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Effective Theories and Modified Gravity A Bad Cop wrapped in a Wet Blanket standing in a Cold Shower Cliff Burgess Outline • Effective Field Theory and Gravity • EFT and theoretical error • Decoupling • EFT in time-dependent settings • Decoupling and when it fails • Gravitational exceptionalism • Learning from UV completions • The case for modifying gravity • What microphysics can teach us Ole Miss 2014 Outline • Effective Field Theory and Gravity • EFT and theoretical error • Decoupling • EFT in time-dependent settings • Decoupling and when it fails • Gravitational exceptionalism • Learning from UV completions • The case for modifying gravity • What microphysics can teach us Ole Miss 2014 Outline • Effective Field Theory and Gravity • EFT and theoretical error • Decoupling • EFT in time-dependent settings • Decoupling and when it fails • Gravitational exceptionalism • Learning from UV completions • The case for modifying gravity • What microphysics can teach us Ole Miss 2014 Part I Ole Miss 2014 EFT and theoretical error Decoupling Ole Miss 2014 EFT and theoretical error Quantum field theory is a precision science: e.g. QED: 𝑎𝜇 = 1159652188.4 4.3 10−12 (exp) 𝑎𝜇 = 1159652140 27.1 10−12 (th) QED’s renormalizability is an important part of its calculability, and so also underpins the theory error Ole Miss 2014 EFT and theoretical error • General Relativity is also a precision science: e.g. solar system tests, binary pulsar, ... Ole Miss 2014 EFT and theoretical error • General Relativity is also a precision science: e.g. solar system tests, binary pulsar, ... 𝑑𝑃/𝑑𝑡 = −2.408(10) 10−12 (exp) 𝑑𝑃/𝑑𝑡 = −2.40243 5 10−12 (th) This comparison meaningless if size of quantum effects is unknown Ole Miss 2014 EFT and theoretical error Cannot afford a ‘split-brain’ mentality: ℏ=1 𝐺𝑁 = 0 ℏ=0 𝐺𝑁 = 1 Quantum corrections can be calculable within an effective field theory framework, even for gravity Ole Miss 2014 EFT and theoretical error e.g. for graviton-graviton scattering about a static background in GR: 1 1 2 2 2 2 +. . 𝐿 = 𝜕ℎ + ℎ 𝜕ℎ + ℎ 𝜕ℎ 2 𝑀𝑝 𝑀𝑝 + gives 𝐴𝑛𝑜 𝑙𝑜𝑜𝑝𝑠 ≅ 𝑄2 𝑀𝑝 2 About flat space Q is the CM energy (de Witt) Ole Miss 2014 EFT and theoretical error • The loop integral diverges, and higher-order loops diverge more and more (because the coupling has dimensions of negative powers of mass) 𝐴1𝑙𝑜𝑜𝑝 = 𝐴2𝑙𝑜𝑜𝑝 = 𝑄2 𝑀𝑝 4 𝑑4 𝑝 𝑝6 2𝜋 4 𝑝2 + 𝑄 2 𝑄2 𝑑4 𝑝 𝑀𝑝 6 2𝜋 4 2 4 𝑝10 𝑝2 + 𝑄 2 7 Ole Miss 2014 EFT and theoretical error All divergences cannot be absorbed into Newton’s constant 2 M L c3 3 p 2 R c1R c2 R R 2 R 2 m g Divergences can be absorbed if GR is just first term in a derivative expansion that includes all possible local interactions allowed by symmetries Ole Miss 2014 EFT and theoretical error Predictive provided we regard calculations as expansions in 𝑄 2 /𝑚2 since no negative powers of Q arise in the loop expansion. e.g. L-loop contribution to graviton scattering at energy Q involving E external lines (in dimensional regularization) and 𝑉𝑖𝑘 vertices involving 𝑖 fields and 𝑘 derivatives: Ole Miss 2014 EFT and theoretical error • Leading order, 𝑄2 /𝑀𝑝 𝐸−2 , corresponding to: • L = 0 and Vik = 0 unless k = 2 ; • i.e. classical GR: tree graphs using only interactions with two derivatives. Ole Miss 2014 EFT and theoretical error • Next-to-leading order, 𝑄4 /𝑀𝑝 𝐸 , corresponding to one of two cases: • L = 1 and Vik = 0 unless k = 2 ; • L = 0 and Vik = 0 unless k = 2 or 4 and Vi4 = 1 ; • i.e. one-loop GR, plus tree graphs including one ‘counterterm’ taken from the R2 interactions . Ole Miss 2014 EFT and theoretical error • Points to notice: • Must do Q/M expansion: if not even the semi-classical approximation breaks down! • The reference scale M is a physical (renormalized) mass and never a cutoff • Cutoffs are guaranteed never to appear in a low-energy theory, since they always cancel in physical results. Ole Miss 2014 EFT and theoretical error about cutoffs, : • PointsMore to notice: • Must do Q/M expansion: if not even the semi-classical EFT canbreaks depend on since it is approximation down! generated by integrating out physics E > • Thewith reference scale M is a physical (renormalized) mass and never a cutoff onceareused in physical • Cutoffs guaranteed neverprediction to appear inone a low-energy theory, since they E always in physical results. also integrates < ,cancel at which point drops out of physical quantities. Ole Miss 2014 EFT and theoretical error • Can calculate coeff a about cutoffs, : purely within LE PointsMore to notice: theory by tracking • Must do Q/M expansion: if not even the semi-classical logfor cutoff dependence. is often a useful approximation breaks down!proxy following how physics depends on a real • Thephysical reference mass scale MMis a physical (renormalized) mass and never a cutoff LE:are guaranteed A = a lnnever (/m) • Cutoffs to appear in a low-energy theory, always HE:since they A= a ln cancel (M/)in physical results. phys: A = a ln (M/m) Ole Miss 2014 EFT and theoretical error • Calculation of coeff a about cutoffs, : purely within LE PointsMore to notice: theory needn’t track • Must do Q/M expansion: if not even the semi-classical Tracking powers of iscoeff b or c of physical approximation breaks down! result. is often less useful • The reference scale M is a physical (renormalized) mass LE:a cutoff A = a 2 b m2 and never 2 a 2 HE:are guaranteed A = c Mnever • Cutoffs to appear in a low-energy theory, since they always phys: A= c M2cancel b min2 physical results. Ole Miss 2014 Decoupling But how to interpret the non-GR terms in the action? 2 M L c3 3 p 2 R c1R c2 R R 2 R 2 m g As would be obtained if we ‘integrate out’ a collection of particles with 𝑚2 ≫ 𝑄 2 Ole Miss 2014 Decoupling Mass in loop scale, so:are there? Whatsets other scales lightest mass dominates for dim > 4 terms eg: inmass 4D inflation, given and<M4p heaviest dominates for Hdim there is also v2 = H Mp plus mass 𝑐3 coupling to𝑎𝑘 of any other particles = 𝑘 2 2 inflaton 2 𝑚 16𝜋 𝑚𝑘 In extra dimensional inflation there is Notice in particular 𝑀𝑝 is the least important scale when it mKK < Ms < Mp , and so on… appears also in a denominator Ole Miss 2014 Decoupling Decoupling: at low energies heavy particles always contribute suppressed by their mass (once the dim < 5 couplings are appropriately renormalized) mass M 𝛿𝐿~𝑀 𝑅 + 𝑅2 ln 𝑀 + 𝑅3 𝑀2 + ⋯ Ole Miss 2014 EFT summary • Quantum effects in gravity are calculable • Must recognize the implicit low-energy expansions: Q/𝑀𝑝 and Q/𝑚 • In particular this justifies domain of classical approximation Ole Miss 2014 EFT summary • Quantum effects in gravity are calculable • Must recognize the implicit low-energy expansions: Q/𝑀𝑝 and Q/𝑚 • Never get anything but a series in local powers of fields and derivatives in this way: f ( R) ? 2 M L c3 3 p 2 R c1R c2 R R 2 R 2 m g Ole Miss 2014 EFT summary • Quantum effects in gravity are calculable These are usually useful for cosmology and particle physics, and when used • Must recognize the implicit low-energy expansions: make these unusually sensitive to UV Q/𝑀𝑝 and Q/𝑚 physics.but a series in local powers of • Never get anything fields and derivatives in this way: f ( R) ? • Heavy particles generically decouple. Yet theories with lowdimension interactions – like scalars with 𝑚2 𝜑 2 terms – can be sensitive to very heavy particles. Ole Miss 2014 EFT summary • Quantum effects inare gravity area calculable These usually problem for theories that break lorentzlow-energy invarianceexpansions: in the • Must recognize the implicit UV, since they spread to all particles Q/𝑀𝑝 and Q/𝑚 throughbut loops • Never get anything a series in local powers of fields and derivatives in this way: f ( R) ? • Heavy particles generically decouple. Yet theories with low-dimension interactions – like scalars with 𝑚2 𝜑 2 terms – can be sensitive to very heavy particles. • Ditto for lorentz-violating diffs btwn 𝜑 2 and 𝛻𝜑 2 Ole Miss 2014 Part II Ole Miss 2014 Time dependent situations Gravitational exceptionalism Ole Miss 2014 Decoupling and Horizons • Effective field theory as applied to geometries having horizons (eg: black holes, inflation) introduces some new issues • Adiabatic time slicing is not the static one • These are similar to those which arise for timedependent background fields, F(t) • Slow evolution • No level crossing 1 dF F dt Ole Miss 2014 Time dependent situations • Can effective theories be used for time-dependent problems? • Q1: when do effective theories capture the time dependence of evolution in the full theory? • Since EFTs have higher-derivative interactions, why aren’t there new runaway solutions? Ole Miss 2014 Time dependent situations • Can effective theories be used for time-dependent problems? • Q1: when do effective theories capture the time dependence of evolution in the full theory? • Since EFTs have higher-derivative interactions, why aren’t there new runaway solutions? • Q2: Can an effective theory be set up to describe the fluctuations about a time-dependent background? Ole Miss 2014 Time dependent situations • Time dependent solutions to EFT only need agree with adiabatic evolution in the full theory Ole Miss 2014 Time dependent situations • Time dependent solutions to EFT only need agree with adiabatic evolution in the full theory For example, for the theory: 𝐿 = 𝜑2 + 𝜓 2 − 𝑀2 𝜓 2 − 𝑔 𝜑2 𝜓 Feynman tree graphs give 𝐿𝑒𝑓𝑓 2 𝑔 4+⋯ = 𝜑2 − 𝜑 2𝑀2 Ole Miss 2014 Time dependent situations • Time dependent solutions to EFT only need agree with adiabatic evolution in the full theory 𝑀2 𝜓 𝑔 2 = − 𝜑 2 But the equation 𝜓+ has solutions 𝑔 2 𝜓= − 𝜑 +⋯ 2 2𝑀 and so equivalent way to get 𝐿𝑒𝑓𝑓 (at tree level) is 𝐿𝑒𝑓𝑓 (𝜑) = 𝐿 𝜑, 𝜓(𝜑) Ole Miss 2014 Time dependent situations • Time dependent solutions to EFT only need agree with adiabatic evolution in the full theory After all 𝑔 2 2 𝜓+ 𝑀 𝜓= − 𝜑 2 also has non-adiabatic solutions 𝜓= 𝑐𝑘 𝑘=∓ 𝑒 𝑖𝑘𝑀𝑡 𝑔 2+⋯ − 𝜑 2𝑀2 and so equations of motion of the EFT only agree with the adiabatic solutions Ole Miss 2014 Time dependent situations • This is also why runaway solutions do not arise • Higher-order equations of motion normally acquire new, often runaway, solutions: • e.g. if 𝐿 = 𝑞 2 + 𝑞 2 /𝑀2 then 𝑞 + 𝑞 /𝑀2 = 0 . and so 𝑞 𝑡 = 𝑎 + 𝑏𝑡 + 𝑐 𝑒 𝑀𝑡 + 𝑑𝑒 −𝑀𝑡 • Key point: must perturb in the effective interactions, since they are only required to reproduce the full physics to fixed order in 1/𝑀 Ole Miss 2014 Time dependent situations • This resembles models that inflate based on highercurvature interactions: L M R z R 2 p 2 • inflates with 𝑅 = 𝐻 2 = 𝑀𝑝 2 /𝜁 • gives the right primordial density fluctuations provided z ~ 108. Ole Miss 2014 Time dependent situations • What seems odd is that successive terms in the curvature expansion are equal size (and not because the first term was particularly small) • Should the dimensionless part of the coefficient of the 𝑅3 term be order 1 or order 𝜁 2 ? • Time dependence is 𝑎(𝑡)~𝑒 𝐻𝑡 with 𝐻~𝑀𝑝 /√𝜁 seems hard to understand as agreeing with full theory order by order in 1/𝑀 ~ 𝜁/𝑀𝑝 Ole Miss 2014 Time dependent situations • Can effective theories be used for expansions about time-dependent backgrounds? • At face value there is a problem: we distinguish light from heavy states from one another using energy, but lose energy conservation when expanding about a timedependent background. • Can nonetheless work if background is adiabatically evolving since in this case can define an adiabatic notion of energy at a given time, 𝐸(𝑡) Ole Miss 2014 Time dependent situations • For EFT built around adiabatic evolution: • Must check whether the low-energy criterion, 𝐸(𝑡) ≪ 𝑀(𝑡) remains true as a function of time: eg: must avoid level crossing: M Ole Miss 2014 Gravitational exceptionalism Gravitational exceptionalism: Q: Isn’t gravity a unique situation for which insights from EFTs in other areas do not apply? In particular: doesn’t inflation (or Hawking radiation) violate decoupling by stretching initially short-wavelength modes out to longer distances? Ole Miss 2014 Gravitational exceptionalism • Descent of modes is not special to gravity: • similar effects can also happen in other time-dependent settings (like the collapse of Landau levels 𝐸 = 𝑛 𝜔 with 𝜔 ∝ 𝐵 when magnetic field 𝐵 is turned off). B Ole Miss 2014 Gravitational exceptionalism • Descent of modes is not special to gravity: • Normally the appearance of such states has no low-energy effects, so long as the time dependence is adiabatic so states descend in their adiabatic vacuum. • All known examples of trans-Planckian phenomena rely on breakdown of adiabaticity. (Some also violate lorentz invariance in the far UV, but this is not required, as may be seen from rolling scalar examples.) Ole Miss 2014 Gravitational exceptionalism Trans-planckianism • Less precise version: Since we don’t understand quantum gravity (at short distances), how do we know that trans-Planckian physics decouples from long-wavelength physics? Ole Miss 2014 Gravitational exceptionalism Trans-planckianism • Less concrete version: Since we don’t understand quantum gravity (at short distances), how do we know that transPlanckian physics decouples from long-wavelength physics? Cannot answer for sure without knowing the physics above the Planck scale. but: • Trans-planckian physics appears to decouple in string theory • If decoupling fails must explain why any understanding of nature is possible at all (ie there is an uncontrolled theoretical error) Ole Miss 2014 Exceptionalism summary • Time dependence can be captured within an EFT • Must require the time dependence to be adiabatic Ole Miss 2014 Exceptionalism summary • Time dependence can be captured within an EFT • Must require the time dependence to be adiabatic • Must check that large mass hierarchies do not become small over time Ole Miss 2014 Exceptionalism summary • Time dependence can be captured within an EFT • Must require the time dependence to be adiabatic • Must check that large mass hierarchies do not become small over time • Cosmology appears not to introduce qualitatively new considerations beyond those associated with time-dependence. Ole Miss 2014 Part III Ole Miss 2014 The case for modifying gravity Microphysics as a crucial clue Ole Miss 2014 Dark Matter/Energy or Modified GR? • Evidence for Dark Matter comes from many sources: • Mass in galaxies • Mass in clusters of galaxies • Temperature fluctuations in the CMB • Start of galaxy formation. • Evidence for Dark Energy is less robust, but would involve modifications to gravity over large distances. Ole Miss 2014 Dark Matter/Energy or Modified GR? • Modifications of gravity does a poor job describing observations • Mass in galaxies • Mass in clusters of galaxies • Temperature fluctuations in the CMB • Start of galaxy formation. • Both require modification at large distances: very hard to do sensibly Ole Miss 2014 Modifications in the UV • Short-distance modification to gravity is very likely, since predictability breaks down at high energies. • Sensible UV modifications seem difficult to get (but not impossible). • String theory provides an example UV modification. • Difficult to test since their details decouple from low-energy physics Ole Miss 2014 Modifications in the IR • Long-distance modifications to gravity are very difficult to construct without violating fundamental principles like unitarity, cluster decomposition, etc. (Weinberg) • Eg: gauge invariance emerges as a requirement for massless spin-two particle coupled to stress energy massless spin 2 C h Lint h T Ole Miss 2014 Modifications in the IR • Long-distance modifications to gravity are very difficult to construct without violating fundamental principles like unitarity, cluster decomposition, etc. • Eg: gauge invariance emerges as a requirement for massless spin-two particle coupled to stress energy • After decades of investigation, only known consistent IR modifications are scalar/vector/tensor theories (possibly in higher dimensions). Ole Miss 2014 Microphysics as a crucial clue • The puzzle of ‘non-decoupling’ in cosmology • Decoupling: usually small-distance physics is not required to understand long-distance physics Why should UV physics have anything to say about cosmology? Ole Miss 2014 Microphysics as a crucial clue • The puzzle of ‘non-decoupling’ in cosmology • Most cosmological models rely on long-distance features that do depend on the details of short-distance physics • the existence of scalars with small masses, m ≤ H < M • the existence of small vacuum energies, G ≤ H2 • the existence of exotic low-E states or dynamics Ole Miss 2014 Microphysics as a crucial clue • Non-decoupling as a double-edged sword • If short-distance physics does not decouple, why are cosmological predictions possible without first solving quantum gravity? i.e. are inflationary interpretations of the CMB robust? • The dangers of ‘Planck slop’ • Even if heavy physics decouples, why can’t small Plancksuppressed interactions ruin cosmology? 𝐿𝑒𝑓𝑓 = 𝑉0 − 𝑉0 𝑀𝑝 2 𝜑2 + ⋯ Ole Miss 2014 Microphysics as a crucial clue • Both questions require a UV completion to answer. Seek: • A mechanism for explaining why quantum corrections do not ruin required light-scalar properties or vacuum energy • Understanding of presence/absence of Planck slop and its implications Ole Miss 2014 Summary • Quantum corrections are calculable in GR much like in any other non-renormalizable theory. • Quantum effects are typically negligibly small (with inflationary cosmology a notable exception!) • Allows efficient tracking of finite-size effects in, eg, radiation during binary in-spiralling. • UV modifications to gravity decouple from lowenergy observables • IR modifications to gravity are difficult to make consistently • Scalar, vector, tensor theories (possibly in higher D) Ole Miss 2014 Summary • EFTs provide our only current method for comparing gravitational predictions with data • Must check the validity of low-energy, classical and adiabatic approximations. Ole Miss 2014 Summary • EFTs provide our only current method for comparing gravitational predictions with data • Must check the validity of low-energy, classical and adiabatic approximations. • Leads to prejudice for local theories that include all possible interactions consistent with symmetries in a systematic derivative expansion Ole Miss 2014 Summary • EFTs provide our only current method for comparing gravitational predictions with data • Must check the validity of low-energy, classical and adiabatic approximations. • Leads to prejudice for local theories that include all possible interactions consistent with symmetries in a systematic derivative expansion • Most heavy physics decouples: robust cosmology Ole Miss 2014 Summary • EFTs provide our only current method for comparing gravitational predictions with data • Must check the validity of low-energy, classical and adiabatic approximations. • Leads to prejudice for local theories that include all possible interactions consistent with symmetries in a systematic derivative expansion • Most heavy physics decouples: robust cosmology • Suggests some features (technical naturalness, etc) are important criterion for most cosmologies. Ole Miss 2014 Ole Miss 2014