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MOASG – 2012 Page 1 IB 20th Century Topics Papers 1 and 2 This is: THE MOTHER OF ALL STUDY GUIDES Mr. Slater Sumner Senior High School Class of 2012 Paper 1: The Interwar Years – 1919 – 1939 Paper 2: Causes Practices and Effects of War Paper 2: The Cold War – 1945 – 1991 This paper is not to be redistributed to any members of any school in the world, without written authorization of Bryan Slater. MOASG – 2012 Topic 1: Causes, practices and effects of wars War was a major feature of the 20th century. In this topic the different types of war should be identified, and the causes, practices and effects of these conflicts should be studied. Major themes Different types and nature of 20th century warfare • Civil • Guerrilla • Limited war, total war Origins and causes of wars • Long-term, short-term and immediate causes • Economic, ideological, political, religious causes Nature of 20th century wars • Technological developments, tactics and strategies, air, land and sea • Home front: economic and social impact (including changes in the role and status of women) • Resistance and revolutionary movements Effects and results of wars • Peace settlements and wars ending without treaties • Attempts at collective security pre- and post-Second World War • Political repercussions and territorial changes • Post-war economic problems Material for detailed study • First World War (1914-18) • Second World War (1939 - 45) Topic 5: The Cold War This topic addresses East–West relations from 1945. It aims to promote an international perspective and understanding of the origins, course and effects of the Cold War—a conflict that dominated global affairs from the end of the Second World War to the early 1990s. It includes superpower rivalry and events in all Page 2 areas affected by Cold War politics such as spheres of interest, wars (proxy), alliances and interference in developing countries. Major themes Origins of the Cold War • Ideological differences • Mutual suspicion and fear • From wartime allies to post-war enemies Nature of the Cold War • Ideological opposition • Superpowers and spheres of influence • Alliances and diplomacy in the Cold War Development and impact of the Cold War • Global spread of the Cold War from its European origins • Cold War policies of containment, brinkmanship, peaceful coexistence, détente • Role of the United Nations and the Non-Aligned Movement • Role and significance of leaders • Arms race, proliferation and limitation • Social, cultural and economic impact End of the Cold War • Break-up of Soviet Union: internal problems and external pressures • Breakdown of Soviet control over Central and Eastern Europe Material for detailed study • Wartime conferences: Yalta and Potsdam • US policies and developments in Europe: Truman Doctrine, Marshall Plan, NATO • Soviet policies, Sovietization of Eastern and Central Europe, COMECON, Warsaw Pact • Sino–Soviet relations • Germany (especially Berlin (1945‑ 61)), Korea, Cuba, Vietnam, • Castro, Gorbachev, Kennedy, Mao, Reagan, Stalin, Truman MOASG – 2012 Page 3 Mother of all Study Guides I. Types of war: a. Total – All resources in a given country are committed to war. i. All people are subject to destruction in total war. ii. The whole society is mobilized for war, politically, ideologically, physically, mentally, production-wise and fighting-wise. iii. Intensely focused with strategic attacks on civilian targets. Most of the time, the entire industrial make up of a country is controlled by the government. b. Guerilla – Sun Tsu and The Art of War c. Limited – Not inclusive of all facets of society. Typically no home front. II. Types of War Historiography: a. Sir Basil Henry Liddel Hart – i. Total War guy: “If both sides possess atomic weapons, total war is nonsense.” ii. “Even the preparation for it is likely to carry more evils in its train, without bearing any good promise in the event of victory.” iii. “The more total the war, the more likely freedom is permanently lost.” b. Sun Tsu – i. Guerrilla War guy: “All warfare should be based on the principle of exploiting the weakness of the enemy. ii. Wrote his book The Art of War. ___________________________________________________________________________________________________ III. Causes of WWI a. MAIN – Sidney B. Fay i. See Historiography Section Below. Incidents which increased tension 1900-1914 In addition to the underlying causes of the First World War, the new century saw a number of incidents that only served to increase tension further across Europe. From sub-Saharan Africa across to Eastern Europe, the major powers clashed in desperate bids to conquer land, gain respect and secure superiority over each other. The final straw was the assassination of Franz Ferdinand in June 1914. Within six weeks, Europe was at war. During 1900-1914, the great powers of Europe clashed a number of times. Each of these events increased international tension and rivalry, and made war more likely. War was going to come sooner or later. Some of the Short Term events leading to war: First Moroccan crisis 1905 Kaiser Wilhelm promised to support the sultan of Morocco against France's attempts to take over the country. Bosnia 1908 Austria annexed Bosnia in the Balkans from Turkey. This annoyed Serbia, which had wanted to take over the area. Russia wanted to help Serbia, but had to back down. Dreadnought crisis 1909 Scared by the growing German navy, the British people demanded that the government build eight of the new Dreadnought battleships. Second Moroccan Crisis There was a revolution in Morocco, so France sent an army to take over. Kaiser Wilhelm sent the gunship 'Panther', but Britain and France forced him to back down. Assassination of Franz Ferdinand 1914 The heir to the throne of Austria-Hungary was shot by Gavrilo Princip, a young Serb terrorist, in Sarajevo in Bosnia. Events and consequences 1. 2. 3. 4. The first Moroccan crisis and Second Moroccan Crisis made France think that Germany wanted to destroy its empire. The Dreadnought crisis showed that the British thought Germany wanted to challenge the British navy. Bosnian Crisis and the assassination of Franz Ferdinand made Austria-Hungary determined to destroy Serbia. Bosnia made Russia determined to support the Serbs. MOASG – 2012 Page 4 5. The Second Moroccan Crisis made Germany determined to stand up to France and Britain. __________________________________________________________________________________________________ Treaties signed prior to the War and Long Term Causes of the War Treaty of London, 1837 – 1839 Germany asks Britain to ignore this document so they can reach Paris faster. Britain says nope. Takes them into war. The 1839 Treaty of London derives its significance from Article 7, which bound Britain to guard the neutrality of Belgium in the event of the latter's invasion. The German Government, intending to do just that so as to reach France (specifically Paris) all the faster in the opening weeks of the First World War, asked the British government in August 1914 to effectively ignore the "scrap of paper" committing Britain to the defense of Belgium. Britain refused, Germany invaded Belgium anyway: and Prime Minister Asquith took Britain into the Great War on 4 August 1914. Primary Documents: Ems Telegram, 1870 The Ems Telegram was ostensibly a telegram from the Prussian Kaiser, Wilhelm I, to his Prime Minister Otto von Bismarck which, when published (and as anticipated by Bismarck) precipitated the Franco-Prussian War of 1870-71. The telegram’s contents outlined the details of a disagreement between Wilhelm and the French ambassador concerning the succession to the Spanish throne. Bismarck subtly doctored the telegram to give the impression that each side had insulted the other. Primary Documents: Dual Alliance, 7 October 1879 The Dual Alliance treaty, signed by Germany and Austria-Hungary, promised aid to each other in the event of an attack by Russia, or if Russia aided another power at war with either Germany or Austria-Hungary. Should either nation be attacked by another power, e.g. France, they were to remain - at the very least - benevolently neutral. This alliance, unlike others, endured until war in 1914. Bismarck, the architect of the treaty, was keen to establish the first of numerous alliances to provide newly united Germany with allies against a future possible attack by France. Primary Documents: Three Emperors League, 18 June 1881 Having secured the creation of a united German Empire following the successful outcome of the Franco-Prussian War in 1871, Bismarck was keen to consolidate Germany's position via the construction of alliances with other major powers. In so doing Bismarck was acknowledging that France would remain a threat, one set upon avenging her humiliating defeat in ceding Alsace and Lorraine to Germany at the conclusion of the 1870-71 war. Bismarck set about the establishment of numerous alliances with, in 1873, the creation of the Three Emperors League. This agreement tied Germany, Austria-Hungary and Russia to each other's aid in time of war. The agreement however only lasted until 1878 with Russia's withdrawal; Bismarck then agreed a new Dual Alliance with Austria-Hungary in 1879. Primary Documents: Triple Alliance, 20 May 1882 Negotiated and signed in May 1881, the Triple Alliance brought Italy into the alliance previously agreed between Germany and AustriaHungary (in 1879) as a counterweight to France and Russia. Under the provisions of this treaty, Germany and Austria-Hungary promised to assist Italy if she were attacked by France, and vice versa: Italy was bound to lend aid to Germany or Austria-Hungary if France declared war against either. Additionally, should any signatory find itself at war with two powers (or more), the other two were to provide military assistance. One of the chief aims of the Triple Alliance was to prevent Italy from declaring war against Austria-Hungary, towards whom the Italians were in constant dispute over territorial matters. MOASG – 2012 Page 5 Although regularly renewed up until the outbreak of war in 1915, the Triple Alliance was essentially ineffective with regard to Italy’s participation, for in 1902 (just five months after the latest renewal of the Alliance) Italy reached an understanding with France that each would remain neutral in the event of an attack upon the other. Primary Documents: Reinsurance Treaty, 18 June 1887 Bismarck, having achieved the creation of a united German empire in 1871, remained keen to protect against its possible break-up by a combined two-front attack from French and Russia. Thus his alliance with Russia in 1887, the so-called Reinsurance Treaty, was intended at avoiding that possibility, although under the terms of the agreement Russia was not bound to come to Germany's aid if the latter attacked France (or if Russia declared war with Austria-Hungary, Germany's close ally). Germany essentially paid for Russia's benevolence by recognizing Russia's sphere of influence in Bulgaria and Eastern Rumelia (now part of southern Bulgaria), and by agreeing to support any Russian action to retain control of the Black Sea. The treaty itself ran for three years, after which it was allowed to lapse. Subsequently Russia allied herself with Britain and France in the Triple Entente. Primary Documents: Franco-Russian Military Convention, 18 August 1892 Not published until 1918, the Franco-Russian Military Convention of 18 august 1892 drew France and Russia closer together, and together with Britain, ultimately formed the Triple Entente. The Franco-Russian Military Convention was signed two years after the German-Russian Reinsurance Treaty had been allowed by Russia to lapse. Increasingly Russia's future alliance lay with France and Britain, in opposition to Germany, Austria-Hungary and Italy (who ultimately formed the Central Powers). In short, should France or Russia be attacked by one of the Triple Alliance signatories - or even should a Triple Alliance power mobilize against either, the other power would provide military assistance. Primary Documents: Anglo-Japanese Alliance, 30 January 1902 The Anglo-Japanese Alliance of 1902, which was to run for five years before being renewed, was primarily directed against the potential shared menace posed, it was believed, by France and (most probably) Russia in the Far East. The alliance obligated either power to remain neutral if one or other found itself at war. However, should either power be obliged to fight a war against two or more powers, the other signatory was obliged to provide military aid. The alliance was renewed in 1905 to take into account Japan's recent successful war against Russia. Primary Documents: Entente Cordiale, 8 April 1904 The Entente Cordiale, an agreement between Britain and France, resolved a number of longstanding colonial disputes, and established a diplomatic understanding between the two countries, which however stopped short of binding either to any military undertaking in support of the other. France, keen to build a buffer against possible German aggression, signed the agreement in a bid to encourage an Anglo alliance with France. Similarly Britain was willing to encourage co-operation between the two countries with an eye on Germany's decision to expand her naval strength in competition with Britain. Germany, concerned over the signing of the entente agreement, determined to test its practical strength by provoking a crisis in Morocco in 1905, leading to the Algeciras Conference (1906). The entente was extended in 1907 to include Russia, culminating in the alliance that formally took on the Central Powers during World War One. Primary Documents: Anglo-Russian Entente, 1907 With the Anglo-Russian Entente of 1907, following the Anglo-French Entente Cordiale of 1904, the so-called Triple Entente of Britain, France and Russia was established. MOASG – 2012 Page 6 The Triple Entente stood in opposition to the Triple Alliance (otherwise referred to as the Central Powers) of Germany, Austria-Hungary and Italy. Primary Documents: Proclamation of the Young Turks, 1908 Reproduced below is the proclamation issued by the Young Turks in 1908 with their coming to power in Turkey. With the coming of war in Europe in August 1914 the Young Turk administration proved far more receptive to German friendship than to approaches from the Allies, and eventually ended a stance of neutrality at the end of August 1914 by declaring an alliance with Germany (secretly agreed as early as 2 August 1914). Primary Documents: President Woodrow Wilson's Inauguration Address, 4 March 1913 Reproduced below is the inauguration address of incoming President Woodrow Wilson, who won the Presidential election of November 1912. Wilson was subsequently re-elected as the President who kept America out of the First World War in November 1916. The U.S. was obliged however to enter the war five months later in the wake of Germany's new (and provocative) policy of unrestricted submarine warfare. Primary Documents: Crown Prince Wilhelm on the Prospect of War, 1913 Reproduced below is an excerpt from Crown Prince Wilhelm's book Germany in Arms, published in 1913. In the extract Wilhelm - the son of Kaiser Wilhelm II and heir to the throne - enthused about the prospect of war in Europe, arguing that peace was un-advantageous to Germany. IV. Causes of WWI Historiography a. The first formal Causes of WWI that was written down was the Treaty of Versailles, signed by the winners of the war. i. The war was premeditated by Germany and its allies and resulted from ‘acts deliberately committed in order to make it unavoidable.’ ii. Germany and Austria-Hungary deliberately worked to defeat ‘all the many conciliatory proposals made by the Entente powers to avoid war’. iii. Article 231 of the Treaty: War Guilt Article blames Germany. iv. Other Articles: b. Historians i. Fritz Fischer 1. German Historian 2. Wrote a book in 1961 called the Grab for World Power. This was eventually published in English. 3. Apportioned chief responsibility to Germany for preparing and launching WWI. a. Germany encouraged Austria-Hungary to start a war with Serbia, and continued to do so, even when it seemed clear that such a war could not be localized. b. Once the war began, Germany developed a clear set of aims, already discussed before the war, to gain large territorial gains in central and eastern Europe, very similar to Hitler’s later craving for “living space” in Eastern Europe. – McDonough, 26. 4. Most famous for portraying Bethmann Hollweg as the prime mover of German policy during the July Crisis once war began. 5. Until Fischer’s thesis, the most commonly understood cause of WWI was that of “Collective Responsibility.” Fischer’s thesis blew up that theory and made the debate that much more sophisticated through the 1960’s. By the 1970’s, people agreed with Fischer. ii. Gerhard Ritter – McDonough, 28. 1. German Historian 2. Critic of Fischer’s Thesis 3. Called Fischer’s thesis “An act of National Disloyalty.” iii. Sidney B. Fay 1. 1930 – published a study which argued that no European power watned war in 1914 and that all, to greater or lesser degrees, must share the blame. a. Germany did not plot the war and was a casualty of its alliance with Austria-Hungary. b. Austria-Hungary was most responsible, but felt that it was acting in self-defesne against the expansion of Serb Nationalism. c. Serbia may not have wanted war, but believed that it would be forced to fight. MOASG – 2012 Page d. e. f. 7 Russia was partly responsible, for encouraging Serbia and mobilizing its troops in a Militaristic fashion. France can be blamed in a roundabout way for its determination to support Russia. Britain did make efforts for peace, but did hardly anything to restrain Russia or France through the Alliance System. All countries had Imperialistic interests prior to the war and felt the need to protect those interests. iv. Paul Schroeder 1. “The disaster of 1914 did not derive from a failure of politicians, military men, various interest groups and the broad public to appreciate the long-range advantages of peaceful international co-operation over un-restrained competition and conflict. It lay rather in the structure of international politics – the fact that individual states would not, and could not, either separately or together leap from a powerbased competitive system to a rule-based one.” Schroeder, 38. a. In other words, structure of international power politics, not economic factors, was the central determinant of the outbreak of WWI. Practices of WWI a. Weapons b. Technological innovations c. Trench Warfare d. Censorship during times of war i. DORA ii. Sedition and Espionage Acts during WWI in both Europe and America – proves war may have been total. e. Big Bertha f. Aircraft g. U-Boats Effects of WWI a. Treaty of Versailles b. League of Nations c. Read this article on Reparations: V. VI. Extra World War I Facts: - Schlieffen Plan The plan was the work of the German army chief-of-staff Alfred von Schlieffen. It took nine years to devise - it was started in 1897, presented in 1905, and revised in 1906. The plan imagined a huge hammer-blow at Paris, using 90 per cent of the German army, swinging down through Belgium and northern France, to take out France in a quick, decisive campaign. It was a plan of attack - for Germany, mobilization and war were the same thing. It was Germany's only plan for war. It did not plan for a situation where Germany was at war with Russia, but not with France. When the German chancellor Bethmann-Hollweg asked: "Is the Fatherland in danger?", the German general Moltke declared: "Yes". In the event, Russia took only ten days to mobilize, and Moltke was forced to send some troops to the eastern front, which weakened the main attack on Paris. When the German army asked permission to go through Belgium on 2 August 1914, the Belgians refused, so the German army had to fight its way through Belgium. This slowed it down and tired the soldiers. Britain's decision to uphold the 1839 Treaty with Belgium amazed the Germans. "For a scrap of paper, Great Britain is going to make war?" said the amazed Bethmann-Hollweg. In the event, the British Expeditionary Force (BEF) arrived to resist the Germans, and held them up at the Battle of Mons on 23 August 1914. With his army exhausted and many of his best forces killed, Moltke was defeated at the battle of the Marne on 6-10 September 1914. "Sir, we have lost the war," he told the Kaiser. VII. VIII. Causes of WWII LONG TERM: The Sino-Japanese War 1894-1895 A number of factors had brought about a political situation favourable to Japan's militarists on this occasion. The need to defend Japan against the threat of foreign military power had always been a high priority of the Meiji imperial government, and it viewed the continuing political instability in Korea as a serious problem because of that country's strategic location on the western approaches to Japan's home islands. The assertion by China, Japan's ancient enemy, of a prior right to intervene in Korea's internal affairs was viewed by the imperial government as raising a threat to Japan's security. There was historical justification for this concern. Mongol armies from China had twice MOASG – 2012 Page 8 used Korea as a launching point for invasion of Japan in the thirteenth century. Although the invasions were repelled, the invasions undermined central government by the Hojo regency, and led to three centuries of increasing internal disorder. Since 1885, Tsarist Russia had been showing increasing interest in Korea as a possible avenue for Russian access to the Pacific Ocean by means of a continually ice-free port. This Russian interest in Korea had caused alarm in England, China and Japan. When Russia announced in 1891 its intention to construct the Trans-Siberian Railway for the purpose of linking Moscow to the Russian Pacific port of Vladivostok, Japan viewed this proposal as a threat to its interests in Korea. The Trans-Siberian Railway would bring the military power of Russia to Japan's very doorstep. In addition to these serious foreign policy issues, the imperial government was troubled by a major domestic problem. The national parliament (Diet) inaugurated in 1890 had not proved as easy to deal with as the imperial government had expected. The Diet had been repeatedly refusing to accept naval estimates presented by the government, and on each occasion, it had required an appeal to the Diet by Emperor Meiji to resolve the deadlock. In this climate of serious threats to Japan's interests in Korea and continuing parliamentary obstruction of defence budgets, the militarists and bureaucrats in the imperial government joined forces to demand military intervention in Korea. They claimed publicly that this was necessary to protect Japan's vital national interests in Korea, but they privately viewed a foreign war as a useful way to unite all Japanese behind the government in bonds of patriotism, and their views prevailed. The imperial government rejected China's claim to a special relationship with Korea, and rushed troops to the Korean capital Seoul, where the Japanese and Chinese armies confronted each other. When the Chinese rejected an offer from Japan to work with China to solve Korea's internal problems, Japanese troops seized the king of Korea and replaced his government with a government sympathetic to Japan. The new Korean government then requested that Japanese troops expel China's army from Korea. Japan's army in Korea was smaller than China's, but it was better trained and organised. The Chinese army suffered successive defeats, and eventually withdrew from Korea and retreated across China's northern region of Manchuria with the Japanese army in pursuit. Japanese troops occupied China's Liaotung Peninsula which projects into the Yellow Sea between China and Korea. Military occupation of this strategically vital peninsula could enable a hostile nation to impede or block access from China's capital Peking (now Beijing) to the Yellow Sea and the Pacific Ocean. China's northern fleet was defeated in a naval battle in the Yellow Sea, and Japanese troops landed on the coast of China's north-east Shantung region. With its capital menaced by Japanese troops from two directions, and its calls for aid from Western powers ignored, China was forced to humble itself and beg Japan for an end to hostilities. The Treaty of Shimonoseki - Japan imposes harsh Terms for Peace on China Encouraged by the refusal of Western powers to aid China, Japan's imperial government felt that it could impose harsh terms for peace on China. In 1895, at Shimonoseki on Japan's largest home island of Honshu, the humiliated Chinese government was forced to accept peace terms which included: China to acknowledge Korea's independence; China to surrender to Japan the island of Formosa and the strategic Kwantung Peninsula on the southern coast of Manchuria; heavy monetary compensation to Japan for its costs of the war; and China to provide Japan with generous trading advantages. The demand that China surrender to Japan the strategic Kwantung Peninsula was a bold one, but it had been forced on the reluctant imperial government by the commanders of Japan's victorious army and navy who were determined to gain a strategic foothold for Japan in this vital area between China and Korea. Japan's military and naval triumphs against China produced a wave of patriotic fervour in the Japanese people who united in support of the imperial government. Japan had proved itself to be a military power in East Asia. The Diet unanimously approved massive war budgets. The territorial gains and national unity achieved by the imperial government in its first foreign war appeared to justify completely the aggressive foreign policy that had been demanded by the militarists. Japan had taken the first successful step in what would be a vigorous policy of territorial expansion in East Asia. Russia intervenes to undermine Japan's gains by the Treaty The party mood in Japan was quickly dispelled by Russian intervention. In its quest for year round access to the Pacific Ocean by means of an ice-free port, Russia had its own secret designs on the Kwantung Peninsula, and in particular, Port Arthur, which was located at the southern tip of the peninsula. Within a week of the Treaty of Shimonoseki being signed, Russia, posing as China's saviour, and with the support of France and Germany, informed Japan that its acquisition of the strategic Kwantung Peninsula posed a threat to peace in East Asia. The three Powers demanded that Japan renounce its acquisition of the Kwantung Peninsula. Despite Britain's refusal to participate in this demand, the military power facing Japan was still formidable, and the imperial government submitted. When the amended Treaty of Shimonoseki was finally ratified at the Chinese port of Chefoo, a menacing Russian naval squadron lay off-shore as a clear warning to Japan's delegates. When the Japanese public heard that their government had agreed to forgo Japan's claim to the Kwantung Peninsula at the insistence of Russia and other foreign governments, a sense of national humiliation led to widespread public indignation. The fact that Japan's militarists in the imperial government had been too greedy in their demands was lost on the public. Having ousted Japan from the Kwantung Peninsula, the Russians then called on the Chinese to acknowledge Russia's intervention by permitting the Trans-Siberian Railway to run across Manchuria. Fearing Japan more than Russia, the Chinese agreed. With China having MOASG – 2012 Page 9 been ousted completely from Korea by the Japanese, and having their own secret designs on the whole of Korea, the Russians then insisted that Japan and Russia become joint "protectors" of Korea. Japan had removed by military force the perceived threat of China as "protector" of Korea, but an even greater menace to Japan in the form of Tsarist Russia had replaced China. While smarting under the continuing humiliations imposed on Japan by Russia, the Japanese militarists would again bide their time until Japan had achieved the military strength to deal with the Russian menace Russia acquires the Territory in Manchuria from which it had ousted Japan. Germany now took advantage of China's military weakness by demanding a lease of Kiachow Bay and the adjacent port of Tsingtao on the coast of China's Shantung region for a naval base. These acquisitions would provide Germany with a naval base on the Yellow Sea directly opposite the western coast of Korea. The Chinese government agreed to Germany's demands. The Russians were furious when they discovered that Germany had secured the only good naval harbour on China's north-east coast, and they demanded from China a lease of the southern tip of the Kwantung Peninsula, including Port Arthur. China agreed, and in 1898, it granted Russia a twenty-five year lease of the strategic territory on the coast of Manchuria from which Russia, Germany and France had evicted Japan only three years earlier. The Chinese also agreed to allow the Russians to run a branch line from their Trans-Siberian Railway to Port Arthur. This humiliating development also realised Japan's worst fears. The military power of Russia had been brought to Japan's doorstep by means of an ice-free port. The Anglo-Japanese Alliance 1902 During the Boxer Rebellion in China, Russian troops occupied China's region of Manchuria to protect Russia's railway line to Port Arthur. When the rebellion was over, Russia did not withdraw its troops and attempted to take advantage of China's weakness by demanding increased political and economic influence in Manchuria. This increasing projection of Russian power in East Asia alarmed Great Britain and Japan. Britain was concerned to protect her commercial interests in northern China. Japan was concerned about the continuing presence of Russian troops in Manchuria, and the threat that they posed to Japan's national interests in Korea. To protect those interests, the two powers signed the first Anglo-Japanese Alliance in 1902. In a key provision of the alliance, Britain acknowledged Japan's special relationship with Korea. The alliance was clearly directed at Russia, and caused the Russians to back down publicly over their claim to a "sphere of influence" in Manchuria. Russia also agreed to remove Russian troops from Manchuria by September 1903. However, Russia did not withdraw her troops, and secretly pressed demands at Peking for tighter Russian control over Manchuria. Militarists were in the ascendancy in the Russian government. They had the ear of Tsar Nicholas II, and they were determined to maintain Russian control of Manchuria and to challenge Japan's position in Korea, using military force if necessary. Japan had had enough of Russian scheming, and with the backing of its alliance with Great Britain, the imperial government sought an understanding with Russia in relation to both Manchuria and Korea in July 1903. While prepared to acknowledge Russia's special economic interests in Manchuria, Japan wanted China's sovereignty over Manchuria respected, and administration of the region restored to China. For itself, Japan wanted Russia to acknowledge Japan's political and economic interests in Korea. Backed by Japanese public opinion which was demanding an end to the Russian occupation of Manchuria, the Japanese imperial government had already decided to resort to arms if negotiations with Russia failed. When the Russians refused to agree to Japan's proposals, the imperial government broke off diplomatic relations with Russia on 6 February 1904. War was now inevitable. The Russo-Japanese War 1904-1905 On 8 February 1904, a Japanese naval squadron under the command of Admiral Heihachiro Togo launched a surprise attack on Russian warships at anchor in Port Arthur. Two days later, on 10 February 1904, Japan declared war on Russia. The land war between Japan and Russia was fought in Manchuria. On 1 May 1904, a Japanese army entered Manchuria from Korea. Within a few days, two additional Japanese armies landed on the coast of Manchuria near Russia's leased Port Arthur naval base. On 26 May, Japan's armies succeeded in cutting the Russian lines and forcing the Russian army to fall back to Port Arthur. A number of indecisive battles then followed. Fighting was halted by the bitter Manchurian winter, except at Port Arthur which was captured by the Japanese at enormous cost on 2 January 1905. The largest battle of the war was then fought at Mukden (now Shenyang) between February and March 1905. Again the Russians were forced to retreat, but the result was not conclusive. Although Japan had nearly half a million troops in Manchuria, Russian resistance was stubborn, and Russia could call on massive troop resources. The war was close to stalemate when a new factor intervened. Following the destruction of its Pacific naval squadron at Port Arthur, Russia had despatched its Baltic Fleet to the Pacific to challenge Japan's navy, and hopefully, destroy it and cut off the supply line to Japan's armies in Manchuria. After a long and leisurely voyage around the Cape of Good Hope, the Russian ships were badly in need of repair and their speed was hampered by accumulated marine growth. Even without these disadvantages, the Russians stood little chance. Their ships were either obsolete or obsolescent, crew morale was not good, and their crews lacked the leadership, seamanship, and gunnery skills of the Japanese. The Baltic Fleet was intercepted by Admiral Togo on 27 May 1905 as it was passing through the Strait of Tsushima which lies between Japan and Korea. With the advantage of British naval training and more modern british-built ships, Vice Admiral Togo destroyed the larger Russian fleet. Despite the crushing Japanese naval victory at Tsushima, Russia was not defeated, and both powers were pleased to accept an offer by the American President, Theodore Roosevelt, to mediate. The war was proving to be a very heavy drain on Japan's human and financial resources. Russia was facing the threat of revolution at home. Both nations were battle-weary. The war was ended by a peace settlement arranged by President Roosevelt with the parties at Portsmouth, New Hampshire in 1905. The Treaty of Portsmouth saved Japan from MOASG – 2012 Page 10 economic disaster, and gave Japan control of Port Arthur and part of the island of Sakhalin. However, the Japanese did not receive financial compensation for the cost of the war. They felt cheated by this, and blamed the United States. While both parties to this war were clearly pursuing imperialistic ends, it has to be acknowledged that Japan had reason to be concerned about Russia's designs on Korea and the threat that those designs posed for Japan's security. The war left Japan with international recognition that it was the dominant power in East Asia and that north-east Asia was its sphere of influence. Admiral Togo's victory at Tsushima firmly cemented Japan's position as a major naval power in the Pacific. Japan seizes the Kingdom of Korea With international recognition that Korea fell within its sphere of influence, Japan now began to tighten its control over that unfortunate country with annexation in mind. By 1909, extreme militarists were in control of the imperial government, and only a pretext was needed. It came with the assassination of Prince Hirobumi Ito in the Manchurian city of Harbin by a Korean citizen on 26 October 1909. The assassination produced public demand in Japan for annexation of Korea, and the imperial government was happy to oblige. With no international support for his country's independence, the king of Korea submitted when Japan's Minister of War presented him with the document of annexation to sign on22 August 1910. Japan extends its Empire during World War I World War 1 provided Japan with a golden opportunity to extend its territory far across the Pacific at little risk to itself. After siding with the Allies against Germany, Japan took control of German commercial holdings in China and occupied the German-owned Mariana, Caroline and Marshall island groups which lie in the Pacific Ocean between the Philippines and Hawaii. At the end of World War 1, despite strong opposition from the United States, the League of Nations granted Japan trusteeship over these islands. Japan now had an empire extending from the Asian mainland to the central Pacific, and had replaced Russia as the dominant foreign influence in Manchuria. To back its expansionist foreign policy, Japan had the third largest navy in the world after those of Great Britain and the United States, and the largest navy in the western Pacific. Naval Limitation in the Pacific The rapid transformation of Japan in the space of fifty years from a technologic-ally backward feudal country to an aggressive major naval power set alarm bells ringing in Washington and those European capitals with interests in the western Pacific. The British were concerned about Japan's intentions towards their colonies of Hong Kong, Malaya and British Borneo. The Americans were deeply concerned that Japan's newly acquired mid-Pacific island possessions lay across their lines of communication between the Philippines and Hawaii. To meet this possible threat, the Americans reorganised their navy into Atlantic, Pacific and Asian fleets, and stationed their most powerful battleships in the Pacific. With the intention of avoiding a naval arms race with the Japanese, and reducing the potential for naval conflict in the Pacific, the Americans convened the Washington Naval Conference in 1921-22. The participating naval powers, including Japan, agreed to a tonnage ratio of 5:5:3 for large warships of the United States, Great Britain and Japan respectively. The apportionment of ship tonnage produced by the Washington Treaty was intended to prevent any one nation becoming a dominant naval power in the western Pacific, and recognised the fact that England had to protect an empire that stretched across the globe, while America had lengthy coastlines on two oceans and the Philippines to protect. The terms of the Washington Treaty were extended to 1936 by the London Naval Treaty of 1930. For the naval limitation treaty to work, it was necessary for Great Britain and Japan to abandon their alliance of 1902, and they agreed to do so. In 1921, Japan and Great Britain entered into an alliance with France and the United States. This Four Power Treaty required each country to respect territory of the other members and provided for mutual assistance should any one of the four powers be attacked by another country. The political problems created by foreign powers contending for commercial interests in China were addressed by the Nine Power Treaty in 1922. Each of the nine powers, including Japan, agreed to respect China's sovereignty and territorial integrity. The Rise of the Militarists in Japan While Japan was giving the appearance of being a good neighbour in the western Pacific during the 1920s by involvement in treaties designed to preserve peace, extremist elements in Japan's government, military and civilian population had privately never renounced the use of force to expand Japan's territory. Towards the end of the 1920s a combination of economic, social, and political factors played into the hands of the militarists. Having been barely touched by World War I, Japanese industry and trade had expanded dramatically during that war to fill the gap left by Europe's devastated industries. However, most of the raw materials needed to supply Japanese manufacturing industry had to be imported because Japan possessed inadequate natural resources. This problem was compounded by substantial population increase. Between 1918 and 1930, Japan's population had expanded dramatically and outstripped the capacity of the nation's resources to support it. To sustain its population blow-out, substantial food imports were essential, but foreign tariffs imposed on its exports of manufactured goods limited the capacity of Japan to pay for its food imports. Japan had tried to deal with its population problem by encouraging emigration of Japanese to countries such as the United States, but had met resistance from Americans who feared the loss of unskilled jobs to cheap immigrant labour. MOASG – 2012 Page 11 With China torn by revolution in the 1920s, Japan's militarists viewed China, and in particular, its resource-rich northern region of Manchuria, as an obvious area for Japan to expand its territory by military force and thereby solve its raw material and population problems. However, the Japanese imperial government was not responsive to proposals for military aggression against China at this time. During the 1920s, Japanese militarists became increasingly distrustful of civilian party government. In 1922, the Washington Naval Conference had allocated to Japan a smaller naval tonnage than that allowed to Great Britain and the United States. This caused resentment in Japan, particularly in the ranks of army and civilian militarists who viewed it as a humiliation for Japan. In 1925, the Kato imperial government cut the army and navy budgets and reduced the Japanese Army by four divisions. Between 1925 and 1928, Chinese nationalists under the banner of the Kuomintang (Nationalist Party) had begun to unite all of China's farflung regions under a Kuomintang Nationalist government. Japan's militarists feared that a unified China under a Nationalist government would block Japanese territorial expansion into Manchuria where Japan had massive commercial interests and had achieved significant political influence. In 1927, Japanese militarists demanded action by the imperial government to block the Chinese Nationalist movement reaching Manchuria. The militarist Prime Minister Tanaka responded by sending Japanese troops to China's Shantung province in 1928 to block a union of Manchuria with the Chinese Nationalist cause. Military extremists take control of Japan's foreign policy When Japan acquired Port Arthur on the Kwantung Peninsular of southern Manchuria as one of the fruits of its victory in the RussoJapanese War of 1904-1905, a Kwantung Army was established to occupy the peninsula, patrol the Japanese-owned South Manchuria Railway zone, and generally protect other Japanese commercial interests in Manchuria. The Kwantung Army included extremist officers who were well aware that senior officers of their army harboured plans to extend Japan's boundaries on the Asian mainland by military force. They were prepared to take direct action in Manchuria to force the Imperial government's hand When Manchuria embraced Kuomintang nationalism in 1928, friction quickly developed between Chinese nationalists and Japan's pervasive and heavy-handed bureaucrats in Manchuria. The Manchurians wanted to reduce Japan's political influence in their region of China to a purely commercial presence. They also began to develop Chinese-owned railways to compete with the Japanese-owned and controlled South Manchuria Railway. Japan's militarists viewed these developments as threatening Japan's "special position" in Manchuria and their plans to seize for Japan this huge northern region of China. Extremist officers in Japan's Kwantung Army took steps intended to dampen Nationalist enthusiasm by assassinating the Chinese warlord ruler of Manchuria in 1928, but his successor was an even stronger supporter of Chinese nationalism. The murder of the Manchurian ruler was not authorised by the imperial government, but when the Tanaka government tried to punish the culprits and re-establish discipline in the army, it was blocked by the Japanese Army General Staff. The failure to punish the murder of a foreign political leader by officers of the Kwantung Army in Manchuria clearly demonstrated that the imperial government had lost control of extremists in the Japanese Army, and the Tanaka government felt obliged to resign in July 1929. From this time onwards, the course of Japanese foreign policy became increasingly hostage to army extremists, and imperial governments and the Japanese Army General Staff were either unwilling or unable to curb them. Intimidation and assassination destabilise Japanese politics After 1929, the extreme nationalism encouraged by the Meiji imperial government combined with traditional Japanese militarism to make life increasingly difficult, and often dangerous, for moderates in the imperial government, the Diet (parliament), and the armed services. Army and civilian extremists pointed to Japan's samurai military traditions, and accused moderate bureaucrats, politicians, and armed service leaders of disregard for Japan's national interests if they opposed increased military spending or territorial expansion by force. Extreme nationalists branded democratic government as "un-Japanese", and called for territorial expansion and a return to traditional Japanese ways. The views of extremists would become increasingly influential in Japan during the 1930s, and they would use intimidation and assassination of politicians, businessmen and armed service leaders as means to achieve their aims. The militarist-dominated Tanaka imperial government was followed by the more moderate Hamaguchi government which tried to curb the power of military extremists. The extremists responded by plotting to overthrow civilian government, and Prime Minister Osachi Hamaguchi was assassinated in 1930. In March 1931, a coup involving senior military leaders was planned but abandoned. Within months, events in Manchuria would draw the focus of Japan's turbulent politics from Tokyo to that vast northern region of China. Militarists launch Japan on the path of aggression by seizing Manchuria from China, 1931 Japan's economy was seriously affected by the Great Depression which began in 1929, and with revenues from Japan's commercial interests in China's Manchurian region thought to be under threat from Chinese nationalism, military and civilian extremists found Japan's imperial government now willing to listen to their demands for a move against Manchuria. In 1931, militarists dominated the imperial government, and all that they required was a plausible excuse for military action in Manchuria. Rather than wait for such an excuse to occur, the Kwantung Army extremists appear to have decided to create one. On the night of 18 September 1931, a bomb was exploded on the track of the Japanese-owned South Manchuria Railway. The explosion caused very little damage, and no loss of life. The Kwantung Army immediately blamed "Chinese terrorists", and without waiting for approval from the imperial government in Tokyo or producing any proof of its allegation, its troops seized the Manchurian city of Mukden. Proclaiming a need to protect Japanese life and property, and again without approval from Tokyo, the Kwantung Army then undertook the full conquest MOASG – 2012 Page 12 of Chinese Manchuria. The Kwantung Army simply ignored efforts by the imperial government in Tokyo to bring its military aggression in Manchuria to a halt. When Prime Minister Inukai tried to secure Emperor Hirohito's intervention to bring the Kwantung Army back under government control, he was assassinated by naval officers in May 1932. When the Kwantung Army had completed its conquest of Manchuria, it converted this vast former region of China into a Japanese puppet state called Manchukuo in September 1932. The last Manchu emperor of China, Henry Pu Yi, agreed to be enthroned as emperor of Japan's puppet state, and he ruled Manchukuo under the control of the Kwantung Army. Japan occupies and annexes China's Jehol Province in 1933 China complained to the League of Nations which called on member states to withhold recognition of Manchukuo. Japan used this mild reprimand as an excuse to withdraw from the League, and freed from the restraints of the League's Charter, Japanese armies then invaded areas of northern China adjoining the former Chinese Manchuria. Japanese troops occupied China's northern Jehol province and stopped short of the former Chinese capital Peking when a truce was arranged. Under the terms of the truce, Chinese troops were barred from the areas of northern China occupied by Japanese armies. In 1933, Japan formally incorporated China's Jehol province into its puppet state Manchukuo. With two hostile armies facing each other on Chinese territory, the Japanese militarists had set the stage for further conflict with China when a suitable pretext occurred. Army extremists attempt to overthrow Japan's Imperial Government in 1936 By the mid-1930s, army extremists had become impatient with Japan's existing political and economic structures which they felt were impeding Japan's progress towards military dominance of Asia. They resolved to destroy the power of the politicians and industrialists who were the emperor's chief advisers. On 26 February 1936, fanatical army officers assassinated two of Emperor Hirohito's key advisers, and army mutineers surrounded the Japanese Foreign Office and held much of Tokyo city for three days. Prime Minister Keisuke Okada escaped the assassins' bullets when they killed his brother-in-law by mistake. The plot to overthrow civilian government failed when the Army High Command refused to support the mutineers. The leaders of the mutiny were persuaded to commit suicide to avoid a trial which would have embarrassed the army. The most extreme military leaders were then replaced by ones who were prepared to support civilian government. Despite the failure of the army mutiny, the imperial government was still dominated by militarists and committed to extension of Japan's borders by military force. In pursuance of this aim, the imperial government formulated the following major foreign policy objectives for Japan: Russian pressure on Japan's empire from the north needed to be resisted; the military conquest of the whole of China should be undertaken; and further territorial expansion to the south should be undertaken to seize for Japan the wealth and raw materials available in the South-East Asian colonies of Britain, France and Holland. Japan aligns itself with Germany and Italy in the Anti-Comintern Pact 1936 In 1936, Japan's imperial government viewed the Soviet Union (formerly Tsarist Russia, and now Russia) as the main threat to Japan's conquests on the mainland of Asia, and in particular, Japan's puppet state of Manchukuo. With further territorial expansion on the Asian mainland in mind, and with China the primary target, Japan began looking for allies who would be comfortable with military aggression and likely to support Japan in the event of a military confrontation with the Soviet Union. Adolf Hitler was pleased to accommodate Japan, and on 25 November 1936, Japan and Germany signed the Anti-Comintern Pact. The ostensible purpose of the Anti-Comintern Pact was to contain the spread of communism, but it contained a secret protocol which required both parties to consult with a view to safeguarding their common interests if either Germany or Japan was attacked by the Soviet Union. The Japanese viewed the pact as a safeguard of Manchukuo against the Soviet Union seeking to use Japan's puppet state as a means of access to an ice-free Pacific port. Fascist Italy joined the pact in 1937. Japan withdraws from the Naval Treaty The Japanese Army never accepted the 5:5:3 naval ratio imposed by the Washington Naval Conference, believing that it symbolised Japan's humiliation by Great Britain and the United States. By the middle of the 1930s, the Army's hostility to the naval limitation treaty had been adopted by the majority of Japanese, and having acquired new allies in Nazi Germany and Fascist Italy, Japan withdrew from the naval limitation treaty in 1937. Japan then began to expand its navy, with particular emphasis on building aircraft carriers and huge battleships, such as the Yamato and Musashi, which were twice the tonnage of the largest British and American battleships. Japan's undeclared war on China 1937-1945 In July 1937, tensions between Chinese troops and Japanese troops engaged in military exercises on occupied Chinese territory produced an exchange of firing near Peking (now Beijing). The Japanese used this incident as an excuse to wage all out war against China. Japanese armies invaded China's northern provinces and quickly captured the former Chinese capital Peking. Although poorly trained and equipped, the Chinese army and communist irregulars put up strong resistance to Japan's armies which enjoyed overwhelming superiority in numbers and weapons. The Japanese encountered particularly strong resistance in the north-western Shansi and Shensi provinces where the Chinese communists had established strongholds, and were able to employ guerrilla tactics successfully against the invaders of their country. At the end of 1941, the Japanese had still made no head-way at all in north-western China against the Chinese communist armies which were able to tie down large numbers of Japanese troops. While fighting was continuing in northern China, the Japanese launched a second front at the city of Shanghai on the eastern coast of China. Despite determined resistance by Chinese nationalist troops, the Japanese captured Shanghai in November, 1937. The Japanese were then able to move up the Yangtse River and lay siege to the Nationalist capital Nanking (now Nanjing). MOASG – 2012 Page 13 The Nanking (Nanjing) Massacre The Japanese were infuriated by the strength of Chinese resistance to their invasion, and when China's Nationalist capital Nanking fell in December 1937, Japanese troops summarily executed thousands of Chinese soldiers who had surrendered to them. Japanese troops were then encouraged by their officers to loot the city and slaughter Chinese civilians. Independent foreign observers of the Nanking (Nanjing) Massacre, including a German businessman and Nazi Party member named John Rabe, were appalled to see Chinese civilians, both men and women, elderly and children, put to death by Japanese troops with horrifying brutality. As if to make a point, foreigners were invited by Japanese troops to witness mass executions of Chinese prisoners of war on the city quay. Smiling Japanese soldiers appeared to be quite willing to be photographed with raised swords beside their intended victims. It is not appropriate to describe here the full extent of the atrocities inflicted on Nanking's civilian population, but the impact of war on civilians is important, and historical researchers concerned to pursue this aspect of war may wish to examine the text and photographs at the web-site History Information of China at the entry "The Nanjing Massacre". It is necessary to warn that this web-site contains very disturbing photographs and text. The atrocities committed by Japanese troops at Nanking were widely publicised by foreign observers, including newspaper correspondents. Despite the fact that young Australian soldiers on the harsh Kokoda Track (or Trail) were always heavily outnumbered by battle-hardened Japanese troops, and often poorly supplied with food and equipment, one can reasonably assume that horrific reports of the Nanking Massacre stiffened their determination to resist the progress of Japanese troops towards Australia. China's Nationalist Government moves to Chungking China's Nationalist government was forced to abandon China's major coastal cities to the Japanese invaders and withdraw to the city of Chungking in the undeveloped interior of China, where it continued to direct resistance to the Japanese invaders. The Nationalist government was followed by hundreds of thousands of Chinese, of all classes and occupations, on foot, by cart, and by boat, and carrying what possessions they could save from the Japanese. In the wartime capital at Chunking, the Chinese established factories, schools and universities, and prepared for stubborn resistance and a lengthy war. Japan's undeclared, but savage war against China was still in progress when World War II began in Europe with Hitler's invasion of Poland on 1 September 1939. The war in China would provide many Japanese soldiers with combat training for Japan's further military aggression in the South-west Pacific. However, the stubbornness of Chinese resistance and the size of their conquered territory in China placed heavy demands on Japan's army. Of the fifty-one infantry divisions making up the Japanese Army in 1941, thirty-eight of them, comprising about 750,000 men, were stationed in China and Manchuria. The drain on Japanese manpower produced by the continuing war in China would play an important role in Japan's ultimate defeat in the South-West Pacific by reducing Japan's capacity to supply reinforcements for the New Guinea and Solomon Island campaigns when the tide turned against Japan in those areas. Japanese Aggression against China sours Relations with the United States The Japanese invasion of China, and the brutal treatment of Chinese civilians by Japanese troops, quickly led to a souring of relations between the United States and Japan. The Americans had substantial commercial interests in China which were affected significantly by the drawn-out war. The first major cause of friction occurred in December 1937 when Japanese aircraft attacked an American oil tanker convoy as it was being escorted up the Yangtse River by the American gunboat USS Panay. The Panay was sunk, and the Japanese aircraft then fired on the survivors. Although the Japanese government apologised for the incident and the American lives that were lost, relations between the United States and Japan were correct but never friendly afterwards. Japan declares for itself a "Greater East Asia Co-Prosperity Sphere" As Japan's war in China continued through 1938, the United States hoped that the mounting costs of the seemingly unending war would cause Japan to review its policy towards China and withdraw its troops. When this did not occur, the Americans began to take economic measures against Japan. Those measures included denial of certain war-related raw materials, termination of trading privileges, and assistance to China's Nationalist government at Chungking. These economic measures only succeeded in hardening the attitudes of Japan's militarists, and increasing their hostility towards the United States, which they felt was meddling in Japan's natural sphere of interest in East Asia. The Japanese imperial government responded to the American economic measures by declaring its intention to found a "New Order" in Asia by establishing a Greater East Asia Co-Prosperity Sphere. The New Order would involve a Japanese-controlled political and economic grouping of countries for the purpose of supplying Japan with the raw materials needed by Japan's industries, and in particular, its war-related industries, and accepting Japanese exports in return. The list of countries included in Japan's New Order included Australia, Burma, the Netherland's East Indies (now Indonesia), Malaya, New Guinea, New Zealand, the Philippines, and Thailand. The Japanese made it quite clear that any country resisting inclusion in their Greater East Asia Co-prosperity Sphere would be treated as an enemy of Japan. As tensions increased between Japan and the United States, the Japanese began looking for allies who would support aggression by Japan. Hitler and Mussolini bring Japan into the Axis Partnership for world domination MOASG – 2012 Page 14 By 1940, Adolf Hitler was well aware of the increasing tensions between the United States and Japan. The United States had embarked upon a massive increase in the size of its navy, and the Nazi leader was also aware of the risk that the United States might enter the war in Europe on Britain's side. Faced with this risk, Hitler decided to offer Japan a place in the German and Italian alliance for world domination embodied in the Rome-Berlin Axis. For its part, Japan recognised the threat to its plans for further territorial expansion in East Asia created by the expansion of the American navy. The non-aggression pact signed by Germany and the Soviet Union in August 1939 made it essential for Japan to strengthen its ties with Germany and Italy, and to take steps to remove the Soviet menace to Manchukuo. On 27 September 1940, Germany, Italy and Japan signed the Tripartite Pact. The agreement recognised Japan's self-assumed role in establishing a "New Order" in East Asia, and provided for mutual assistance should any one of the three powers be attacked by another country not already involved in the European conflict or the war in China. The Germans and Italians wanted the pact to convey a clear warning to the United States that it would face war with Japan if it entered the war in Europe on Britain's side. The Americans move their Pacific Fleet from California to Hawaii Recognising that diplomacy and economic sanctions had failed to persuade Japan to withdraw its armies from China, in 1940 the American government decided to move its Pacific Fleet from California to Pearl Harbor in the Hawaiian islands. It was designed to demonstrate the naval power available to the United States in the Pacific region, and hopefully act as a deterrent to Japanese aggression against American, British and Dutch possessions in East Asia. The action was not without significant risk, because it placed the fleet within striking distance of Japan's own powerful navy. Admiral Yamamoto plans the destruction of the United States Pacific Fleet Admiral Yamamoto had initially been a strong opponent of war with the United States because he knew Japan could not match its industrial strength and resources. When the alliance with Germany and Italy was signed in September 1940, and war appeared inevitable, Yamamoto fell into step with the militarists. In early 1941, Yamamoto was appointed Commander-in-Chief of Japan's Combined Fleet, and immediately took issue with the cautious plan of the Japanese Naval General Staff to limit naval operations to action against British and Dutch naval forces defending their country's territory in South-East Asia. He did not believe that the Americans would stand idly by while Japan attacked and seized British and Dutch possessions in South-East Asia. He also believed that Japan could not sustain an all out war with the United States for more than one year. With these firm convictions, Yamamoto began planning a surprise carrier-launched air attack on the United States Pacific Fleet to coincide with Japan's move against British and Dutch possessions in South-East Asia. Yamamoto's plan for a surprise attack on the United States Pacific Fleet at Hawaii would involve a strike force which included Japan's six largest and best aircraft carriers. His task was rendered much easier by the United States government's decision to relocate its Pacific Fleet from California to Hawaii. As Yamamoto saw it, the destruction of the American's Pacific Fleet would give Japan time to seize the Philippines, Malaya, British Borneo, Burma and the Netherlands East Indies (now Indonesia), and gain access to the oil, minerals, rubber and other resources that Japan lacked. He was hopeful that, with its Pacific Fleet destroyed or crippled, the Americans would be willing to accept a peace settlement that would allow Japan to keep its new conquests in East Asia. The Japanese Naval General Staff initially rejected Yamamoto's proposal for an attack on Pearl Harbor as being too great a gamble. Japan only had eleven aircraft carriers, and the admirals felt that Yamamoto's plan could put at risk their six best carriers. However, Yamamoto's threat to resign if his proposal was not accepted persuaded the Naval General Staff to accept it. Yamamoto's judgment about Japan's staying power in a protracted war with the United States was correct, but he was wrong about the United States Navy's capability to intervene on behalf of Britain and the Netherlands in the Pacific in 1941. Japan had the largest and most modern navy in the western Pacific in 1941. After the American navy had been split into Atlantic and Pacific Fleets in 1941, the American naval commander at Hawaii, Admiral Kimmel, was left with a fleet of relatively old battleships, and only three aircraft carriers to pit against Japan's eleven aircraft carriers and the huge modern battleships Yamato and Musashi. It can be fairly argued that Yamamoto's plan to launch a surprise attack on the United States Pacific Fleet at Pearl Harbor was a brilliant tactical first strike, but a major strategic error on the part of Japan to make a determined enemy of such a powerful nation without sound reasons to do so. Increasing tensions between the United States and Japan during 1941 Tensions between Japan and the United States increased dramatically when Japan seized French Indochina (now Vietnam) in July 1941. President Roosevelt responded to that aggression by imposing an embargo on the sale of American oil to Japan, and freezing Japan's assets in the United States. The British government and the Dutch government-in-exile followed the lead of the United States in imposing economic sanctions on Japan. By August 1941, Japan faced an almost total embargo on the military-related imports it needed to continue its brutal and undeclared war on China, including oil and rubber. The Western economic embargoes had placed Japan in a very difficult position. While a large strategic reserve of oil had been accumulated in Japan, this would only last two years without replenishment from outside sources. The Americans were only insisting that Japan withdraw its invading troops from China and abandon its plan for forced incorporation of countries in its Greater East Asia Co- MOASG – 2012 Page 15 Prosperity Sphere. The Americans were not insisting that Japan withdraw from the vast former Chinese territory of Manchukuo. However, militarist hardliners in Japan were not prepared to give ground on China or their proposed New Order in East Asia. Japan's militarists decide to launch a surprise attack on the United States Once again, economic sanctions had failed. These measures only succeeded in hardening the attitudes of Japan's militarists, and increasing their determination to attack the United States. The Japanese Prime Minister, Prince Fumimaro Konoye, hoped to avoid war and reach an agreement with the United States that would acknowledge Japan's predominance in East Asia. However, the militarists wanted war not a diplomatic settlement, and on 17 October 1941, they forced the replacement of Prince Konoye with a hard-line militarist, General Hideki Tojo. Japan then sent a special envoy, Saburo Kurusu, to the United States to assist Japan's Ambassador, Admiral Kichisaburo Nomura, in engaging the attention of the Americans in diplomatic manoeuvring while the Japanese completed their preparations for attacking the United States Pacific Fleet at its Pearl Harbor base. On 3 November 1941, Admiral Nagano, Chief of the Japanese Naval General Staff gave his approval to Admiral Yamamoto's plan for the attack on Pearl Harbor. The Japanese carrier strike force departs for Hawaii A strike force comprising six of Japan's largest fleet aircraft carriers and supporting warships left Japan on 26 November 1941. Preserving strict radio silence, the strike force headed for a stand-by point located about 1,000 miles (1.600 km) north of Hawaii. At the stand-by point, the strike force would either receive confirmation to attack the United States Pacific Fleet at Pearl Harbor or be instructed to return to Japan. Japan's Prime Minister Hideki Tojo threatens Britain and the United States with war In the last week of November 1941, the American Secretary of State, Mr Cordell Hull handed Japan's special envoy, Mr Saburo Kurusu, a document outlining American proposals for resolving the serious differences that had arisen between the United States and Japan in East Asia. The American document called on Japan to withdraw its troops from China and abandon its plan for forced incorporation of countries into its proposed Greater East Asia Co-Prosperity Sphere. Three days later, at a time when Japanese aircraft carriers were already sailing towards Pearl Harbor with hostile intent, Japan's Prime Minister and Minister for War, General Hideki Tojo, rejected the American proposals and issued a sharp warning to Britain and the United States that Japan would "purge East Asia of US -British power with a vengeance". IX. Causes of WWII Historiography a. HISTORIAN #1: Akira Iriye i. Underlying desire of Japanese foreign policy to gain a dominant position in Asia and the Pacific increasingly came into conflict with the growing US desire to prevent Japanese expansion in the region. 1. US-Japanese relations had deteriorated during the 1930’s and even before the imposition of the oil and trade embargo in 1941. 2. Attempts to prove that the Japanese decision to attack Pearl Harbor was decided on in November of 1941. b. HISTORIAN #2: Chihro Hosoya i. China dominated Japanese foreign-policy objectives during the 1930’s, not hostility towards the USA. ii. Expansion in SE Asia grew as an unplanned consequence of Japan becoming bogged down in its war with China. iii. Needed fresh supplies and raw materials iv. Germany’s taking over of France and Holland opened the door to the possibility of major territorial gains for Japan in SE Asia. c. Overall View: i. Japan’s attack on P.H. did not come out of the blue, but was part of a more complex series of events. ii. It was not inevitable. iii. Opportunistic Gamble on the part of the Japanese iv. Caused as much by the US decision to introduce an oil and trade embargo as by Japanese Design. v. The road to war in Japan was very complex as the foreign policy of Japan was not centralized. Army, government, and Navy all had separate goals and policies. American Historians and their perspective on the Asian-Pacific War: 2. Paul Schroeder: a. War in the Pacific was “unnecessary and avoidable.” b. Caused as much by “Roosevelt’s excessive moralism” against Japan and his fervent desire to join the European war, as by any clear programme of Japanese Aggression. 3. Harry Elmer Barnes: MOASG – 2012 X. XI. XII. XIII. XIV. Page 16 a. Most extreme argument: b. FDR deliberately goaded the Japanese into war during 1941 and also exposed the US fleet at PH to a Japanese Attack. Practices of WWII a. Bushido Code – look at your resources regarding the Bushido code. b. Consider your sources on Treatment of POW’s. Also consider your material on the Bataan death march. Technologies included in this are: c. Here were other tactics: Practices of WWII Historiography - William L. O'Neill a. Why the Japanese Army fought so well: - The Imperial Japanese Army (IJA) fought so well because of the fanatical loyalty of its troops, not because of its leadership. In theory, both of the armed services were commanded by Imperial General Headquarters (IGH). In practice, the IGH Army Section and the IGH Navy Section operated independently of each other and were in fierce competition. Some decisions were made jointly, but much of the time each service went its own way. b. Commanders were selected according to seniority, so the best men received the best jobs only by accident. Little attention was paid to such vital areas as intelligence and strategy. Orders from Imperial General Headquarters were frequently mistaken or unclear, which forced field officers to make their own decisions. These were often poor because the Japanese military saw no difference between caution and cowardice. It also rated spiritual strength above material strength, so Japanese soldiers were always being given tasks that they lacked the means to accomplish. c. In the case of prisoners of war, there appears to have been no particular reason for cruel treatment. Prisoners often possessed valuable skills and, since the Japanese used them as workmen, were a labor force with much potential. Yet the Japanese starved, tortured, and murdered them from the start. Some have said that this was because the Japanese regarded surrender as dishonorable, and prisoners of war were therefore viewed with contempt. d. However, this does not explain much, because many of the prisoners the Japanese took—the Marines on Wake Island, U.S. and native troops in the Philippines—had fought with great courage. Whatever the reasons for it, the Japanese Army’s brutality was shameful. It not only damaged the Japanese war effort but also caused Allied troops to fight harder than ever, to the death if necessary, rather than risk capture. Effects of WWII a. MacArthur as the SCAP: Supreme Commander of the Allied Powers: i. Major limitations on freedom of speech in Japan. ii. United States was not allowing any media to show the destruction in Japan iii. Don’t forget about the Tokyo Trials. iv. Long term effects – Japan and the US did not return to war – analysis on this means that the effects of the war were successful. The treaties were great. Effects of WWII Historiography a. Was it necessary to drop the atom bomb on Japan? b. YES: J. Samuel Walker (Author of Prompt & Utter Destruction: Truman and the Use of Atomic Bombs Against Japan) The atomic bomb was necessary to end the war with Japan at the earliest possible moment. By the early summer of 1945, Japanese leaders knew they could not win. But they fought on in hopes of securing better surrender terms. President Harry S. Truman considered several ways to convince Japan to quit the war: 1) intensifying the already heavy bombing of Japanese cities; 2) waiting for the Soviet Union, an ally in defeating Germany, to join the war against Japan; 3) allowing Japan's emperor, Hirohito, to remain on his throne; and 4) invading Japan. c. The first three options were far from certain to compel a Japanese surrender quickly, however, and each posed serious military, political, and diplomatic risks. More than 55,000 Americans had already died fighting the Japanese in the Pacific. An invasion was certain to be very costly in American lives. d. When the atomic bomb became available injury 1945, it appeared to be the most promising way to end the war as soon as possible and without the drawbacks of the alternatives. e. The atomic bombing of Hiroshima and then Nagasaki persuaded Emperor Hirohito, who had wavered for weeks, that the war must end immediately. Combined with the Soviet entry into the conflict, the atom bombs brought about Japan's surrender within a few days. f. The bomb was necessary to accomplish Truman's primary objectives of forcing a prompt Japanese surrender and saving American lives, perhaps thousands of them. g. NO: Gar Alperovitz (Professor of Political Economy University of Maryland)When General Dwight D. Eisenhower, then the Supreme Allied Commander, was informed by the Secretary of War that the atomic bomb was going to be used, he later recalled saying it was unnecessary because Japan was already largely defeated. MOASG – 2012 h. i. j. k. Page 17 Eisenhower said the bomb was "no longer mandatory as a measure to save American lives." At one point after the war he said bluntly, "It wasn't necessary to hit them with that awful thing." Before the bomb was used, U.S. intelligence officials believed the war would likely end when two things happened: When the U.S. let Japan know their Emperor could stay on as a figurehead, and when the Soviet army attacked. The U.S. did tellJapan the Emperor could remain, and the Soviets declared war, as agreed, on August 8. But U.S. officials chose not to test whether this intelligence was correct. Instead, Hiroshima was bombed on August 6, and Nagasaki on August 9. Because of logistics, an invasion of Japan could not begin for another three months, so the U.S. could have waited to see if Japan would surrender before dropping the atomic bombs. Most top World War II military leaders are all on record agreeing with Eisenhower. Admiral William Leahy, President Truman's Chief of Staff, later called the bomb a "barbarous weapon" that was unnecessary. Leahy wrote, "The Japanese were already defeated and ready to surrender. . . . In being the first to use it, we . . . adopted an ethical standard common to the barbarians of the Dark Ages." Gar Alperovitz "Atomic Diplomacy: Hiroshima and Potsdam" (1965). Dropping the atomic bomb "was not needed to end the war or to save lives" but was Truman's means of sending a chastening message to the Soviet Union. He insists that without use of the bomb, Japan might still have been made to surrender before the first American landing on the island of Kyushu, planned for November 1945. He notes that many American military leaders then and later felt that using atomic weapons against Japan was unnecessary. Truman and his Secretary of State, James F. Byrnes, were struck by the notion that ending World War II without dropping the atomic bomb would not have brought added strength to American diplomacy against the Soviet Union in Europe. Mr. Alperovitz insists that a decision not to drop the bomb could actually have bolstered American diplomatic objectives in Asia -- for example, by helping to create the atmosphere for a more harmonious postwar American-Soviet relationship. He criticizes Truman for failing to issue a more explicit warning to Japan about the bomb and for attacking Hiroshima rather than a nonurban target, as his Army Chief of Staff, Gen. George C. Marshall, had suggested. Truman's postponement of his Potsdam meeting with Stalin and Churchill until July 1945, when the new weapon would have been tested Truman told reparations negotiator, Edwin Pauley, that the bomb "would keep the Russians straight." Mr. Alperovitz says that the timing of the Hiroshima bombing -- Aug. 6, 1945 -- was no accident. Two days later the Soviet Union declared war on the Japanese and then crossed the border into Manchuria. Stimson proposed that Truman allow the Japanese "a constitutional monarchy under the present dynasty if it be shown to the complete satisfaction of the world that such a government will never again conspire to aggression." Mr. Alperovitz notes that in mid-August, after the bombs had been dropped and the Russians had entered the conflict, Truman and Byrnes were willing to provide assurances about the Emperor. Doesn't the fact that these weren't provided earlier, when they might have helped end the war, indicate an eagerness to drop the bomb? Effects of the war continued: SAN FRANCISCO PEACE TREATY The Treaty of Peace with Japan, between the Allied Powers and Japan, was officially signed by 49 nations on September 8, 1951 in San Francisco, California. It came into force on April 28, 1952. This treaty served officially to end World War II, to end formally Japan's position as an imperial power, and to allocate compensation to Allied civilians and former prisoners of war who had suffered Japanese war crimes. This treaty made extensive use of the UN Charter and the Universal Declaration of Human Rights to enunciate the Allies' goals. The Cold War – 1945 – 1991 XV. Terms to Know MOASG – 2012 Page 18 Yalta Conference – Held before the end of World War II – Poland was the major issue because the US knew it would need to be allowed to hold free elections if it were to keep Stalin out of their business. Stalin promised at Yalta to keep Poland free and allow elections to take place. The other issue was how to deal with Germany – the leaders agreed to allow Germany to be split up into zones controlled by each of the allied powers, USA, Britain, France, and USSR and then to split Berlin into sectors. b. Potsdam – Solidified Yalta...happened after WWII ended. Set up borders for Germany. Set up the Allied Control Council (ACC) c. Sovietization – The spread of Communist influence throughout Europe – Stalin was responsible for this d. NATO – North Atlantic Treaty Organization – Set up by the United States and other North-Western European powers. e. The Truman Doctrine – Established in March of 1947 when Truman announced a new policy of “containment” to the rest of the world. f. Containment – A formal strategy employed by the United States to try and stop the spread of Communism around the world. g. Marshall Plan – Also known as the “European Recovery Program - A successful plan devised by Truman’s Sec’y of State George C. Marshall to attempt to “help Europe recover from WWII.” More importantly, it stopped the spread of Communism around Europe. It was a 3 year grant of food, fertilizer, raw material, machinery, and investment aid. Aid was offered to almost every European country to begin with, but then was later removed from any country who decided to maintain Communist ties to the USSR h. USSR – Union of Soviet Socialist Republics. i. Economic Co-Operation Administration – ECA – the Executive Branch’s formal administration responsible for getting Marshall Plan aid out to the rest of the world. j. Molotov Plan – Set up by USSR and was Stalin’s attempt to stop the spread of Capitalism/Democracy. k. Communist Information Bureau – Cominform – The centralized Communist party where the Soviets could essentially control other Communist parties around the world. l. Council for Mutual Economic Assistance – Comecon – Integrated the Communist economies from around Europe into one. m. CIA – Central Intelligence Agency – Set up by the National Security Act of 1947 and had 4 purposes: Conduct Espionage, Conduct Sabotage, Ensure obedience to client governments, and maintain the spread of US Power around the world. n. Percentages Agreement – a tongue-and-cheek agreement that would eventually determine the fate of the countries surrounding the Soviet Union and who controlled them. Romania – Russia 90, US 10. Greece - US 90, Russia 10. Yugoslavia – Russia 50, US 50. Hungary – Russia 50, US 50. Bulgaria – Russia 75, US 25. o. Germany – split up into 4 zones. Would later be split into something called the Bi-zone in which the British and American’s would control West Germany, and the USSR would control east germany. p. Berlin Blockade – June 24th, 1948 – USSR cuts off all rail links to Berlin from West Germany hoping to corner the American’s into attacking. Did not work. q. Berlin Airlift – American response to the blockade – humiliated Stalin because he was forced to let it happen and later was blamed for attempting to starve 2.5 million west-Berliners. r. Sovietization – Red Army establishes control. Local Armies reconstituted under Soviet Control. Germany populations expelled. Communists loyal to Stalin are imported to lead local Communist parties. Membership to party grows. Popular Fronts are started who then form provisional governments. Communists take key positions in those governments and are responsible for organizing and rigging future elections. After those rigged elections are won, the Soviets would then take control of the Raw materials in that country and send them back to the USSR for dirt cheap. The USSR would manufacture and sell goods back to the Sovietized nations for really high prices. s. Yugo and Tito – Stalin was not liked in Yugoslavia so the US was able to get control of Yugoslavia beyond the Percentages Agreement. Stalin hated Yugoslavia so he cut off any aid and any help to them. Yugoslavia would later provide the model for future 3rd world counties later in throwing off the shackles of the USSR. t. Korean War – 1950 – 1953 – MacArthur in charge for the US. It was a de facto US vs USSR satellite war. The first of the “hot battles” to happen during the Cold War. Limited War was unsuccessful for the Americans and the 38th parallel was set up as the dividing line for Communism and Capitalism in the Pacific. u. The Thaw – 1953-55 - tensions de-escalate for the time being. v. Peaceful Co-existence – More peaceful climate between the Soviets and the American’s and was proposed by the Soviets. We turned it down responding with: w. Massive Retaliation – we said if you mess around, we will nuke you, no questions asked. This of course angered the Soviets. x. Domino Theory – the belief established by Eisenhower that if we don’t stop the spread of Communism, it will tumble into the United States. y. Warsaw Pact – established on May 14th, 1955 by the Eastern European Mutual Assistance Treaty. A Military alliance of Soviet satellites to balance NATO initially comprised of USSR, Poland, Czech, Hungary, Romania, Bulgaria, and Albania. a. MOASG – 2012 z. aa. bb. cc. dd. ee. ff. gg. hh. Page 19 Brinksmanship – John Foster Dulles’ strategy of keeping the US and the USSR right at the brink of global thermonuclear war. ICBM – Intercontinental Ballistic Missiles. U2 Spy Plane incident – May 1960 – we had a spy plane shot down over USSR – we denied until the USSR showed us the pilot who didn’t kill himself with cyanide. We were embarrassed, Khrushchev would never trust us again. Berlin Wall – erected in 1961 after Khrushchev got fed up with the: Brain Drain – The effect the splitting of Berlin had on Germans – the smart one’s came to West Germany because they were free and had more money! Cuban Missile Crisis – 1962 – almost went to full out war with the USSR using nukes. Pretty scary! Fidel Castro – leader of Cuba during the crisis. Took it over by force and hasn’t let go since. Vietnam war – 2 of them, first from 1945 – 1954. France and Vietnam fight. The big one was between the US and Vietnam – 1964 – 1973. Détente – Long term state of relaxing tensions between the Soviets and the US – started after the Cuban Missile crisis and ended in 1980 when Reagan would come in to office. MOASG – 2012 Page The Cold War New Words Allies: countries working together. From Hot War to Cold War During the Second World War, Britain and the USA were allies of the Soviet Union, fighting together against Germany. After the war, they became enemies. Communists: believe that industry should be stateowned. Soviet Union: the Union of Soviet Socialist Republics – the USSR –– i.e. communist Russia. Dictator: a ruler who has total power. Stalin Capitalists: believe that property and industry should be privately owned. Democracy: where the people can elect their own government. Truman Churchill After Hiroshima, and particularly after 1949 when Russia developed the atomic bomb, politicians realised that another ‘hot war’ would kill all humankind – war would be MAD (mutually assured destruction). So they stopped short of war – the ‘cold war’. They didn’t declare war. But they did everything to oppose each other short of war. It was called the ‘cold war’. It lasted until 1989. Tasks 1. Write a paragraph to explain the meaning of the term ‘Cold War’. 20 MOASG – 2012 Causes of the Cold War 1 2 Beliefs The Soviet Union was a Communist country, ruled by a dictator, who cared little about human rights. The USA was a capitalist democracy which valued freedom. Aims Stalin wanted huge reparations from Germany, and a ‘buffer’ of friendly states to protect the USSR from being invaded again. Britain and the USA wanted to protect democracy, and help Germany to recover. They were worried that large areas of eastern Europe were falling under Soviet control. Page Source B: Events which caused the Cold War Yalta Conference (Feb 1945) Potsdam Conference (Jul 1945) Salami tactics (1945–48) Fulton Speech (Mar 1946) Greece (Feb 1947) Truman Doctrine (Mar 1947) 3 4 Resentment about History The Soviet Union could not forget that in 1918 Britain and the USA had tried to destroy the Russian Revolution. Stalin also thought that they had not given him enough help in the Second World War. Britain and the USA could not forget that Stalin had signed the Nazi-Soviet Pact with Germany in 1939. Marshall Plan (Jun 1947) Cominform (Oct 1947) Czechoslovakia (Feb 1948) Events Neither side trusted each other. Every action they took (see Source B) made them hate each other more. Who Caused the Cold War? Russian historians blamed Churchill (the British Prime Minister) and Truman (the American president, 1945–1953). They said Truman and Churchill wanted to destroy the USSR, which was just defending itself. At first, western writers blamed the Soviet Union. They said Stalin was trying to build up a Soviet empire. Later, however, some western historians blamed the USA. They said Truman had not understood how much Russia had suffered in the Second World War. Nowadays, historians think BOTH sides were to blame – that there were hatreds on both sides. Source A It is useless to try to discover who made the first move to break the alliance. It is impossible to trace the first ‘broken promise’. Written by the historian Isaac Deutscher, Stalin (1969). Tasks 2. Write a paragraph to explain the meaning of the term ‘Cold War’. 3. Copy, then learn the five causes and nine events which caused the Cold War, so that you know them ‘off by heart’. 4. For each of the five causes, explain how it might have caused relations between the USA and the USSR to become tense. 5. Working in twos, one pupil plays the part of a Russian historian, the other a western writer of the 1950s. Talk about causes 1–4, the ‘Russian historian’ arguing that the Cold War was America’s fault, and the ‘western writer’ saying that it was Russia’s. 21 MOASG – 2012 Page Did you know? Churchill was so worried about Soviet domination of eastern Europe that he tried to get the British armies to advance faster. In 1944, he dropped British paratroopers behind enemy lines at Arnhem – but they were cut off and defeated by the Germans. This story was told in the film, A Bridge Too Far. The Big Three during the War During the War, Britain and the USA were allies of the Soviet Union, but the only thing that united them was their hatred of Germany. In 1945, the Big Three held two conferences – at Yalta (February) and Potsdam (July) – to try to sort out how they would organise the world after the war. It was at these conferences that the tensions between the two sides became obvious. Yalta (Feb 1945) On the surface, the Yalta conference seemed successful. The Allies agreed: 1. Russia would join the United Nations. 2. divide Germany into four ‘zones’, which Britain, France, the USA and the USSR would occupy after the war. 3. bring Nazi war-criminals to trial. 4. set up a Polish Provisional Government of National Unity 'pledged to the holding of free and unfettered elections as soon as possible'. 5. help the freed peoples of Europe set up democratic and selfgoverning countries by helping them to (a) maintain law and order; (b) carry out emergency relief measures; (c) set up governments; and (d) hold elections (this was called the 'Declaration of Liberated Europe'). 6. set up a commission to look into reparations. Source A The arrows show the Allied armies advancing into Germany in 1945 – the British and Americans from the west, the Russians from the east. Notice the large areas of eastern Europe which fell under the control of Russia. But, behind the scenes, tension was growing. After the conference, Churchill wrote to Roosevelt that ‘The Soviet union has become a danger to the free world.’ Source B A British cartoon of 1945. Churchill, Roosevelt (USA) and Stalin are shown as doctors, working together to heal the world. Look at the faces of the ‘Big Three’; what do you notice? Tasks Tasks 1. 2. Source B shows the ‘Big Three’ smiling. Does this prove that Britain, Russia and America were friends? Write two reports of the Yalta Conference: one for the British newspapers, the other for the British government. 1. 2. Describe the events and decisions of the Yalta and Potsdam Conferences. Were they different? Using page 5, especially Sources D and E, explain why Potsdam was less successful than Yalta. 22 MOASG – 2012 Page Source C The thief labelled ‘Russia’ is caught stealing a bag labelled ‘territorial grabs’. ‘It’s alright – he’s with me’, Stalin assures Roosevelt, who meekly answers: ‘Oh, OK’. Source D The Russians only understand one language ‘how many armies have you got?’ I’m tired of babying the Soviets. President Truman, writing in January 1946 Source E What is surprising about the fact that the Soviet Union, worried about its future safety, wants governments friendly to it in Finland, Poland and Romania? Stalin, writing in March 1946 A map of how Germany was divided into zones. Potsdam (July 1945) At Potsdam, the Allies decided the post-war peace – Potsdam was the Versailles of World War II America had a new president, Truman, who was determined to ‘get tough’ with the Russians. Also, when he went to the Conference, Truman had just learned that America had tested the first atomic bomb. It gave the Americans a huge military advantage over everyone else. Moreover, in March 1945, Stalin had invited the non-Communist Polish leaders to meet him, and arrested them. So, at Potsdam, the arguments came out into the open. The Conference agreed the following Protocols: 1. to set up the four ‘zones of occupation’ in Germany. The government and laws and education ‘shall be controlled to eliminate Nazi and militarist doctrines and to make possible the development of democratic ideas. 2. to bring Nazi war-criminals to trial. 3. to recognize the Polish Provisional Government of National Unity and hold 'free and unfettered elections as soon as possible'. 4. Russia was allowed to take reparations from the Soviet Zone, and also 10% of the industrial equipment of the western zones as reparations. America and Britain could take reparations from their zones if they wished. But in fact the Allies had disagreed openly about: 1. the details of how to divide Germany. 2. the size of reparations Germany ought to pay. 3. Russian policy in eastern Europe. Source D In this ‘marriage of convenience’, the thought that a divorce was inevitable had been in the mind of each partner from the beginning. Written by the historian Isaac Deutscher, Stalin (1969). Tasks A map of how Berlin was divided into zones. 3. Looking at the information on this spread, when do YOU think the Cold War started? Read Source F; when did Deutscher think it started? Salami tactics: the Soviet take-over of eastern Europe 23 MOASG – 2012 New Words sinister: frightening, in an evil way. totalitarian: where the government has total power over the people. imperialistic: wanting to build an empire. Communists used it as an abuse-word to describe the western powers. During 1946–47, Stalin made sure that Communist governments came to power in all the countries of eastern Europe (the countries which the Soviet Union had conquered in 1945). The Communist description of this process was ‘slicing salami’ – gradually getting rid of all opposition, bit-by-bit (see Source A). In this way, Russia gained control of: a. b. c. d. e. f. g. Albania (1945) – the Communists took power after the war without opposition Bulgaria (1945) – a left-wing coalition gained power in 1945; the Communists then executed the leaders of all the other parties. Poland (1947) – a coalition government took power in 1945, but the Communists forced the non-Communist leaders into exile. Hungary (1947) – see Source A. Romania (1945–1947) – a left-wing coalition was elected in 1945; the Communists gradually took over control. Czechoslovakia (1945–48) – a left-wing coalition was elected in 1945. In 1948, the Communists banned all other parties and killed their leaders. East Germany (1949) – the Russian turned their zone of Germany into the German Democratic republic in 1949. Tasks 1. Read Source A, and make a spidergram showing all the factors that helped Communists take power in the countries of eastern Europe. 2. Explain how the case of Hungary on Source A illustrates ‘salami tactics’. Page Source A Hungary was invaded by the Russians, and in 1945 the allies agreed that Russian troops should stay there. Stalin allowed elections, and the non-communists won a big majority. However, some communists were elected, led by a pro-Russian called Rakosi. Rakosi now started demanding that groups which opposed him should be banned. If not, he hinted, the Russians would take over the country. Then he got control of the police, and started to arrest his opponents. He set up a sinister and brutal secret police unit, the AVH. Soon Rakosi had complete control over Hungary. Rakosi’s work was typical of what was happening all over eastern Europe. The historian Jon Nichol, writing in 1990 Source B Russia saw it as protecting herself from future attack. The West saw it as empire-building. 24 MOASG – 2012 Churchill’s Fulton Speech On 5 March 1946, Winston Churchill gave a speech at Fulton in America. He said ‘a shadow’ had fallen on eastern Europe, which was now cut off from the free world by ‘an iron curtain’. Behind that line, he said, the people of eastern Europe were ‘subject to Soviet influence . . . totalitarian control [and] police governments’. Page 25 Source C Mr Churchill has called for a war on the USSR. Stalin, writing in the Russian newspaper Pravda on 13 March 1946. Source D . . . the Cold War set in. Churchill had given his famous speech in Fulton urging the imperialistic forces of the world to fight the Soviet Union. Our relations with England, France and the USA were ruined. Nikita Khrushchev, writing in 1971. In 1946 he was a member of the Soviet government. Source E A British cartoon of 1946. In fact, the ‘iron curtain’ was a 2,000-kilometre line of barbed wire, look-out posts and road blocks. Tasks 1. Read Sources C and D. Explain why Churchill’s speech was a turning point in the history of the Cold War. 2. Did Churchill cause the Cold War? Essay! [use this essay frame to write the following essay, using pages 2–6] Why had the Superpowers become suspicious of each other by March 1946, when Churchill made his important speech at Fulton? They became suspicious of each other because they had different beliefs. The USA. . . . . . . . . . The USSR . . . . . . . . . . This caused suspicion because . . . . . . . . . . History made the USA and the USSR suspicious of each other. The Soviet Union . . . . . . . . . . The USA . . . . . . . . . . This caused suspicion because . . . . . . . . . . Both the USA and the USSR had very different aims. The USA . . . . . . . . . . The USSR, however, . . . . . . . . . . This caused suspicion because .......... Finally, because neither side trusted each other, events made them hate each other more. The Yalta Conference (Feb 1945) caused problems because . . . . . . . . . . The Potsdam Conference (Jul 1945) . . . . . . . . . . Also, salami tactics (1945–48) caused suspicion because . . . . . . . . . . MOASG – 2012 New Words doctrine: a belief. Congress: the American ‘parliament’. Czechoslovakia aggressor: someone who starts a quarrel. Containment: holding something in – stopping the USSR growing. Source A Every nation must choose between different ways of life . . . We must help free peoples to work out their own destiny in their own way. President Truman, speaking in March 1947. Source B This ‘American duty’ is just a smokescreen for a plan of expansion . . . They try to take control of Greece by shouting about ‘totalitarianism’ The Russian newspaper Izvestia, March 1947. Source C This Russian cartoon shows the Greek government being ‘helped’ by America. Page Opinion: Churchill’s speech did not start the Cold War, but he was the first person to stop pretending to be friends with Russia. Thus, his Fulton speech was the start of the Cold War; after it, America and Russia got into a number of conflicts. Greece By 1946, Greece and Czechoslovakia were the only countries in eastern Europe that weren’t Communist. Even in Greece, the government, which was being supported by British soldiers, was having to fight a civil war against the Communists. In February 1947, the British told Truman they could no longer afford to keep their soldiers in Greece. President Truman stepped in. The USA paid for the British soldiers in Greece. The Truman Doctrine In the 1930s, Americans had kept out of Europe’s business. Now, in March 1947, Truman told Americans that it was America’s DUTY to interfere (Source A). His policy towards the Soviet Union was one of ‘containment’ – he did not try to destroy the USSR, but he wanted to stop it growing any more. This was called the ‘Truman Doctrine’. 26 MOASG – 2012 The Marshall Plan In June 1947, the American general George Marshall went to Europe. He said every country in Europe was so poor that it was in danger of turning Communist! Europe was ‘a breeding ground of hate’. He said that America should give $17 billion of aid to get Europe’s economy going. Cominform The Soviet Union hated Marshall aid (see Sources D and E). Stalin forbade Communist countries to ask for money. Instead, in October 1947, he set up Cominform. Every Communist party in Europe joined. It allowed Stalin control of the Communists in Europe. Page Source D The ruling gang of American imperialists has taken the path of open expansion, of enslaving weakened capitalist countries. It has hatched new war plans against the Soviet Union. Imitating Hitler, the new aggressors are using blackmail. GM Malenkov, a Soviet politician, speaking in 1947. Czechoslovakia At first, the American Congress did not want to give the money for Marshall Aid. But then, in February 1948, the Communists took power in Czechoslovakia. Congress was scared, and voted for Marshall Aid on 31 March 1948. Source E Communists in Germany oppose Marshall Aid. Tasks 1. 2. 3. 4. 5. 6. Using the dates in bold, make notes, in chronological order, on the events from February 1947 to 31 March 1948. Read Source A. Talk about the events in your list – as though you were an American. Now read Sources B–E. Describe the same events – as though you were a Russian Communist Did the Truman Doctrine cause the Cold War? What was the first event of the Cold War? Work out an argument that the creation of Cominform was the first event of the Cold War. Source F A British cartoon shows Truman and Stalin as two taxi-drivers trying to get customers. The Berlin Blockade, 1948–49 The USSR had already disagreed with Britain and the USA at Potsdam (July 1945, see page 5) about what should be done with Germany. Germany had been split into four zones. Berlin, in Russia’s zone, was also split into four zones. New Words What caused it? 1. Cold War Currency: money. Blockade: a siege. Bizonia 27 MOASG – 2012 was just getting started (e.g. Czechoslovakia, March 1948) 2. Aims Stalin wanted to destroy Germany – Britain and the USA wanted to rebuild Germany. 3. Bizonia The Russians were taking German machinery back to the USSR. In January 1948, Britain and the USA joined their two zones together to try to get German industry going. They called the new zone Bi-zonia (‘two zones’). 4. American Aid Congress voted for Marshall Aid on 31 March 1948. Immediately, the Russians started stopping and searching all road and rail traffic into Berlin. 5. New Currency On 1 June, America and France announced that they wanted to create the new country of West Germany; and on 23 June they introduced a new currency into ‘Bizonia’ and western Berlin. The next day the Russians stopped all road and rail traffic into Berlin – Stalin was trying to force the USA out of Berlin. Source A [The Americans had introduced a new currency into Berlin.] Old money flooded into the Soviet Zone. Some restrictions were placed on links between Berlin and western zones, but the Soviet side was ready to supply food to all Berlin. Yet every day 380 American planes flew into Berlin. It was simply a propaganda move intended to make the cold war worse. From a Russian history book. Page 28 MOASG – 2012 Source B: Airlift Facts 1. The blockade lasted 318 days (11 months). 2. In the winter of 1948– 49 Berliners lived on dried potatoes, powdered eggs and cans of meat. They had 4 hours of electricity a day. 3. 275,000 flights carried in 1½ million tons of supplies. A plane landed every 3 mins. 4. On 16 April 1949, 1400 flights brought in 13,000 tons of supplies in one day – Berlin only needed 6,000 tons a day to survive. 5. The USA stationed B29 bombers (which could carry an atomic bomb) in Britain. Page What happened? The American Army wanted to fight its way into Berlin – that would have caused a war. Instead, Truman decided to supply Berlin by air (see Source B) The situation was bad at first, but things got better as the blockade went on. On 12 May 1949, Stalin re-opened the borders. What were the Results? 1. Cold War got worse It almost started an all-out war. 2. East and West Germany Germany split up. In May 1949, America, Britain and France united their zones into the Federal Republic of Germany (West Germany). In October 1949, Stalin set up the German Democratic Republic (East Germany) . 3. NATO and the Warsaw Pact In 1949, the western Allies set up NATO (North Atlantic Treaty Organisation) as a defensive alliance against Russia. NATO countries surrounded Russia; in 1955, the Soviet Union set up the Warsaw Pact – an alliance of Communist states. 4. Arms Race After Berlin, the USA and the USSR realised that they were in a competition for world domination. They began to build up their armies and weapons. Tasks 3. 4. Copy the five causes of the Berlin Crisis. The Berlin blockade and airlift was one of the first episodes of the Cold War. Write an essay to describe what happened. Start the story in Jan 1948, and finish it on 12 May 1949. 5. Working as a whole class, draw a spidergram to show all the reasons why the Berlin blockade failed. 29 MOASG – 2012 The Korean War, 1950–53 The Korean War was the time when the Cold War became a global conflict. What caused it? President Truman was interested in the Far East: Cold War: Truman realised the USA was in a competition for world domination with the USSR. Europe was not the only place where Communists were coming to power. In the Far East, too, they were getting powerful – China turned Communist in 1949. Japan: Truman was worried that, in the end, the Communists would capture Japan. Domino theory: Truman believed that, if one country fell to Communism, then other would follow, like a line of dominoes. Stalin, also, was involved in the Far East: Kim II Sung visited Stalin. In 1949, he persuaded Stalin that he could conquer South Korea. Stalin was worried that America would get involved, but he gave his agreement. Kim II Sung also went to see Mao Tse Tung, the leader of China, to get his agreement. In 1950, Syngman Rhee boasted that he was going to attack North Korea. It was a good enough excuse – the North Koreans invaded South Korea. This started the Korean War. The war had FIVE phases. Page Did you know? In 1945, Korea was freed from the Japanese. The country was split in half at the 38th parallel. North Korea (led by Kim II Sung) was Communist. South Korea (led by Syngman Rhee) was capitalist. The two countries hated each other. Source B Asia is where the communist conspirators have decided to make their play for global conquest. If we lose this war, the fall of Europe is inevitable. There is no choice but victory. The US General MacArthur, speaking in 1950. New Words global: whole world 38th parallel: a line of latitude on the map. Kim II Sung Syngman Rhee Mao Tse Tung 30 MOASG – 2012 The Events of the War, 1950–53 I II June 1950 The North Koreans attacked. They were very successful. They captured most of South Korea. July 1950 The Americans were alarmed (see Source B). They persuaded the United Nations to support South Korea. The American Army, led by General MacArthur, went to Korea, drove back the North Koreans and recaptured South Korea. It invaded North Korea. It advanced as far as the Chinese border. I III IV V October 1950 Now the Chinese were alarmed. They attacked MacArthur, and drove the Americans back. They recaptured North Korea, and advanced into South Korea. February 1951 The Americans landed more troops. They drove the Chinese back (the Chinese lost 200,000 men). March 1951 – 1953 MacArthur reached the 38th parallel in March 1951. Truman told MacArthur to stop. MacArthur was sacked when he publicly criticised Truman’s order. In 1953, Eisenhower became American president. He made peace. Tasks 1.Look at Source B. Why was Korea so important for the Americans? 2.Write notes on the causes of the Korean War. 3.Write an essay to describe the main events of the Korean War, 1950–53. Page 31 MOASG – 2012 Revision Questions 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. /75 Who was Prime Minister of Britain in 1945? Who was president of the USA in February 1945? Who became president of the USA in 1945? Who was leader of Russia in 1945? What is a ‘cold war’? List FOUR causes of the Cold War? What do Communists believe? The USA is a ‘capitalist democracy’. What do these words mean? Name TWO historical complaints that Stalin had against Britain and the USA. What could Britain and the USA not forgive Stalin for (from 1939)? Give TWO things that Stalin wanted from the peace. What worried Britain and the USA about Stalin’s plans? When did Russia develop the atomic bomb? List NINE events leading up to the Cold War, Feb 1945 to Mar 1948. Give FOUR things agreed at Yalta. Explain TWO reasons why the Potsdam Conference was less successful than Yalta. Name THREE things that the ‘Big Three’ disagreed about at Potsdam. What were ‘salami tactics’? Was is ‘totalitarianism’? Was does the word ‘imperialistic’ mean? What was Churchill’s Fulton speech (5 March 1946) about? Why did Britain keep soldiers in Greece after the Second World War had finished? What happened when the British could no longer afford to keep soldiers in Greece? What did the Truman Doctrine say? Why did Marshall propose the Marshall Plan? How much aid did the Marshall Plan want to send to Europe? Which country turned Communist in March 1948? What rival to Marshall Aid did Stalin set up in 1947? Give FIVE causes of the Berlin blockade. How long did the blockade last? How did the US and Britain supply the Berliners? List FOUR results of the blockade. What rival alliance to NATO did the USSR set up in 1955? Why was the Korean War important in the history of the Cold War? Name the ruler of North Korea in 1950. Name the ruler of South Korea in 1950. List THREE reasons why Truman was interested in the Far East. When did China turn Communist? Whose agreement to invade South Korea did Kim II Sung seek? What excuse did Kim II Sung have for attacking South Korea? Who was winning the war at its start in June 1950? Who led the UN forced which landed in July 1950? Why did the Chinese enter the war? How many Chinese soldiers died in the war? Why was MacArthur sacked? Page 32 MOASG – 2012 Page New Words Q Imagine a class with a really tough and nasty teacher. After a while, that teacher leaves, and a more gentle, reasonable teacher takes over. Will behaviour in the class get better, or worse? Stalin died in 1953. He was hated all over eastern Europe. When they heard he was dead, people in East Berlin rioted. After a short struggle for power, Khrushchev became the new ruler in Russia. Khrushchev At first, the western powers hoped that Khrushchev would be the start of a ‘thaw’ in the Cold War. 1. 2.. 3. 4. Khrushchev often met western leaders at ‘summit’ meetings. Stalin had made all Communist countries do what he wanted – and he had fallen out with President Tito of Yugoslavia. But in 1955 Khrushchev went to Yugoslavia, telling Tito that ‘there are different roads to communism’. Western leaders thought he would no longer insist that all communist countries take orders from Russia. In a speech in 1956, Khrushchev attacked Stalin, saying that Stalin was a murderer and a tyrant. Khrushchev began to ‘de-stalinise’ Russia. Political prisoners were set free and Beria (Stalin’s Chief of Secret Police) was executed. Khrushchev said that he wanted ‘peaceful co-existence’ with the West. Western leaders hoped this meant the end of the Cold War. summit: meeting of the major world powers. destalinisation: dismantling Stalin’s tyranny. Co-existence: living together. capitalism: western system of a free economy. economic aid: money given to a country to help build up its economy. Did you know? Even though he was a poorly-educated peasant, Khrushchev had insight and a good turn of phrase. He once said that Communism and capitalism would only agree ‘when shrimps learned to whistle’. Source C Source A You do not like Communism. We do not like capitalism. There is only one way out – peaceful co-existence. Khrushchev speaking on a visit to Britain in 1956. Source B We may argue. The main thing is to argue without using weapons. Khrushchev speaking in 1959. This Russian cartoon shows Khrushchev destroying the Cold War. Peaceful Co-existence If the rulers of the West hoped that there would be an end to the Cold War, they were disappointed. 1. ‘De-stalinisation’ did not mean a change back to capitalism, or freedom from Russia. When communist countries went too far in their reforms, Khrushchev sent in the Red Army to stop them. 2. By ‘peaceful co-existence’, Khrushchev really meant ‘peaceful competition’. He started to build up Russian power: He visited countries like Afghanistan and Burma and gave them economic aid if they would support Russia. a) Task Make notes on the ways Khrushchev seemed to improve the Cold War. Source D EIGHT Countries in the Warsaw Pact: USSR Albania Bulgaria 33 MOASG – 2012 b) c) d) 3. a) b) c) Russia began the ‘space race’ with the America. In 1957 Russia launched Sputnik the first satellite. In 1961 Yuri Gagarin became the first astronaut to orbit the earth. Russia began an ‘arms race’ with America. In 1953, Russia got the hydrogen bomb. Khrushchev set up the Warsaw Pact – a military alliance of Communist countries – to rival NATO. Faced by this, America became just as aggressive: In America, Senator McCarty led a ‘witch-hunt’ for ‘Communists’ in America (e.g. Charlie Chaplin was accused of being a Communist.) America had an ‘arms race’ with Russia. In 1955, NATO agreed to a West German Army of ½ million men (this led to the formation of the Warsaw Pact). The Americans used U2 planes to spy on Russia. As a result, the period 1955–1963 was the time of GREATEST tension in the Cold War. Page Czechoslovakia East Germany Hungary Poland Romania. Source E Crises after 1955: 1956 Poland 1956 Hungary 1960 U2 crisis 1961 The Berlin Wall 1962 Cuban Missile Crisis Did you know? Khrushchev was NOT a gentle easy-going man; he had been Stalin’s righthand man – Stalin had used him to run the terror purges after World War II. Khrushchev loved to argue. This often caused tension between leaders. Task Make notes on the ways Khrushchev made the Cold War worse. In 1956, Khrushchev faced crises in two countries which were destalinising. New Words Poland In Poland, a number of political prisoners were set free. At the same time, a bad harvest led to unrest. patriotic: loving your country. censorship: where the government controls what the newspapers/ radio etc. say. telex: an early form of fax, connecting typewriters down a telephone line. Railway workers led a protest of people calling for ‘Cheap Bread’ and ‘Higher Wages’. When the police shot some of the marchers, there was a riot. Government officials were killed. Mr Gomulka, (who had been in prison) took power. 34 MOASG – 2012 Khrushchev sent Russian troops into Poland to put down the rebels. But he left Gomulka in power – Gomulka continued the process of destalinisation, but he kept Poland loyal to Russia and the Warsaw Pact. Page Task Make notes on the ‘The Polish riots of 1956’. Hungary – Causes The basic cause of the Hungarian revolution was that the Hungarians hated Russian communism: 1. Poverty Hungarians were poor, yet much of the food and industrial goods they produced was sent to Russia. 2. Russian Control The Hungarians were very patriotic, and they hated Russian control – which included censorship, the vicious secret police (AVH) and Russian control of what the schools taught. 3. Catholic Church The Hungarians were religious, but the Communist Party had banned religion, and put the leader of the Catholic Church in prison. 4. Help from the West Hungarians thought that the United Nations or the new US president, Eisenhower, would help them. 5. Destalinisation When the Communist Party tried to destalinise Hungary, things got out of control. The Hungarian leader Rakosi asked for permission to arrest 400 trouble-makers, but Khrushchev would not let him. Hungary – Events On 23 October, there were riots of students, workers and soldiers. They smashed up the statue of Stalin, and attacked the AVH and Russian soldiers. On 24 October, Imre Nagy took over as Prime Minister. He asked Khrushchev to take out the Russian troops. On 28 October, Khrushchev agreed, and the Russian army pulled out of Budapest. 29 October – 3 November: The new Hungarian government introduced democracy, freedom of speech, and freedom of religion (the leader of the Catholic Church was freed from prison). He also announced that Hungary was going to leave the Warsaw Pact. 4 November: At dawn, 1000 Russian tanks rolled into Budapest. By 8.10 am they had destroyed the Hungarian army and captured Hungarian Radio – its last words broadcast were ‘Help! Help! Help”!’ Hungarian people – even children – fought them with machine guns. 27,000 people were killed. Khrushchev put in Janos Kadar, a supporter of Russia, as Prime Minister. Task Prepare a 15-minute essay: ‘Why was there a revolution in Hungary in 1956’. Source A There were FIVE reasons why Khrushchev acted harshly in Hungary: Nagy’s decision to leave the Warsaw Pact was the last straw – Russia was determined to keep its ‘buffer’ of states. China asked Russia to act to stop Communism being damaged. Nagy had obviously lost control; Hungary was not destalinising – it was turning capitalist. Hard-liners in Russia forced Khrushchev to act. Khrushchev though, correctly, that the West would not help Hungary. Source B TWO reasons why the 35 MOASG – 2012 Source C We are quiet, not afraid. Send the news to the world and say it should condemn the Russians. The fighting is very close now and we haven’t enough guns. What is the United Nations doing? Give us a little help. We will hold out to our last drop of blood. The tanks are firing now. . . The last message – a telex from a newspaper journalist – from Hungary. Hungary – Results 1. 200,000 Hungarian refugees fled into Austria. 2. Russia stayed in control behind the Iron Curtain – no other country tried to get rid of Russia troops until Czechoslovakia in 1968. 3. People in the West were horrified – many British Communists left the Communist Party. 4. The West realised it could do nothing about the Iron Curtain countries – but this made Western leaders more determined to ‘contain’ communism. Page West did not help Hungary: Britain and France were involved in the Suez crisis in Egypt. Eisenhower did not think Hungary worth a world war. When the UN suggested an investigation, Russia used its veto to stop it. Did you know? What made the Hungarian revolution so heart-rending was the desperate bravery of the rebels. One journalist found a little girl of 12, dead, armed with a machine gun. Tasks 1. Copy out sources A and B and the section: Hungary – Results. 2. Prepare a 15-minute essay: ‘The events of the Hungarian Revolution’. After 1957, tension grew between Russia and America: 1. Russia’s Sputnik satellite (1957) and space orbit (1961) gave them a psychological advantage. Many Americans believed America was in danger. 2. In 1959, the Communist Fidel Castro took power in Cuba, right next to America. In 1960, he made a trade agreement with Russia. 3. China was very aggressive. When Khrushchev made a visit to America in 1959, they accused him of going soft; this made Khrushchev demand that America withdraw from West Berlin A summit was planned for May 1960 to discuss Berlin and nuclear weapons. The U2 crisis On 5 May 1960 – just 9 days before the summit – Russia shot down an American U2 spy-plane. At first, the Americans tried to claim that it was a weatherplane that had gone off-course. However, the Russians put the pilot Gary Powers on trial for spying, and the Americans admitted it was a spy-plane. The summit met at Paris on 14 May 1960. Khrushchev refused to take part in the talks unless the Americans apologise and cancel all future spy-flights. President Eisenhower agreed to cancel the spy-flights, but would not apologise – so Khrushchev went home. Did you know? When Khrushchev visited America in 1959, he was taken round an Ideal Home exhibition. At the kitchen display, he had a very public row with American Vice-President Nixon about which was better: Communism or capitalism. 36 MOASG – 2012 The results were: 1. Paris summit ruined; Cold War continues. 2. Eisenhower’s planned visit to Russia cancelled. 3. Khrushcev and the Russians grew in confidence. 4. Americans became angry with Eisenhower, who they said was losing the Cold War. After the U2 incident, America became more aggressive. They elected John F Kennedy, who promised to be much tougher on communism. Source A Let every nation know that we shall pay any price, bear and burden, meet any hardship, support any friend, oppose any foe, for the survival and success of freedom. Now the trumpet calls again . . . against the enemies of man: tyranny, poverty, disease and war. Ask not what your country can do for you: ask what you can do for your country. Inaugural speech of President Kennedy, 1961. The Berlin Wall – Causes 1. 2. a) b) 3. Growing tension Kennedy tried to get tough on Communism. He financed the forces fighting the Communists in Vietnam and Laos, and in 1961 he helped an invasion of Cuba (see page 8). Refugees East Germany was poor and under strict rule. West Berlin was wealthy and free. Many East Germans worked in West Berlin, and saw this. By 1961, 3 million had fled to the west through Berlin. As the Cold War tension grew, more left, fearing that the border would be closed – by August 1961, the flow was 1,800 a day. This was an embarrassment to Russia, which claimed that Communism was better. Also, many who left were skilled workers. Sabotage The Russians claimed that the Americans used West Berlin for spying and sabotage (see Source B). The Berlin Wall At the Vienna summit of June 1961, Khrushchev again demanded that the Americans leave West Berlin. Kennedy’s refused – and on 25 July increased America’s spending on weapons. On 13 August, Khrushchev closed the border between east and west Berlin – and built a wall. Page Tasks 1. Discuss with a friend why the U2 incident came at a very bad time for the Americans. 2. Make notes on: ‘The story of the U2 crisis’. New Words psychological: in the mind. Nuclear weapons: atomic and hydrogen bombs and ICBMs – intercontinental ballistic missiles. Sabotage: causing damage Source B The Americans use West Berlin as a base for recruiting spies, sabotage and starting riots. The wall will keep East Germany safe. The Russian explanation of the Wall, 1961 Source C There were FOUR results of the Berlin Wall: Berlin was split in two. Hundreds of East Berliners died trying to cross it. America complained, but did not try to take it down – it was not worth a war. Tension grew: both sides started nuclear testing. The West became more anti-communist (Source D) Source D Some people say we can work with the Communists. Let them come to Berlin. President Kennedy, 1961. 37 MOASG – 2012 Page The Berlin Wall, 1961 Tasks 1. Prepare a 15-minute essay: ‘Describe the events 1958–1961 which led to the Berlin Wall’. 2. Copy Source C. 38 MOASG – 2012 Page The Cuban Missiles Crisis – Causes New Words 1. nationalise: where the government takes over a business/ industry. naval blockade: to not allow ships to come or go from Cuba. 2. 3. Superpower Tension All the tensions that had grown up between Russia’s assertive ‘peaceful competition’ and Kennedy’s promise to be tough on Russia – including the space race, the arms race and nuclear testing, American funding of anti-Communists in Vietnam and Laos, the failed Vienna summit (1961) and the Berlin Wall. Fidel Castro’s Cuba In 1959, the Communist Fidel Castro took power in Cuba. This was very threatening to the USA because it was right next to America. In 1960, Castro made a trade agreement with Russia, whereby Cuba sent sugar to Russia, in return for oil, machines and money. This frightened the Americans more, and in 1960 they stopped trading with Cuba. In retaliation, Cuba nationalised all American-owned companies The Bay of Pigs. In April 1961 the CIA encouraged, funded and transported an attempt by anti-Castro Cuban exiles to invade Cuba. It failed miserably, greatly embarrassing Kennedy. In September 1961, therefore, Castro asked for – and Russia publicly promised – weapons to defend Cuba against America. On 14 October an American U2 spy-plane took pictures of a nuclear missile base being built on Cuba. Kennedy’s advisers told him he had 10 days before Cuba could fire the missiles at targets in America. Kennedy decided he had to act (see Source A). Source A We will not needlessly risk world-wide nuclear war in which even victory would be ashes in our mouths – but neither will we shrink from that risk when it must be faced . . . I call upon Chairman Khrushchev to stop and dismantle this secret, reckless and provocative threat to world peace. Speech by President Kennedy on American TV, 1962. The danger of the missile bases. Task Prepare a 15-minute essay: ‘Why was there a crisis about Cuba in 1962? The Cuban Missiles Crisis 16 Oct: 22 Oct: 23 Oct: 24 Oct: 26 Oct: Kennedy set up a Committee of the National Security Council to advise him. Kennedy announced that he was mounting a naval blockade of Cuba. Khrushchev accused America of piracy. He warned that Russia would get ready ‘a fitting reply to the aggressor’. 20 Russian ships were heading for Cuba. The first Russian ship reached the naval blockade. It was an oil ship and was allowed through. The other Russian ships (carrying missiles) turned back. However, Russia was still building the missile bases. Khrushchev sent a letter to Kennedy, offering to dismantle the sites if Kennedy would lift the blockade Source B Kennedy’s Options: 1. Nuclear Strike? It would cause a nuclear war. 2. Conventional attack? There were Russian troops in Cuba, and it would probably lead to a war with Russia. 3. Use the UN? Too slow. 4. Do nothing? The missile bases were too dangerous. 5. Blockade? This would stop the missiles getting to the missile 39 MOASG – 2012 27 Oct: 28 Oct: 20 Nov: and agree not to invade Cuba. Before Kennedy could reply, Khrushchev sent another letter, demanding that Kennedy also dismantle American missile bases in Turkey. On the same day, a U2 plane was shot down over Cuba. It looked as if war was about to happen. Kennedy ignored the plane incident. He also ignored Khrushchev’s second letter – he wrote simply that would lift the blockade and agree not to invade Cuba if Khrushchev would dismantle the missile bases. Khrushchev agreed. The crisis finished. Russian bombers left Cuba, and Kennedy lifted the naval blockade. The results were: 1. Khrushchev lost prestige – he had failed. Particularly, China broke from Russia. 2. Kennedy gained prestige. He was seen as the men who faced down the Russians. 3. Both sides had had a fright. They were more careful in future. The two leaders set up a telephone ‘hotline’ to talk directly in a crisis. In 1963, they agreed a Nuclear Test Ban Treaty. Cuba was the start of the end of the Cold War. 4. Cuba remained a Communist dictatorship, but America left it alone. Page bases, but it was not a direct act of war. Did you know? Kennedy did not publicly agree to dismantle missile bases in Turkey. But in a secret telephone call, he told Khrushchev that – while he couldn’t agree to dismantle Turkish bases in a ‘tit-for-tat’ agreement – the USA did not see any need for them and that they would be dismantled soon. Tasks 1. Prepare a 15-minute essay: ‘Describe the events of the Cuba Crisis of 1962. 2. Copy ‘The Results of the Cuba Crisis’. Revision Questions 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. When did Stalin die? Who became the new leader of Russia What were the meetings between the superpower leaders called? What did Khrushchev tell Tito in 1955? What did Khrushchev say about Stalin in 1956? What was Khrushchev’s policy called? What did he really mean by it? What was de-stalinisation? Why was it dangerous for world peace? How did Khrushchev build up support in countries like Afghanistan and Burma? What was the first satellite and when was it launched? Who was the first astronaut to orbit the earth, and when did he do it? When did Russia get the hydrogen bomb? What was the military alliance set up by Khrushchev, and what countries were in it? Which American senator led a ‘witch-hunt’ for communists in America? What did NATO agree to in 1955 in West Germany? How did America spy on Russia? Name the FIVE crises after 1955. Who led the Polish riots of 1956? Which Polish Communist kept control of Poland? List the FIVE reasons for the Hungarian uprising. Who rioted in Hungary on 23 October 1956, and what did they do? Who became the Prime Minister of Hungary? 40 MOASG – 2012 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. Page What FOUR reforms did the rebels order? What FIVE reasons led Russia to send in the tanks? Of these, which was most important? How many tanks invaded Budapest. Why did Britain and France not help Hungary? Who was the President of America in 1956? Why did he not help Hungary? Why did the UN not help Hungary? Who did Khrushchev put in charge of Hungary? How many Hungarians fled to Austria? What did Khrushchev demand from America in 1959? With whom did Khrushchev argue about kitchens in 1959? What crisis began on 5 May 1960. Which summit meeting was ruined because of the crisis? Who did the Americans elect as their President in 1961? Which two places in the Far East did Kennedy finance anti-communist fighters? How many refugees had fled to West Berlin by 1961? Why was this bad for Russia? What did Khrushchev demand at the Vienna summit of June 1961? What date did Khrushchev begin to build the Berlin Wall? Why did Khrushchev say he built the wall? When did Fidel Castro come to power in Cuba? What did his 1960 trade agreement with Russia say? What did Castro do to America companies in 1961 which angered America? What was the name for the failed invasion of Cuba in 1961. Why was it an embarrassment for Kennedy? What did a U2 spy-plane discover on Cuba in October 1962? What were Kennedy’s FIVE options, and which did he choose? What did Khrushchev accuse America of? What deal was done between Kennedy and Khrushchev? What event during the crisis (27 Oct) almost caused a nuclear war? What did the two leaders set up after the Missiles Crisis to prevent another such crisis? What agreement began the thaw in 1963? 41 MOASG – 2012 Page 42 Paper 1: The inter-war Period Paper One Grade Boundaries Mark IB Grade 20 – 25 17 - 19 13 – 16 10 – 12 7–9 4–6 0–3 7 6 5 4 3 2 1 Feedback 1. Timing is crucial: Everything you write must ‘score’ a mark. Every comment must focus directly to the question. 25 marks awarded in 1 hour = roughly 2.4 minutes per mark. 2. How to do the exam: [step a + b = 5 to 7 min] a) Read each source, write& underline/ highlight key points: author (nationality), date, context, type source, key content. All of this is “mad important yo.” b) Begin to spot differences & similarities in sources – draw arrows c) Answer the questions 3. You must appreciate the purpose/ point of each question before you enter exam room: Some more…. You must identify key words in question and use them in your writing. Stop repeating yourself. No superfluous comments. You must quote from source BUT only key words. Do not waste time with whole sentences. Pre reading must identify quickly the message of text, key words & context/ author. Never forget if you see an oddity (eg source D was a modern source that gave a very traditional positive view of Stalin). If you are good, you should be able to identify which sources would be useful to which historical school. So learn them (traditional, revisionist and post revisionist and the key dates in soviet historiography ie Glasnost impact). You must know the topic well to understand the sources properly. Focus on Détente, The Berlin Wall, Sino-Soviet Split, and increasing tensions between the USSR, China, and USA. Precision of expression requires a lot of practice….. you cannot do it on the day for the first time. XVI. MOASG – 2012 QUESTION 1 = simple identification of lines from text Page 43 Topics = Détente, Sino-Soviet Split, Eastern Bloc stuff. You know… Using documents on Cold War 1960-1979 : - write more precisely to save time - don’t re-write question - no analysis required - number of marks = number points to make - This question is meant to be an easy start for candidates. State the obvious. Quote with key words. - Students always spend too long on this question a) Who, according to Source B, was instrumental in causing the sinosoviet split 2 marks and b) According to Source E, what did the Sino-Soviet Split achieve 3 marks Q1 = 15 marks = 12 mins QUESTION 2 = simple comparing of the content/ messages of 2 sources to show how far they agree/ disagree. To what extent do Sources B and E support the views expressed in Source A? 6 marks The second question will usually directed towards a task such as comparison or application and analysis. The question may relate to three documents. This is simply comparing the content and themes of each Source. It is NOT asking why the sources might be different (eg author’s bias) Note the key words. Extent suggests there are areas that agree and disagree Q2 = 6 marks 14.4 mins - do not re-write the content of each source - compare directly - quotes must be short - a tendency to repeat points wastes time. PRECISE ANSWERS NEEDED PLEASE. QUESTION 3= always a question about the value & limitations of sources with reference to their origin and purpose With reference to their origin and purpose, assess the value and limitations of sources C and D for historians studying Khrushchev’s intentions. The question will be worded directly towards `evaluation` and `reliability` to avoid paraphrasing of content. The question will address the underlying historical use of the sources. - You must look at date; author (& their involvement to see origin and purpose); type evidence (to evaluate purpose and value – if statistics then can they be trusted ; content (again to evaluate purpose); context etc. - you must use the key words in answer as ‘pointers’ – origin, purpose, value, limitation QUESTION 4 [nb this question requires assessing the origin, author, purpose, bias, context etc of the documents] 6 Marks Q4 = always asks a question about the specific Russian topic and you evaluate that against the sources AND your own knowledge. The final question requires a mini essay demanding the use of both source material (the documents) and the candidates own knowledge. The marks will be awarded equally for ‘own knowledge’ (4) and ‘sources’ (4). The best way is to combine the two when you write. Or write own knowledge first and then sources (or vice versa) - You must combine both of these elements (equal allocation of marks) and answer the precise question. Most candidates lack ability to combine these two parts and run out of time All sources have good and bad points Primary does not make it better than Secondary The actual content is always of value ie what it tells us Q3 = 6 marks/ 14.4 mins Using the sources and your own knowledge, explain to what extent you agree with the statement in Source D that “The Secret Speech was delivered by Khrushchev to bring key Stalinists to his side.” 8 marks Q4 = 8 marks/ 19.2 mins MOASG – 2012 Page 44 Past questions asked on the Exam: Paper Two Questions Topic 1- Causes, practices and effects of war- World War I 1. 2. 3. 4. 5. 6. Examine the part played by each of the following in the outbreak of the First World War: alliances, mobilization, Balkan nationalism. (N2006) How valid is the claim that in 1914 states went to war due to fear rather than for motives of gain? (2004) Assess critically three causes of the First World War. (2003) To what extent can it be said that the First World War was caused by the alliance system? (1999) “Germany must bear the ultimate responsibility for the outbreak of the First World War.” How far do you agree with this judgment? (1995) How valid is it to claim that Europe “stumbled into” a world war in 1914? (1992) Topic 1- Causes, practices and effects of war- World War II 1. Discuss briefly the immediate effects that the dropping of the atomic bomb on Hiroshima and Nagasaki in 1945 had on the progress of the Second World War. Comment on how the existence of the “bomb” has subsequently affected the practices of war in terms of global conflict. (1992) Topic 1- Causes, practices and effects of war- General 1. With reference to specific examples, account for the adoption of guerrilla warfare and assess its effectiveness. (N2006) 2. In what ways, and with what success, did post-war peacemakers attempt to deal with the problems which produced the conflict? Specific reference should be made to two peace settlements. (N2006) 3. Compare and contrast the reasons for, and impact of, foreign involvement in two of the following: Russian Civil War; Spanish Civil War; Korean War. (N2006) 4. With reference to two wars, each chosen from a different region, explain to what extent the role and status of women was affected. (N2006) 5. Compare and contrast the results of the First World War and the Second World War. (2006) 6. To what extent did technological developments ensure victory in twentieth century wars? (2006) 7. “No twentieth century war could be called a limited war.” To what extent do you agree with this assertion? (2006) 8. Analyze the causes of either the Spanish Civil War or the Korean War. (2006) 9. Assess the social results of two wars, each chosen from a different region. (2006) 10. Analyze the results of either the First World War or the Second World War. (2005) 11. Account for either the defeat of the Central Powers in the First World War or the Axis powers in the Second World War. (2005) 12. To what extent do you agree with the view that war accelerates social change? (2005) 13. Evaluate the contribution made towards the war effort by civilians on both the home front and the battle front in two wars, each chosen from a different region. (2005) 14. Compare and contrast the reasons for, and impact of, foreign involvement in two of the following: Russian Civil War; Spanish Civil War; Chinese Civil War. (2005) 15. “Peace settlements create conditions for new conflicts.” With reference to at least two settlements explain to what extent you agree with this statement. (2005) 16. Assess the social and economic causes of one twentieth century war. (2005) 17. Compare and contrast the use of naval warfare in two wars, each chosen from a different region. (2005) 18. For what reasons, and with what results, was “limited” warfare a feature of the second half of the twentieth century? (2005) 19. Evaluate the social and economic consequences of two twentieth century wars. (2004) 20. To what extent did guerilla warfare determine the outcome of the Vietnam War? (2004) 21. Why did foreign intervention occur so frequently in civil wars of the twentieth century and what impact did this intervention have on two civil wars each chosen from a different region? (2004) 22. Assess the role of air power in two twentieth century wars. (2004) 23. In what ways did the causes of the Second World War differ from the causes of the First World War? (2004) 24. Evaluate the importance of naval warfare in twentieth century wars. Specific examples must be given from at least two wars. (2004) 25. Analyze the results of two wars, each chosen from a different region. (2004) 26. Assess the social and economic effects of one war on two countries involved, in the ten years following the end of the war. (2004) 27. Compare and contrast the causes of two wars (excluding the First World War) each chosen from a different region. (2003) 28. Analyze the reasons for the outcome of one civil war. How did the outcome affect the country in which the war was fought? (2003) 29. “The most important military development of the twentieth century was the development of nuclear weapons.” To what extent do you agree with this statement? (2003) 30. Assess the economic and social impact of either the Arab-Israeli Wars, or the Vietnam War, on the countries involved. (2003) 31. What were the most frequent causes of twentieth-century wars? Specific evidence from at least three wars should be used. (2003) MOASG – 2012 Page 45 32. How and why did technological developments play an important part in twentieth-century wars? (2003) 33. “War causes more suffering to women than to men.” “War liberates women.” Using evidence from at least two wars explain which statement you consider is more appropriate. (2003) 34. Assess the aims of two countries entering the First World War. To what extent were they successful in achieving their aims? (2002) 35. In what ways, and with what results for twentieth century wars, did tactics change? (2002) 36. Compare and contrast the causes of the Russian Civil War and the Spanish Civil War. (2002) 37. Analyze the use and effects of propaganda in two wars, each chosen from a different region. (2002) 38. Why were the intentions of those responsible for treaties rarely fulfilled? (2002) 39. Analyze the changes in the nature of warfare during the twentieth century. (2002) 40. Examine the effects of war and the fear of war on the civilian population of two countries, each chosen from a different region. (2002) 41. Compare and contrast the causes of the First and Second World Wars. (2002) 42. Evaluate the successes and failures of one twentieth century treaty in addressing the causes if conflict, and restoring peace and normality. (2001) 43. Using specific examples explain the popularity of war themes in (a) films and (b) films and/or plays. (2001) 44. Analyze the reasons for the outbreak of war either in Algeria in 1954, or Korea in 1950. (2001) 45. In what ways and for what reasons did foreign intervention play an important role in two civil wars, each chosen from a different region? (2001) 46. Examine critically two treaties and evaluate their success in resolving the armed conflicts which necessitated the treaties. (2000) 47. Assess the importance of nationalism and of selfish ambition as causes of twentieth century wars. Reference must be made to at least two wars. (2000) 48. In what ways have wars (a) caused suffering and hardship to women and (b) helped promote women’s equality? Specific evidence must be given from at least two regions. (2000) 49. Assess the significance of either the Mexican Revolution (1910 to 1940) or the Vietnam War (1964 to 1975). (2000) 50. In what ways and for what reasons have tactics changed in twentieth century warfare? (1999) 51. Evaluate the role of ideological differences in two civil wars each chosen from a different region. (1999) 52. To what extent can it be said that the First World War was caused by the alliance system? (1999) 53. How valid is the claim that treaties are not necessary to end wars? Support your answer with evidence from at least two regions. (1999) 54. To what extent should Germany be held responsible or causing both the First and Second World Wars? (1998) 55. How and why has guerilla warfare been used in the twentieth century? Examples should be given from at least two different regions. (1998) 56. Explain the impact of war on two of the following: women; the arts; the media. (1998) 57. “Each war has its own particular causes.” Is this the case, or can evidence be given that given that twentieth century wars have common causes? Support your answer with evidence from at least two wars, each chosen from a different region. (1997) 58. What were the major developments in military technology from 1914 to 1945? (1997) 59. To what extent has war resolved the issues of conflict between Arabs and Israelis? (1997) 60. What do you understand by “total war”? Select one twentieth century war to illustrate your understanding. (1997) 61. “The First and Second World Wars were European civil wars that required outside intervention to settle.” How far do you agree with this quotation? (SPC) 62. “This is not a peace. It is an armistice for twenty years.” How accurate was Marshall Foch’s assessment of the Treaty of Versailles? (1995) 63. “Wars are caused by the miscalculation of the aggressor and the failure of politicians to exercise crisis management.” Discuss the validity of this statement with reference to one twentieth century war. (1993) 64. Assess the significance and importance of air power in any two twentieth century wars. (1993) 65. “Peace settlements are ineffective unless accompanied by total military victory.” Does twentieth century warfare bear this out? (1993) 66. “Wars create more problems than they solve.” Discuss this claim with reference to the causes and results of any two wars (each chosen from a different region) during the twentieth century. (1992) 67. With reference to any civil war of the twentieth century, examine the social, economic and political background to the divisions in the society involved. T Assess the importance of nationalism and of selfish ambition as causes of twentieth century wars. Reference must be made to at least two wars. (2000) what extent were the problems which produced the war resolved in the post war period? (1992) 68. To what extent has any twentieth century war changed the role of women? (SPEC) 69. “The First and Second World Wars were European civil wars that required outside intervention to settle.” How far do you agree with this quotation? (SPEC) IB History Paper 2 Past Questions and Markschemes Topic 1 Causes, practices and effects of war 1. Analyse the results of either the First World War or the Second World War. (May 2005) MOASG – 2012 Page 46 Candidates should understand by results, the actual results of the war – which side won, the effects upon both sides and the wider effects. For the First World War, the winning side consisted of Britain and the Commonwealth, France, Italy, the USA and their allies. Both winners and losers suffered financially, economically and socially, and the losers were subjected to the Treaty of Versailles and the other treaties. Candidates could outline main clauses, and analyse their effects. The Ottoman, Austrian and German empires all ceased to exist. No doubt many candidates will include the rise of Hitler, the Great Depression and the Second World War as results. For the Second World War, again the allies of Britain, USA, France, and this time the USSR, and their allies won the war. Results again were devastation and economic problems throughout Europe and in the Pacific region. The main results to analyse could be: the defeat of Hitler and the Nazis; the Cold War; the rise of superpowers, the impetus to granting independence to European colonies; the changing nature of Europe, perhaps leading to the European Union. Candidates should know much and high marks will depend on analysis and selection. [0 to 7 marks] for inadequate general comments. [8 to 10 marks] for narrative with implicit analysis. [11 to 13 marks] for suitable selection of material and explicit analysis. [14 to 16 marks] for structured, analytical answers, focused on results. [17+ marks] for balance, in-depth analysis and perhaps different interpretations. 2. Examine the impact of foreign intervention on either the Chinese Civil War or the Spanish Civil War. (May 2005) Foreign intervention could be concerned with causes, course and results of the chosen civil war. As no dates are given, candidates can either use the long term civil war in China, or concentrate on the period 1946 to 1949. Mao and the CCP received some assistance from communist supporters, but their main strength was their own people, whereas the Kuomintang or KMT/GMD was aided by the USA (which had tried to mediate between the two sides), and lost support because of this foreign element. Both sides in the Spanish Civil War received foreign help, but the German and Italian support for Franco and the Nationalists was more useful than the communist, socialist, anarchist etc. support given to the Republicans. [0 to 7 marks] for general comments on the chosen civil war with no mention of foreign involvement. [8 to 10 marks] for narrative which includes foreign intervention. [11 to 13 marks] for explicit focus on foreign intervention. [14 to 16 marks] for essays focused on foreign intervention which analyse impact. [17+ marks] for perceptive interpretation of impact of foreign intervention. 3. Assess the social and economic causes of one twentieth century war. (May 2005) This will probably not be a popular question, but candidates could use either of the world wars, assessing the social implications of German (especially Nazi) social policies, such as Hitler’s wish for “living space” and anti-semitic policies. Economic factors were present in causes of the First World War, with rivalry over colonies and financial implications of the arms’ race. Appeasement before the Second World War was also the product to some extent of economic recession which prohibited rearming in Britain and France - and the Great Depression was a factor in the success of Hitler in obtaining power. [0 to 7 marks] for vague general answers. [8 to 10 marks] for narrative/descriptive answers with implicit assessment. [11 to 13 marks] for explicit assessment. [14 to 16 marks] for well structured and focused analytical answers. [17+ marks] for balance or different interpretations. Topic 1 Causes, practices and effects of war 1. Evaluate the social and economic consequences of two twentieth century wars. (November 2004) Emphasis should be on identifying and evaluating the types, nature, extent of changes produced as a result of war in social and economic areas – supported by specific examples to substantiate claims. The relative emphasis given to each area of change may alter depending on the conflicts selected, but responses should attempt to cover both areas as requested. “Consequences” may be interpreted as occurring during the period of conflict or after such conflicts have ended. Social consequences could refer to issues of – demographic imbalance as a result of deaths, infringement or curtailment of civil liberties – freedoms of speech, press, assembly – changing roles/perceptions of females as a result of contributions made to a war effort, increased state control over the life of the individual – conscription, requisition, rationing etc. Economic consequences could include – mobilization of work force behind war effort, industrial boom/slump, dislocation of pre-war trading and production patterns, agricultural disruption, inflation, increased taxation, government borrowing, indemnities/reparations as a consequence of defeat, physical destruction/damage and post-war recovery needs. In some cases profits could be made by individuals and the economic status of certain states improved immeasurably – for example the USA as a creditor nation after both World wars. N.B. If only one war is attempted mark out of maximum of [12]. [8 to 10 marks] for narrative/descriptive responses of two wars which cover the changes implicitly – but little evidence of an attempt at evaluation or critical commentary. Likely to be an end-on account with insufficient focus. [11 to 13 marks] will require a more explicit focus on the areas of change, providing specific examples – perhaps unbalanced in terms of the areas and/or the treatment of the two wars selected. Evaluation present but not fully developed. [14 to 16 + marks] will be awarded for a structured (possibly thematic) approach as opposed to end-on account. Evaluation will be present and developed and evidence provided to support the arguments. Balanced in terms of the treatment of both areas and the two wars chosen. MOASG – 2012 Page 47 At the top end of the band a high level of analysis/critical commentary, a strong supporting base of relevant and accurate information concerning the types, extent, nature of changes will be present. 2. How valid is the claim that in 1914 states went to war due to fear rather than for motives of gain? (November 2004) The question requires candidates to consider the motives of the various states in Europe (and their respective empires) for entry into the First World War. A popular question no doubt, which could produce an avalanche of pre-learned or pre-planned responses on the Origins of World War One: such responses are unlikely to score well. The question indicates two areas/issues for particular consideration i.e. “fear” and “gain” and both areas should be addressed. The “How valid” invitation permits candidates not just to consider the relative merits of “fear” and “gain” but allows for identification of other motives which they may feel to be significant. Stronger responses will no doubt produce such an approach. Belgium, for example, had little time to worry about either issue in 1914 and found itself at war for quite simple reasons. “Fear” could be linked to individual states – e.g. German fear of encirclement, Russian fear of diplomatic failure/humiliation, Vienna’s fear of Pan-Slavism/Serb Nationalism and anxiety over imperial disintegration, British fears of naval/economic challenges. “Gain” could be linked to desires (overt or covert) of various states by 1914 which, it was believed, might be achievable through military means/war. Such gains might be territorial, economic, diplomatic, irredentist, etc. N.B. The First World War provides much opportunity for investigation and examination of other motives and the problem will not be a lack of detail in responses, but a plethora of indiscriminately selected and deployed material. [8 to 10 marks] for answers which are largely descriptive but which do touch upon the issues of “fear/gain” albeit in little convincing depth before moving on to other areas. Responses may in some cases give the impression of a learned response approach. [11 to 13 marks] will consider the issues of “fear “ and “gain” explicitly, though specific examples of each may be limited and/or unbalanced. The “How valid” element will be identified and tackled though the level of analysis and provision of alternative motives may not be well developed. [14 to 16 marks] may be awarded for responses that deal effectively with both issues of “fear” and “gain”, provide convincing, accurate, substantiation of each and address the issue of “How valid” effectively. Investigation of other possible motives of the powers involved (individually or collectively) may be apparent and once more, specific examples provided as evidence. [17+ marks] as above but candidates will provide accurate detailed knowledge and reveal evidence of wide reading and/or different interpretations concerning motives/motivation of the warring states. Topic 1 Causes, practices and effects of war 1. In what ways did the causes of the Second World War differ from the causes of the First World War? (May 2004) The best way to approach this question is probably to explain the causes of the Second World War, showing how each one differed from causes in the First World War. Germany should be considered as a cause of both; for the Second World War it was Hitler’s aggression, which was probably more important than the Kaiser’s policies and ambitions in the First World War. Nationalism in the Second World War was mainly Hitler’s desire for “living space”, in the First World War it was mainly in the Balkans. Similarly Imperialism if present in the Second World War, was different from the desire for colonies in the First World War. Appeasement has been considered as a cause of the Second World War, whereas the arms race was important for the First World War. The alliances and failure of diplomacy, could be discussed for both. It was Hitler’s invasion of Poland that sparked the Second World War, whereas the assassination at Sarajevo began the events that led to the First World War. Versailles was a cause of the Second World War only. No doubt many candidates will attempt to give the causes of both wars end-on, and this will take too much time. Candidates should be selective and focus on differences. [7 marks] and under if only one war is addressed. [8 to 10 marks] for end-on accounts of both wars with implicit differences. [11 to 13 marks] for a structure focused on differences or good linkage. [14 to 16 marks] for focus on and analysis of differences. [17+ marks] for different interpretations or perception of differences and similarities. 4. Analyse the results of two wars, each chosen from a different region. (May 2004) The results of the wars will of course depend on the wars chosen, which could be global or limited, but should include the effects on and for both, winners and losers, or at least the main participants in major wars. Areas to consider are political, social and economic results at home, the ways in which the war has strengthened or weakened the country being analysed, its changes in status as a regional or world power, and where relevant, Cold War politics. Candidates are probably more likely to concentrate on wider results and issues, than detailed domestic circumstances and changes (except perhaps after the First World War). Allow the Second World War as two wars, Europe and the Pacific, but candidates would probably be wiser to use conflicts involving fewer countries such as the Spanish Civil War or Korean War, where analysis can be in greater depth. [8 to 10 marks] for descriptive or narrative accounts with implicit analysis. [11 to 13 marks] for more explicit analysis. [14 to 16+ marks] for focus on and specific analysis of, results. N.B. If only one war or one region is addressed, mark out of [12]. 1. Assess critically three causes of the First World War. (Nov 2003) Probably candidates will choose from three of the following causes of the First World War; alliances; the Balkans; imperialism; the arms’ race; naval rivalry between Germany and Britain; German militarism; the assassination at Sarajevo. Accept any other legitimate cause and MOASG – 2012 Page 48 different wording from those above. Candidates need to explain each of their chosen causes and assess their part in causing the war, for example how important they were relatively in causing the war. Mark out of [7] for each cause approximately, or mark as a whole with: [0 to 7 marks] for short or inaccurate attempts, or a brief general causes answer. [8 to 10 marks] for basic accounts and at least implicit assessment of the chosen three causes. [11 to 13 marks] for fuller accounts and explicit assessment. [14 to 16 marks] for full analysis of the three causes. [17+ marks] for a further dimension such as different interpretations of the selected causes. 2. Compare and contrast the causes of two wars (excluding the First World War) each chosen from a different region. (Nov 2003) This is a comparative question requiring candidates to consider the similarities and differences of the causes of two wars. As the First World War is the subject of the previous question it has been excluded. Candidates may well choose the Second World War together with perhaps the Vietnam or Korean War, but of course allow any non European War, and as the Second World War developed outside Europe, candidates could elect to answer both parts on it, the European aspect, and the war in the Pacific. Causes should include long term and immediate. [0 to 7 marks] for a vague inadequate attempt, or addressing only one war. [8 to 10 marks] for end-on accounts with only implicit comparison. [11 to 13 marks] for explicit comparison. [14 to 16 marks] for acceptable details in a comparative structure. [17+ marks] for excellent insight, or perhaps different interpretations. Topic 1: Causes, practices and effects of war 1. What were the most frequent causes of twentieth century wars? Specific evidence from at least three wars should be used. (May 2003) Candidates need to indicate the most frequent causes of twentieth century wars and give specific evidence from the wars in which each cause was involved. They should also analyse why the causes were so prevalent in the twentieth century. Some causes to include would be: nationalism, wars to use as examples could include both world wars, Balkan wars, wars of decolonization, Arab-Israeli wars; various suggestions for twentieth century nationalism could be suggested such as its use or misuse by rulers or would-be rulers, as a political tool, as a result of the decline of imperial powers, etc.aggression and the wish for conquest, e.g. Mussolini’s invasion of Abyssinia, Japan’s invasion of Manchuria, Hitler and the Second World War. The reasons for aggression by rulers and states need fear, this could account for some participation in both world wars, Arab-Israeli wars, Korea and Vietnam, and is often a factor in war and politics. religion, Arab-Israeli wars, an age old cause often used as a cover. East West rivalry or Cold War politics, e.g. Korea and Vietnam. The above are some suggestions. No doubt others will also be used, and some candidates will tackle the question by selecting three wars and discussing the causes. [8 to 10 marks] for a mainly narrative account of the causes of three wars. [11 to 13 marks] for causes of three wars with assessment of their importance and frequency. [14 to 16 marks] for answers structured around causes with specific examples and analysis. [17+ marks] for answers with detail, insight and perceptive comments. 2. In what ways, and to what extent, was the Second World War “total war”? (May 2003) Candidates need to give a definition of “total war”, such as a war in which all the nation’s resources economic, financial, human and ideological are mobilized in the war effort in order to win. This could be argued as true of Britain, Germany, Japan and USSR, but not USA. Specific details should be given of the areas listed, and an assessment made on “to what extent”.In the past answers have tended to be too general with insufficient detail on vital areas such as conscription, direction of labour and resources, legislation curtailing freedom of action etc. [7 marks] and below for unsubstantiated generalizations. [8 to 10 marks] for descriptions of some of the above. [11 to 13 marks] for better focus and detail. [14 to 16+ marks] for specific coverage of most or all of the relevant elements. 3. How and why did technological developments play an important part in twentieth century wars? (May 2003) The twentieth century probably saw the greatest changes in warfare in history, because of the century’s technological revolution. “How” – would cover the changes in fighting methods, on land, sea, and in the air, with transport and weaponry developments, both offensive and defensive, which led to different tactics and strategies. “Why” – would cover the reasons for development and changes, research, resources, transference of peace time inventions to weapons of war, etc. There are many ways to tackle this open-ended question, but selection and focus, as well as detail and analysis are necessary for good marks. Of course the point could be made that in some areas, such as in guerrilla warfare, much remains the same. [7 marks] and below for inadequate general answers. [8 to 10 marks] for descriptions or narratives of key changes. MOASG – 2012 [11 to 13 marks] for focus on how and why with specific examples. [14 to 16 marks] for structured analytical answers which explain changes. [17+ marks] for insight and perception. Page 49 MOASG – 2012 Page 50 Subject 1 Study Guide IB 20th Century World History Topics Paris Peace Conference The Paris Peace Conference was the meeting of the Allied victors in World War I to set the peace terms for Germany and other defeated nations, and to deal with the empires of the defeated powers following the Armistice of 1918. They met, discussed and came up with a series of treaties (Peace of Paris Treaties) in an attempt to maintain a lasting peace throughout the world. At its center were the leaders of the three "Great Powers": President Woodrow Wilson of the United States, Prime Minister David Lloyd George of Britain, and Georges Clemenceau of France. Russia and Germany were not allowed to attend, but thousands of others came, each with a different agenda. Georges Clemenceau The chief goal of the French leader, Georges Clemenceau, was to weaken Germany militarily, strategically, and economically. In particular, Clemenceau sought an American and British guarantee of French security in the event of another German attack. Clemenceau also expressed skepticism and frustration with Wilson's Fourteen Points. Vittorio Orlando Vittorio Orlando was sent as the Italian representative with the aim of gaining as much territory as possible. The loss of 700,000 Italians and a budget deficit of 12,000,000,000 Lire during the war made the Italian government and people feel entitled to territories. England Goals of England: David Lloyd George wanted to maintain the British Empire's unity, holdings and interests, but it entered the conference with the more specific goals of: Ensuring the security of France Removing the threat of the German Fleet Settling territorial contentions Supporting the Wilsonian League of Nations with that order of priority. Wilson’s Fourteen Points 1. Open covenants of peace. 2. Absolute freedom of navigation upon the seas. 3. Removal all economic barriers. 4. Reduce armaments. 5. An adjustment of all colonial claims, based upon popular soveriegnty. Wilson’s Fourteen Points 6. The evacuation of all Russian territory and settle all questions affecting Russia. 7. Belgium, the whole world will agree, must be evacuated and restored. 8. All French territory should be freed and the invaded portions restored. 9. A readjustment of the frontiers of Italy should be effected along clearly recognizable lines of nationality. MOASG – 2012 Page 51 10. The peoples of Austria-Hungary, should be accorded the freest opportunity to autonomous development. 11. Romania, Serbia, and Montenegro should be evacuated; occupied territories restored; Serbia accorded free and secure access to the sea. 12. The Turkish portion of the present Ottoman Empire should be assured a secure sovereignty. 13. An independent Polish state should be erected which should include the territories inhabited by indisputably Polish populations. Wilson’s Fourteen Points 6-13. Specific territorial adjustments 14. A general association of nations (League of Nations) must be formed under specific covenants for the purpose of affording mutual guarantees of political independence and territorial integrity to great and small states alike. 2. What were the terms of the Paris Peace Treaties 1919‑ 20: Versailles, St. Germain, Trianon, Neuilly, Sèvres/Lausanne 1923? Treaty of Versailles The Treaty of Versailles was one of the peace treaties at the end of World War I. It ended the state of war between Germany and the Allied Powers. It was signed on 28 June 1919. Although the armistice signed on 11 November 1918 ended the actual fighting, it took six months of negotiations at the Paris Peace Conference to conclude the peace treaty. Of the many provisions in the treaty, one of the most important and controversial required Germany to accept sole responsibility for causing the war (later known as the War Guilt clauses), to disarm, make substantial territorial concessions and pay reparations to the Entente powers. The total cost of these reparations was assessed at 132 billion marks ($31.5 billion, £6,600 million) in 1921. Treaty of Versailles Article 227 charges former German Emperor, Wilhelm II with supreme offence against international morality. He is to be tried as a war criminal. The Rhineland will become a demilitarized administered by Great Britain and France jointly. German armed forces will number no more than 100,000 troops, and conscription will be abolished. Treaty of Versailles German naval forces will be limited to 15,000 men, 6 battleships, 6 cruisers, 6 destroyers and 12 torpedo boats. No submarines are to be included. The manufacture, import, and export of weapons and poison gas is prohibited. Armed aircraft, tanks and armored cars are prohibited. Blockades on ships are prohibited. Restrictions on the manufacture of machine guns and rifles. Treaty of Saint Germain The Treaty of Saint Germain, was signed on 10 September 1919 by the victorious Allies and by the new Republic of Austria. It was not ratified by the United States. MOASG – 2012 Page 52 The treaty declared that the Austro-Hungarian Empire was to be dissolved. The new Republic of Austria, consisting of most of the German-speaking Alpine part of the former Austrian Empire, recognized the independence of Hungary, Czechoslovakia, Poland, and the State of Slovenes, Croatians and Serbs. The treaty included war reparations of large sums of money, directed towards the allies, to pay for the costs of the war. Treaty of Trianon The Treaty of Trianon was the peace treaty concluded in 1920 at the end of World War I by the Allies and Hungary, seen as a successor of Austria-Hungary. The treaty established the borders of Hungary. Hungary lost over 72% of the territory it had previously controlled, which left 64% of the inhabitants, including 3.3 out of 10.7 million (31%) ethnic Hungarians, living outside Hungary. In addition, the newly established nation of Hungary had to pay war reparations to its neighbors. Treaty of Neuilly The Treaty of Neuilly, dealing with Bulgaria for its role as one of the Central powers in World War I, was signed on Nov. 27, 1919 at Neuilly, France. The treaty required Bulgaria to cede Western Thrace to Greece, thereby cutting off its direct outlet to the Aegean Sea. The treaty also forced Bulgaria to return Southern Doubria, which had been captured during the war. Bulgaria was also required to reduce its army to 20,000 men, pay reparations exceeding $400 million, and recognize the existence of the Kingdom of Serbs, Croats and Slovenes. Treaty of Severes The Treaty of Sèvres (10 August 1920) was the peace treaty between the Ottoman Empire and Allied at the end of World War I. The treaty nullified the territorial gains of the empire during the war. 3. What were the geopolitical and economic impact of the treaties on Europe; the establishment and impact of the mandate system? Impact of the Treaty of Versailles Treaty of Versailles: Clemenceau had failed to achieve all of the demands of the French people, and he was voted out of office in the elections of January 1920. French Field Marshal Ferdinand Foch, declared, "This is not Peace. It is an Armistice for twenty years." After Wilson's successor Warren Harding continued American opposition to the League of Nations, Congress passed the Knox-Porter Resolution bringing a formal end to hostilities between the United States and the Central Powers. Treaty of Versailles impact on Germany Germans of all political shades denounced the treaty—particularly the provision that blamed Germany for starting the war—as an insult to the nation's honor. They referred to the treaty as "the Diktat" since its terms were presented to Germany on a take-it-or-leaveit basis. Germany's first democratically elected Chancellor, Phillip Schneidmann refused to sign the treaty and resigned. The German economy was so weak that only a small percentage of reparations was paid in hard currency. Nonetheless, even the payment of this small percentage of the original reparations (132 billion Gold Reich marks) still placed a significant burden on the German economy. The economic strain eventually reached the point where Germany stopped paying the reparations agreed in the Treaty of Versailles. As a result French and Belgian forces invaded and occupied the Ruhr, a heavily industrialized part of Germany along the French-German border. Impact of Treaty of Saint Germain Treaty of St. Germain: The vast reduction of population, territory and resources of the new Austria relative to the old empire wreaked havoc on the economy of the new nation. Impact of the Treaty of Trianon Although the treaty addressed some nationality issues, it also sparked new ones at the same time. After the new borders had been established, a majority of the 3.3 million Hungarians who lived in now-foreign lands were situated just outside the new border lines and were not given the option of self-determination and were unhappy. MOASG – 2012 Page 53 Mandate System A League of Nations mandate refers to certain territories transferred from the control of one country to another following World War I. Which included a minority rights clause and an International Court. The mandate system was established under Article 22 of the League of Nations. All the territories subject to League of Nations mandates were previously controlled by states defeated in World War I, principally Germany and the Ottoman Empire. Class A Mandates The mandates were divided into three distinct groups based upon the level of development each population had achieved at that time. Class A mandates The first group or Class A mandates were areas formerly controlled by the Ottoman Empire that were deemed to have reached a stage of development where their existence as independent nations can be provisionally recognized subject to a lead country until they are able to stand alone. Class B Mandates Class B mandates The second group or Class B mandates were all former German territories in the Sub-Saharan regions of West and Central Africa, which were deemed to require a greater level of control by the mandatory power: "...the Mandatory must be responsible for the administration of the territory under conditions which will guarantee freedom of conscience and religion." The mandatory power was forbidden to construct military or naval bases within the mandates. Class C mandates Class C mandates A final group, the Class C mandates, including South-West Africa and the South Pacific Islands, were considered to be "best administered under the laws of the Mandatory as integral portions of its territory“. They essentially became colonies of the Mandates. The Class C mandates were former German possessions. 4. What were the mechanisms used for the enforcement of the provisions of the treaties: US isolationism—the retreat from the Anglo– American Guarantee; disarmament—Washington, London, Geneva conferences. US Isolationism In the wake of the First World War, the isolationist tendencies of US foreign policy were in full force. First, the United States Congress rejected president Woodrow Wilson’s League of Nations. Although the United States was unwilling to commit to the League of Nations, they were willing to engage in foreign affairs on their own terms. In August 1928, fifteen nations signed the Kellogg-Briand Pact, brainchild of American Secretary of State Frank Kellogg and French Foreign Minister Aristide Briand. This pact that was said to have outlawed war and showed the United States commitment to international peace. Anglo-American Guarantee The French still regarded the Germans as a major threat to their security after WWI. They wanted Germany divided into separate states, or, failing that, they wanted extensive precautions against future German aggression. The French were promised an AngloAmerican guarantee of French borders. Without consulting their militaries, Lloyd George and Wilson offered the Treaty to the French as a means to head off the separation of the Rhineland from Germany. The Treaty of Guarantee achieved widespread bipartisan support in the United States Senate and in the British Parliament. When the Versailles Treaty failed to achieve ratification in the Senate, however, the Treaty of Guarantee sank with it. This led Lloyd George to renege on his commitment, too. Washington Naval Conference MOASG – 2012 Page 54 The Washington Naval Conference also called the Washington Arms Conference, was a military conference called by President Harding and held in Washington D.C. from Nov. 12 1921 to Feb. 6, 1922. Conducted outside the auspices of the League of Nations, it was attended by nine nations having interests in the pacific ocean and east Asia. The Washington Naval Treaty led to an effective end to building new battleship fleets and those few ships that were built were limited in size and armament. Numbers of existing capital ships were scrapped. Some ships under construction were turned into aircraft carriers instead. London Naval Treaty The London Naval Treaty was an agreement between the United Kingdom, Japan, France, Italy and the United States, signed on April 22, 1930, which regulated submarine warfare and limited naval shipbuilding. Geneva Naval Conference The Geneva Naval Conference was a conference held to discuss naval arms limitation, held in Geneva, Switzerland, in 1927. Badly needed restraints were applied to the naval arms race by the treaties stemming from the Washington Conference (192122), but those agreements were largely confined to limitations on battleships and aircraft carriers. Talks dragged on for nearly six weeks during which tensions rose among the former Allies. In early August, the delegates adjourned without reaching any agreement. 5. Explain the role of the League of Nations: effects of the absence of major powers; the principle of collective security and early attempts at peacekeeping (1920‑ 5). League of Nations The League of Nations was an inter-governmental organization founded as a result of the Treaty of Versailles in 1919–1920. The League's goals included upholding the new found rights of man, rights of women, rights of soldiers, disarmament, preventing war through collective security, settling disputes between countries through negotiation, diplomacy and improving global quality of life. The diplomatic philosophy behind the League represented a fundamental shift in thought from the preceding hundred years. The League lacked its own armed force and so depended on the Great Powers to enforce its resolutions, keep to economic sanctions which the League ordered, or provide an army, when needed, for the League to use. Weaknesses of the League The origins of the League as an organization created by the Allied Powers as part of the peace settlement to end the First World War led to it being viewed as a "League of Victors". It also tied the League to the Treaty of Versailles, so that when the Treaty became discredited and unpopular, this reflected on the League of Nations. The League's supposed neutrality tended to manifest itself as indecision. It required a unanimous vote of its nine, later fifteen, member Council to enact a resolution; hence, conclusive and effective action was difficult, if not impossible. It was also slow in coming to its decisions as certain decisions required the unanimous consent of the entire Assembly. Absence of Major Powers Representation at the League was often a problem. Though it was intended to encompass all nations, many never joined, or their time as part of the League was short. Most notably missing was America who was supposed to help ensure world peace and security but also in financing the League. Some have suggested that, had the United States been a member of the League, it would have also provided backup to France and Britain, possibly making France feel more secure and so encouraging France and Britain to co-operate more regarding Germany and so made the rise to power of the Nazi party less likely. Some also acknowledge that if America had been a member of the League, its reluctance to engage in war with European states and to enact economic sanctions may have hampered the ability of the League to deal with international incidents. Failure of Collective Security Another important weakness grew from the contradiction between the idea of collective security and international relations between individual states. The collective security system the League used meant that nations were required to act against states they considered friends, and in a way that might endanger their national interests, to support states that they had no affinity with. MOASG – 2012 Page 55 This weakness was exposed during the Abyssinia Crisis when Britain and France had to balance attempts to maintain the security they had attempted to create for themselves in Europe, in which Italy's support played a pivotal role, with their obligations to Abyssinia as a member of the League. On 23 June 1936, British Prime Minister Stanley Baldwin told the House of Commons that collective security had "failed ultimately because of the reluctance of nearly all the nations in Europe to proceed to what I might call military sanctions ... The real reason, or the main reason, was that we discovered in the process of weeks that there was no country except the aggressor country which was ready for war.” Resolving territorial disputes The aftermath of World War I left many issues to be settled between nations, including the exact position of national boundaries and which country particular regions would join. Most of these questions were handled by the victorious Allied in bodies such as the Allied Supreme Council. The Allies tended to refer only particularly difficult matters to the League. This meant that, during the first three years of the 1920s, the League played little part in resolving the turmoil that resulted from the war. The questions the League considered in its early years included those designated by the Paris Peace treaties. Upper Silesia After the First World War, Poland laid claim to Upper Silesia, which had been part of Prussia. The Treaty of Versailles had recommended a plebiscite in Upper Silesia to determine whether the territory should be part of Germany or Poland. Complaints about the attitude of the German authorities led to rioting and eventually to the first two Silesian Uprisings (1919 and 1920). In November 1921 a conference was held in Geneva to negotiate a convention between Germany and Poland. A final settlement was reached, in which most of the area was given to Germany but with the Polish section containing the majority of the region's mineral resources and much of its industry. When this agreement became public in May 1922, bitter resentment was expressed in Germany, but the treaty was still ratified by both countries. Albania The frontiers of Albania had not been set during the Paris Peace Conference in 1919 and had not yet been determined by September 1921. This created an unstable situation with Greek troops repeatedly crossing into Albanian territory on military operations. The League sent a commission of representatives to the region and in November 1921, the League decided that the frontiers of Albania should be the same as they had been in 1913 with three minor changes that favored Yugoslavia. Yugoslav forces withdrew a few weeks later, albeit under protest. The borders of Albania again become the cause of international conflict when Italian General Tellini and four of his assistants were ambushed and killed on 24 August 1923 while marking out the newly decided border between Greece and Albania. Mussolini was incensed, and demanded that a commission be set up to investigate the incident and that the Greek government should pay Italy fifty million lira reparations. The Greeks said they would not pay unless it was proved that the crime was committed by Greeks. Albania Cont. Mussolini sent a warship to shell the Greek island of Corfu and Italian forces occupied Corfu on 31 August 1923. Greece appealed to the League to deal with the situation. Greece was forced to pay fifty million lira to Italy even though those who committed the crime were never discovered. Mussolini was able to leave Corfu in triumph. Mukden Incident The Mukden Incident, also known as the "Manchurian Incident", was one of the League's major setbacks and acted as the catalyst for Japan's withdrawal from the organization. MOASG – 2012 Page 56 Under the terms of an agreed lease, the Japanese government had the right to station its troops around the South Manchurian Railway, in the Chinese region of Manchuria. In September 1931, a section of the railway was lightly damaged by officers and troops of the Japanese Kwantung Army as a pretext for an invasion of Manchuria. The Japanese army, however, claimed that Chinese soldiers had sabotaged the railway and in apparent retaliation (acting contrary to the civilian government's orders) occupied the entire region of Manchuria. They renamed the area Manchukuo, and on 9 March 1932 set up a puppet government. Mukden Incident Cont. The League of Nations agreed to help the Chinese government, but the long voyage by ship delayed League officials from investigating the matter. The Lytton Report declared Japan to be the aggressor and demanded Manchuria be returned to the Chinese. Before the report could be voted on by the Assembly, Japan announced its intention to push further into China. The report passed 42-1 in the Assembly in 1933 (only Japan voted against), but instead of withdrawing its troops from China, Japan withdrew its membership from the League. The League should have responded by placing economic sanctions on Japan, or gathered an army and declared war. Neither of these actions was undertaken, however. The League could have assembled an army, but major powers like Britain and France were too preoccupied with their own affairs, such as keeping control of their extensive colonies, especially after the turmoil of World War I. Japan was therefore left in control of Manchuria, until the Soviet Union’s Red Army took over the area and returned it to China at the end of World War II. 6. What was the Ruhr Crisis (1923); Locarno and the “Locarno Spring” (1925)? Ruhr Crisis (1923-24) The Occupation of the Ruhr, by troops from France and Belgium, was a response to the failure of the German Weimar Republic to pay reparations in the aftermath of World War I. By late 1922, the German defaults on payments had grown so serious and regular that French and Belgian delegates were urging the seizure of the Ruhr as a way of encouraging the Germans to make more effort to pay, and the British delegate urging a lowering of the payments. As a consequence of an enormous German default on timber deliveries in December 1922, the Reparations Commission declared Germany in default, which led to the Franco-Belgian occupation of the Ruhr in January 1923. Ruhr Crisis Cont French Prime Minister Poincaré decided to occupy the Ruhr in 11 January 1923 to extract the reparations himself. Poincaré often argued to the British that if the Germans could get away with defying Versailles in regards to the reparations, then a precedent would be created, and inevitably the Germans would proceed to dismantle the rest of the Versailles treaty. Finally, Poincaré argued that once the chains that had bound Germany in Versailles had been destroyed, then it was inevitable that Germany would once more plunge the world back into another world war. The invasion took place on January 11, 1923, with the aim of occupying the centre of German coal, iron and steel production in the Ruhr area valley, in order to gain the money that Germany owed. France had the iron ore and Germany had the coal. Locarno Treaties The Locarno Treaties were seven agreements negotiated at Locarno, Switzerland on Oct. 5 – 16, 1925 and formally signed in London on Dec. 1, in which the Western European Allied powers and the new states of central and Eastern Europe sought to secure the post-war territorial settlement, normalizing relations with defeated Germany (which was, by this time, the Weimar Republic). Locarno divided borders in Europe into two categories: western, which were guaranteed by Locarno treaties, and eastern borders (of Germany), which were open for revision. MOASG – 2012 Page 57 The principal treaty concluded at Locarno was the "Rhineland Pact" between Germany, France, Belgium, Britain, and Italy. The first three signatories undertook not to attack each other, with the latter two acting as guarantors. In the event of aggression by any of the first three states against another, all other parties were to assist the country under attack. Locarno Spring (1925) The Locarno Treaties were regarded as the keystone of the improved western European diplomatic climate of 1924-1930, introducing a hope for international peace, typically called the "spirit of Locarno". This spirit was seen in Germany's admission to the League of Nations, the international organization established under the Versailles treaty to promote world peace and co-operation, and in the subsequent withdrawal (completed in June 1930) of Allied troops from Germany's western Rhineland. 7. What were the effects of the Great Depression and threats to international peace and collective security: Manchuria (1931 ‑ 3) and Abyssinia (1935‑ 6)? Effects of Great Depression The majority of countries set up relief programs, and most underwent some sort of political upheaval, pushing them to the left or right. In some states, the desperate citizens turned toward nationalist demagogues—the most infamous being Adolf Hitler-setting the stage for World War II in 1939. Germany's Weimar Republic was hit hard by the depression, as American loans to help rebuild the German economy now stopped. Unemployment soared, especially in larger cities, and the political system veered toward extremism. The unemployment rate reached nearly 30% in 1932. Effects of Great Depression Japan The Great Depression did not strongly affect Japan. The Japanese economy shrank by 8% during 1929–31. Soviet Union Having removed itself from the capitalist world system both by choice and as a result of efforts of the capitalist powers to isolate it, the Great Depression had little effect on the Soviet Union. Effects of Great Depression United Kingdom The effects on the industrial areas of Britain were immediate and devastating, as demand for British products collapsed. By the end of 1930 unemployment had more than doubled from 1 million to 2.5 million (20% of the insured workforce), and exports had fallen in value by 50%. Manchurian Invasion The Japanese invasion of Manchuria by the Kwantung Army of Japan, beginning on September 19, 1931, immediately followed the Mukden Incident. The Japanese occupation of Manchuria lasted until the end of World War II. In violation of orders from Tokyo, Kwantung Army commander in chief General Shigeru Honjo ordered that his forces rapidly proceed to expand operations all along the South Manchurian Railway. The Japanese civilian government was thrown into disarray by this massive act of insubordination, but as reports of one quick victory after another began to pour in, it was powerless to oppose the Army, and its decision was to immediately send three more infantry divisions from Japan, beginning with the 14th Mixed Brigade of the IJA 7th Division. A.J.P. Taylor wrote that "In the face of its first serious challenge", the League buckled and capitulated. Abyssinia Crisis The Abyssinia Crisis was a diplomatic crisis originating in the "Walwal incident." This incident resulted from the ongoing conflict between the Kingdom of Italy and Ethiopia (then commonly known as "Abyssinia"). MOASG – 2012 Page 58 Both Italy and Ethiopia were members of the League of Nations. Italy was a founding member of the League. Ethiopia joined September 28, 1923. The League had Article X, rules forbidding aggression among members. On August 2, 1928, in addition to abiding by Article X, Italy and Ethiopia signed the Italo–Ethiopian Treaty of Friendship. This treaty declared a 20-year friendship between the two nations. Abyssinia Crisis In 1930, Italy built a fort at Walwal. The fort was in clear violation of the Italo–Abyssinian Treaty of Friendship. The Italians built the fort as part of a gradual encroachment into Ethiopian territory. On September 29, 1934, Italy and Abyssinia released a joint statement refuting any aggression between each other. However, on November 23, an Anglo–Ethiopian boundary commission discovered the Italian force at Walwal. On December 5, 1934, for reasons which have never been clearly determined there was a skirmish between the garrison of Somalis who were in Italian service and a force of armed Abyssinians. According to the Italians, the Ethiopians attacked the Somalis with machine guns. According to the Ethiopians, the Italians attacked them. In the end, approximately 150 Ethiopians and 50 Italians were killed. On December 6, 1934, Emperor Haile Selassie of Ethiopia protested Italian aggression at Walwal. On December 8, Italy demanded an apology and, on December 11, followed up this demand with a demand for financial and strategic compensation. Abyssinia Crisis On January 3, 1935, Ethiopia appealed to the League of Nations for arbitration in the Walwal incident. But the League's response was dull and sluggish. On February 23, Mussolini began to send large numbers of troops to Eritrea and Italian Somaliland. These were the Italian colonies that bordered Ethiopia to the northeast and southeast. There was little international protest to this build-up. On October 3, 1935, shortly after the League exonerated both parties in the Walwal incident, Italian armed forces from Eritrea invaded Ethiopia without a declaration of war. In response, Ethiopia declared war on Italy and the two nations were at war. On October 7, the League of Nations declared Italy the aggressor and started the slow process of imposing sanctions. However, these sanctions did not extend to several vital materials, such as oil and were not carried out by all members of the League. Even actions such as the Italian use of chemical weapons and the massacre of civilians did little to change the League's passive approach to the situation.