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The Constitution and the Bill of Rights Time Line 1787 May 25 September 17 October December 7 1788 June 21 1789 April 30 1791 Constitutional Convention is convened Constitution is signed Federalist Papers Delaware ratifies the Constitution Constitution becomes law George Washington inaugurated Bill of Rights The Constitution and the Bill of Rights The Constitution of the United States was ratified in 1788, after months of closed debate among the framers of the document, followed by months of argument in the public sphere once it was printed and circulated. When the U.S. Congress convened in 1789, its members immediately began to debate a series of amendments to the document. These amendments, passed in 1791, are known as the Bill of Rights. The framers of the Constitution had many interests to try to balance. First, small and large states must to be fairly represented. Second, state and national governments must fairly share their governing powers. Third, individual rights must be protected. Fourth, issues such as slavery, the American-Indian population, and territorial expansion must be addressed. In every area, compromise was the only solution; each state had to give up something it wanted so that the final product would be reasonably fair to all. Congress designed a federal government with a balance of powers among its three branches. The executive branch would have a president elected for a four- year term. The legislative branch would be a bicameral Congress; one house would represent the states according to population, while the other would represent all equally. The judicial branch would consist of a Supreme Court. Each branch would have certain powers over the other two. Many Americans were dismayed by the fact that the Constitution ignored the subject of individual rights; however, the required nine states did ratify the document. After the first national elections, Congress drafted a Bill of Rights that set forth many important freedoms and privileges of ordinary citizens. These ten amendments were ratified in the year 1791. The Constitutional Convention The Constitutional Convention The Constitutional Convention The Constitutional Convention began in Philadelphia on May 25, 1787. Like the Second Continental Congress, the convention met in the State House in Philadelphia (today called Independence Hall because the Declaration of Independence was signed there). Many of the fifty-five delegates had represented their colonies in the First and/or Second Continental Congresses. Benjamin Franklin, George Washington, Alexander Hamilton, and James Madison were among the delegates. Thomas Jefferson and John Adams, both on diplomatic missions in Europe, did not attend the convention. Rhode Island sent no representatives. The delegates unanimously chose George Washington as president of the convention. The delegates’ first decision was to maintain secrecy. They would keep the doors and windows of Independence Hall closed during debate, and they would not discuss the proceedings with any outsiders. The reason for the secrecy was so that each man could speak without fear of outside pressure to change his mind, or fear of reprisal for voting a certain way. The delegates soon agreed that instead of revising the Articles of Confederation, they would discard them altogether and start fresh. The new document they would prepare would be called the Constitution of the United States. There were several important historical influences on the Constitution. The first was the influence of the Roman Republic. The second was the British government. The third were the ideas of the Enlightenment. The fourth was their own experience of government within the colonies. The Roman Republic was an ancient and long-lasting system of government that had a legislative branch (the Senate) and elected officials. Like Americans, Romans did not enjoy universal suffrage; only male property owners could vote, and only men could hold office. The British government had a long tradition of representation and individual rights. In 1215, the Magna Carta established that the monarch must abide by the laws of the land; it also established certain individual rights and expressed the basic principle that government could succeed only by the consent of the governed. In 1689, the English Bill of Rights specifically listed more individual rights and established that the monarch could not take them away. A third influence was more recent—the writings of eighteenth-century Enlightenment thinkers such as John Locke and the Baron de Montesquieu. In 1748, Montesquieu’s The Spirit of Laws described and argued for the separation of powers—a three-branch government (executive, legislative, and judicial) in which each branch had certain checks on the authority of the others. Locke insisted on the rights of the governed to design the government that would rule them. The final important influence on the framers of the Constitution was their own experience of American government, going back to the Mayflower Com- pact of 1620. Since the former British colonies were first settled, they had run efficiently and well on a system of representative government. The Great Compromise The Great Compromise There were two primary causes of disagreement among the delegates. One was the issue of states’ rights versus the powers of the central government. The other was the concern for equal representation for small and large states. The Virginia Plan With the support of James Madison, Edmund Randolph of Virginia proposed the first detailed plan for a new government. The Virginia Plan called for a bicameral legislature in which each state would be represented in proportion to its population. Randolph’s plan also included executive and judicial branches for the national government. The New Jersey Plan On June 16, William Patterson of New Jersey presented a second idea for the new government. The New Jersey Plan called for equal representation of all states in both houses of the legislature. The New Jersey Plan did not garner as much support as the Virginia Plan, although many of its ideas appeared in the final Constitution. Many of the delegates were wary of any notion of direct democracy, but they did believe that since government should represent the people, it must in part be freely elected. Therefore, they agreed on a bicameral legislature with a popularly elected lower house, the House of Representatives, and an appointed upper house, the Senate. The existence of two houses meant that each would provide a check on the power of the other. To settle the question of equal representation of all the states, the delegates agreed that states would be equally represented in the Senate, with two votes for each, but proportion- ally represented in the House, with larger states having more representatives than smaller ones. Roger Sherman of Connecticut, one of only four men who attended both the Second Continental Congress and the Constitutional Convention, proposed this plan, known as the Great Compromise. Fierce debate over how to determine a state’s population ensued. Southerners wanted their slaves counted toward the total population of their states, because this would mean more representatives in the House. Northern states protested that since slaves were treated as property rather than people, with no civil rights, they should not be counted toward the total population. On July 11, the Three-Fifths Compromise established that each slave would be counted as three-fifths of a person in determining a state’s population. In August, the debate turned to national control over trade. Over southern protests, the delegates agreed to give Congress the power to pass navigation acts. Over northern protests, they agreed to prevent Congress from passing any laws restricting the slave trade until 1808. As the delegates to the Second Continental Congress had done in 1776, the delegates to the Constitutional Convention passed up a chance to resolve the issue of slavery once and for all. This surrender to compromise would prove to affect the nation more than any other issue over the next two centuries. By September 8, the debates had drawn to a close and the convention had appointed a committee to write the Constitution in its final form. Gouverneur Morris of New York completed most of this work by September 12, and the Constitution was signed on September 17. On that day, Benjamin Franklin, the oldest of the delegates at age 81, made a speech praising the efforts of the convention and urging the delegates to join in friendship and forget their differences: Mr. President, I confess that there are several parts of this constitution which I do not at present approve, but I am not sure I shall never approve them: For having lived long, I have experienced many instances of being obliged by better information, or fuller consideration, to change opinions even on important subjects, which I once thought right, but found to be otherwise. . . . In these sentiments, Sir, I agree to this Constitution with all its faults, if they are such; because I think a general Government necessary for us, and there is no form of Government but what may be a blessing to the people if well administered, and believe farther that this is likely to be well administered for a course of years, and can only end in Despotism, as other forms have done before it, when the people shall become so corrupted as to need despotic Government, being incapable of any other. . . . On the whole, Sir, I can not help expressing a wish that every member of the Convention who may still have objections to it, would with me, on this occasion doubt a little of his own infallibility, and to make manifest our unanimity, put his name to this instrument. An Overview of the Constitution An Overview of the Constitution The Constitution begins with the following Preamble: We the People of the United States, in order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defense, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America. The opening of the Preamble is remarkable for its first three words. “We the People” suggests that symbolically, the government is a democracy, not a republic—that rather than being written by the representatives, the founding document of the nation was actually written and approved by the people themselves. This shows the framers’ concern for the Lockian principle of government by the consent of the governed. The Constitution is divided into seven articles, as follows: Describes the legislative branch with two houses, a Senate and a House of Representatives. Senators are chosen by state legislatures; there are two for each state. Representatives are Article popularly elected; there is one for every 30,000 people in a I state (excluding Indians, and counting each slave as three-fi fths of one person). Gives the rules by which the legislature will conduct business and pass laws. Describes the executive branch, which will be headed by a Article President. In a system known as the electoral college, voters will choose electors who will in turn cast their votes for II president. Sets forth the duties and powers of the President. Describes the judicial branch, which will consist of a Supreme Article Court with nine justices who will serve for life during good III behavior. Article Describes the powers and rights of the states. IV Article Describes the process by which the Constitution can be amended. V States that the Constitution is the supreme law of the land and Article that no religious test will be administered as a qualifi cation for VI office. Article States that the Constitution will become law when nine states have ratified it. VII Checks and Balances in the Constitution Checks and Balances The Constitution was specifically designed so that no one branch of the government could establish tyranny over either of the other two branches. Each branch has checks on the power of the others. Executive branch. The president can veto congressional legislation. The president has the power to nominate Supreme Court justices. Legislative branch. Congress can override a presidential veto with a two- thirds vote of both houses, and can impeach a president, vice president, or Supreme Court justice for committing “high crimes or misdemeanors. Congress can also refuse to appoint a Supreme Court justice nominated by the president. Judicial branch. The Supreme Court can overturn congressional legislation that it deems unconstitutional. The chief justice presides over the impeachment of a president. Justices serve for life, under good behavior, and are therefore not subject to outside pressure to keep their seats on the bench. The citizens. The people have the power of their votes; they can refuse to reelect any president, senator, or representative whom they do not support. Additionally, a free press (guaranteed in 1791 in the First Amendment) is a popular check on the power of all three branches; it reports and comments on their proceedings, keeping the people informed and always reminding elected leaders, candidates for office, and prominent citizens that their actions will be made public. Ratification of the Constitution The Struggle for Ratification Elbridge Gerry of Massachusetts and Edmund J. Randolph and Thomas Paine of Virginia refused to sign the Constitution, feeling that it gave too much power to the central government. Their refusal foreshadowed the struggle for ratification that would end in the addition of ten amendments to the Constitution. These amendments are collectively known as the Bill of Rights. Those who supported the Constitution were called Federalists because they had designed a federal government—one in which the national and state governments shared power and authority. Those who opposed the Constitution as originally written were known as the Antifederalists. Both sides took their case directly to the voters in pamphlets, speeches, and newspaper editorials. The Antifederalists feared a repetition of what had happened between the colonies and Great Britain: that local interests would be ignored in favor of national ones, that a distant central government would ignore the people it had been designed to represent, and that smaller and weaker states would come under the sway of the larger, more powerful states. Above all, the Antifederalists stressed the fact that the Constitution said nothing about the rights of individual citizens. James Madison had been the best-prepared delegate at the Constitutional Convention. He had shut himself up in his Virginia home for months before the convention, reading historical and political works as he considered what kind of government would best suit the United States. His detailed written notes of the debates in the Constitutional Convention have been a priceless record for historians to study ever since. Now Madison took pen in hand to defend the Constitution. Beginning in October 1787, a series of essays known collectively as the Federalist Papers began to appear in print. Signed with the name Publius, these essays presented a variety of reasoned arguments in favor of the Constitution. “Publius” was actually three men: Alexander Hamilton, wrote fifty-one of the essays, Madison, twenty-nine, and John Jay, five. The entire collection was published together in the spring of 1788. By far the most famous of the Federalist Papers is number 10, written by Madison. In this essay, Publius discusses the danger of factions—what we today call “special-interest groups.” He argued that the United States included so many factions that only a representative central government, in which all factions had an equal voice, could possibly succeed, as smaller local governments were bound to discriminate in favor of the majority. With so many diverse interests in the national government, Publius argued, there would be no danger of any one faction gaining a majority. Ratification and Its Aftermath By May 1788, eight of the nine necessary states had ratified the Constitution: Delaware, Pennsylvania, New Jersey, Georgia, Connecticut, Massachusetts, Maryland, and South Carolina. On June 21st, New Hampshire became the ninth state to ratify the Constitution, making it officially the law of the land. Virginia was one of the largest and most powerful states; thus, its ratification was especially crucial to the success of the Constitution. After intense debate, Virginia ratified the Constitution with recommendations that it be amended. Led by Antifederalist Patrick Henry, those who opposed the Constitution offered the Congress a bill of rights and twenty suggested changes to the Constitution. New Hampshire became the ninth state to ratify; Virginia and New York followed. On July 2, Congress announced that the Constitution had been ratified. On September 13, it called for the first national elections. As everyone had expected, George Washington was elected president. John Adams had come in second in the voting and was named vice president. George Washington took the oath of office on the steps of Federal Hall on Wall Street in New York, which was then the national capital. The first Congress of the United States, comprising 59 representatives and 22 senators, convened in New York in March, 1789. The Bill of Rights As the First Congress of the United States opened, James Madison immediately moved to begin work on a Bill of Rights. On September 9, Congress submit- ted twelve amendments to the states; ten of these were ratified and formally became part of the Constitution on December 15, 1791. The Bill of Rights includes the following important individual rights and freedoms: The Bill of Rights First Amendment Second Amendment Third Amendment Fourth Amendment Fifth Amendment Sixth Amendment Guarantees freedom of religion, freedom of speech, freedom of the press, freedom to peaceably assemble, and the right to petition the government for redress of grievances. States that the people have the right to keep and bear arms because a well-regulated militia is necessary to the state. Guarantees that private citizens cannot be forced to house soldiers in peacetime, and can be forced to house them in wartime only by the passage of laws to that effect. Protects the people against unreasonable search and seizure of personal property. Requires probable cause for the issue of a search warrant. Protects an accused criminal from selfincrimination; outlaws double jeopardy; requires a grand jury indictment for trial; requires due process of law. Guarantees a speedy and public trial by jury; requires that an accused criminal be told the charges against him and be confronted with the evidence, and guarantees him the right to present his own case and to legal representation. Requires a trial by jury in any case where the disputed value of property exceeds $20. Seventh Amendment Eighth Bans excessive bail and cruel or unusual punishment. Amendment States that listing certain rights in the Constitution does Ninth not imply that the people do not have other rights as Amendment well. States that any powers not delegated to the national Tenth Amendment government are reserved to the states, or to the people. 1. All of these leaders contributed to the Federalist Papers except _____________ A. James Madison. B. Alexander Hamilton. C. Benjamin Franklin. D. John Jay. 2. What power does the president have over the Supreme Court? A. The president can veto legislation. B. The president can nominate justices. C. The president can appoint justices. D. The president can impeach justices if they commit crimes. 3. In what way is a free press a check on the power of the government? A. It keeps the people informed of the leaders’ actions and decisions. B. It argues that individual citizens should be allowed to vote. C. It establishes the rights and freedoms of the citizens. D. It argues for compromise among various factions. 4. A federal government is defi ned as one in which ___________________ A. the state governments have more power than the national government. B. the national government has more power than the state governments. C. the national and state governments share power equally. D. there is a national government but no state or local governments. 5. The idea for a government with three branches, each with power over the other two, originally came from ______________ A. ancient Rome. B. medieval Britain. C. the Enlightenment. D. Colonial custom and experience. 6. How does the Great Compromise diff er from earlier ideas for the national legislature? A. It provides for a bicameral legislature. B. It requires proportional representation in both houses. C. It requires equal representation in both houses. D. It provides for proportional representation in one house and equal representation in the other. 7. The Antifederalists’ greatest concern about the Constitution was that it did not __________________ A. provide for a balanced government. B. address the subject of individual rights. C. prevent the danger of factions taking power. D. treat the interests of all states impartially. 8. The First Amendment establishes all of the following except ________________ A. freedom of speech. B. freedom of the press. C. free exercise of religion. D. freedom from slavery. 9. All of these except ____________ were important in shaping the thinking of the delegates at the Constitutional Convention. A. the Magna Carta B. The Spirit of Laws C. the English Bill of Rights D. the Federalist Papers 10. Proceedings of the Constitutional Convention were kept secret during the period of debate because the delegates ___________________ A. did not want to be subjected to outside pressure to vote a certain way. B. knew that their work would be unpopular with their constituents. C. were afraid of provoking a popular uprising. D. knew that foreign spies might report their activities to other governments.