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Window on Humanity
Conrad Kottak
Third Edition
Chapter 2
Ethics and Methods
© 2008 McGraw-Hill Higher Education. All
right reserved.
Overview
• Anthropological ethics
• Research methods in anthropology
– Multidisciplinary research in biological and
archaeological anthropology
– Ethnographic techniques
– Survey research
© 2008 McGraw-Hill Higher Education. All
right reserved.
Ethics and Methods
• Ethics and anthropology
– Proper relations with host nations, regions, and
communities
– AAA Code of Ethics
• Informed consent
• Collaborative relationships
• Inclusion of host country colleagues in planning,
funding requests, and dissemination of results
• “Giving something back”
© 2008 McGraw-Hill Higher Education. All
right reserved.
What would you do?
Ethical Dilemmas
1.
2.
3.
4.
Pseudonyms or real names?
In the case of Malpractice
To medicate or not to medicate?
Granddaughter or Researcher?
© 2008 McGraw-Hill Higher Education. All
right reserved.
Multidisciplinary Approaches to
Anthropology and Archaeology
• There are all sorts of specialized research
interests topics and methods within physical
anthropology and archaeology
• Scientists from diverse fields collaborate with
anthropologists in the study of sites where
fossils or artifacts have been found.
© 2008 McGraw-Hill Higher Education. All
right reserved.
Palynology
• study of ancient plants through pollen
samples
• Determine sites environment at the time of
occupation
© 2008 McGraw-Hill Higher Education. All
right reserved.
Bioarchaeology
• Study of human skeletons to reconstruct
physical traits, health status, diet
• Look for evidence of social status, diet, genetic
differences
© 2008 McGraw-Hill Higher Education. All
right reserved.
Remote sensing
(e.g., aerial photos, satellite imagery)
• Used to locate archaeological features as well
as patterns of flooding and deforestation, with
can then be examined on the ground
• Try to find footbaths, roads, canals, irrigation
systems
© 2008 McGraw-Hill Higher Education. All
right reserved.
Primatology
– Study of primates (apes, monkeys, lemurs) in zoos
and natural settings
– Data on primate social systems and behavior
– Hypotheses about behavior that humans do or do
not share with other primates and hominid
ancestors
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right reserved.
Anthropometry
• Measurement of human body parts and
dimensions
• Body mass and composition indicate
nutritional status in living people
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Bone biology
– Study of bone genetics; cell structure; growth,
development, and decay; patterns of movement
– Paleopathology – study of disease and injury in skeletons
from archaeological sites
– Forensic anthropology – recovery, analysis, and
identification of human remains in legal contexts
© 2008 McGraw-Hill Higher Education. All
right reserved.
Molecular anthropology
• Genetic analyses to assess evolutionary relationships
• Ancient and contemporary populations, species
• Reconstruction of migration and settlement
© 2008 McGraw-Hill Higher Education. All
right reserved.
Paleoanthropology
• Study of early hominids through fossil remains
© 2008 McGraw-Hill Higher Education. All
right reserved.
Research methods in physical
anthropology and archaeology
© 2008 McGraw-Hill Higher Education. All
right reserved.
Two Basic Field Work Strategies
1. Systematic survey
– Gathers information on settlement patterns*
(distribution of sites) over large areas
– Researchers record the location, size, and
approximate age of sites
– Questions they ask:
• Where are sites located? How bid are they? What
kinds of buildings? How old are the sites?
*Distribution of sites within a region
© 2008 McGraw-Hill Higher Education. All
right reserved.
Two Basic Field Work Strategies
2.
Excavation
– Scientists recover remains by digging through
layers of deposits
– Sites are only excavated because they are
endangered, or to answer specific research
questions – WHY?
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right reserved.
Kinds of archaeology
• Experimental archaeology – replication of ancient techniques
and processes
– (e.g., tool making)
• Historical archaeology – use of written records (when
available) as guides and supplements to archaeological
research
• Classical archaeology – study of the literate civilizations of the
Old World
– (e.g., Greece, Rome, Egypt)
• Underwater archaeology – investigation of submerged sites
– (e.g., shipwrecks)
© 2008 McGraw-Hill Higher Education. All
right reserved.
Dating the past
• Relative dating techniques
– Provides a time frame IN RELATION to other strata or
materials
– Not absolute dates in numbers
– Stratigraphy – science that
examines the accumulation
of sediments in layers (strata)
– Principle of superposition
© 2008 McGraw-Hill Higher Education. All
right reserved.
Dating the past
• Absolute dating techniques
– More precise dating of artifacts and fossils
– Dates in numbers
– Radiometric techniques – based on known rates
of radioactive decay of elements
– Examples:
•
•
•
•
•
Carbon-14 (14C)
Potassium-argon (K/A)
Uranium series (238U)
Thermoluminescence (TL)
Electron spin resonance (ESR)
© 2008 McGraw-Hill Higher Education. All
right reserved.
© 2008 McGraw-Hill Higher Education. All
right reserved.
Understanding Geological Time
• Answer the
questions as you
navigate through
Understanding
Geological Time.
http://www.ucmp.berkeley.ed
u/education/explorations/tour
s/geotime/gtpage1.html
© 2008 McGraw-Hill Higher Education. All
right reserved.
Research methods in
cultural anthropology
– Cultural anthropology and sociology
• Share interest in social relations, organization, and
behavior
• Sociology traditionally focused on large, industrialized
Western nations
– Questionnaires, collection of masses of quantifiable data
– Reliance on sampling and statistical techniques
• Anthropology traditionally focused on small,
nonliterate populations
– Ethnographic techniques
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right reserved.
Ethnography
• Firsthand, personal study of local cultural
settings
• Extended period of time in a given society or
community
• Holistic approach – attempt to understand the
totality of a particular culture
© 2008 McGraw-Hill Higher Education. All
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Observation and
participant observation
• Awareness and recording of details from daily
events
• Establishment of rapport with hosts
• Participant observation – taking part in the
activities being observed
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Conversation, interviewing, and
interview schedules
• Various types of ethnographic interviews
– Undirected conversation
– Open-ended interviews focusing on specific topics
– Formal interviews using a predetermined schedule
of questions
© 2008 McGraw-Hill Higher Education. All
right reserved.
The genealogical method
• Procedures used to discover and record
connections of kinship, descent, and marriage
• Genealogy essential to social organization of
nonindustrial societies
• Genealogical data help anthropologists
understand current social relations and
reconstruct history
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right reserved.
Key cultural consultants (key informants)
• Key cultural consultants (key informants) –
people who can provide the most complete or
useful information about particular aspects of
life
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Life histories
• Reveal how specific people perceive, react to,
and contribute to changes that affect their
lives
• Illustrate diversity within a given community
© 2008 McGraw-Hill Higher Education. All
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Local beliefs and perceptions versus
those of the ethnographer
• Emic (native-oriented) approach
– How local people perceive and categorize the
world – what is meaningful to them
– Emic perspective provided by cultural consultants
(informants)
• Etic (science-oriented) approach
– Emphasizes categories, explanations, and
interpretations the anthropologist considers
important
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right reserved.
Problem-oriented ethnography
• Investigate a specific problem (although they
remain interested in the whole context of
human behavior)
• Collection of data on range of variables (e.g.,
population density, environmental quality,
climate, physical geography, diet, land use)
© 2008 McGraw-Hill Higher Education. All
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Longitudinal Research
• Long-term study of a community, region,
society, culture, or other unit, usually based
on repeated visits
• Increasingly common
• Often conducted by research teams
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Team research
• multiple ethnographers conducting
complimentary research in a given
community, culture, or region
© 2008 McGraw-Hill Higher Education. All
right reserved.
Culture, space, and scale
– Analyze the ongoing and inescapable flows of people,
images, technology, and information that shape social life
– Cultures cannot be located in bounded spaces – so-called
local events are always influenced by wider information
flows and experiences
– Anthropologists increasingly study people in motion,
traveling with them as they move from village to city, cross
borders, or travel internationally
© 2008 McGraw-Hill Higher Education. All
right reserved.
Survey research
–
–
–
–
–
large-scale societies
Complement more traditional ethnographic techniques
Goal is to draw inferences about larger population
Considerably more impersonal than ethnography
Ethnography can be used to supplement, fine-tune survey
research
© 2008 McGraw-Hill Higher Education. All
right reserved.