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Proposal for ROCR Approval Type of Collection? See Note 1. Is this: See Note ROCR Enter ROCR reference number: 2. Title of proposed collection A review of an existing collection with changes? ROCR/OR/2142/FT6/001MAND Cancer Outcomes and Services Dataset (COSD) 3. Contact Details: See Note Personal Details Trish Stokes Department Organisation National Cancer Intelligence Network Public Health England Email [email protected] Tel Number 07769 282923 The Cancer Outcomes and Services Dataset (COSD) is a secondary use clinical dataset 4. What is being collected, and what is the purpose of the collection? See Note collected for all patients with a diagnosis or suspicion (high risk) of cancer managed by the NHS. The data will support the surveillance of, and provision of services for cancer within the NHS as specified in Improving Outcomes: A Strategy for Cancer (January 2011). These data are key to the production of the National Statistics for cancer, through the Office for National Statistics. In addition, these data are required for understanding the provision of 4a. Why is the information necessary and services and the outcomes for patients with a not just useful? diagnosis or suspicion of cancer, especially with regard to the appropriateness of treatment, equality of care, and clinical outcomes. Many of the commitments outlined in the Improving Outcomes: A Strategy for Cancer (January 2011) are dependent on high quality, accurate data being captured and available in a timely manner to be able to monitor progress and understand services. The dataset is aligned and integrated with other cancer datasets including the Systemic Anti-Cancer Therapy Dataset (SACT), the Radiotherapy Dataset (RTDS) and Cancer Waiting Times (NCWTMDS). The collection of this dataset is also integrated with changes in the cancer registration service in England thereby enabling the creation of a national repository of timely, high quality, patient level data. Since this collection was last approved, some minor revisions to both core and site specific data items in the dataset have been identified during the course of implementation. These amendments are required to align with changes in clinical practice, to reflect recent organisational restructure (e.g. the introduction of Clinical Commissioning Groups), to provide further clarification of meaning or to fix minor errors. In addition, five new items are being introduced to 5. What has changed since this collection enable a pilot feasibility project on the collection was last approved, and what is the of SNOMED CT codes, which is the NHS preferred overall effect of the changes? coding system, for specified surgical procedures and pathology items. The overall effect of the changes, which include minor amendments to data item names, descriptions and formats, as well as the additional of a few new data items, will enable the COSD to continue to meet NHS business requirements and support implementation and monitoring of Improving Outcomes: a Strategy for Cancer (IOSC). 6. What is the latest date for approval? See Note 7. Which organisation will be collecting this information? 8. List top three Keywords 31/12/2013 Cancer Registries 1st Keyword: Cancer 2nd Keyword: 3rd Keyword: 9. What is the start date for this proposed collection? See Note 9a. Please state when you would like the ROCR licence to run from. 10. What is the finish date for this proposed collection? Please also include the date if the collection is ongoing. See Note Outcomes Registration 01/01/2013 01/01/2014 01/01/2020 This proposal supports Domain 1 of the 2013/14 NHS Outcomes Framework (paragraph 1.30 to 1.33) regarding cancer survival “The Department of Health’s Cancer Outcomes Strategy sets an aim of saving an additional 5,000 lives per year by 2014/15 which is predicated on survival rates improving for all cancers.” Domain 1 of the Outcomes Framework, Preventing people from 11. What Operating Framework commitment does the proposal support? See Note dying prematurely, includes indicators for both adults and children with cancer. Furthermore, the Fundamental Review of Data Returns published in August 2011 states: “The NHS and Department of Health are working to deliver the Coalition Government's aim to deliver health outcomes that are among the best in the world. For cancer, this is not possible without an integrated approach to information, including registration, the management of screening systems and the monitoring of service quality (audit) and levels of activity. The key findings of this review support the continuation of the wide range of data flows covering cancer and cancer services; this will assist the NHS in providing better outcomes.” 12. Who supports this proposal? See Note Minister: Group Director: Paul Burstow MS(CS) Professor Sir Bruce Keogh, NHS Medical Director Policy Lead/Section Head support from: Jane Allberry, Deputy Director, DH Senior Civil Servant, to whom correspondence about the collection can be addressed: (give name, organisation, section, telephone and email address) Name Organisation Di Riley Public Health England Section Telephone Email National Cancer Intelligence Network 0207 654 8143 [email protected] Has evidence of Gateway Support: (eg date, person, Gateway number if applicable) No Proposal for ROCR Approval ROCR Contact Details 13. Burden calculation? See Note Frequency Monthly See Note Organisational Type Acute Non Foundation Trust Number of organisations 74 Occupational Group See Note Days Hours Minutes Burden Days Burden Years Annual Burden £ Senior Managers 0 0 0 0 0 0 Managers 0 0 0 0 0 0 Clerical & Administrative 0 14 0 1657.6 8.29 377336.06 Maintenance & Works 0 0 0 0 0 0 Healthcare Assistants and other support 0 staff 0 0 0 0 0 Healthcare scientists 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Consultants 0 0 0 0 0 0 GPs 0 0 0 0 0 0 Hospital Doctors 0 0 0 0 0 0 CEO 0 0 0 0 0 0 Directors 0 0 0 0 0 0 Total 0 14 0 1657.6 8.29 377336.06 All Nurses, Midwives and health visiting staff Scientific, therapeutic & technical staff (ST&T) (Inc. AHP's) See Note Organisational Type Acute Foundation Trust Number of organisations 91 Occupational Group See Note Days Hours Minutes Burden Days Burden Years Annual Burden £ Senior Managers 0 0 0 0 0 0 Managers 0 0 0 0 0 0 Clerical & Administrative 0 14 0 2038.4 10.19 464021.38 Maintenance & Works 0 0 0 0 0 0 Healthcare Assistants and other support 0 staff 0 0 0 0 0 Healthcare scientists 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Consultants 0 0 0 0 0 0 GPs 0 0 0 0 0 0 Hospital Doctors 0 0 0 0 0 0 CEO 0 0 0 0 0 0 Directors 0 0 0 0 0 0 Total 0 14 0 2038.4 10.19 464021.38 All Nurses, Midwives and health visiting staff Scientific, therapeutic & technical staff (ST&T) (Inc. AHP's) Insert another Organisation type Grand Total Grand Total Days Years 3696 Please state if this is an increase or decrease in burden. See Note Are you planning on collecting from Independent and Voluntary Sector Organisations? 18.48 Grand Total Burden 841357.44 Please see section 4a for the justification of this burden to the NHS. Proposal for ROCR Approval ROCR Contact Details 14. If sampling of organisations is not being used please state why. See Note It is imperative that detailed information is available for every patient with cancer managed by the NHS to enable outcomes analysis and national statistics to be produced on a complete population basis. In addition the information is used by to support genetic and follow-up enquiries made by clinicians and therefore sampling would not be an appropriate method. 15. Are the estimates above and the design of the collection supported by any pilots, consultation exercises, trials or other tests of the proposal? If so, please give details. See Note The COSD, prior to it receiving approval as an Information Standard (ISB 1521), underwent formal definitional and operational (pilot) testing processes as well as an open consultation during February/March 2011. The findings from these were reported and the results led to the current structure of the dataset. Since implementation in January 2013, the changes referred to in Q5 have also undergone consultation in which the majority of comments received supported the changes. As these changes do not require any significant change in practice it is not expected that they will place any burden on NHS Service Providers. Following approval by the Information Standards Board the revisions will be tested with suppliers and Providers over the course of the five months prior to their implementation in April 2014. 16. If your proposal results in an increase to the ongoing burden (as indicated in Q13 above), please indicate what measures you propose to reduce the burden elsewhere to result in a net zero change or decrease. See Note Upon the implementation of the COSD in January 2013, it was inevitably that there would be an increase in burden to some NHS Providers. Overtime this has reduced as systems become more automated and familiar, and have been integrated increasingly with current clinical practices. In parallel, NCIN have continued to work towards ensuring that information can be captured once along the patient pathway, even where it may currently be submitted to more than one organisation. The strategic aim once the COSD is established is that data will only need to be submitted once and will then be linked with other datasets for analytical purposes. Rapid feedback on data received and on collated data from multiple sources will subsequently reduce the burden on Providers to collate this data individually. 17. What collection method do you propose to use? See Note Web based collection Email Extract from existing NHS systems Other electronic (e.g. spreadsheet or disk) Unify2 Input to Database Database extract Telephone Paper Omnibus collection See Note Other (give details) 17a. If other, please state: 18. For Non Foundation Trusts is the collection statutory, mandatory, part mandatory, voluntary or not required? See Note MANDATORY 18a. For Foundation Trusts is the collection statutory, mandatory, part mandatory, voluntary or not required? See Note MANDATORY 19. Which of the following equalities dimensions are included in the collection? See Note Age/Date of Birth Gender Ethnicity (NHS standard 16 + 1) Sexual Orientation Faith Disability 20. Of those you propose to include in Q19, please give details of the definitions you intend to use for each? Sexual orientation, faith and disability are not directly covered but as this dataset is collected at person identifiable level it could be linked to these dimensions if collection commences in NHS. 21. Is this request accompanied by a position statement from the NHS Data Model & Dictionary Service and the Information Standards Board for Health and Social Care (ISB HaSC)? If required, please contact Data Standards - [email protected], or ISB [email protected] The COSD change request is currently under consideration by the Information Standards Board with a decision on the proposed amendments expected at the end of this month (November 2013). See Note 22. Is the information to be collected intended for publication or other release? If not, please give reasons why. Yes. See Note 23. If the answer to Q22 was yes, Releases of these data will be in line with the UK please state your publication or release Statistics Authority Code of Practice for Official strategy. Statistics, which covers the Office for National See Note Statistics along with the UKACR Information Release Guidelines. Information will be published via a variety of media, e.g. websites, data briefings, bulletins, scientific reports etc. There will be different publication timelines for different purposes. Feedback to service providers and commissioners will be available within 36 months of data being submitted, whereas data and information relating to outcomes and service quality may only be published on an annual basis. All, reports will be tailored for their specific audience, along with specific commentary, etc. 24. Will the data collection generate Yes, there is always media interest in any data and any media interest, and if so, what information relating to cancer and NHS cancer measures do you have in place to deal services. Data relating to incidence, mortality and with it? survival will be shared with the Office for National Statistics, and will be subject to the ONS publication process as they are the official statistics. The prerelease of and management of data by ONS is in line with UKSA Code of Practice for Official Statistics and the DH will brief ministers accordingly. The whole process will be overseen by the National Cancer Intelligence Network (NCIN) which is part of Public Health England. NCIN has a Communications Manager and Press Office. 25. Does the proposal have any impact on Social Services? See Note 25a. If the answer to Q25 was yes, please give reason. 26. Do you intend to collect information from NHS Foundation Trusts? See Note Please attach documents that support your ROCR application. Without a list of No Yes Insert item the questions to be asked we will not be able to process your application Proposal for ROCR Approval ROCR Contact Det 27. If the answer to question 26 is yes, state why? To enable comprehensive information to be captured on all patients wit a diagnosis or suspicion of cancer and to support the production of National and Official Statistics it is imperative that all Trusts including NHS Foundation Trusts are requested to provide data. 28. Is the information or any This is an extension and replacement of the previous Cancer Registratio part of it already collected? If Dataset ROCR/OR/0220/FT6MAND which is for secondary use of data so please state why this should collected as part of routine healthcare management. Foundation Trusts be collected again. were already providing data as part of this process. 29. Please explain why you Monthly data collection is required to enable timely reporting and propose the frequency of monitoring of progress against the requirements in both and collection as stated in Question the Outcomes Frameworks for the NHS in England (2013/14) and 13. Improving Outcomes: A Strategy for Cancer (January 2011). 30. If you are proposing to It is imperative that detailed information is available for every patient collect from all Foundation with cancer managed by the NHS to enable outcomes analysis and Trusts, please give reasons why a sample cannot be used? national statistics to be produced on a complete population basis. In addition the information is used by to support genetic and follow-up enquiries made by clinicians and therefore sampling would not be an appropriate method. 31. Can the proposed information be provided by commissioners rather than directly from Foundation Trusts? If not, why not? The information cannot be provided by commissioners, as these are patient level data which are collected as part of routine healthcare management and are not all readily available to commissioners. 32. Does all the data requested a. Vital for Patient Care fall into one or more of these b. Essential for the flow of funds to categories? NHSFTs See Note c. The requesting body has a statutory duty to provide the information d. Very High ministerial profile See Note e. Necessary for Care Quality Commission assessment f. Directly underpins delivery of a target (State which).