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Monogram Biosciences Page 1 of 28 Monogram Biosciences Data reflected in this report are based solely on the collection of samples submitted to LabCorp for testing. Refer to the limitations section of this report for additional guidance in interpreting the data. Monogram Biosciences is a market leader in HIV-1 drug susceptibility testing. The assays performed at Monogram provide genotypic and phenotypic viral resistance profiles that inform physician treatment decisions. To date, the FDA has approved 28 antiretroviral drug/drug combinations for the treatment of HIV/AIDS, including 7 nucleoside reverse transcriptase inhibitors (NRTI), 4 non-nucleoside reverse transcriptase inhibitors (NNRTI), 9 protease inhibitors (PI), 5 antiretroviral drug combinations, 2 entry inhibitors and 1 integrase inhibitor (Table 1). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 2 of 28 Informing optimal treatment selections for individual HIV-infected patients has positioned Monogram as a pioneer in personalized medicine. Monogram maintains a comprehensive database of de-identified patient HIV drug resistance test results which was used for this analysis. The drug susceptibility and co-receptor tropism trends reported here were established by querying the Monogram database and are subject to sampling biases inherent to Monogram’s clinical reference laboratory services, which may include, but are not limited to, access to testing, assay clinical utility/acceptance, and reimbursement policies/practices. Resistance to HIV-1 Protease and Reverse Transcriptase Inhibitors Antiretroviral drug susceptibility of clinical viral samples was measured using the PhenoSenseTM HIV drug resistance assay. The concentration of drug required to inhibit viral replication by 50% (referred to as IC50) was determined for each patient virus, and the IC50 fold change (FC) values were calculated by dividing the IC50 of the patient virus by the IC50 of a well-characterized, susceptible reference virus. For the majority of antiretroviral drugs, susceptibility was assessed by comparing the FC value of the patient virus to clinical cutoffs (Table 2), https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 3 of 28 which are defined as the FC values that are the best discriminators of reduced clinical response based on drug-specific clinical outcome data. A FC value below the clinical cut-off indicates the patient virus is susceptible to inhibition by the drug, and a FC value above the clinical cut-off indicates the patient has reduced susceptibility to the drug. Clinical cutoffs have not been established for zidovudine, nevirapine, delaviridine, and efavirenz, therefore biological FC cutoffs were used to assess drug susceptibility Biological cutoffs are defined as the FC value that delineate the 99th percentile of wild-type patient viruses (i.e. 99% of WT viruses have FC values below the biological cutoff). In this report, all analyses of “drug resistance” or “reductions in drug susceptibility” are based on the FC cutoff values listed in Table 2. https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 4 of 28 The results from drug susceptibility testing performed at Monogram Biosciences from 2003-2009 demonstrate that the fraction of patient samples with reduced susceptibility to protease inhibitors (PI) has been trending downward since 2007, while the fraction of samples with reduced susceptibility to nucleoside reverse transcriptase inhibitors (NRTI) and non-nucleoside reverse transcriptase inhibitors (NNRTI) has remained relatively stable during the same time period (Figure 1). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 5 of 28 This downward trend in PI resistance coincides temporally with the introduction of several additional protease inhibitors. These PIs are potent, tolerable and select for resistance mutations that confer less cross-resistance to other members of this drug class. Trends in resistance to one, two and three drug classes were also evaluated (Figure 2). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 6 of 28 The fraction of viruses with reduced susceptibility to a single drug class is increasing. This upward trend reflects decreases in the fraction of viruses with reduced susceptibility to PI. The prevalence of viruses with 2-drug class resistance is stable. In contrast, the prevalence of viruses with triple-drug class resistance is decreasing over time. This downward trend also appears to be driven by a decrease in the fraction of viruses with reduced susceptibility to PI. Reductions in anti-HIV drug susceptibility were assessed by geographic regions within the United States in an attempt to identify regional-specific trends ( https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 7 of 28 Figure 3A, https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 8 of 28 Figure 3B, https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 9 of 28 Figure 3C, https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 10 of 28 Figure 4A, https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 11 of 28 Figure 4B, https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 12 of 28 Figure 4C). The West region includes states in the Pacific Time zone, the Central region includes states from the Central and Mountain Time zones, the North-East region includes states in the Eastern Time zone north of Virginia, and the South-East region includes states in the Eastern Time zone south of Maryland. In general, all regional trends in HIV-1 drug susceptibility were consistent with the overall national trends, i.e. increased single drug-class resistance and decreased triple-drug class resistance due to a reduced prevalence of PI resistant viruses. Trends in resistance to individual NRTI, NNRTI, and PI were evaluated by analyzing the magnitude of reductions in drug susceptibility for patient viruses submitted to Monogram for testing from 2003-2009 ( https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 13 of 28 Figure 5A, https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 14 of 28 Figure 5B, https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 15 of 28 Figure 5C). FC values were calculated by dividing the susceptibility (IC50) of the patient-derived virus by the susceptibility (IC50) of a well-characterized, susceptible reference virus. This analysis revealed a general trend toward stable or smaller reductions in susceptibility (i.e. similar or lower levels of resistance) with a few notable exceptions that are trending toward larger reductions in susceptibility (i.e. higher levels of resistance). Although speculative, these trends may be driven by the availability of additional antiretroviral agents and/or and evolving treatment practices (Table 1). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 16 of 28 Resistance to HIV-1 Entry Inhibitors Susceptibility to the HIV entry inhibitor, enfuvirtide was also examined (Figure 6). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 17 of 28 A trend toward increased susceptibility was evident among patient samples tested from 2005-2008. The apparent decrease in susceptibility observed in 2009 is not statistically significant when compared to the 2008 value. Patients treated with enfuvirtide are typically in the advanced stages of HIV disease and harbor viruses that are resistant to multiple (if not all) conventional drug classes. More recently, the treatment of such patients may have benefited by the introduction of additional treatment options that include several antiviral drugs that target novel steps in HIV-1 replication (Table 1). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 18 of 28 Prevalence of Drug Resistance Mutations The prevalence of mutations conferring reduced susceptibility to specific NRTI, NNRTI, and PI was calculated for each drug class by year from 2003-2009. Mutation prevalence refers to the frequency of each mutation among all viruses containing mutations associated with reduced susceptibility to any drug class (i.e. NRTI, NNRTI, and PI). Frequencies were calculated in this manner to accurately discriminate modest or subtle fluctuations (note that the percentages and ranges of measurements portrayed on the y axis are specific for individual drugs). The frequencies of NRTI-associated thymidine-analog mutations (TAM) are decreasing year to year, (Figure 7A). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 19 of 28 These include mutations at amino acid positions 41, 67, 70, 210, 215, and 219 of reverse transcriptase. In addition, the NRTI-associated mutations at amino acid positions 69 and 151, which are relatively rare, but confer resistance to the entire NRTI drug class, are also declining. The frequency of mutations at RT position 74, which are associated with resistance to several NRTI, are also decreasing. In contrast, mutations at RT positions 65 and 184 are increasing. NNRTI mutations at positions 100, 103, and 225 are increasing, whereas mutations at positions 101, 106, 181, 188, and 190 are declining (Figure 7B). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 20 of 28 The frequencies of many mutations associated with PI resistance are decreasing, including mutations at positions 30, 46, 47, 48, 84, and 90, whereas the frequencies of mutations at positions 50, 54, and 88 are increasing (Figure 7C). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 21 of 28 Overall, the observed trends in mutation frequencies from 2003 to 2009 appear consistent with the gradual evolution of treatment guidelines and clinical. Finally, it is important to note that the prevalence of a given drug resistance associated mutation within the subset of viruses harboring a virus resistant to that specific class can range dramatically; from approximately 1% to greater than 60%. HIV-1 Replication Capacity Replication capacity (RC) of patient-derived viruses was assessed using the PhenoSense assay by comparing the RC of patient viruses to a well-characterized, drug susceptible HIV-1 reference virus. The RC of the reference virus was established at 100% and the RC of a patient virus is expressed as a percentage relative to the reference virus. RC reflects the inherent ability of a virus to replicate in the absence of drug and can be used to assess impairments in virus replication associated with drug resistance mutations or enhancements in virus replication associated with compensatory mutations. We found that the RC of wild type (WT) patient viruses that exhibited susceptibility to NRTI, NNRTI, and PI remained https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 22 of 28 similar to the reference virus from 2003-2009 (Figure 8A). The RC of patient-derived viruses that exhibited reduced susceptibility to one or more drug classes remained approximately 50% of the reference virus during the same time frame (Figure 8B). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 23 of 28 Notably, the replication capacities of both WT and drug-resistant viruses have remained stable over time. HIV-1 Coreceptor Tropism The TrofileTM assay was used to determine the co-receptor tropism of clinical samples originating in North America. The TrofileTM assay was specifically developed to determine the co-receptor tropism of patient viruses and thereby select patients that are likely to respond to treatment regimens that include specific co-receptor antagonists (e.g. maraviroc). TrofileTM is a cell-based assay that incorporates the entire coding region of the HIV-1 envelope protein to ensure that all envelope determinants of tropism are evaluated. By convention, viruses that utilize the CCR5 co-receptor are referred to as CCR5-tropic (R5) viruses, viruses that utilize the CXCR4 co-receptor are referred to as CXCR4-tropic (X4) viruses, and viruses that can utilize CCR5 and CXCR4 are referred to as dual-tropic or mixed (DM). The initial version of TrofileTM was able to detect minor X4 variants at ≥ 5% of the virus population, and the current enhanced version, which was introduced in 2008, has the ability to detect X4 variants at ≤ 1% of the virus population. We found that the proportion of R5, X4, and DM viruses has remained constant from 2007-2009 (Figure 9). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 24 of 28 Interestingly, the prevalence of DM and X4 viruses was higher among patient samples with resistance to one or more drug classes (NRTI, NNRTI, and PI) (Figure 10). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 25 of 28 This trend may be associated with the more advanced disease stage of treatment experienced patients. HIV-1 subtype classification was determined for clinical samples originating in North America, Europe, and South America by nucleotide sequence determination of the gp41 transmembrane subunit of the patient virus envelope gene (Figure 11). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 26 of 28 The gp41 region is more conserved than other regions in envelope, making this region more suitable for reliable, high-throughput population-based sequencing. Subtype B comprised 97% of samples from North America, 85% of samples from Europe, and 81% of samples from South America. In general, subtype composition was more homogeneous in North America compared to Europe and South America, which may reflect founder affects and immigration patterns. The prevalence of HIV-1 co-receptor tropism was evaluated within different subtypes (clades) (Figure 12 https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 27 of 28 and Table 3). https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011 Monogram Biosciences Page 28 of 28 We report that 59% of subtype B viruses were R5-tropic, and a significantly higher prevalence of R5 viruses (compared to subtype B) were identified in subtypes A, A1, C, and G. https://www.labcorp.com/wps/wcm/connect/labcorp+content/LabCorp/Research/Virology/... 1/19/2011