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Comparison of Risk Factors Associated with Unilateral and Bilateral Hearing Loss Identified by Newborn Hearing Screening Jonathan N. Young MD 1, Joshua C. Yelverton MD 1, Laura M. Dominguez MD 1, Derek A. Chapman PhD2,4, Shuhui Wang BS4, Arti Pandya, MD3, Kelley M. Dodson MD 1 Virginia Commonwealth University Medical Center Department s of 1Otolaryngology/Head and Neck 2 3 Surgery, Epidemiology and Community Health, Human and Molecular Genetics, Richmond, VA; 4Virginia Department of Health, Richmond, VA ABSTRACT Objective: To compare the incidence of Joint Committee on Infant Hearing (JCIH) risk factors and co-occurring birth defects in children with unilateral hearing loss (UHL) to children with bilateral hearing loss (BHL). Methods: Retrospective review of 1375 children with confirmed hearing loss identified through universal newborn hearing screening (UNHS) program in Virginia from 2002-2010. Summary of Results: Of 493 children with confirmed UHL, 96.1% were identified through failed UNHS and 36% had one or more risk factor reported. Of 882 children with confirmed BHL, 95.7% were identified through failed UNHS and 31% had one or more risk factor reported. In UHL, craniofacial anomalies (39.7%) and neonatal indicators (22.4%) were the most commonly reported risk factors. In BHL, family history of hearing loss was most commonly reported (39.9%), followed by neonatal indicators (25.7%). Additional co-occurring birth defects were identified in 35% of children with UHL or BHL. For children with a JCIH risk factor, co-occuring birth defects were present in 69.9% with UHL and in 53.6% with BHL. Children with UHL most often had ear or cardiovascular anomalies, while those with BHL most often had cardiovascular or musculoskeletal anomalies. Conclusion: The proportion of children with confirmed UHL or BHL and a JCIH risk factor or co-occurring birth defect was similar at about 1/3. However, the profile of risk factors and co-occurring birth defects differed. Further studies investigating risk factors and co-morbid birth defect associations with the etiology of hearing loss are warranted. Correspondence: Jonathan N. Young, MD VCU Medical Center Department of Otolaryngology – Head & Neck Surgery Richmond, Virginia – USA [email protected] INTRODUCTION Congenital hearing loss has a prevalence ranging from 0.3 to 3.0 per 1,000 newborns.1-3,17 Universal newborn hearing screening was initiated in order to identify children with hearing loss. Before the advent of universal newborn hearing screening (UNHS), the diagnosis of HL was often delayed. Children with UHL often went undiagnosed and unnoticed in children until they reached elementary school. Early detection however allows for early intervention, which is shown to play a key role in cognitive and verbal development. Research has shown that as many as 22% to 35% of children with hearing loss fail at least one grade; additionally, up to 20% are identified as having behavioral problems.5-7 Multiple studies have shown that the speech and language developmental delays can be prevented if appropriate intervention for children with hearing loss is initiated by 6 months of age.8-11,17 In 2007, the Joint Committee on Infant Hearing (JCIH) released an updated position statement regarding its principles and guidelines for early hearing detection and intervention programs.4 The JCIH identified certain risk factors that predispose infants to hearing loss. The association between JCIH risk factors has been studied in children with hearing loss; however, there has been no delineation between the risk factor profiles of unilateral and bilateral hearing loss. Nearly half of all infants who do not pass the initial hospital hearing screen do not receive timely and appropriate follow-up care.12,13 The presence of a comorbid birth defect has been shown to lead to delay in hearing screening, diagnosis, and intervention.1, 20-23 In addition, the presence of a co-morbid birth defect increases the chances that a child may need prolonged mechanical ventilator support, and multiple studies have demonstrated that mechanical ventilation greatly increases the odds of SNHL.17-19 The aims of this study are to: 1. analyze and compare the JCIH risk factors profiles of UHL and BHL 2. compare the prevalence of various co-morbid birth defects with UHL and BHL. RESULTS Remainder of demographics is summarized in Figure 1. Figure 1: Chart of infants born in Virginia from 2002 to 2010. At least 1 JCIH risk factor was identified in 276 (31%) infants with confirmed BHL and 156 (32%) infants with confirmed UHL. • Most common in BHL were family history of permanent hearing loss in 110 (39.9%) and neonatal indicators (hyperbillirubinema, PPHN, and use of ECMO) in 25.7%. • Most common in UHL were craniofacial anomalies in 62 (39.7%) and neonatal indicators (hyperbillirubinema, PPHN, and use of ECMO) in 22.4%. (Summarized in Graph 1 and Table 1). Overall, 314 (35.6%) children with confirmed BHL and 161 (32.7%) children with confirmed UHL were found to have a cooccurring birth defect • Most common were cardiovascular and musculoskeletal anomalies in BHL • Most common cardiovascular anomalies followed by ear and respiratory anomalies in UHL. (Summarized in Graph 2 and Table 2) 148 (53.6%) children with confirmed BHL and a JCIH risk factor and 109 (69.9%) children with confirmed UHL and a JCIH risk factor were found to have a co-occurring birth defect • Most common in BHL were cardiovascular anomalies in 83 (56%) and musculoskeletal anomalies in 48 (32.0%) • Most common in UHL were cardiovascular anomalies 49 (45%) followed by ear anomalies 43 (39%). (Summarized in Graph 3 and Table 3) Table 1: JCIH Risk Factors Present in Infants Graph 1: JCIH Risk Factors Present in Infants Diagnosed Diagnosed with BHL vs. UHL with BHL vs. UHL JCIH Risk Factors present in infants diagnosed with BHL vs. UHL METHODS AND MATERIALS • Data was extracted regarding newborn hearing screening and confirmatory diagnoses from the Virginia Early Hearing Detection and Intervention (VEHDI) program database for children born between January 1, 2002 and December 31, 2010.1 • All newborns with a confirmed BHL, including those newborns who passed their initial hearing screening and required follow up due to a known risk factor were analyzed • Children were grouped into categories regarding status of their newborn hearing screen, confirmatory test outcome, and risk factor status. • Hearing loss in this study was defined as having one of the following International Classification of Diseases, Ninth Revision, Clinical Modification (ICD-9-CM;14 codes reported in both ears at a follow-up assessment by a licensed audiologist: 389.0 (conductive hearing loss), 389.1 (sensorineural hearing loss), 389.2 (mixed hearing loss), and 389.9 (undetermined hearing loss). • JCIH risk factors were categorized as follows: (a) craniofacial anomaly, (b) family history of permanent childhood hearing loss, (c) head trauma requiring hospitalization, (d)in utero infections such as CMV, herpes, rubella, syphilis, and toxoplasmosis, (e) neonatal indicators for hearing loss such as neonatal care of more than 5 days or ECMO, assisted ventilation, exposure to ototoxic medications (gentamycin or tobramycin) or loop diuretics (furosemide), and hyperbilirubinemia that requires exchange transfusion, and (f) stigmata of syndrome with known hearing loss. • Birth defect diagnoses were extracted from the Virginia Congenital Anomalies Reporting System (VaCARES) for children born within the same time period. • ICD-9-CM codes were grouped into general categories based on the organ system: (a) cardiovascular, (b) earspecific, (c) eye, (d) Endocrine/metabolic, (e) gastrointestinal, (f) chromosomal, (g) genitourinary, (h) integumentary, (i) musculoskeletal, (j) neurological, and (k) respiratory tract. DISCUSSION Graph 2: Co-Occurring birth defects in Infants with confirmed BHL vs. UHL BHL (%) UHL (%) Family history of HL 39.9 18.6 Neonatal indicator 25.7 22.4 Stigmata of syndrome associated with HL 19.6 18.6 Craniofacial anomaly 12.3 39.7 Parental/Caregiver Concern 11.6 7.1 In utero infections 6.2 5.8 Head Trauma 1.8 1.3 Syndromes associated with HL 1.1 0.6 Postnatal infection 0.7 1.9 Chemotherapy 0.0 0.6 Table 2: Co-occurring birth defects in Infants with confirmed BHL vs. UHL Co-Occurring birth defects in infants with BHL vs. UHL BHL (%) UHL (%) Cardiovascular 53 46 Musculoskeletal 28 16 Chromosomal CNS Metabolic & Endocrine 21 21 21 14 19 12 Respiratory 19 24 Genitourinary Eye Orofacial 17 16 16 12 11 4 Prenatal Exposures 13 14 Ear Anomalies 11 24 Gastrointestinal 10 7 6 4 2 1 Blood and Immune Other Graph 3: Co-Occurring birth defects in Infants with a JCIH Risk Factor and BHL vs. UHL Table 3: Co-occurring birth defects in Infants with a JCIH risk factor and BHL vs. UHL Co-Occurring Birth Defects in infants with a JCIH Risk Factor and BHL vs. UHL BHL (%) UHL (%) Cardiovascular 56 45 Musculoskeletal 32 11 Chromosomal 28 18 Orofacial 22 3 CNS 21 12 Genitourinary 20 9 Other 20 2 Respiratory 18 9 Ear Anomalies 17 39 Metabolic & Endocrine Eye Gastrointestinal Prenatal Exposures Blood and Immune 16 15 9 7 4 10 8 9 2 1 This study compares the risk factor profile associated with UHL to that of BHL. The incidence of UHL in our study was 0.3 per 1,000 newborns compared to an incidence of 0.5 per 1,000 newborns for BHL. This data was collected from the Virginia Early Hearing Detection, an Intervention program database for an 8-year period. We found that almost one third of infants with confirmed HL had a JCIH risk factor. A 2011 study by Bielecki et al. assessed the incidence of JCIH risk factors in children with sensorineural hearing loss (SNHL) without defining laterality.16 That study reported that the most common JCIH risk factors were syndromes associated with hearing loss (15.52%) and mechanical ventilation for longer than 5 days (11.45%). This differed from our findings, where craniofacial anomalies (39.7%) and family history of hearing loss (39.9%) were most prevalent for UHL and BHL respectively. This difference could be attributed to the laterality of hearing loss. Overall, our data delineates the difference in profiles of JCIH risk factors for UHL and BHL. We clearly show that both UHL and BHL are associated with different risk factor profiles for hearing loss in as many as a third of the children. In a study from 2011, Chapman et al. also found an incidence of co-occurring birth defects in about 1/3 of all infants withUHL.1 Our study demonstrates that the most common birth defect associated with UHL is cardiovascular anomalies (46%), followed by ear and respiratory anomalies (24% each). While BHL shares cardiovascular anomalies (53%) as the most common birth defect with UHL, the second most common birth defect was musculoskeletal anomalies (28%). A strength of this study lies in the use of populationbased data on hearing loss, risk factors, and birth defects, which results in a large cohort for analysis. One weakness of our study is the reliance on ICD-9-CM codes that could not be verified through chart review. Inaccurate coding could lead to under-reporting or false-positive results. In order to circumvent some of these foreseeable shortcomings, we grouped co-occurring birth defects into systems. Both situations would make our results an underestimate of the association that co-occurring birth defects have on hearing loss. CONCLUSIONS 1) About 31% of children with confirmed BHL and confirmed UHL had a JCIH risk factor. Most commonly reported risk factors were family history of hearing loss and neonatal indicators in BHL, and craniofacial anomalies and neonatal indicators in UHL. 2) About 1/3 of children with either BHL or UHL had a cooccurring birth defect. The most commonly associated birth defect was a cardiovascular anomaly. 3) Over 50% of children with confirmed BHL or UHL and a JCIH risk factor had a co-occurring birth defect. Most common birth defect was cardiovascular. 4) It is important to recognize children at risk for hearing loss and to perform confirmatory testing in a timely manner despite distracting co-occurring birth defects. 5) The absence of JCIH risk and co-occurring birth defects does not preclude the development of hearing loss. 6) Further studies are needed to define the etiology underlying hearing loss and better define the risk factor associations. REFERENCES 1. Chapman D, Stampfel C, Bodurtha J, et al. Impact of co-occurring birth defects on the timing of newborn hearing screening and diagnosis. Am J Audiol. 2011;20:132-139. 2. Borton S, Mauze E, Lieu JEC. Quality of life in children with unilateral hearing loss: a pilot study. Am J Audiol. 2010;19:61-72. 3. Dalzell L, Orlando M, MacDonald M, et al. The New York State universal newborn hearing screening demonstration project: ages of hearing loss identification, hearing aid fitting, and enrollment in early intervention. 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