Private Placement Memorandum
... We are offering shares of our common stock to “accredited investors” in a private placement under the federal and state securities laws. The price per share in this offering was $50.00 initially. On a quarterly basis, our independent directors committee reviews and determines the value of our shares ...
... We are offering shares of our common stock to “accredited investors” in a private placement under the federal and state securities laws. The price per share in this offering was $50.00 initially. On a quarterly basis, our independent directors committee reviews and determines the value of our shares ...
Credit default swaps around the world: Investment and
... expected to do relatively little monitoring. After CDS introductions, underlying firms increase leverage in countries that have stronger creditor rights along two dimensions. The first dimension is the requirement that creditor consent is necessary in order to enter reorganization, which can act as ...
... expected to do relatively little monitoring. After CDS introductions, underlying firms increase leverage in countries that have stronger creditor rights along two dimensions. The first dimension is the requirement that creditor consent is necessary in order to enter reorganization, which can act as ...
RTF - Vornado Realty Trust
... None of our tenants accounted for more than 10% of total revenues in any of the years ended December 31, 2015, 2014 and 2013 . CERTAIN ACTIVITIES We do not base our acquisitions and investments on specific allocations by type of property. We have historically held our properties for long‑term invest ...
... None of our tenants accounted for more than 10% of total revenues in any of the years ended December 31, 2015, 2014 and 2013 . CERTAIN ACTIVITIES We do not base our acquisitions and investments on specific allocations by type of property. We have historically held our properties for long‑term invest ...
When managing the debt, Governments deal with the
... guarantee the medium and long term fiscal stability. However, it is not obvious whether a 3% primary surplus will be achieved by 2005, since the fiscal targets for 2003 and 2004 agreed in a three-year program with the IMF were revised and weakened. In second place, a debt strategy, more specifically ...
... guarantee the medium and long term fiscal stability. However, it is not obvious whether a 3% primary surplus will be achieved by 2005, since the fiscal targets for 2003 and 2004 agreed in a three-year program with the IMF were revised and weakened. In second place, a debt strategy, more specifically ...
when hedge funds betray a creditor committee`s fiduciary role
... RESEARCH ABOUT PRIVATE EQUITY FIRMS AND ACTIVIST HEDGE FUNDS ...
... RESEARCH ABOUT PRIVATE EQUITY FIRMS AND ACTIVIST HEDGE FUNDS ...
insider trading how jurisdictions regulate it report of the
... an inquiry into whether investors actually have an opportunity to make investment decisions taking such information into account. This inquiry is particularly relevant in jurisdictions that do not require issuers to follow any special procedure for making information public. In such a case, an “arti ...
... an inquiry into whether investors actually have an opportunity to make investment decisions taking such information into account. This inquiry is particularly relevant in jurisdictions that do not require issuers to follow any special procedure for making information public. In such a case, an “arti ...
Chapter 14A
... the issuer level, individually or together, can exercise or control the exercise of 10% or more of the voting power at the subsidiary’s general meeting. This 10% excludes any indirect interest in the subsidiary which is held by the connected person(s) through the listed issuer; or ...
... the issuer level, individually or together, can exercise or control the exercise of 10% or more of the voting power at the subsidiary’s general meeting. This 10% excludes any indirect interest in the subsidiary which is held by the connected person(s) through the listed issuer; or ...
Global Brokerage, Inc. - Nasdaq`s INTEL Solutions
... Pursuant to the Restructuring Transaction, the Letter Agreement was terminated effective September 1, 2016 and the parties signed the Group Agreement. The Group Agreement provides that Group will be governed by a six-member board of directors, comprising three directors appointed by Leucadia and thr ...
... Pursuant to the Restructuring Transaction, the Letter Agreement was terminated effective September 1, 2016 and the parties signed the Group Agreement. The Group Agreement provides that Group will be governed by a six-member board of directors, comprising three directors appointed by Leucadia and thr ...
OGE ENERGY CORP (Form: 10-K, Received: 03/08
... electricity markets in Oklahoma or Arkansas will occur in the foreseeable future. The strategic direction of the Company has been revised to reflect these developments. As a result, the Company expects potentially slower earnings growth than associated with deregulation but with less variability of ...
... electricity markets in Oklahoma or Arkansas will occur in the foreseeable future. The strategic direction of the Company has been revised to reflect these developments. As a result, the Company expects potentially slower earnings growth than associated with deregulation but with less variability of ...
Notice of Meeting
... – Macquarie Shareholders holding 500 or fewer Macquarie Shares to be offered the ability to sell those SYD Securities pursuant to the Sale Facility. – Macquarie Shares to be consolidated on a 0.9438 for one basis to facilitate greater comparability of share prices and financial metrics of Macquarie ...
... – Macquarie Shareholders holding 500 or fewer Macquarie Shares to be offered the ability to sell those SYD Securities pursuant to the Sale Facility. – Macquarie Shares to be consolidated on a 0.9438 for one basis to facilitate greater comparability of share prices and financial metrics of Macquarie ...
Form 424B4 CITIZENS FINANCIAL GROUP INC/RI
... In this prospectus, “we,” “us,” “our” and “CFG” refer to Citizens Financial Group, Inc. together with its consolidated subsidiaries, “CBNA” means Citizens Bank, N.A., “CBPA” means Citizens Bank of Pennsylvania, “our banking subsidiaries” means CBNA and CBPA, “RBS” means The Royal Bank of Scotland Gr ...
... In this prospectus, “we,” “us,” “our” and “CFG” refer to Citizens Financial Group, Inc. together with its consolidated subsidiaries, “CBNA” means Citizens Bank, N.A., “CBPA” means Citizens Bank of Pennsylvania, “our banking subsidiaries” means CBNA and CBPA, “RBS” means The Royal Bank of Scotland Gr ...
ONCOR ELECTRIC DELIVERY CO LLC (Form: 424B3
... We are a regulated electricity transmission and distribution company that provides the essential service of delivering electricity safely, reliably and economically to end-use consumers through our electrical systems, as well as providing transmission grid connections to merchant generation faciliti ...
... We are a regulated electricity transmission and distribution company that provides the essential service of delivering electricity safely, reliably and economically to end-use consumers through our electrical systems, as well as providing transmission grid connections to merchant generation faciliti ...
2 amended and restated private placement
... The Fund will deposit the Investors’ accepted subscription funds into the Fund’s bank account, and the Investors will, thereby, become Members of the Fund. A capital account (“Capital Account”) will be established for each Member on the books and records of the Fund. Each Member will share in distri ...
... The Fund will deposit the Investors’ accepted subscription funds into the Fund’s bank account, and the Investors will, thereby, become Members of the Fund. A capital account (“Capital Account”) will be established for each Member on the books and records of the Fund. Each Member will share in distri ...
Business Relationships, Corporate Governance, and Firm
... 2.1. Relationships and Issuer Performance 2.1.1. Agency Costs and Specific Investments Agency theory predicts that blockholdings, governance affiliations and other relationships affect firm value either positively, by aligning incentives between investors and decision-makers, or negatively through e ...
... 2.1. Relationships and Issuer Performance 2.1.1. Agency Costs and Specific Investments Agency theory predicts that blockholdings, governance affiliations and other relationships affect firm value either positively, by aligning incentives between investors and decision-makers, or negatively through e ...
Fixed Income Analysis: Securities, Pricing, and Risk
... What is a stochastic process? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...
... What is a stochastic process? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...
The Closed-End Fund Market, 2014
... common shares to investors during an initial public offering. Subsequent issuance of common shares can occur through secondary or follow-on offerings, at-the-market offerings, rights offerings, or dividend reinvestment. Closed-end funds also are permitted to issue one class of preferred shares in ad ...
... common shares to investors during an initial public offering. Subsequent issuance of common shares can occur through secondary or follow-on offerings, at-the-market offerings, rights offerings, or dividend reinvestment. Closed-end funds also are permitted to issue one class of preferred shares in ad ...
HOW STOCKBROKERS COULD REDUCE THEIR
... another broker or to a buying client, who has paid for the scrip, by delivering the scrip to a Clearing House, hereafter called Broker 88. Delivery is made using the normal Settlement System by means of a Return Delivery Slip. The broker making the delivery inserts and is paid the current market pri ...
... another broker or to a buying client, who has paid for the scrip, by delivering the scrip to a Clearing House, hereafter called Broker 88. Delivery is made using the normal Settlement System by means of a Return Delivery Slip. The broker making the delivery inserts and is paid the current market pri ...
CATERPILLAR INC (Form: 10-K, Received: 02/22
... Caterpillar operates in a very competitive engine/turbine manufacturing and packaging environment. The company designs, manufactures, markets and sells diesel, heavy fuel and natural gas reciprocating engines for Caterpillar machinery, electric power generation systems, locomotives, marine, petroleu ...
... Caterpillar operates in a very competitive engine/turbine manufacturing and packaging environment. The company designs, manufactures, markets and sells diesel, heavy fuel and natural gas reciprocating engines for Caterpillar machinery, electric power generation systems, locomotives, marine, petroleu ...