in need in North East Lincolnshire The IT Department’s own mission statement is similarly a key underlying element in corporate planning: To enable the Council to make best use of IT in delivering its services to the people of North East Lincolnshire. Central Government 1.6 The Government has recently published a series of reports on Modernising Government including: Information Age Government e-Government e-Commerce Government portal 'UKonline.gov' Together with supporting strategies on: electronic communications at work authentication smart cards digital TV 7 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 1.7 Call Centres Interoperability framework These reports set standards and targets for both the Government and Local Authorities. The IS/IT Strategy must take these into account as well as the Council's own priorities. The reports and strategies provide an indication of the Government's expectation for the future direction of Information Technology within the Council. Terms 1.8 A Glossary of Technical Terms is attached in Appendix B. Bold italics are used in the document to denote technical terms. 8 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 2 REVIEW OF 1999/2000 2.1 Summary Last year’s plan described the projects which would be worked on during 1999/2000. The table below summarises progress against those projects. It is then followed by highlights of other achievements during the year. description 1. Improve the efficiency of the LAN 2. Improved Fileserver Administration 3. Exploitation of SMS 4. Merge Inventories 5. Implementation of Security Policy 6. Develop a Disaster Recovery Plan 7. Exploit BMC Patrol S/w 8. Finance Income System 9. Pay Personnel 10. Year 2000 Compliance 11. Intranet Development 12. Internet Development 13. Improvements to WAN 14. Operations Review 15. Exploitation of Network Management 16. Housing DIP progress DHCP is now the new standard protocol on PCs. Sophos virus detection software installed on all W95/W98/NT PCs. Implementations to be reviewed during 00/01 All servers except Civic are now in a single domain. Civic will be completed in early 00/01. Implementation of Virtual Administrator delayed until 00/01 Installed on all servers and 80% of networked PCs. Audit delayed until 00/01 Delayed to 00/01 due to shortage of development staff Reviewing new BS7799, liaising with District Auditor but the majority of the work is rolledover to 00/01 Successful trial at Disaster Recovery site. Plan will not be completed until 00/01 due to Year 2000 work. Software installed Implemented in November 99 Work commenced and will continue through 00/01 and beyond No Y2K problems during January 2000, 29/2, or year-end 03/00 Intranet rolled-out in April 99 and has continued to grow Internet re-designed and re-launched in February 00 10/100mb Desktop Switching has been implemented at the majority of buildings improving network performance. Completed procedural improvements as required. Full review delayed until 00/01 due to staff turnover Detailed reports are now produced to accurately measure any performance issues. A system has been selected and work on implementation is taking place between April and August 2000. 9 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 3 INFORMATION STRATEGY Introduction 3.1 As described in Section 1.6, the Government has produced a series of targets and guides on how it expects Local government to modernise its information provision in the future. The Government has stated how it intends to provide information electronically both to Local Authorities and to the public. These targets in turn require Local Authorities to both be capable of receiving and processing that information, and to be able to provide information to its citizens, the Government, other Agencies and Suppliers. 3.2 The aim of the Government strategy is to enhance services by the integration of systems, by responding to the demands of the modern “7 day by 24 hours” society and by increasing the means of delivery via the new technology available. For the purpose of the strategy, information is loosely defined to include both that normally held in documents and databases but also that information which is the basis of e-commerce namely financial details and transactions. 3.3 The main feature of the Government's strategy is that all services that can be delivered electronically should be. This requires that public sector services consider ways in which their services can be delivered securely by means of new technologies such as the Internet, call centres, mobile phones, digital TV. The Government as well as setting targets has produced a series of guides on the security of transactions, digital TV and interoperability between systems to enable public sector services to move forward quickly. 3.4 The Government has introduced a second driver to this process, that of 'Best Value'. This is a further mechanism for change, which must be reconciled with the objective of achieving information age government. The Audit Commission will expect service reviews to include statements on how the services are to meet the challenge. How is NELC working towards these targets? By creating an Intranet 3.5 The site holds an A-Z of services, the telephone directory, policies, plans and reports. Over a hundred members of staff have been trained in how to publish departmental information on the Intranet, which is now, combined with email, becoming accepted as the prime means of disseminating information to staff. The provision of search facilities, and links between and within documents enables staff to quickly locate information. 10 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 3.6 A group, chaired by the Senior Information Officer of the IT Department, meets on a regular basis to decide on content, standards and training needs. The Chair then assumes client responsibility for the means of delivering the content by managing projects, which may be carried out internally, or by third parties. The departments are responsible for the actual content. 3.7 In the initial stage of the Intranet development the Chair has been responsible for the direction of the development. However, now that the facility is recognised as a corporate facility, the means must be found of enabling the future direction and priorites to be decided on a corporate basis. 3.8 The knowledge that the Intranet contains the latest version of important documents such as Standing Orders and personnel policies removes the need not only for staff members to retain and update their own copies, but also for the authors to distribute large numbers of updates. 3.9 During the coming year the Intranet will be a major factor in supporting both the new political structure and the Best Value Review process. The Intranet best meets the demands of the new Cabinet structure with the revised meeting and reporting format with its search facility and the ability to provide automatic links between areas of interest. The Best Value review process needs this provision of a rapid and easily accessible source of information regarding the progress of reviews. 3.10 The IT Department is currently testing an electronic version of the Expenses Claim form. The implementation of this secure form combined with its verification process will provide the experience to enable a whole range of similar forms to be provided electronically. Over a period of time there will be substantial benefits in enabling staff to complete forms at one source and thereby reducing the collecting and delivering of paper versions. 3.11 It is intended that a number of “closed” areas will be provided for departments to enable them to have discussion groups combined with secure documents. The first such area will be provided for the Education Department to support its Ofsted Inspection. 3.12 The IT Department will continually strive to improve the methods of posting information to the Intranet in order that departmental staff can post information quickly without the need for technical knowledge. Part of this process will be to ensure that as much information as possible is database driven rather than document based. 11 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 3.13 The role and importance of the Intranet will be highlighted in the Corporate Communications strategy, which is currently in draft format out for consultation. By creating an Internet website 3.14 The site is a means of distributing information to Members, staff and local citizens, together with the public at large. The site contains information regarding Council services, tourism and development opportunities. The intention is that the Internet will be a significant facility to enable our citizens to both enquire about the Council services but more importantly to also request services and to communicate their needs to the Council. Hence the website will be a major contributor to the democratic process. 3.15 The provision of information concerning the new Cabinet meetings and reports, which is on the Intranet, will be extended to the Internet. This will enable citizens and other interested external bodies to view relevant information. 3.16 There is a major demand to supply secure discussion group forums on the Internet. It is intended that in the next year such areas will be provided for Social Services to enable them to communicate with both care homes and foster parents, and for Technical Services to enable them to resolve issues with contractors. 3.17 As increasing numbers of Council Members use computers and it is anticipated that the use of the Internet to communicate with their citizens will increase in the way that some MPs are now using the facility. 3.18 The issue of communicating via electronic forms will be extended to the Internet so that, in time, citizens will be able to request housing repairs or the supply of a book from the library. Steps will also be taken to ensure that the site is accessible by visually disabled users. 3.19 The Council’s website will increasingly become the vehicle for enabling the citizen to communicate with the Council in this way. This will be driven not only by our desire to benefit our customers, but also by the requirement to deliver services electronically by 2005. 3.20 A group, chaired by the Director of Libraries, meets on a regular basis to decide on content, standards and training needs. The Senior Information Officer of the IT Department then assumes a client role similar to that carried out for the Intranet. Again departments are responsible for the actual content. 12 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 3.21 However as the website expands and there are ever increasing demands from Departments to enhance their information there will inevitably be an increasing need to control direction and priorities. The group must find a method of enabling decisions concerning new requirements to be made on a more corporate basis. The composition of the group may need to expand and assume a more prominent role under the direction of the Chair. By exploiting E-commerce 3.22 In order to maintain consistency with government directives, the Council has adopted the DTI definition that states – “Electronic Commerce is the exchange of information across electronic networks at any stage of the supply chain, whether within an organisation, between businesses, between business and consumers, or between the public and private sectors, whether paid or unpaid”. 3.23 A small team consisting of members of IT, Finance Audit, Finance Corporate Purchasing and Law departments has been set up to examine how the Council can explore the possibilities of e-commerce. The benefits include more efficient services to our suppliers, staff and citizens, achieved by utilising new emerging technologies to provide faster services which meet the Government's targets for 'joined-up' government. 3.24 The group has carried out an audit of the facilities that are already provided and which include: - the purchase by the IT Department of all Council PCs via Dell's website; payroll payments via BACS: 30% of Council Tax payments via direct debit; tenders posted on the European Union website; and direct debit payments for facilities such as the Leisure Centre. 3.25 Research is being carried out as to the means of providing secure electronic financial transactions. When this has been completed each department will be consulted about its requirements from and contribution to e-commerce. When this consultation phase is completed an overall e-commerce strategy will be drawn up. 3.26 However in the short term there are already plans for further facilities. A new financial management system is due to be installed in December 2000 which will include a purchase ordering facility. This will allow users to create orders by pulling down items from a supplier's catalogue and then transmitting the order to the supplier. 13 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 The Central Purchasing unit is tendering for the supply of electricity where potential suppliers will be required to transmit single monthly consumption figure for the whole council. A computer program will then generate departmental payments. This will mean that thousands of individual fuel bills will be replaced vastly reducing the paper/bill flow problem. Benefit notifications will be received electronically from the DHSS The payment of Housing Benefits by BACS is to be investigated. By creating an Enterprise data-base 3.27 A cross-departmental team has been set up to scope the creation of this “database”, which will combine information concerning life episodes of its citizens e.g. changing a name, changing an address, changing a landlord, setting up a business. The intended benefits are the simplification of processes, the reduction of duplicate data sets and the provision of a single source of information thereby removing inaccuracies and inconsistencies. 3.28 Members of the group are working in their departments identifying data sets which contain information which may be of use to others, identifying data held by other departments which could be of benefit to them, and considering which manual processes could be replaced electronically. 3.29 This project is one central to the Council's strategy of supporting the Government's concept of 'joined-up' government. By creating a system which allows information to be shared across departments and functions from a single source for the benefit of both staff and citizens an important step will have been taken towards this goal. 3.30 The project as with the Internet and Intranet, requires a change in culture in order that owners of information must acknowledge that information is a corporate asset to be shared. It is only by making information available to others who may be able to add value by discovering new usages that the real benefits will be achieved. 3.31 There are however major Data Protection issues around some of this activity, but this is recognised nationally and will need to be addressed before joined-up government can become a reality. 3.32 As a sub-project within this area, the team is also looking at the way the Council’s Pay/Personnel system can be improved to enable more efficient handling of information about the staff we employ. 14 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 By being a major contributor to a national Land & Property recording system: 3.33 The Council is at the forefront of the creation of a National Land and Property Gazetteer (NLPG) whereby each property will have a unique identifier, the national Unique Property Reference Number (UPRN). 3.34 For this purpose a property can be a parcel of land, a building or simple item such as a bus shelter or a streetlight. By assigning a UPRN to a property and then adding the UPRN to all information systems that are property related, the Council would be able to crosslink those systems. The UPRN removes mis-matches caused by different spellings and the problems caused by individual systems having their own property identifiers. Further more the UPRN can be linked to the Geographical Information System, enabling the location of the properties to be displayed on maps. 3.35 Initially the Electoral Register, Planning Control, Council Tax and NNDR systems, which currently have their own property identifiers, will be assigned UPRNs. Housing and Social Services systems could be included in the future. 3.36 UPRNs remove ambiguity from addresses e.g. flat 1, flat a, flat 1a thereby increasing the effectiveness and accuracy of the information stored. The UPRN enables cross-linking between systems thereby adding to the value of the information stored within the individual systems. 3.37 Since each UPRN is unique within the country, its importance as a foundation for joined-up government will be underlined as systems held by other bodies e.g. government departments, Health Authority, etc, all use the identical code for the same property. By implementing a Geographical Information System (GIS) 3.38 The system allows complex information to be easily interpreted by producing visual images overlaying maps. 3.39 To-date twenty-seven sources of information have been made available including diverse topics such as Census data, the Electoral Register, Flood Zones, School Crossing Patrols and StreetLights. Further work is currently taking place on sixteen sources including Bus Stops, Heavy Load Routes, Public rights of Way and Residents Parking. 15 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 3.40 Any item of information, which can be related to a geographical location, is capable of being displayed. As a result, ten more information sources are under investigation for processing after the work in progress is completed. In particular the linking with the UPRN as described above will be a significant extension of the facility allowing all the Council's properties to be displayed. 3.41 Further work is taking place on aerial photographs, historical maps and the linking of GIS with the Council’s Internet site. Hence it can be seen that GIS is a major contributor to the Council’s information provision. 3.42 Approximately 140 members of staff are users of the facility, making it one of the most widely accessed GIS systems of any Council in the country. The IT Department provides training courses for basic and advanced users. The facility is managed by an enthusiastic, interdepartmental Steering Group, which carries out feasibility studies and assigns development priorities. By starting to gather together information about the way the Authority gathers, stores and manages information. 3.43 There are many current developments which will: either require that we have a thorough understanding of how we use information, e.g. The new Data Protection Act, The Human Rights Act, The Freedom of Information Act; or which will be easier to exploit fully if we have more complete knowledge of how and where we use information e.g. Requests for data exchange from organisations galvanised by the governments initiatives, emerging standards for data storage and exchange (e.g. NLIS, Govtalk). 3.44 Add to these the availability of new types of systems for handling data; GIS, DIP (Document Image Processing), Internet and rapid cost reductions in storage media and it is clear that this is an area of great change. 3.45 However collecting information about information is a large and illdefined task, so our approach will be to collect information in anticipation of specific needs and to store that information consistently so that we will build towards a comprehensive data gazetteer. 16 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 By providing electronic facilities for Councillors: 3.46 The IT Department is supporting a pilot project in which a group of councillors are being provided with PCs, printers and communication facilities. This equipment enables them to be e-mailed agendas, reports and memoranda from the Councillor’s Support team. The process enables information to be received far more quickly and reduces a considerable volume of paper that would normally be manually delivered. The councillors are able to browse the Internet for information and e-mail constituents. If as anticipated this pilot is successful it is hoped that this facility can be expanded to all Councillors. Key Issues Information Strategy Issue E-commerce Intranet Internet Comment A strategy is to be written and presented to the Cabinet by December 2000. How the group chaired by the Senior Information Officer reaches a more corporate approach on future development and the means of assigning priorities. Target October 2000 How the group chaired by the Director of Libraries will control the expansion of the facility on a corporate basis, possibly by the expansion of the group. Target November 2000 17 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 4 COMMUNICATIONS STRATEGY Data Networks 4.1 The traffic on the WAN is continually monitored so that any changes in demand can be anticipated and enhancements planned. Modifications to a network’s topology are expensive in resources and due to the complexity of the traffic through a network not all the consequences of changes can be anticipated. Therefore, in order to provide a best value and secure network service, changes must be responsive to particular demands, provide specific solutions, and be progressive in anticipation of future improvements. This year the corporate data network faces a number of challenges. The contract for the data circuits that we have with NTL expires at the end of March 2001. There are a number of emerging technologies that are radically different from the current approach. These include XDSL, which provide greater bandwidth over existing copper circuits and Radio networking which use line of sight microwave transmitters/receivers. Our enterprise network supplier 3Com has undergone a strategic restructure resulting in them leaving certain markets behind. Whilst they are to remain strong in the LAN environment they have effectively dropped all development of WAN router and bridge products. Hence the strategy is to: make use of Network Management techniques to monitor changes in demand and the effects of improvements. modify as necessary the topology of the network. By moving the circuits, where the geography of the Council permits, the network can make better use of the flow of data by consolidating similar types of traffic and by reducing the number of routes through which the traffic flows and hence its latency. respond to anticipated increases in bandwidth demand. NELC is proposing to increase the use of many of its applications including Social Services Information Database (SSID), Document Image Processing (DIP), and these new facilities will increase the demand for bandwidth in parts of the network. An upgrade to one or more of the WAN circuits may be required to facilitate this. 18 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 reconfigure LAN switches at specific sites. Switches segment the LAN allowing dedicated bandwidth for the hosts. The successful implementation of switching at strategic sites this last year has shown considerable improvements in resilience and response times. It is our aim to reconfigure these devices in order to maximise bandwidth. move from a bridged to a routed WAN environment. This will further improve the efficiency of the WAN in optimising the use of bandwidth between sites. In addition resilience will be improved by the instant automated re-routing of traffic when faults occur. A prerequisite of the implementation of routing is the design of an effective IP addressing scheme and a complete move from fixed to dynamic IP address allocation. Trials last year have once again proved very encouraging. investigate XDSL technologies, providing cheaper and faster WAN circuits between sites. New technology trials at Melbourne House have proved successful, which will in turn allow NELC to dramatically reduce the cost of some WAN circuits. Investigate Radio Link technologies, providing cheaper and faster WAN circuits between sites. Whilst there is a considerable installation cost there are no ongoing revenue charges other than maintenance. Radio Link trials at Melbourne House have proved successful, and implementation of this technology will allow NELC to dramatically reduce the cost of some WAN circuits. Investigate the possibilities beyond March 2001 when the existing data circuit contract with NTL expires. Investigate alternative suppliers of WAN products since 3Com has pulled out of this market. Work with our existing integrator (Bull Information Systems) to evaluate and test the alternative product ranges. Retain all 3Com equipment and continue to use this manufacturer for all LAN equipment. 19 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Voice Networks 4.2 The corporate voice network (Centrex) supports 2300 extensions across 96 buildings. There has been a steady growth in facilities and take up of the additional services within departments. The service underwent a favourable review by District Audit during the last year with only a few minor recommendations for action. The service is currently provided by NTL (formerly Diamond Cable) and the contract is due to expire in March 2001. There are a number of options available to us when this contract expires: these include extending the existing contract, replacing Centrex with the BT equivalent Featurenet or purchasing our own telephone switches. The main activities this year will be: installation of Voice-mail will continue for those departments that have identified a genuine need. SLAs are to be produced defining, amongst other things, answer times for any service that uses this facility. installation of category 5 wiring for voice in any new building. This will reduce the cost and time taken to move extension numbers. Continue to monitor daily the voice network to ensure best practice and value. Record and review all telecommunication’s security incidents. Produce base line information in terms of telephone usage. Review the policy on the usage of directory enquiries in light of Intranet and Internet developments making this information free. Undertake to find £50k savings as part of the Telecommunications Review. Prepare for the forthcoming situation when the NTL contract expires ensuring that we are providing the best possible service at the best possible value. 20 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Mobile phones 4.3 A decision was taken last year to re-tender the mobile phone contract. A project group was formed in August and the invitation was sent out in December for return in January 2000. The result of this exercise has been a switch in networks to BT Cellnet, service provider to Telecom South and a considerable annual saving (£45,000). There are a number of administration and management processes to be refined and technologies that are referred to later, such as WAP that require further investigation and evaluation. Main activities this year will be: Produce base line information in terms of mobile phone usage. Produce written guidance to mobile phone users on the care of mobiles and the use of PIN numbers to reduce the risk of fraudulent calls. Secure an indemnity against financial loss from fraud on mobile phones with our supplier. Review the procedure for recovering the cost of private calls on mobile phones. Investigate the application of new technologies such as WAP, GPRS and UMTS. 21 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Mobile/Remote Working Introduction 4.4 This section of the Communications Strategy introduces the wealth of potential facilities available to NELC to enable staff to function effectively away from the standard office environment. The intention is not to produce a prescriptive Strategy, but to raise the issues, describe the equipment that will be available and indicate possible scenarios for their use. Once the issues have been investigated a more definitive Strategy will be produced. It must be emphasised that the Strategy must not be driven by the technology but by the business requirements of NELC. 4.5 When formulating those business requirements, managers must take into account three issues: What will be the work pattern of the mobile user - e.g. will it be in their home, at a client's office, collecting information in the street/car The type of access - do they need to be always online, to have information on a 'read only' basis, or the ability to update central information The type of data involved - are they interested in text only, media type data, or data stored on a database, which may need searching. 4.6 There is now a range of computer and communication systems, either in existence or planned, which will enable mobile workers to be more efficient and effective. There are also many types of remote or mobile workers e.g. those at home, in a satellite office, or a fieldworker. Each type will have specific solutions available to them. The challenge is to ensure that each category of worker has the most appropriate equipment. Matching and deploying the correct solution, to satisfy each requirement, from the available range is a major issue for an I.T. Department. In the future, as an increasing percentage of workers operate remotely using a wide range of complex tools, which in turn need support and maintenance, incorrect decisions may result in an actual loss in productivity. 4.7 Many of today's solutions will be short-lived either deliberately as an interim stage or because products do not match the market requirements. Public authorities need to strike a balance between avoiding pioneering inappropriate solutions and the need to ensure that their staff have the most effective tools to carry out their tasks. 22 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 4.8 The Gartner Group has stated that the potential facilities available to remote/mobile workers will constitute two new eras in computing, both of which will have implications for the manner in which remote workers can function i.e.: Contextual computing - whereby systems/devices will be able to be chosen from those available so that they are appropriate to the physical context in which the worker operates. This has the benefit of ensuring the worker has continuity in whatever task and whichever location they are operating. Spontaneous computing - whereby systems/devices will provide access to information on an 'any time, anywhere' basis. This will enable remote workers to obtain real-time information whatever their location or situation. Hence the remote worker is freed from the chore of seeking the means of returning to, or physically connecting to their base in order to update their information. The Facilities Communications 4.9 In order that a remote worker maintains the effectiveness of an office bound worker the aim must be to achieve the bandwidths available on the LANs. The following section describes communication facilities, which are either available now or planned for the future. Communicating by Fixed Wire Networks 4.10 Communication over the Public Switched Telephone Network (PSTN) via analogue modems is currently the most commonly used facility. The start-up and running costs are relatively low, but the main disadvantage for today's worker is the low bandwidth, which is limited to 56 kbps (thousand bits per second). However there is still a place for this method when only low volume transactions are needed. 4.11 Integrated Services Data Networks (ISDN) offers an end-to-end digital service. The facilities main advantage is its improved bandwidth over PSTN of 128 kbps, but the costs are higher. ISDN will probably turn out to be an interim solution between low cost analogue solutions and higher-speed more cost effective digital services. 23 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 4.12 Asymmetric Digital Subscriber Lines (ADSL) take advantage of existing copper wires to provide significantly higher bandwidths than ISDN. Hence it will become the leading technology for high speed fixed connections for remote workers. The service is 'asymmetric' in that the user transmits requests to the host at much lower speeds than the data is downloaded from the host. Typical speeds are 64kbps down to the host with 2mbps (million bits per second) available for downloads. Communicating by Mobile Data Networks 4.13 This is a very complex subject which whilst offering significant benefits requires managers to be aware of the constraints of each alternative. This is an area which must be driven by business needs and appropriate applications rather than merely the adoption of a technology. Needs must be assessed before decisions are made on the data transport method. 4.14 Over the next few years users will be offered three different modes of communication, described below, which will require careful decisions on their adoption. Each of the systems offers, as well as a basic digital rate for voice transmissions, a compression facility for data transmissions. The compressed data transmission speeds will eventually approach those of fixed lines but will remain below them. This is due to inherent delays in the switching of the calls and retransmissions due to noise. 4.15 The current digital mobile phone service is called 'Global System for Mobile Communications' (GSM). The service provides a transmission rate of 9.6kbps. These rates are sufficient for messaging and short data transmissions, but they are not suitable for either high volumes or web browsing. The service has provided an easy route to simple digital data transmissions removing the need for modems and will remain sufficient for many simple applications. However GSM has been optimised for the transmission of continuous voice calls rather than short bursts of data. Packet switching is a more efficient way of transmitting bursts of data than the circuit switching used by GSM. Hence, since GSM is inherently inefficient for data, growth in demand will necessitate new alternatives. 4.16 However since there has been such a heavy world-wide investment in GSM circuit based transmissions there cannot be an overnight move to packet switching networks. Therefore in the near future an intermediate service is to be provided known as 'General Packet Radio service' (GPRS). This is still based on the GSM service but allows provision of a new packet based protocol giving transmissions speeds of 100kbps. 24 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 4.17 Ultimately a true packet based digital service will need to be provided to address the growing demand. This third generation system will be rolled-out from 2002 onwards and is called the 'Universal Mobile Telecommunications System' (UMTS). This service will initially provide transmission speeds of 2mbps with 10mbps as the eventual target. These speeds will allow the transmission of large amounts of data, video, graphics and full usage of Internet services. 4.18 A new protocol 'Wireless Application Protocol' (WAP) has been designed specifically to transmit Internet information across mobile networks to microbrowsers. The Devices 4.19 The range of devices which can be attached to either fixed wire or wireless communication systems is probably the most diverse in the IT arena. There are devices to fulfil simple roles and more complex devices that combine roles. 4.20 At its simplest a home worker could have a standard PC connected to a fixed line via either a modem when using a PSTN or a dedicated network card when using a digital service. Similarly a standard laptop could be used with the same connections either as a laptop or within a docking station. A laptop user can also travel around but be connected to base via a mobile phone and a communications card. However outside of these choices there is a wide range of devices available to the home or travelling remote worker. 4.21 The next level of device after the laptop are the miniaturised portable computers known by the generic name of 'Personal Digital Assistant (PDA). Their design enables them to be carried in pockets rather than a carrying case. They are multi function devices providing services such as diaries, contacts, appointments, tasks, note taking and in some cases voice recorders. PDAs can be connected to PCs in order to synchronise information and have either built in communications devices or the ability to be connected to communication cards and hence to mobile phones and landlines. The communication facilities enable the user to send and receive e-mails, faxes, and in some cases provided a limited web browsing facility. These devices have great potential and the benefits could be enormous in areas such as Housing and Social Services. However the Gartner Group cautions that upto the present PDAs have tended to be personal purchases, but once they move into corporate use then they must be purchased centrally and their usage monitored. Their cost, support, usage and information must be regarded as corporate costs and assets. 25 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 4.22 4.23 When considering purchasing these devices a manager is immediately faced with two sets of choices: The PDAs have two physical formats - Handheld PCs, which look like miniature laptops with a small screen and keyboard. The keyboard enables them to provide additional limited wordprocessing and spreadsheet facilities. The second format is the Palm PC, which tend to have additional media facilities. This format is simpler to use and is based around a small screen with their functions controlled by a small number of buttons and a stylus. PDAs have two different operating systems. The Palm Computing OS which is optimised for the devices or the Microsoft Windows CE OS which requires more memory but will enable the user achieve more compatibility with their base machines. The final type of device to be considered is the emerging 'Smart Phone' which combine PDAs and mobile telephones. Hence all the facilities of the PDA are enhanced by the removal of the need to establish external means of communication. It is expected that voice recognition software will be available. Once a mobile worker is able to use all this functionality combined with the ability to synchronise with PCs both at home and work then managers will need to consider how they can re-organise their functions around the benefits of these devices. Scenarios 4.24 Only two possible scenarios will be considered for the sake of simplicity whilst recognising that there are others possible from a combinations of those two. Each of the two represents a type of working, which presents its own distinct problems and solutions. Remote and Fixed 4.25 Consider a member of staff who works from home, the first issue is the work pattern. If the person needs constant communication with their work base using high volume transactions e.g. constantly analysing information downloaded from databases, then the solution in this case would be a standard PC or Laptop connected by one of the three fixed line scenarios described before. 4.26 Alternatively a manager working from home in order to complete a report could bring the report home on a PDA or Smart Phone and download to the home PC. E-mails from either the Internet or internal sources could be downloaded via a mobile service without the need for a special fixed line. 26 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Remote and Travelling 4.27 It is this type of worker who will gain the most from the combination of new devices and mobile phone facilities. Certain types of worker will be able to operate without the need to visit a workbase by either communicating from home or whilst on the move. Consider the type of worker whose main function involves visiting clients e.g. social workers, housing repair staff, financial staff advising on benefits. 4.28 These workers could download their caseload at the start of the day at home onto a PDA or Smart Phone and then visit those clients. Any client queries could be answered at the clients by connecting to the home base sources. E-mails could be received or sent whilst travelling around. In effect any information collected could be downloaded at home to the workbase. This mode of work would greatly increase the efficiency and effectiveness of the worker and also free space at the workbase. Key Issues Mobile/Remote Working Issue Business Requirements Mobile/remote strategy Comment Must not be driven by technology but by business needs. Department IT Plans 2001/02 to include a statement of their requirements for this facility To be developed during 2001 as technologies are available and requirements are known. 27 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 5 INFORMATION TECHNOLOGY SECURITY STRATEGY Introduction 5.1 Information can be regarded as a business asset that must be protected. As organisations become more reliant on information then their exposure to threats both accidental and intentional increases. Being dependent on information and information services, organisations must implement a range of policies, procedures and controls to reduce the risks arising from those threats and thereby achieve their business objectives. 5.2 The British Standards Institute has produced a code of practice, BS7799, which describes a series of controls that should be considered for a wide range of security issues. The standard should be regarded as a series of recommendations rather than a specification. Organisations are free to choose whether to implement all or part of the Standard. The main headings in the standard are: The Security Policy Security Organisation Asset Classification Personnel Security Physical and Environmental Security Communications and Operations Access Control Systems Development Business Continuity Compliance Current situation 5.3 The IT Department has already produced a series of Committee reports and policies appertaining to IT Security. However these have been written in response to particular situations without being related to an overall strategy. In order to rationalise the situation it has been decided that BS7799 will become the basis for a more comprehensive document. NELC will not attempt to gain formal compliance with the standard but to use it as a checklist, which can be implemented in priority order. 28 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Next Steps 5.4 The Deputy Director of IT and the IT Strategy Manager are to work with the IT District Auditor to produce a plan which will enable NELC to implement the relevant sections of BS7799. To this end: all the IT Business Service Managers will receive copies of the latest version of BS7799 to enable them to identify relevant areas of work the Deputy Director and IT Strategy Manager will write a Security Policy the Deputy Director and IT Strategy Manager will begin to produce an Information Security Management Document based on BS7799. Controls and procedures, which already conform to particular sections of BS7799 will be identified and incorporated into the Document. the Deputy Director and IT Strategy Manager will then prioritise the sections within BS7799 which require contributions. They will obtain further controls and procedures from the relevant IT Business Group Manager and add them to the Document. the Deputy Director and IT Strategy Manager will liaise with the District Auditor throughout the process. The District Auditor intends to report on the situation during the summer of 2000. This report will be an important contribution to the prioritisation process described above. Key Issues Security Strategy Issue Produce Security Plan Comment Security Policy and Plan, with dates for implementation, to Cabinet by November 2000 29 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 6 INFORMATION TECHNOLOGY TRAINING STRATEGY Introduction 6.1 The Human Resources Department of NELC has produced a Corporate Training and Development Policy. The purpose of that policy is ‘to develop a workforce of properly skilled and motivated people who are able, by their performance and contribution, to provide a quality and valued service’. 6.2 IT has an essential role in supporting that objective and the requirements of ‘Best Value’. The IT Training Strategy describes the IT aspects of the Corporate Training and Development Policy. Aims To define roles and responsibilities in the provision of IT Training. To ensure that all staff who use IT are trained to a level appropriate to their needs. All staff should be trained to at least having basic IT skills. To ensure that NELC’s IT users are aware of the potential of IT and to have the means of learning how to use it. To ensure the provision of cost-effective quality IT training appropriate to needs. Definitions and Roles and Responsibilities 6.3 There are currently approximately 1600 PCs supported by IT Department staff. The majority of the PCs are networked and provide common services such as word processing, spreadsheet, e-mail and browser facilities. Some members of staff also use specialised software related to their departmental needs. Therefore, given the large number of PC users and the range of software in use, it is necessary to define an IT Training Strategy which ensures that NELC has a cost-effective means of obtaining appropriate IT Training. 30 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 6.4 The IT Training Strategy must therefore take account of the training needs of different types of users, i.e. those who require: basic IT skills – e.g. good practice, file management, security, virus protection, simple word processing/spreadsheet usage, e-mail and browsers. More advanced IT Skills – e.g. ability to produce complex word documents, spreadsheets or presentations. Specific IT packages – e.g. project planning and specific departmental systems such as AutoCAD, DIP or FMS. Superuser expertise – suitable advanced skills to assist other staff in the vicinity with minor support issues. 6.5 In order that NELC obtains Best Value from its use of IT there must be a flexible approach to the support of the PCs. The IT Department provides a Helpdesk and PC Support staff, but departments can help themselves by having “Superusers”. 6.6 The main requirement to become a superuser is to be within close proximity (say, 20 seconds walk) of staff experiencing an IT related problem. The IT Department will train these users to have a basic understanding of common IT faults and their resolution. This will ensure rapid resolution of basic problems without recourse to the Helpdesk. Where they cannot resolve the fault, they will be better able to define problems to the helpdesk, so that the matter can be dealt with by the most appropriate support staff and therefore resolved more efficiently. This concept has already been pioneered in the Best Practice Pilot in the Environment and Planning Departments. It also fulfils the area of the Corporate Training Policy relating to “individuals will be expected to share their knowledge and skills with colleagues”. 6.7 The organisation of IT Training is the responsibility of each Department. In addition to the roles and responsibilities outlined in the Corporate Training and Development Policy these are the specific activities relating to IT Training: Training and Development Co-ordinator Carry out service wide IT Training needs assessment using the IT Training questionnaire for Basic Users and feedback from line managers for more advanced I.T. training needs. This is to ensure that all employees have the training appropriate to the business needs of their area of work. 31 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Plan the attendance of staff at IT courses taking account of subject, level and required numbers. Line Managers Ensure that IT training needs are integrated into the Employee Development processes and that information on these needs is passed to the Training Co-ordinator. Directors 6.8 Ensure that all employees, including the Director, attain at least basic IT skills - both at induction for new employees and as soon as feasible for existing employees. Designate Superuser(s) to support their department's employees and to participate in inter-department groups in order to share Best Practice. Designate Liaison Officers for IT packages, who will support all departments who use that package (e.g. for DIP, and ASH Debtors) The IT Department can either, by means of its provider role, supply a range of internal courses or, by means of its client role, organise appropriate courses with external agencies. IT Department Trainers and Course Organisers have the responsibility to: Liaise with Departmental Training Co-ordinators to ensure that the required training is available Plan, prepare and present IT courses, and provide supporting documentation Maintain records of attendance and attainment Provide a range of internal courses using the IT Department’s Training Room. The courses will cover basic PC awareness (hardware and software), PC Operating Systems, Microsoft Office, e-mail and Internet usage. Courses will be provided for the training of Superusers. The IT Training Section will target to provide 20 different courses and 10 seminars per year over 1175 person training days. Ensure that for the internally provided courses the Customer Satisfaction target of ‘Good’ and above is achieved for 90% of the responses. The customers complete a critique with satisfaction levels of 1-4, with 3-4 designating ‘Good’ or “Excellent”. 32 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Provide client services to organise the following type of courses supplied by external agencies: Manage the grouping of users so as to gain price reductions when attending off-site courses Manage the grouping of users so as to gain price reductions on courses using IT Training facilities Users who require on-site training in newly acquired computer systems Individual users attending off-site courses Monitor IT Courses provided by third parties to ensure that the inhouse courses are ‘Best Value’ and to direct Department staff to them when appropriate. The usage of outside courses can be justified by their specialised nature, their cost when compared to the “cost” of the in-house training, the cost effectiveness of the IT Department creating a new course, or excess demand. Maintain knowledge of the software marketplace and user requirements to ensure that appropriate courses are planned and made available as new software is produced Monitor the content and quality of externally provided courses. Provide a Helpdesk to support the trainees when they return to their Departments Methodology 6.9 All staff should be trained to at least having basic IT skills For new users - Make IT training part of the induction process. For those users who have never used PCs before, this training would be the IT “getting started” course (one day) followed by the “Introduction to Windows” course (one day). All other users would just need the “Introduction to Windows” course. These courses cover what is a PC, through to the Desktop, File Management and the use of MS Office. 33 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 6.10 For existing users – Training Co-ordinators may have already identified those users who need to attend the above courses. To assist in determining the level of skills, the IT Department’s Training Section has drawn up a questionnaire, which is short and simple but designed to assess basic Word, Windows and file-management skills. All staff from the Chief Executive down should complete the questionnaire. Analysis of the results will identify any training requirements to basic level. The IT Department must ensure sufficient courses are available to cover demand. The current corporate induction training, which is run by Human Resources Department, handles about 25 people every three months. The IT department will schedule 4 courses in a three month period (sufficient for 9*4=36 people) and adjust as required. All staff who use IT are trained to a level appropriate to their needs and are aware of the potential of IT and have the means of learning how to use it. IT Training to provide a wide range of courses from basic IT skills to more advanced levels, in the entire standard Microsoft product range. These courses to be publicised on a regular basis. Departments to ensure that training needs are identified and time is allocated for staff to attain the required level of expertise. IT Training to provide seminars identifying new areas of IT and the potential benefits that they may bring. IT Training to provide workshops demonstrating the potential of IT to All Directors and nominated senior staff. Specific IT packages – e.g. project planning and specific departmental systems such as AutoCAD, DIP or FMS. Departments to provide contact liaison officers who are fully trained in the use of these packages and who can either deliver or arrange the delivery of training to users of these systems. IT Training and IT Consultancy will assist in this process if required. Superuser expertise – Departments identify staff and IT Training train in suitable advanced skills to assist other staff in the vicinity with minor support issues. 34 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Key Issues IT Training Issue Assess IT Training needs Improve the Induction Process Establishment of Superusers Establishment of Liaison Officers Comment The Training Co-ordinators to provide an assessment of Departmental IT training needs on an Annual Basis Basic IT Training to be included in the Corporate Induction Process, by the end of July 2000. Departments to have informed IT of the names, telephone number and location of nominated Superusers, by the end of September 2000. IT to design and make available Superuser courses, by the end of October 2000 When these Superusers have been trained, Departments will publicise their names and location to staff. Departments to have designated and publicised the names of Liaison Officers for specific IT packages and products. IT Consultancy will assist in the process of identifying products and packages, by the end of September 2000 35 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 7 TECHNOLOGY STRATEGY Standards 7.1 The standards ensure interoperability between systems and hence increase efficiency and reduce costs. The current standards are outlined below, but as with any standards they are always under review. The main features are: 7.2. The Standards for the environments in which IT systems operate Corporate Servers - Unix is the operating system for all the Council’s minicomputers, Solaris 2.6 being the preferred version running on machines from Sun Microsystems. Fileservers - Microsoft (MS) NT Server 4.0 is the operating system installed on all the file servers. The server consists of - Internet Information Server 4.0, Index Server 2.0, and Transaction Server 2.0. The following additional servers will be available as required: Exchanger Server 5.5 SMS Server 2.0 SQL Server 6.5 Site Server 3.0 Proxy Server 2.0 PCs – the strategy is to migrate existing PCs running under MS Windows 3.11 to either MS Windows 98 or MS NT. The exception being those PCs where the processor is below Pentium in which case the PC may be disposed of as per the Audit Guidelines. Any existing PC running under MS Windows 95 will remain with that operating system. All new PCs will be purchased with either MS Windows 98 or Windows NT pre-installed. It is not intended to migrate to W2000 in the next financial year. Windows 98 will be the standard for the majority of users. NT may be justified if features such as enhanced security are required and if the users’ applications are suitable. The IT Department’s PC Support Team will advise users on the appropriate choice. All networked PCs will have appropriate Client Access Licences (CALS), responsibility for purchasing and monitoring CALS lies with the IT Department. The Sophos virus checking software will protect all PCs. Thin Client – MS Terminal Server is the preferred solution. The product will be piloted and evaluated during the financial year. Terminal Emulation – Glink is the standard utility for general use and Xvision the utility for specialist technical support. 36 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Corporate Databases – Oracle is the data base management system and Patrol is used for monitoring and managing their efficiency. Back-ups – ARCserve is the preferred product for NT systems and Solstice for Unix platforms. Software Development Tools – Oracle Developer 2000 is used for Corporate Systems development. Visual Basic (VB) v6 front ending MS Access 97or SQL Server is used to develop PC/Server systems within PC Services. FrontPage 98, MS Visual InterDev v6, VBScript, JavaScript, JScript, Adobe PhotoShop v5.5 and JASC PaintShop Pro v6 are all used in Internet/Intranet development by PC Services. MS Internet Information Server v4, MS Index Server v2 and MS Site Server Express v2 are used by PC Services to support Internet/Intranet sites. 7.3 The Standards for PCs Supplier – the Dell Corporation is the current supplier. Departments must not purchase machines from any other source. The specification and price of the Dell PCs are continuously monitored. A formal review of the market place takes place at least annually, normally about July. The purchasing of PCs is undertaken on Department’s behalf by the IT PC Support Team via a specially tailored website which significantly increases the efficiency of the process. Specifications – the current specifications are made available to the purchasers on the above website and to all users on the Council’s Intranet. The processor power is continuously updated, but users must be aware that the minimum memory required for Windows 98 is 64mb and for Windows NT is 128mb. All peripherals, except for the keyboard and mouse, should be connected via the Universal Serial Bus (USB) port. If network cards can be installed separately then 3-COM is the recommended supplier, otherwise any integrated card is suitable. Standard Set-up - the IT PC Support Team will install an appropriate configuration from a range of standards. Office Systems – All new PCs will have MS Office 97 installed and all existing PCs will migrate to MS Office 97, as financial resources become available. All versions will be installed as Standard unless Professional is specifically requested. It is not intended to migrate to MS Office 2000 within the next financial year. 37 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 7.4. Intranet/Internet – All networked PCs should be connected to the Council’s Intranet site and to the Internet when there is a business justification. The current preferred browser is IE4. However IE5 will be tested as soon as possible and the position reviewed. Printers – all workgroup printers should be connected to the network via a Jet Direct card not by being attached to a PC. The recommended printers are: Laser printers from the Hewlett Packard range, the HP 2100 for individual use and the HP4050N for Workgroups. Inkjet Printers from the Epsom or Hewlett Packard ranges The Standards for Communications Voice -Centrex remains the Council’s voice telephone network. Mobile phones – communicate via the service provider Telecom South. The phones are supplied via a contract administered by the IT Department. Hardware – 3Com is currently the preferred supplier for communications hardware. Security – The Council’s networks are protected from external interference by means of a firewall server running Firewall-1. It is intended that, during the next financial year, this protection will be increased by the purchase of additional software. This will disassemble incoming e-mail in order to check for viruses, and detect an intrusion attempt from an external source. RAS Server - The current RAS box is the 3Com Total Control Multiservice Platform (TCMP). A remote user is provided with an analogue exchange line and a 3Com modem. The Windows dial-up networking client is configured to dial our primary rate ISDN number and Windows NT authenticates the user, who is then able to gain access to all network services. The current speed is only 56k and therefore performance restricts certain services e.g. Microsoft Access developed applications. It is proposed that we will implement SecurID in order to provide two-factor authentication. This involves each user being in possession of both a SecurID token and a password. 38 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 E-mail – MS Exchange is the current solution. It is not intended to migrate to Exchange 2000 in the next financial year. Exchange 2000 will be evaluated when the decision is made to migrate to the full MS 2000 environment. Diary Management - the majority of users of this group facility are on MS Schedule +, with a minority on MS Outlook 98. All new users of this facility will have Outlook 98 installed and current Schedule+ users migrated. If possible migration will be completed as a bulk automated exercise. Users of the older software will be able to use the equivalent functionality in Outlook immediately. Training in the enhanced functionality will be scheduled according to local management's commitment to operate group scheduling. There are no licensing costs to this exercise because all network users with NT CALS are allowed to have Outlook installed. It has been established that whilst there are important advantages to migrating from Schedule + to Outlook 98 there are no corresponding advantages to migrating to Outlook 2000. Hence the standard will remain Outlook 98. 39 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Appendix A DEPARTMENTAL IT PLANS SUMMARY The following pages describe the key features of the 1999-2000 Departmental IT Plans as seen from a corporate perspective. There are 6 main areas that are summarised under the following headings; The Internet Software Development Major purchases upgrades or replacement of third party systems Document Image Processing (DIP) Geographic Information Systems Network Enhancements Departments were also asked to consider their possible use of video conferencing, Smart cards and kiosks. With the exception of Economic Development who have set up a video conference terminal in Immingham Resource centre and Leisure who already use Kiosks, no departments have any medium term plans to exploit these technologies. Summary of Common Issues Note: "" represents a watching brief only Service Finance Human Resources IT Legal & Democratic Environment Housing Social Services Economic Development Estates European issues Technical Services Internet/ Intranet DIP GIS 40 Software Development Major Network 3rd Party Systems Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Appendix A Service Planning and Transportation Libraries Education Leisure Works 1 Internet/ Intranet DIP GIS Software Development Major Network 3rd Party Systems The Internet / Intranet NE Lincs established an Internet server and Firewall in late 1997. This equipment supports three different types of activity. Access to the Internet: The firewall acts as a secure gateway between the NELC internal network and the Internet, allowing any user attached to the network be given access to the Internet while denying unauthorised external access. NE Lincs Internet site: Provision of Public information The Internet server acts as a repository for information we wish to publish, the Firewall ensures that external users can only access authorised parts of the Internet server and no other areas on our network. NE Lincs Intranet: Provision of internal information: Provision of internal information using Internet or similar technology is often referred to as an “Intranet”. Use of the Internet and Intranet has taken off over the last year. It seems almost unbelievable that this report last year contained the sentence "A full pilot site accessible by all network users is due to go live from April 1999." referring to the Intranet site. All departments make use of the Intranet and Internet, and all departments contribute information to both sites. Main developments this year: Continued growth in quantity, and quality of information on the NE Lincs sites. Additional users can now connect to the Internet without charge, so all networked user with a business need can have access. It is planned to connect all schools to the internet The Library Service is preparing a "National Opportunities Fund" bid to connect all Libraries to the Internet. 41 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Appendix A 2 Development of systems to distribute and publish council papers. Software Development Several Service departments have identified needs that can be met by software development. Internal development resources are limited. Bids for Software Development Finance Implementation of “Business Objects” in LOGOS. Archiving old LOGOS data, Payroll enhancements Links from Revenues to other Agencies. Human Resources Enhancement of Pay/Personnel to include more personnel functionality. Implementation of new time recording system Incident reporting system. Legal & Democratic Services Systems to support the distribution and publication of council papers. Land Charges. Social Services SSID reporting software IT To replace the current Mainframe job scheduler with an enhanced system. Works Update "WASMAN" Various potential enhancements to "Servitor". Estates Asset Management - major corporate initiative to reflect Government demands. Planning and Transportation Loading a property gazetteer into the Ocella property database. To include geographic referencing. Management applications; Complaints analysis, personnel records, performance indicators, customer surveys. 42 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Appendix A Major purchases upgrades or replacement of third party systems Most of the authority’s main systems are purchased from third party software suppliers. Most of these systems are routinely updated with one or more maintenance updates each year, in addition to this normal cycle there are periodic major upgrades which will involve the users, the suppliers and the IT department in considerable amounts of work. There is some overlap between this category of work and software development. New developments may be bought in or developed in house after comparing costs. Most new or upgraded third party systems are likely to require some internal development work to aid integration with other systems or to add additional reports etc. Depending on the cost and complexity of a proposed upgrade, complete replacement by a new system may be considered. This year’s planned work: Finance Upgrade to new version of Document imaging Upgrade to new version of Open FMS. (Main financial system) Environment Upgrade to new version of MKA (Main environmental health system) Upgrade to new version of FLARE (Main trading standard system) Housing Implementation of a new document imaging system. Libraries Implementation of new version of ALS (Main Library system) Education Continued implementation of "EMS" Education Management System (Major system for managing all kinds of pupil data) Preparation for next year: Finance Possible replacement of LOGOS (Main council tax/benefits system), which is the Council's last remaining 'Mainframe' system Planning Upgrade to new version of OCELLA (The main planning system) Social Services Upgrade to new version of SSID (The main social services system) 43 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Appendix A 3 Document Image Processing (DIP) Document Image Processing is a term applied to a group of technologies, which collectively enable the computerisation of the “paperwork” elements of existing systems. The technologies are relatively new but can probably now be considered as mature. The cost of these technologies, while still high, has recently fallen significantly. A DIP System was introduced into the Revenues Service during the first part of 1998 and has been operational since August 1998. Most departments attended demonstrations arranged as part of the Revenues selection process and further demonstrations held by the successful supplier during November 1998. Many expressed a keen interest in the possibilities. The current high entry level price of systems will prevent early implementation by most departments but many are keeping a watching brief as costs reduce and would be interested in taking advantage of any collective opportunity that would reduce individual costs. It is also apparent that some of the technical elements that make up DIP are starting to appear as part of other applications. DIP Related Activities Extracted from Service Department IT Plans. Housing Implementation of a DIP system to support the move to Customer Access Points. (Go live date 1 October 2000) Personnel and Payroll This is an area of activity identified by several departments, which could be investigated alongside the development of the Pay/Personnel system. Education, Environment and Housing have identified personnel records, Finance and the DSO have identified payroll documentation. Other Departments Departments that have expressed an interest in DIP which for the immediate future amounts to a watching brief include: Technical Services Planning and Transportation Community Regeneration DSO Environment 44 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 Appendix A 4 Education Estates Economic Development Legal & Democratic Services Geographic Information Systems (GIS) Progress over the last year has been very pleasing. The system is available to anyone who needs it and is in use by approximately 180 active users. Training sessions for new users are held regularly. The Steering Group of all interested service departments is now well established and is actively guiding the development program. Current GIS Development Program. General Electoral Roll Load National Land and Property Gazetteer (BS7666) Environmental Health Commercial Properties Energy Management MKA - Determine areas of Housing Decline Disable Facilities Grant Private Sector - to show results of housing condition survey HMO - Registration Void Take on Planning Listed Buildings Local Plan Conservation Areas Tree Preservation Orders Housing Housing Properties Technical Services Bus Stops Public Rights of Way Residents Parking Bridge / Heavy Load Routing Leisure Allotments Guest Houses Finance Council Tax Bands Economic Development Inward Investment Retail Properties Legal & Democratic Services Ward Councillors Education Travel to school walking routes Estates Deeds Phase 2 Polygons Leases Phase 2 Polygons Terrier System 45 Corporate Information Systems/Information Technology Strategy and Plan 2000/01 5 Network Enhancements NELC has established a comprehensive network system linking computers both within and between sites. The core of the Wide Area Network (WAN) is now in place. There is still a requirement to link some smaller sites and people are starting to explore the possibility of links with other organisations. There is a corporate home working pilot that could have major long-term implications. Items Requiring Enhancements to the Network Extracted from IT Plans Finance Links to other agencies, DSS, Rent Officer. Libraries Connection of branch libraries to support "The Peoples Network" and "The National Grid for Learning" (initial bid for lottery funding submitted). Economic Development “On line business” to connect Business centre tenants (ERDF Grant) Education Link all schools to support the national grid for learning. 46 Corporate Information Systems/Information Technology Strategy and Plan 2000/2001 APPENDIX B Glossary of Technical Terms Bandwidth The amount of data that can be transmitted in a fixed amount of time. The speed of our wide area network circuits varies from 64 kbps (thousand bits per second) to 100 mbps (million bits per second). Broadcast The term used when a PC or server attached to the network requests or sends information from or to every other device on the network. A typical example would be a PC requesting which fileserver holds the information it is looking for. Too many broadcasts cause ‘storms’ which flood’s the network reducing performance. Switching is used to reduce this affect. Browser Software installed on a PC which enables a user to display text and graphical information held on World Wide Web (WWW) sites. Bridges A device that connects two local area networks in two different buildings. Unlike routers they simply forward data without analysing and re-routing messages. Consequently, they're faster than routers, but also less versatile. Category Five Wiring The cable standard that is used for wiring the data networks within our buildings. DHCP (Dynamic Host Configuration Protocol) Automatic identification of computers and also allocates places to go if unrecognised. DNS (Domain Name Server) Converts user friendly Internet address (e.g. www.nelincs.gov.uk) to the actual computer address. Homepage The first page users view when visiting a WWW site. It is the entry point to the site and directs users to other information held on that site. Host A device such as a PC or fileserver that is connected to our network. IP Addressing Internet Protocol Addressing. The scheme by which each network device is identified. Each PC has a unique IP address that is either fixed in the PC’s software or is dynamically allocated by the server at the time of logging on. 47 Corporate Information Systems/Information Technology Strategy and Plan 2000/2001 APPENDIX B ISDN Integrated Services Digital Network. A technology used to connect small offices to the Wide Area Network. This technology is low speed and low cost. Latency The time delay between data being received and forwarded by an item of equipment. Remote Access A facility to allow PC’s located away from the office to be connected to the councils Wide Area Network (WAN). Used for connecting an officer’s PC at home or small sites with a single PC. Routers A device that connects two local area networks. Routers are similar to bridges but provide additional functionality, such as the ability to filter messages and forward them to different buildings based on various criteria, e.g. distance, cost, resilience. Switches A device that increases performance of a local area network. This is achieved by segmenting a large local area network into smaller and more manageable networks. Traffic The data that passes over the network. Video Conferencing Conducting a conference between two or more participants at different sites by using the wide area network to transmit audio and video data. For example, a point-to-point (twoperson) video conferencing system works much like a video telephone. Each participant has a video camera, microphone, and speakers mounted on his or her computer. As the two participants speak to one another, their voices are carried over the network and delivered to the other's speakers, and whatever images appear in front of the video camera appear in a window on the other participant's monitor. WINS (Windows Internet Name Server) Converts user friendly computer name (e.g. Fred’s Computer) to the actual computer address. XDSL Collective term for all types of digital subscriber lines, which are a method of utilising cheap telephone grade circuits to pass high speed data communication traffic over short-medium distances without the need for expensive networking. 48