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Investors Guide To CMOs
Investors Guide To CMOs

... In part, this is because the interest rates paid by home buyers are higher than the interest rates paid by the U.S. government. However, the higher interest rates on mortgage securities also reflect compensation for the uncertainty of their average lives. As with any bond, the yield on a CMO depend ...
CREDIT SUPPLY AND THE HOUSING BOOM
CREDIT SUPPLY AND THE HOUSING BOOM

... minus three measures of expected inflation from the Survey of Professional Forecasters: 10-year-ahead CPI inflation forecast (blue solid), 1-year-ahead CPI inflation forecast (red dashed), and 1-year-ahead GDP deflator forecast (green long dash). ...
ROLE PLAYED BY SACCOS IN FINANCIAL INTERMEDIATION IN
ROLE PLAYED BY SACCOS IN FINANCIAL INTERMEDIATION IN

... take advantage of the information deprived group. Information asymmetries usually lead to higher prices in order to access the services, there’s a concerted effort aiming to reduce the cost accessing such services thus the need of financial intermediation. Problems that may arise due to information ...
Guidance Note
Guidance Note

... securities with relevant maturities. For example, an interest rate swap under which an ADI is receiving floating-rate interest and paying fixed will be treated as a long position in a floating-rate instrument of maturity equivalent to the period until the next interest fixing and a short position in ...
DT - European Parliament
DT - European Parliament

... Supply side: other funding options and thirst for margin On the supply side covered bonds (debt securities backed by cash flows from mortgages or public sector loans, but without risk transfer) seem to be more attractive, partly as the result of lower capital requirements. Also cheap funding from th ...
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Download attachment

... Institutions should have a mechanism to identify stress situations ahead of time and plans to deal with such unusual situations in a timely and effective manner. Stress situations to which this principle applies include all risks of all types. For instance contingency planning activities include dis ...
structured life insurance and investment products for retail investors
structured life insurance and investment products for retail investors

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Rational Action, Uncertainty, and Economics
Rational Action, Uncertainty, and Economics

... training shaped the way that Smith viewed the world because of the interdisciplinary nature of his expertise. His diverse field of study would lead him to examine how multiple areas of human behavior could intersect and influence one another. Even the terminology of ‘political economy’ illustrates ...
ReAssure Limited Annual Accounts 2015
ReAssure Limited Annual Accounts 2015

... company is not exposed to foreign exchange risk on unit-linked products as this risk resides with policyholders. Outside the unit-linked funds foreign currency denominated investments make up 6.4% of the portfolio and, as such, the company is not exposed to significant risk in this area. Interest ra ...
Parameter Uncertainty and the Credit Risk of Collateralized Debt
Parameter Uncertainty and the Credit Risk of Collateralized Debt

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Subprime Lending, Suboptimal Bankruptcy: A Proposal to Amend
Subprime Lending, Suboptimal Bankruptcy: A Proposal to Amend

... in financial security caused by subprime mortgage lending and rising foreclosure rates has taken its toll on borrowers, their families, and the communities in which they live. The high cost of subprime credit is making it increasingly difficult for subprime borrowers to make ends meet. Stretched to ...
Markowitz and the Expanding Definition of Risk: Applications of Multi
Markowitz and the Expanding Definition of Risk: Applications of Multi

... value of zi . Given upper bounds, the solution involves the maximum allowable holding of the most attractive security, plus the maximum allowable holding of the next most attractive until all funds have been invested. The simplest case arises when the proportion invested in each security can be no m ...
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... spent on prevention efforts and legal enforcement of mitigation rules (e.g. building codes). In particular, some of the policy interventions likely to ameliorate disaster impact, including land-use regulations, building codes and engineering interventions, ...
Credit Supply and the Housing Boom
Credit Supply and the Housing Boom

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NBER WORKING PAPER SERIES BELIEFS ARE HETEROGENEOUS
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... aggregate shocks and risk preference can amplify or dampen the pressure.1 Our decomposition identity yields simple expressions for how the discount rate moves with time and supply shocks. Our story is a story of risk sharing and wealth re-distribution as uncertainties resolve and time passes. Surpri ...
Simulation_of_Correlated_Default_Processes
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... Modelling of default risk for individual firms has been studied extensively using models such as the KMV-Merton model. However, there have been relatively few attempts to model default risk at the portfolio level. The dependence structure of defaults by several firms is of particular interest to ban ...
Insurance market report 2015
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... This report provides an overview of the Swiss insurance market in 2015. The first section sets out information about the total market. Sections two, three and four are devoted in greater detail to the sectors “Life”, “Non-Life” and “Reinsurance”. The figures presented in the report have been prepare ...
The Impacts of Risk Reduction Strategy on Customer
The Impacts of Risk Reduction Strategy on Customer

... most worst, unfinished deal. Performance risk is the principal risk, which refers to financial service may not satisfy customer’s original need, such as investment loss, loan-inquire failure, low deposit interest rate, or unexecuted insurance coverage. Brady and Cronin (2001) point out that even cus ...
November 28, 2006
November 28, 2006

... • The agency costs of unlimited liability would be much higher than simply paying a premium in the form of higher interest rates to the creditors of the corporation in return for their acceptance of a contract which grants limited liability to the shareholders. • The creditors would then bear the ri ...
Regulatory Capital Disclosures
Regulatory Capital Disclosures

... As required under the Federal Reserve Board’s regulations, the adequacy of our capital is primarily measured using risk-based capital ratios, which compare measures of capital to RWAs, and a leverage ratio, a non-risk-based capital measure, which compares capital to average adjusted total assets. Th ...
westpac`s response to the final report of the financial system inquiry
westpac`s response to the final report of the financial system inquiry

... More transparent budget setting with extensive stakeholder consultation and final approval by the Government; A risk-based approach to regulation so that expenditure or resources are not overly directed towards areas of low regulatory risk; and Increased accountability measures, such as creating a f ...
Diversification Preferences in the Theory of
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... Conceptually, Bernoulli (1738) may have been the first to appreciate the benefits of diversification in an economic context. In his fundamental 1738 article on the St. Petersburg paradox, he argues by example that risk averse investors will want to diversify. In finance, diversification is perhaps t ...
CONSIDERATION DOCTRINE AND REGULATORY ARBITRAGE IN
CONSIDERATION DOCTRINE AND REGULATORY ARBITRAGE IN

... transfers we reviewed are the “sponsor” and “depositor” in the transaction, which are subsidiaries of the same investment bank. The sponsor is not claiming that it does not have to transfer the debt to the depositor. Instead, third parties (borrowers or parties with subsequently arising claims to th ...
Differential Access to Capital from Financial Institutions by Minority
Differential Access to Capital from Financial Institutions by Minority

... race of their principal owner (the Imbens and Rubin (2014) ‘but for’ argument). We test and find African-Americans to have significantly different characteristics/risks than White borrowers, making the probit/logistic regression coefficients biased (see Rubin (1973a,b, 1979), Imbens and Wooldridge ( ...
Six Factors That Explain Executive Pay
Six Factors That Explain Executive Pay

... years and all top 5 jobs, revenue only explains 32% of the variation in total compensation. Compensation and all explanatory variables are truncated at the 1st and 99th percentiles to limit the impact of extreme cases. Shareholder Value Advisors ...
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Moral hazard

In economics, moral hazard occurs when one person takes more risks because someone else bears the burden of those risks. A moral hazard may occur where the actions of one party may change to the detriment of another after a financial transaction has taken place.Moral hazard occurs under a type of information asymmetry where the risk-taking party to a transaction knows more about its intentions than the party paying the consequences of the risk. More broadly, moral hazard occurs when the party with more information about its actions or intentions has a tendency or incentive to behave inappropriately from the perspective of the party with less information.Moral hazard also arises in a principal–agent problem, where one party, called an agent, acts on behalf of another party, called the principal. The agent usually has more information about his or her actions or intentions than the principal does, because the principal usually cannot completely monitor the agent. The agent may have an incentive to act inappropriately (from the viewpoint of the principal) if the interests of the agent and the principal are not aligned.
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