Rules Governing the Listing of Stocks on Shanghai Stock Exchange
... information disclosure and ensure that its public inquiry telephone is not engaged. 2.17 Where the information to be disclosed by a listed company involves uncertainty, is a temporary business secret, or falls within other circumstances as recognized by the Exchange, and as a consequence, a timely d ...
... information disclosure and ensure that its public inquiry telephone is not engaged. 2.17 Where the information to be disclosed by a listed company involves uncertainty, is a temporary business secret, or falls within other circumstances as recognized by the Exchange, and as a consequence, a timely d ...
NASDAQ OMX GROUP, INC. (Form: 10-K, Received
... listing, and public company services across six continents. Our global offerings are diverse and include trading and clearing across multiple asset classes, market data products, financial indexes, capital formation solutions, financial services, corporate solutions and market technology products an ...
... listing, and public company services across six continents. Our global offerings are diverse and include trading and clearing across multiple asset classes, market data products, financial indexes, capital formation solutions, financial services, corporate solutions and market technology products an ...
Annual Consolidated Compliance Report 2016
... by the CEO/CFO of the issuing company, third-party valuation letter, audited or unaudited financial statements, or subsequent share price issued. ...
... by the CEO/CFO of the issuing company, third-party valuation letter, audited or unaudited financial statements, or subsequent share price issued. ...
VIX® as a stock market sentiment indicator
... The Chicago Board Options Exchange1 introduced the Volatility Index® (VIX®, hereafter VIX) in 1993. Since then, VIX has been considered a popular barometer as well as measure of investor sentiment and implied market volatility. VIX is built to be a general touchstone of the market’s estimate of impl ...
... The Chicago Board Options Exchange1 introduced the Volatility Index® (VIX®, hereafter VIX) in 1993. Since then, VIX has been considered a popular barometer as well as measure of investor sentiment and implied market volatility. VIX is built to be a general touchstone of the market’s estimate of impl ...
Takeovers, Freezeouts, and Risk Arbitrage
... and Li (1998) to a sequential trading model like Kyle’s (1985) in which several arbitrageurs trade blocks of shares during the tender o¤er. The economics of tender o¤ers is formalized as a bargaining game among the bidder and arbitrageurs, where the number of players in the bargaining is endogenous, ...
... and Li (1998) to a sequential trading model like Kyle’s (1985) in which several arbitrageurs trade blocks of shares during the tender o¤er. The economics of tender o¤ers is formalized as a bargaining game among the bidder and arbitrageurs, where the number of players in the bargaining is endogenous, ...
Local Markets Compendium 2014
... improves market liquidity, diversity among foreign investors contributes to variations in behaviour under different market conditions. We show that dedicated EM bond funds represent slightly less than half of all foreign investors. As a result of this diversity, the scale of selling in aggregate has ...
... improves market liquidity, diversity among foreign investors contributes to variations in behaviour under different market conditions. We show that dedicated EM bond funds represent slightly less than half of all foreign investors. As a result of this diversity, the scale of selling in aggregate has ...
Do Credit Derivatives Lower the Value of Creditor Control Rights
... be at work. For example, CDS trading may be endogenous: lenders that anticipate covenant loosening for other reasons may then find it more advantageous to use CDS to hedge their risk, and this may encourage an active market for the borrower’s CDS, as predicted by Parlour and Winton (2013). Alternati ...
... be at work. For example, CDS trading may be endogenous: lenders that anticipate covenant loosening for other reasons may then find it more advantageous to use CDS to hedge their risk, and this may encourage an active market for the borrower’s CDS, as predicted by Parlour and Winton (2013). Alternati ...
Using Candlestick Charts to Trade Forex copy
... bottom, and the closing price of a white candle is on top. This is reversed for black candles. The “shadows” or “wicks” of the candle consist of a line protruding up from the top that visually indicates the high point of the time period, as well as a line protruding down from the bottom of the body ...
... bottom, and the closing price of a white candle is on top. This is reversed for black candles. The “shadows” or “wicks” of the candle consist of a line protruding up from the top that visually indicates the high point of the time period, as well as a line protruding down from the bottom of the body ...
Momentum Strategies in Futures Markets and Trend
... futures markets and commodity trading advisors (CTAs), a subgroup of the hedge fund universe that was one of the few profitable hedge fund styles during the financial crisis of 2008, hence attracting much attention and inflows in its aftermath.1 Following inflows over the subsequent years, the size ...
... futures markets and commodity trading advisors (CTAs), a subgroup of the hedge fund universe that was one of the few profitable hedge fund styles during the financial crisis of 2008, hence attracting much attention and inflows in its aftermath.1 Following inflows over the subsequent years, the size ...
2015 10-k
... Forward-looking statements involve risks and uncertainties. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include, among others, the following: • our operating results may be lower than expected; • loss of significant trading a ...
... Forward-looking statements involve risks and uncertainties. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include, among others, the following: • our operating results may be lower than expected; • loss of significant trading a ...
Understanding Trading and Investment Warrants
... Information provided is for educational purposes and does not constitute financial product advice. You should obtain independent advice from an Australian financial services licensee before making any financial decisions. Although ASX Limited ABN 98 008 624 691 and its related bodies corporate (“ASX ...
... Information provided is for educational purposes and does not constitute financial product advice. You should obtain independent advice from an Australian financial services licensee before making any financial decisions. Although ASX Limited ABN 98 008 624 691 and its related bodies corporate (“ASX ...
Does Academic Research Destroy Stock Return Predictability?*
... learn from the publication. Cochrane (1999) explains that if predictability reflects risk it is likely to persist: “Even if the opportunity is widely publicized, investors will not change their portfolio decisions, and the relatively high average return will remain.” Cochrane’s logic follows Muth’s ...
... learn from the publication. Cochrane (1999) explains that if predictability reflects risk it is likely to persist: “Even if the opportunity is widely publicized, investors will not change their portfolio decisions, and the relatively high average return will remain.” Cochrane’s logic follows Muth’s ...
Lending-of-last-resort is as lending-of-last-resort does
... with the ECB, whose amount is determined in relation to their customer deposits. The compliance with the reserve requirement is calculated on the basis of the institutions’ average daily reserve holdings over about a month (referred to as “maintenance period”). Its main function is to create a stru ...
... with the ECB, whose amount is determined in relation to their customer deposits. The compliance with the reserve requirement is calculated on the basis of the institutions’ average daily reserve holdings over about a month (referred to as “maintenance period”). Its main function is to create a stru ...
IMPORTANT NOTICE THIS DOCUMENT IS AVAILABLE ONLY TO
... Shareholders and no one else in connection with the Offer. They will not regard any other person (whether or not a recipient of this Prospectus) as a client in relation to the Offer and will not be responsible to anyone other than the Company and the Selling Shareholders for providing the protection ...
... Shareholders and no one else in connection with the Offer. They will not regard any other person (whether or not a recipient of this Prospectus) as a client in relation to the Offer and will not be responsible to anyone other than the Company and the Selling Shareholders for providing the protection ...
Not Just One Man - Barings I. How Leeson Broke Barings II. Lessons
... How was Leeson able to deceive everyone around him? How was he able to post profits on his 'switching' activity when he was actually losing? How was he able to show a flat book when he was taking huge long positions on the Nikkei and short positions on Japanese interest rates? The Board of Banking S ...
... How was Leeson able to deceive everyone around him? How was he able to post profits on his 'switching' activity when he was actually losing? How was he able to show a flat book when he was taking huge long positions on the Nikkei and short positions on Japanese interest rates? The Board of Banking S ...
Analyst Recommendations, Mutual Fund Herding, and
... Willis (2007), Busse, Green, and Jegadeesh (2008)). Furthermore, if funds do herd in ...
... Willis (2007), Busse, Green, and Jegadeesh (2008)). Furthermore, if funds do herd in ...
2017 prospectus
... may engage in creation or redemption transactions directly with the Fund. The Fund has a limited number of institutions that may act as Authorized Participants on an agency basis (i.e., on behalf of other market participants). To the extent that Authorized Participants exit the business or are unabl ...
... may engage in creation or redemption transactions directly with the Fund. The Fund has a limited number of institutions that may act as Authorized Participants on an agency basis (i.e., on behalf of other market participants). To the extent that Authorized Participants exit the business or are unabl ...
HOW STOCKBROKERS COULD REDUCE THEIR
... As a consequence of the above Broker 88 is a most secure borrower. Broker 88. it is submitted, c·ould borrow from banks at a better rate of interest than any individual broker. It would appear likely also that Broker 88 could obtain short term funds. with ease, at advantageous rates of interest. Thu ...
... As a consequence of the above Broker 88 is a most secure borrower. Broker 88. it is submitted, c·ould borrow from banks at a better rate of interest than any individual broker. It would appear likely also that Broker 88 could obtain short term funds. with ease, at advantageous rates of interest. Thu ...
Financial System Inquiry - The Australian Financial Markets
... The equity and debt securities markets are a vital source of finance for companies, project developers, “nation building” infrastructure projects and financial intermediaries. Governments fund their fiscal position through debt and principally through the bond market. Efficient primary markets requi ...
... The equity and debt securities markets are a vital source of finance for companies, project developers, “nation building” infrastructure projects and financial intermediaries. Governments fund their fiscal position through debt and principally through the bond market. Efficient primary markets requi ...
Global Brokerage, Inc. - Nasdaq`s INTEL Solutions
... Our operating subsidiaries are regulated in a number of jurisdictions outside the United States (“U.S.”), including the United Kingdom (“U.K.”), where regulatory passport rights have been exercised to operate in a number of European Economic Area jurisdictions, and Australia. We maintain offices in ...
... Our operating subsidiaries are regulated in a number of jurisdictions outside the United States (“U.S.”), including the United Kingdom (“U.K.”), where regulatory passport rights have been exercised to operate in a number of European Economic Area jurisdictions, and Australia. We maintain offices in ...
Bid-ask spread components on the foreign exchange market: The
... major in Finance. The subject was chosen because it had so many different elements in it which could provide me with the necessary variation during the whole period I worked on it and because I have a general interest in financial topics. After more than a year of hard work, it still is interesting. ...
... major in Finance. The subject was chosen because it had so many different elements in it which could provide me with the necessary variation during the whole period I worked on it and because I have a general interest in financial topics. After more than a year of hard work, it still is interesting. ...
CTAs: Shedding light on the black box
... 7. One less publicised convex property of CTAs is that a unit of (CTA outperformance over a CTA index) return increases more than proportionally to a unit of (CTA relative riskiness) risk. Riskier and levered CTAs display a better up/down capture ratio (vs CTA indices). We therefore seek maximum con ...
... 7. One less publicised convex property of CTAs is that a unit of (CTA outperformance over a CTA index) return increases more than proportionally to a unit of (CTA relative riskiness) risk. Riskier and levered CTAs display a better up/down capture ratio (vs CTA indices). We therefore seek maximum con ...
issue price: 101%
... recommendation by the Issuer to enter into any transaction with respect to the Securities. Each prospective investor contemplating a purchase of the Securities should make its own independent investigation of the risks associated with a transaction involving the Securities. An investment in the Secu ...
... recommendation by the Issuer to enter into any transaction with respect to the Securities. Each prospective investor contemplating a purchase of the Securities should make its own independent investigation of the risks associated with a transaction involving the Securities. An investment in the Secu ...
Chen_uta_2502D_12115
... possibilities, such as investor overconfidence. 1.1 Motivation The understanding of reasons to trade is of interest not only because of heavy trading in both equity and options market but also because of higher volatilities associated with increasing trading volume in recent years. Although we canno ...
... possibilities, such as investor overconfidence. 1.1 Motivation The understanding of reasons to trade is of interest not only because of heavy trading in both equity and options market but also because of higher volatilities associated with increasing trading volume in recent years. Although we canno ...
Trading room
A trading room gathers traders operating on financial markets. The trading room is also often called the front office. The terms ""dealing room"" and ""trading floor"" are also used, the latter being inspired from that of an open outcry stock exchange. As open outcry is gradually replaced by electronic trading, the trading room gets the only living place that is emblematic of the financial market. It is also the likeliest place within the financial institution where the most recent technologies are implemented before being disseminated in its other businesses.