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REPUBLIC OF KENYA MINISTRY OF AGRICULTURE, LIVESTOCK AND FISHERIES THE SMALL SCALE PURSE SEINE FISHERY MANAGEMENT PLAN State Department of Fisheries P.O. Box 58187 00200 Nairobi, Kenya FINAL DRAFT SEPTEMBER 2015 THE SMALL SCALE PURSE SEINE FISHERY MANAGEMENT PLAN In Exercise of the powers conferred by Section 5 of the Fisheries Act Cap 378 (Rev. 2012), the Director of Fisheries prescribes the measures set out in this Management plan in the schedule hereto with respect to the Small and medium purse Seine Fishery. The management plan shall be in force with effect from the date of its publication in the Kenya gazette. 1. CITATIONS This Management Plan shall be cited as ‘The Small Scale Purse Seine Fishery Management Plan 2015’ herein referred to as “The Management Plan’’. 2. INTERPRETATIONS In this Management Plan, unless the contrary intention applies: “Authorized officer” means a person defined as such under the Fisheries Act Cap 378 (Rev. 2012); “BMU” means an organization of fishers, fish traders, boat owners, fish processors and other beach stakeholders who traditionally depend on fisheries activities for their livelihoods; “BMU regulations” means the fisheries (Beach Management Units) Regulations 2007; "Breeding area" means an area in Kenya fishery waters which the Director has, by notice in the Gazette, designated to be a fish breeding area and includes the nurseries for ova, fry, spawn, brood, spat and young of fish thereof; “Bycatch’’ means any species taken and any mortalities incidental to the target species; “Cabinet secretary” means the Cabinet secretary responsible for fisheries in Kenya; “Closed season” means a specified period of time closed to Small Purse Seine Fishery fishing; “Catch per unit effort” (CPUE) means the amount of the catch that is taken per unit of fishing effort whereby the unit of effort can be measured in terms of number of fishing fleets, fishing power, gear and fishing time; “Co-management’’ means a partnership arrangement in which government and the legitimate interested parties in a fishery share the responsibility and authority for the management of a fishery; “Community Trust Fund” means a fund created under the Fisheries Act, Cap 378; “Conflict Resolution Committee” a committee established by Beach Management Unit for conflict resolution; “Coral reef fish” means fish species that live within the coral reef ecosystem; “Critical habitats” means areas that are crucial for the survival of fish and essential for their conservation including breeding and fish spawning sites; -1- “Demersal reef associated species” are coral reef fish species that are not restricted to coral reefs but regularly migrate to offshore areas often for feeding and spawning; “Director” means a person appointed to the office in the public service of Director of Fisheries; “Fishing ground” means marine fishery waters open for Small Purse Seine fishing; “Fish landing station” means a point on the shore of any waters or coastline of which the Director has, by notice in the Gazette, designated as a point to land fish; “Fishing operations” includes fishing, supply of provisions to fishing vessels, and the handling and processing of fish up to the time it is first landed; “ITQ” Means Individual Transferrable Quota; “Juvenile fish” means any fish species that has not matured to reproduce and has not recruited into the fishery; “Marketing fish” means a place where handling and selling of fish takes place; “Maximum Sustainable Yield (MSY)” means the highest catch of fish that can be attained from a fishery without adversely affecting the health and productivity of the stock; “Marine turtle” means any animal of the family Cheloniidae and Dermochelyidae and includes eggs and young thereof; “Migrant fisher” means a fisher who moves seasonally for a period of time or indefinitely as result of changes in the abundance and distribution of migratory fishery resources; “Monitoring, Control and Surveillance (MCS)’’ means a set of activities undertaken by the fishery enforcement system to ensure compliance with fishery regulations and to support fisheries management; “Ombudsman” means Commission on Administrative Justice established under the Commission on Administrative Justice Act, 2011 “Pelagic fishes" means coastal and oceanic fish species that spend most of their life swimming near the surface of the water column; “Preferential license” a specific license that entitles the holder to engage in specific fishing activities related to a particular gear; “Reference point” means an indicator of a particular state of a fishery or corresponding to a situation considered as desirable or undesirable and requiring immediate action; “Small Scale Purse Seine net” means a long continuous stretch of netting of varied lengths,200 – 300mm depths 20-30m and mesh sizes 0.5 -2 inches consisting of a float line and a bottom sink line fitted with small round metallic rings. A rope running through the metallic rings is used to encircle a group of fish. This net is commonly referred to as ‘’Ringnet’’; -2- “Small Purse seine fishing” means the use of a Small Purse Seine net” to catch fish; ‘’Small scale purse seinet fisher’’ means an individual who takes part in fishing using a Small Purse Seine net”; Purse seine fishing vessel” means any vessel used or equipped to conduct fishing using the small scale purse seine net; “Spawning aggregations” a group of fish of the same species gathered for the purpose of reproduction with species densities and numbers significantly higher than those found in the area of aggregation during non-reproductive periods; “Stock’’ means a group of individuals in a species or a group of species occupying a well-defined spatial range even though random dispersal and migrations due to seasonal or reproductive activity can occur; “Target species’’ means one (or an assemblage of) species that are primarily sought by the fishers in the Small Purse Seine net fishery; “The Act’’ means the Fisheries Act Cap 378; and any subsequent revisions “The Fishery’’ means the Small and medium Purse Seine net Fishery; “Total Allowable Catch (TAC)’’ means the total catch allocated to the fishery during a specified fishing period as defined in the management plan; “Zone” means setting of boundaries in the marine waters for purposes of the management plan. 3. DESCRIPTION OF THE SMALL SCALE PURSE SEINE FISHERY 3.1. Small Purse seine fishing is defined as the use of long continuous stretches of netting of varied lengths and mesh sizes consisting of a top float line and a bottom sink line fitted with small round metallic rings. A plastic rope running through the metallic rings attached to a bottom line is used for the pursing process to capture fish. Most small purse seine are normally 0.5 to 1 and a few small purse seine nets are of 2 inch mesh size. 3.2. Purse seine fishing is conducted using a single vessel; however, one smaller vessel may also be used to aid deployment and safety of crew at sea. The vessels range from 7 metres to 13 metres in length, with the number of fishers ranging from 9 to more than 40 per boat. The reported fishing duration is about 5 hours per day. The small Scale purse seine gear catches pelagic species and reef associated species. The pelagic species commonly caught by ringnet fishing gears are dominated by three families including Jacks and Trevallies (Carangidae), Tuna and Mackerels (Scombridae) and Barracudas (Sphyraenidae). Among the species targeted include Giant trevally (Caranx ignobilis), Blue trevally (Carangoides ferdau), Bludger (Carangoides gymnosthetus), Golden trevally (Gnathanodon speciosus), Orangespotted trevally (Carangoides bajad), Bigeye trevally (Caranx sexfasciatus), Yellowtail amberjack (Seriola lalandi), Rainbow runner (Elagatis bipinnulatus), Little mackerel (Euthynnus affinis), Yellowfin tuna (Thunnus albacares), Frigate tuna (Auxis thazard), Indian mackerel (Rastrelliger kanarguta), Narrow-barred Spanish mackerel (Scomberomorous 3.3. -3- commersoni), Chub mackerels (Scomber japonicus), Skipjack tuna (Katsuwonis pelamis), Pickhandle barracuda (Sphyraena jello), Bigeye barracuda (Sphyraena forsteri) and Halfbeaks (Hemiramphus far). Demersal reef associated species targeted include Snappers (Lutjanidae), Surgeonfishes (Acanthuridae), Grunts (Haemulidae), Sicklefishes (Drepanidae), Unicornfishes. Other shallow water reef species reportedly caught include Rabbitfish, Goatfish, Angelfish, Parrotfish, and Triggerfish. Currently species composition is dependent on area and season.. Highest diversity is associated with Vanga during the North East Monsoon season (NEM). Small purse seine fishers visually locate schools of fish and can determine what volumes and species to capture. Usually fishers prefer mixed schools of carangids and scombrids. 3.4. The predominant grounds for small scale purse seining include areas off Vanga, Shimoni, Gazi, Likoni, Mkomani, Uyombo, Ngomeni, Mtwapa, Kilifi, Takaungu, Mayungu, Watamu and Kipini. The vessels migrate seasonally within the fishing grounds. Figure 1: A map of Kenya showing the main landing sites used by small purse seine fishers. 3.4 By the year 2012, the frame survey results reported twenty two ringnet fishing vessels operating in Kenya’s waters as follows: Lamu - 0, Tana-0, Malindi- 2, Kilifi-1, Kwale-18 and Mombasa-1. The general distributions of the landings were as follows: Vanga-7, Gazi-3, Shimoni-2, Likoni-1, Mkomani-1, Takaungu-2, Kilifi-2, Uyombo-1 Watamu-2, and Kipini-2, Mtwapa-1. Currently the total number of ringnet boats is thirty one according to results of the marine fisheries frame survey 2014. 3.5 Small purse seining has higher catch rates compared to other fishing gears utilized along the Kenyan coast. On average, the CPUE ranges from approximately 100 to 460 kg/vessel/day. Based on catch assessment data there are spatial and seasonal variations -4- in catch rates with highest catch rates reported for Vanga area during the South East Monsoon(SEM) season. 3.6 Fishing season is from October to April peaking between the months of November and March for most areas but in Vanga small scale purse seine fishing is conducted all year round. 3.7 Sand filled synthetic sacks (gunny bags) are frequently employed as weights to increase sinking speed of the bottom sink line. 3.8 Incidences of purse seining in shallow inshore areas have been reported, and this may have environmental implications. 3.9 The small scale Purse Seine have been reported to catch demersal fish species such as snappers, rabbitfish and groupers during spawning aggregation and this may have adverse implications for population replenishment. 3.10 The current unexploited Spawning Stock Biomasses of Sphyraena jello, S. Obtusata, S. flavicauda and Rastrelliger kanagurta in inshore waters face the threat of being overexploited with higher fishing mortalities than those at Maximum Sustainable Yield 3.11 3.12 Some of the by-catch associated with the small scale purse seine fishery includes reef fish, lobsters and sea turtles 3.13 There are no current management measures addressing the small scale purse seine fishery in Kenya other than those relevant to the fishery as mentioned in the Fisheries Act Cap 378 (Revised 2012) and its subsidiary regulations. -5- 4 APPLICATION OF THE MANAGEMENT PLAN 4.4 Geographical Area This management plan covers the marine fishery waters of Kenya as described in the Maritime Zones Act Cap 371; herein after referred to as the Management area. Figure 2: A map showing Ringnet fishing zones prescribed as the management area 4.5 Target Species This Management Plan shall apply to the harvesting of pelagic fish species belonging to the following families: Jacks and Trevallies (Carangidae), Tuna and Mackerels (Scombridae), Barracudas (Sphyraenidae), Halfbeaks (Hemiramphidae), and Dolphinfishes (Coryphaenidae). This management plan does not cover fishing for small pelagic such as sardines. 4.6 Small scale Purse seining The Small scale purse seining is defined as the use of long continuous stretches of netting of specified lengths and widths. The gear consists of a top float line and a bottom sink line fitted with small, round metallic rings. A plastic rope running through the metallic rings attached to a bottom line is used to encircle and capture fish. Fishing is conducted using a single boat; however, one smaller boat may also be used to aid deployment and safety of crew at sea. -6- 5 OBJECTIVES OF THE MANAGEMENT PLAN The broad objective of this management plan is to enhance responsible exploitation of pelagic fish stocks through regulation of sustainable ringnet fishing practices that minimize resource use conflicts while providing long term biological and socio-economic benefits including food security, employment creation, and national revenues. Specific objectives of the Management Plan are to: 5.1 Regulate the small scale purse seine catches, effort, trade and fishing zones; 5.2 Minimize conflicts through capacity building of resource user organizations, benefits sharing strategies, licensing schemes and environmental management; 5.3 Specify and monitor management reference points for the small scale purse seine fishery through research and data collection; 5.4 Improve the net income small scale purse seine fisher communities and national revenues through value chain development and improvement; and 5.5 Develop mechanisms to enhance enforcement and compliance for ecosystem management. 6 MANAGEMENT APPROACH 6.1 This Management Plan shall be consistent with national, regional and international fisheries management principles. 6.2 In the absence of adequate scientific information on the status of fish stocks associated with small scale purse seining, the Management Plan shall apply a precautionary approach in response to the existing level of uncertainty with respect to target and non-target species. 6.3 The Management Plan shall apply an ecosystem approach to fisheries in considering socioeconomic and ecological impacts of the small scale purse seine fishery; and an adaptive approach in adopting plans as necessary based on research findings. 6.4 This management plan shall complement measures and programmes instituted for the Small and Medium Pelagic Fishery Management Plan. 7 MANAGEMENT MEASURES The Director shall employ the following management measures under this Management Plan: 7.1. Control small scale purse seine fishing effort: 7.1.1 As a precautionary measure, limit the number of licensed small purse seine fishing vessels subject to scientific research; Limit the size of small scale purse seine fishing vessels to a minimum of 12 metres; 7.1.2 -7- 7.1.3 7.1.4 7.1.5 7.1.6 Limit fishing with purse seine nets to one per vessel; and exclude use of any other types of fishing gears during fishing operations; Limit small scale purse seine net to a minimum length of 200 metres not exceeding 300 metres; and a minimum stretched width of 20 metres not exceeding 30 metres; Restrict Small purse seine fishing operation time from 6a.m to 6p.m; Issue a preferential license for small purse seine fishing operations endorsed annually. 7.2 Specify Total Allowable Catch (TAC) for small scale purse seine fishing operations; and make provisions and guidelines for allocating Quotas including Individual Transferable Quotas (ITQs) based on the best available scientific evidence. 7.3 Minimize impacts of small scale purse seine fishing on juvenile fish, endangered species and marine habitats: 7.4 7.3.1 Introduce a minimum mesh size for small purse seine net subject to scientific research; 7.3.2 Introduce capture size limits for key target species especially barracudas and mackerels based on the best available science; 7.3.3 7.3.4 7.3.5 7.3.6 Enforce regulations on handling and/or trading of juvenile fish; Enforce regulations on capture of endangered species; Enforce a precautionary closed season from 1st April to 31st August; Limit fishing activities 1 nm away from coral reef zones and designated fish breeding sites. Zone small scale purse seine fishing grounds: 7.4.1 7.4.2 7.4.2.1 7.4.2.2 7.5 A minimum of 50 metres northwards from Funzi Island; A minimum of 30 metres southwards from Funzi Island. Regulate access to fishing grounds and markets: 7.5.1 7.5.2 7.6 Zone critical fish habitats including nearshore coral reef areas, fish spawning and breeding sites where use of small scale purse seine net will be restricted; Restrict small scale purse seining depth to designated zones as prescribed provided that the distance is not less than 1 nautical mile from the coral reef: Enforce relevant BMU bylaws on access to fishing grounds and markets; Restrict the landing and selling of catches from small scale purse seine to designated fish landing stations; Establish mechanisms to increase the income and other economic benefits from the small purse seine fishery through value chain development such as: 7.6.1 7.6.2 7.6.3 7.6.4 7.6.5 7.6.6 Improvement of fish handling to minimize post-harvest losses; Enforcement of relevant BMU regulations and by-laws including development of comanagement plans; Supporting formation of marketing associations and cooperatives; Supporting product development of small purse seine catches; Development of a Marketing Information System; Promotion of Public Private Partnership (PPP); -8- 7.6.7 7.6.8 Promotion of capacity building and participation of small purse seine fishers; and Promotion of innovative small and medium pelagics fishing technologies; 7.7.1 7.7.2 Enforcement of mandatory registration of vessels and fishers before licensing; Mandatory use of electronic monitoring devices to ensure compliance to management measures during small scale purse fishing; Development of standardized data collection protocols, storage, processing and analysis of small scale purse seine catch data; Compulsory submission of catch, effort and electronic tracking data; Requirement of small scale purse seine operators to allow boarding by authorized officers; Introduce a a small purse seine fishery observer program Requirement of inspection of small scale purse seine fishing vessels and associated catch both at sea and on land by authorized officers; and Enforcement of sea safety regulations; 1.1.1 Establish mechanisms for Monitoring, Control, and Surveillance (MCS) to enhance compliance of small scale purse seine fishing operations through: 7.7 7.7.3 7.7.4 7.7.5 7.7.6 7.7.7 7.7.8 7.8 Put in place a programme of co-management as provided in the Fisheries (Beach Management Unit) Regulations, 2007 through: 7.8.1 7.8.2 7.8.3 7.8.4 7.9 Development of co-management plans; Enforcement of the relevant BMU regulations for compliance, security and safety; Education and awareness creation; and Training of BMU Assembly members on financial management, proposal writing, savings and credit accessibility, marketing and access to relevant financial institutions; 1.1.2 In consultation with relevant stakeholders, institute a benefit sharing strategy based on the underlying principles of the BMU regulatory framework. 7.10 Subject to necessary legal amendments to the Fisheries Act, the Cabinet Secretary shall, through a trust deed, establish a Community Trust Fund and cause the same to be implemented for the purpose of developing the small purse seine fishery and ensuring sustainable compliance to the management measures. 7.11 Ensure collaboration with the relevant sectors to develop complementary economic activities for the fishers 7.12 Require a small purse seine fishing vessel operator to provide a detailed fishing and marketing plan before licensing as may be prescribed 8 RESEARCH The Director shall incorporate a monitoring and research plan to address the information needs for management of the lobster fishery in, but not limited to the following areas:8.1. The monitoring reference limits for the fishery shall include but not be limited to TAC, number of registered small scale purse seine fishers and vessels subject to research findings and amendment of relevant sections of the Fisheries Act Cap 378 (Rev 2012). -9- 8.2. Temporal and spatial dynamics of the small and medium pelagic fishery along the Kenyan coast in terms of species composition, population structure, and CPUE; The monitoring reference limits for the fishery shall include but not be limited to TAC, number of Registered small scale purse seine fishers and vessels subject to research findings and amendment of relevant sections of the Fisheries Act Cap 378 (Rev 2012). 8.3. 8.4. 8.5. Temporal and spatial variation of bycatch including endangered species from small scale purse seining; 8.6. 8.7. 8.8. 8.9. 8.10. 8.11. 8.12. 9 Experimental fishing to determine and recommend optimum mesh sizes, net dimensions (length and depth), construction and mode of deployment of small purse seine; Biological data including growth rates, maturity and spawning seasonality of key species harvested by ringnets; currently biological data and population exploitation parameters exist for Sphyraena jello, S. obtusata, S. flavicauda, Rastrelliger kanagurta and Hemiramphus far which should be monitored Spatial mapping of fishing grounds and effort; Ecological Risk Assessment of the small and medium pelagic fishery; Fish value addition, marketing and socio economic impacts; MONITORING AND EVALUATION The Director shall employ the following measures in the implementation of this Management Plan 9.1 9.2 9.3 9.4 9.5 9.6 10 Develop and implement a Monitoring and Evaluation (M&E) system to document catch of target and by-catch species, including Endangered, Threatened and Protected species, fishing effort, fishing patterns, trade dynamics, revenue and marketing, and compliance among others. Oversee the Monitoring and Evaluation activities as outlined in the implementation framework within the Management Plan. In collaboration with County governments, BMUs, dealers and other stakeholders, disseminate M&E information for feedback purposes. Permit research programmes to monitor and/or answer specific questions in the lobster fishery. Monitor the performance of the indicators of the harvest strategy. Establish a system for external review and audit of the implementation of the plan INSTITUTIONAL AND FINANCING ARRANGEMENTS 10.1 The Cabinet Secretary shall approve and cause to be gazetted this Management Plan; 10.2 10.3 The Cabinet Secretary shall approve and cause to be gazetted any amendments thereto as may become necessary from time to time on the recommendation of the Director; 10.4 The Director shall make recommendations on the basis of research findings and stakeholders consultation; 10.5 The Director shall constitute a committee to oversee the implementation of the Management Plan comprised of inter alia, key small scale purse seine fishery stakeholders; - 10 - 10.6 The Director shall advice the Cabinet Secretary on any policies and legal issues concerning the implementation of the Management Plan based on recommendations of the Implementation 10.7 The Director shall make sure that adequate mechanisms are in place to facilitate the implementation, monitoring and evaluation of the Management Plan; 10.8 Subject to necessary legal amendments to the Fisheries Act Cap 378 (Rev 2012), the Cabinet Secretary shall, through a trust deed, implement a Community Trust Fund; 10.9 The Director shall take into consideration the devolved governance system in implementing the Management Plan; 11 CONFLICT RESOLUTION MECHANISMS 11.1 Conflict or disputes in the Ringnet fishing operations shall be resolved in the first place within the BMU and in this respect each BMU shall constitute a Conflict Resolution Committee in accordance with Fisheries Act Cap 378 (Revised, 2012); 11.2 11.3 The Conflict Resolution Committee shall deliberate and dispose of any conflicts or disputes brought before it within 14 days; 11.4 11.5 Decisions regarding any dispute handled by the relevant Conflict Resolution Committee shall be made within 7 days of the hearing of the dispute in question; 11.6 11.7 Subject to necessary amendments to the Fisheries Act Cap 378 (Revised 2012),, any party aggrieved by the decision of a Conflict Resolution Committee may appeal to the Fisheries Tribunal, subject to enactment of the proposed Fisheries Bill, 2012 and the provisions of the Fisheries Act Cap 378 (Revised 2012), and any rules made there under shall apply accordingly; 11.8 11.9 Subject to necessary legal amendments to the Fisheries Act Cap 378 (Revised 2012), the Cabinet Secretary shall appoint a Public Complaints Committee to which members of the public may have recourse. Whoever is not satisfied with the ruling of the Public Complaints Committee can appeal to the ‘’Ombudsman’’. 12 LINKAGES 12.1. The Director shall ensure that the implementation of the Management Plan is in compliance with relevant provisions under Environmental Management and Coordination Act (1999), Kenya Maritime Zones Act Cap 371, Wildlife Management and Conservation Act 376, Forestry Act 2005, Water Act 372, and any other relevant legislation. 12.2. The Director shall ensure that the implementation of the Management Plan is in tandem with the National Oceans and Fisheries Policy (2008), Vision 2030 and any other relevant National policies. 13 13.1. IMPLEMENTATION STRATEGY The Management Plan shall be implemented through an Implementation Committee. - 11 - 13.2. 13.3. The Director shall designate an Officer of the State Department of Fisheries as Chairman of the Implementation Committee within 14 days immediately following the day of gazettement of the Management Plan and provide both guidelines and Terms of Reference for the Implementation Committee. The Chairman of the Implementation Committee shall within 21 days of designation constitute a full Implementation Committee through written requests to institutions and stakeholder members of the committee that shall include: i. ii. iii. iv. Competent authority – State (2) and County (3); Research (1), BMUs (3), NEMA (1) KWS (1); Stakeholders (Direct resource users, KASA (1) artisanal fishers (3) traders (3) processors (1); and Stakeholders (non-direct resource users – civil society ANO (1) 13.4. Implementation Committee shall meet within three months from the date of the gazettement of the Management Plan to prepare a detailed workplan and budget that shall be submitted to the Director. 13.5. On receiving the detailed workplan and budget from the Implementation Committee, the Director shall immediately include the work plan and budget as part of the subsequent budgetary planning. 13.6. The Implementation Committee shall report to the Director as specified in the Terms of Reference (TOR) but not less than once every quarter of a calendar year on issues related to: 13.7. Review current management measures in the RFMP for any required changes and amendments; 13.7.1 Facilitate identification of research and data collection and advice relevant institutions in activities related to the RFMP; 13.7.2 Update relevant ringnet fisheries information and facilitate stakeholder fora including, awareness creation, education and M&E; 13.7.3 Update the Director on cost benefit issues from time to time as contained in the Terms of Reference (TOR); and 13.7.4 Any other issues of ringnet fishery in particular and issues related to Small and Medium pelagics; 14 14.1 14.2 14.3 14.4 REVIEWS AND AMENDMENTS The Management Plan shall be in force from the date of Gazettement The Director may, with the approval of the Cabinet Secretary, review the Management Plan as may become necessary from time to time but in any event, not later than five years from the date of approval The review process for the Management Plan shall be consultative Any amendment to the Management Plan shall be approved by the Cabinet Secretaryand notified in the Kenya Gazette. - 12 -