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Brief Report Shoulder Imaging – review of existing guidelines Reviewer Natalie Hardaker Literature search Amanda Bowens Date Report Completed 21 February 2011 Important Note: • The purpose of this brief report is to review existing international clinical guidelines for best practise imaging for shoulder conditions, particularly those arising due to injuries. • A reasonable attempt has been made to find and review papers relevant to the focus of this report; however it does not claim to be exhaustive. • The document has been prepared by the staff of Research, ACC. The content does not necessarily represent the official view of ACC or represent ACC policy. • This report is based upon information supplied up to 31 December 2010 Accident Compensation Corporation Background This brief report summarises imaging recommendations for the shoulder that are presented in existing international clinical guidelines. The intention is to identify any gaps between these recommendations and ACC’s requirements for referral guidelines. The target audience of the final ACC guideline is both primary and secondary care practitioners; to deliver a consistent message to all physicians potentially involved in the referral process. Investigation The following databases were searched: Medline, National Guideline Clearinghouse, NHS Guideline finder and the TRIP database for the period 2005 to 2010. Reference checking was carried out on identified key publications. Seven guidelines that include recommendations about diagnostic imaging of shoulders were identified and are summarised in the table below. Six of these, including ACC’s shoulder guideline, are good quality and were developed using recognised evidence based methodologies (i.e. systematic review of literature relating to diagnosis, and consultation with experts). The remaining guideline; Imaging Guidelines by the Royal Australian and New Zealand College of Radiologists (RANZCR), was of lower quality, it was developed through consensus opinion of a panel of diagnostic imaging specialists, stating that “where possible the recommendations are prepared from evidence based reports published in the literature”; however there are no references included in the guideline. Three of the seven guidelines include guidance notes on imaging and the foetus1-3 and one of the guidelines 4 includes information about the risks of ionising radiation . It would be appropriate include this information in the current ACC guideline to acknowledge the health & safety associated with diagnostic imaging. Inclusion/Exclusion: All of the guidelines were included, but in the final analysis more weight is given to the six good quality evidence based guidelines.1-6 Comparison of messages: The recommendations from the ‘included’ guidelines were compared for consistency of messages. Four1 3-5 of the seven existing guidelines included a ‘graded’ recommendation based on the quality of the evidence used to inform the recommendation. The existing grades were aligned and considered in the current ACC recommendations. Accident Compensation Corporation Page 2 Guideline 1. ACC 2004 The diagnosis and management of soft tissue shoulder injuries and related disorders: best practice evidence-based guideline. Crude Quality Assessment Scope Good quality, evidence based systematic review; using robust methodology & consultation with expert panel Rotator cuff disorders Inlcude/ Exclude Include Frozen shoulder Glenohumeral instabilities Acromioclavicular joint disorders Sternoclavicular joint disorders For a primary care audience. Imaging risk to the foetus not included 2. Bussieres et al 2008 Diagnostic imaging practice guidelines for musculoskeletal complaints in adults: an evidence-based approach – Part 2: upper extremity disorders. Good quality, evidence based systematic review; using robust methodology & consultation with expert panel Non-traumatic shoulder pain Include Glenohumeral joint disorders (Rotator cuff; frozen shoulder; osteoarthritis; inflammatory instability) Significant shoulder/Glenohumeral joint trauma (e.g. dislocation/fracture) Acromioclavicular joint disorders Sternoclavicular joint disorders. For a primary care audience. General risk of ionising radiation included 3. Department of Health Western Australia (2007). Diagnostic imaging pathways (online decision support tool) Good quality, evidence based systematic review & consultation with expert panel. Decreased external rotation (frozen shoulder, osteoarthritis) Include Shoulder trauma (Fracture, Rotator cuff, dislocation) Impingement syndrome, Rotator cuff tear. Imaging risk to the foetus included 4. American College of Radiology (ACR) Appropriateness Criteria for Musculoskeletal Imaging (2010). Good quality, evidence based systematic review; using robust methodology & consultation with expert panel Acute shoulder pain Include Persistent pain Labral tear Bursitis or tenosynovitis Rotator cuff tear & impingement Septic arthritis Imaging risk to the foetus not included 5. The Royal College of Radiologists (RCR), London (2007) Based on systematic review of literature, critical appraisal by expert panels, and refinement by Delphi process of consensus. Painful shoulder; including impingement syndrome and suspected Rotator cuff tear Include Shoulder instability Imaging risk to the foetus included 6. European commission referral guidelines for imaging (2000) th Based on RCR 4 edition (1998) guideline, and adapted with European expert opinion and evidence Shoulder Impingement Include Shoulder Instability Rotator Cuff Imaging risk to the foetus included 7. Royal Australian & NZ College of Radiologists (RANZCR) Imaging Guidelines (2001) Guideline prepared by panel of diagnostic imaging specialists. A consensus approach was adopted & where possible recommendations were prepared from evidence-based reports published in the current literature. Literature is of unknown quality limited references are listed at the end of each condition Accident Compensation Corporation Algorithmic approach. Provides imaging guide for suspected: Complex fracture; RC tear, impingement; Glenohumeral instability; Tumour. Include Imaging risk to the foetus not included Page 3 Findings For the purposes of this report the findings will be presented according to the 4 classifications of patient presentations used in Bussieres et al 2008 (number 2 in the table). It is acknowledged however that these may not be the classifications used in the final document following consultation with an expert panel. Accident Compensation Corporation Page 4 1. Non traumatic shoulder pain, and full or limited movement X-ray 34 Two of the guidelines state that X-ray is not initially indicated if duration of pain is less than 4 weeks. RANZCR7, Australian Online Diagnostic Imaging Pathways2 and ACR6 appropriateness criteria recommend that X-Ray should be the first line investigation for all presentations of shoulder pain. It is unclear from the guidelines whether the recommendation is indicating X-Ray upon initial presentation or; that X-Ray should be the first choice should imaging investigation be required following a period of conservative care. [See footnote below] * . General indications for X-ray are; no response to 4 weeks conservative treatment3 4, significant activity restriction for more than 4 weeks, non 4 mechanical pain, or the presence of red flags . Ultrasound (US) US & MRI are deemed equally useful. US is more cost effective than MRI but use is largely dependent on local expertise and availability4 6. US is indicated for soft tissue involvement including suspected Rotator Cuff tear3 4 6, bursitis, tenosynovitis6, impingement1 3 and preoperatively1 3 to examine integrity of Rotator Cuff. Although MRI is considered the gold standard4 for shoulder imaging the guidelines consistently recommend MRI or US equally for nontraumatic shoulder pain. US is considered to be more cost effective4 6; it would therefore seem pertinent to recommend US in the first instance. Advanced imaging: Only one of the guidelines4 outlines in detail when advanced imaging should be considered. Advanced imaging and specialist referral are appropriate when4; • X-Ray is unremarkable and pain is unresolved • Pain & significant disability have lasted more than 6 months • Function deteriorates or does not improve • There is history of instability • Presence of acute, severe post-traumatic acromio-clavicular pain • Evidence of other severe pathology * RANZCR advise: for general shoulder pain, plain film should always be performed in the initial imaging assessment of a painful shoulder because pain may be referred from the neck. Western Australia Online Diagnostic Imaging Pathways advise: X-ray is the initial investigation for all shoulder problems. ACR advise: X-Ray is the best initial study, usually appropriate Accident Compensation Corporation Page 5 MRI MRI provides the best image for the shoulder & allows investigation of soft tissues. MRI indicated where US is unavailable, contraindicated or fails to establish a diagnosis. 2. Glenohumeral Joint Disorders: i)Rotator Cuff disorders (tendinopathy) X-ray X- Ray does not appear to be indicated where there is clinical suspicion of rotator cuff disorder. The guidelines either don’t mention X-Ray1 3 5 or agree that X-Ray is not initially indicated and should only be considered if 47 history/assessment suggests that the patient may have calcific tendonitis , 4 impingement or to exclude the osteophytes in those patients age >35yrs6. These recommendations are reasonably consistent across guidelines. Ultrasound (US) US is indicated in all guidelines as appropriate for detecting full thickness rotator cuff tears1-7. It is noteworthy that the accuracy of US is operator dependent1 6 7. Two of the guidelines2 7, recommend MRI where local expertise are unavailable and would appear to be a logical alternative. US is indicated to investigate impingement4 6. Advanced imaging: Advanced imaging is indicated particularly when surgery is being considered4. MRA is suggested to improve diagnostic accuracy4. Though MRA is only recommended in one of the guidleines4 as it is a high quality guideline, it may be appropriate to include MRA in the current recommendation as a special note to be considered on a case by case basis. It is also noteworthy that 54% of asymptomatic people would show abnormal appearance of the RC on MRI4, highlighting the need for sound clinical assessment and reasoning before going to MRI. CT only useful when US & MRI unavailable or contraindicated6. MRI 246 MRI is indicated for detecting partial thickness RC tears , suspected labral 6 6 tears and instability . It is also indicated when further investigation of RC pathology is needed, e.g. when US is equivocal, difficult or negative despite strong clinical suspicion7. (Both US & MRI will detect impingement4 6, as US is a more cost effective modality it should be considered prior to MRI.) 4 MRI is indicated for detecting calcifying bursitis within cuff tendons . It is noteworthy that MRI does not have a significant effect on treatment outcome4. As MRI is most sensitive to RC and associated soft tissue injury it is recommended preoperatively to determine the integrity of the RC. Accident Compensation Corporation Page 6 ii)Frozen shoulder (Adhesive capsulitis)capsulitis (Frozen shoulder) X-Ray Not initially indicated throughout the guidelines ACC clinical directorate felt that given the usual age group (>50yrs) presenting with this condition X-Ray should routinely be done to exclude other possible pathological conditions. Frozen shoulder/adhesive capsulitis is not included in two of the guidelines1 3. 45 Two of the remaining guidelines recommend that X-Ray is not routinely indicated unless patient history/assessment suggests the need to exclude other complicating factors (undefined)4 or arthritis5. One remaining guideline6 does not specifically define this condition but recommends X-Ray as the best initial imaging for shoulder pain, it is unclear whether this relates to initial patient presentation or X-ray as first choice following a period of unsuccessful conservative treatment. US indicated when pain is persistent, X-Ray inconclusive or manipulation being considered. US is recommended when there is clinical suspicion of arthritis5 X-Ray is also recommended5, however there is no indication of which is more appropriate. MRI MRI indicated when pain is persistent, X-Ray inconclusive or manipulation being considered. Three of the guidelines detailed advanced imaging4-6. MRI is indicated when manipulation is being considered to aid in confirming diagnosis of adhesive 4 capsulitis . MRI indicated where X-Ray is non-contributory and pain is persistent. Adhesive capsulitis is usually a self limiting condition and pain ordinarily improves/subsides at 3/125. US or MRI are indicated for cases where X-ray was non-contributory and/or pain is persistent for longer than 3/122 4-6. As manipulation is quite an aggressive technique it is also recommended that MRI be used to confirm diagnosis prior to manipulation. ACC clinical directorate recommend that further imaging is not routinely indicated as the diagnosis is unclear. ACC clinical directorate agree MRI indicated prior to manipulation iii)Osteoarthritis X-ray Include in guideline. No referral recommendation is currently included in ACC’s shoulder guideline. As OA can be a result of previous injury/conditions that are covered by ACC, it may be valuable to examine the primary evidence and investigate the strength of a causal relationship and management of OA. Only two guidelines detailed this condition2 4. The first guideline4 recommends that X-Ray not indicated unless pain is unrelieved following 4/52 conservative treatment. The second guideline2 recommends X-ray is indicated upon clinical suspicion of OA. Advanced Imaging Advanced imaging is not detailed in any of the guidelines1-7. ACC clinical directorate agree this should be included in guideline. X-Ray should be indicated, as result will direct Rx. Accident Compensation Corporation Page 7 iv) Glenohumeral joint inflammatory Arthritis (including; RA, gout, reactive arthritis, JRA, AS) (Non ACC) Only one4 of the seven guidelines reviewed specifically includes this condition. If patient presentation raises clinical suspicion of inflammatory arthritis X-Ray 4 4 is indicated for further investigation . Bussieres identify that septic arthritis is a critical differential diagnosis and if clinically suspected MRI should be considered. Septic arthritis is included in the ACR appropriateness criteria6; and the recommendation is arthrocentesis guided by US or X-Ray, in this case 6 X-Ray and US are recommended equally. The ACR guideline recommends that MRI and CT may be appropriate. Based on theses guidelines it is recommended that X-Ray indicated for initial investigation. US/X-Ray guided arthrocentesis are equally indicated when there is clinical suspicion of septic arthritis discussion with radiologist may guide decision. ACC clinical directorate agree with recommendation – no amendment. v)Glenohumeral instability (generalised ligamentous laxity, multidirectional, voluntary/habitual instability, non-traumatic dislocation. Tears of labrum &/or capsule &/or glenohumeral ligaments can lead to instability. Dislocation can cause RC tear in middle age or older age) X-ray Five2-5 7 of the seven guidelines agree that X-Ray is indicated as an initial assessment to assess suspected dislocation2-5 7. The ACC guideline5 more specifically recommends X-Ray following reduction or failed reduction, pre reduction in all >40years and in recurrent dislocation when surgery being considered. US Only one guideline2 recommends the use of US; this is to assess the RC in patients >40 years with primary traumatic dislocation. The remaining guidelines recommend MRI to identify full or partial thickness tears to the RC. It would seem appropriate given the cost effectiveness of US to consider this as first line in patients >40yrs; where MRI would not other wise be planned. Advanced imaging All seven guidelines recommend the use of advanced imaging MRI/MRA All guidelines1-7 are in general agreement that MRI/MRA are most appropriate for imaging of the soft tissues associated with the GH joint. ACC5 and RANZCR7 recommend that MRI is indicated for investigation of GH joint soft tissues and instability, however they both go on to state that MRA best evaluates and provides more accurate appraisal of these tissues. MRI 2 recommended for suspected partial RC tears . MRA is advocated where there is suspected Labral tears with or without associated instability1-3 5 6 There is some ambiguity around which setting MR should be combined with arthrogaphy. The guidelines suggest that: Accident Compensation Corporation Page 8 CT MRI is more appropriate for the acute setting MRA is most appropriate in the sub-acute/chronic setting CT indicated where MRI/MRA unavailable2 6 7. CT particularly useful to delineate glenoid labrum and synovial cavity, will show bony glenoid and 13 cartilaginous tears . ACC clinical directorate agree with recommendation; in addition it is felt pertinent to clarify that labral tears may exist without instability. Further investigation of presentation and recommended imaging of SLAP lesions is also recommended for inclusion in the guideline. 3. Significant Shoulder/Glenohumeral Joint Trauma (e.g. dislocation, fracture) X-ray X-Ray indicated when patient history, signs and symptoms raise clinical suspicion of fracture/dislocation ACC clinical directorate agree – no amendment Five2 4-7 of the seven guidelines include this condition; there is agreement across all guidelines that if patient history is suggestive of fracture/dislocation, X-ray is indicated. Note that the ACC guideline says that the diagnostic value is unclear, but advocates X-ray pre- and post-reduction. 4 US recommended to assess soft tissue involvement Advanced Imaging CT indicated for complex fractures and fracture-dislocations involving the head of the humerus2 7 and for surgical planning7. ACC clinical directorate agree with recommendation and feel it is pertinent to add that it is clinically appropriate in those patients aged >50 years to use a follow up bone scan to assess bony healing. Bone scans are not covered by ACC 4. Acromio-clavicular joint disorders AC joint disorders can be categorised as acute and chronic X-ray X-ray indicated when surgery is a consideration and when there is a history of trauma to stage degree of severity. ACC clinical directorate agree with recommendation – no amendment 145 Three of the guidelines included AC joint disorders. There is general agreement that X-Ray is only indicated where there is a history of trauma and when surgery is being considered. The online diagnostic imaging pathways 2 (Dept of health, Western Australia) doesn’t specifically include AC joint disorders but indicates X-Ray as the first choice of imaging for all general shoulder trauma. US indicated to assess subacromial & AC joint impingement. Accident Compensation Corporation Page 9 Advanced imaging MRI indicated to assess the joint; for acute separations grade I-III, for chronic AC joint disorders and when there is no response 4 weeks conservative treatment. US/CT appropriate where MRI contraindicated/unavailable. CT indicated when # is detected &/or surgery being considered ACC clinical directorate agree with recommendation – no amendment Two1 4 of the guidelines include detail on advanced imaging. They each address different clinical sub categories of AC joint disorders, together contributing to form a complete recommendation. Bussieres4 state that MRI is more sensitive to grade I-III separations and also allows assessment of other structures simultaneously; however it does not implicitly recommend that MRI is necessary if grade I-III separation is suspected. The guideline does recommend MRI or CT preoperatively and where pathology is suspected. The European 1 guideline recommends the use of US for AC and sub acromial impingement, however as impingement is dynamic process, discussion with a radiologist is highly recommended. 5. Sternoclavicular Joint Disorders (injuries are uncommon; resulting from compression forces in MVA’s & Sport) Recommendation Based on the strength of the evidence behind the existing guideline recommendations: X-Ray indicated X-ray Only one of the guidelines5 specifically included this condition. Two other guidelines covered the condition under acute shoulder pain6 or shoulder trauma2. ACR appropriateness critieria6 and the online diagnostic imaging pathways (Dept of Western Australia)2 agree that X-Ray should be the initial investigation. The ACC 2004 guideline5 suggests that X-Ray is not ideal for imaging the SC joint as it can often be difficult to interpret. The two guidelines recommending X-Ray2 6 don’t include detail about the grade of recommendation. However closer inspection of the guideline development 256 process for all three of the guidelines reveals comparable methodologies and levels of evidence. The ACC5 recommendation is based on expert opinion which is presumably that of NZ experts and is therefore realistic to the target audience of the guideline being currently developed. Advanced imaging CT indicated for further investigation when X-Ray non-contributory and/or pain persistent 5 ACC 2004 recommends CT as the best image for this condition. This recommendation is supported by that made in the online diagnostic imaging pathways (Dept of Western Australia)2 recommendation that if fracture is detected/suspected CT is indicated. ACR appropriateness criteria6 recommend MRI when X-Ray is non- contributory; the guideline also recommends that CT or US may be appropriate when MRI is contraindicated. Accident Compensation Corporation Page 10 ACC clinical directorate agree with overall recommendation. In addition; in cases where aetiology suggests the clavicle may have been pushed posteriorly, immediate referral and further investigation are indicated Grades of Recommendations The Grading system adapted and used in the previous ACC guideline5 was used and the other guideline grading categories were aligned to this. The ACC grades are outlined below: A Recommendation is supported by good evidence B Recommendation is supported by fair evidence C Recommendation is supported by expert opinion only e.g published consensus document I No recommendation can be made because the evidence is insufficient i.e evidence is lacking, of poor quality or conflicting and the balance of benefits and harms cannot be determined Grades of recommendations and levels of evidence for the remaining guidelines is included in the appendix. Pregnancy and protection of the foetus Three1 2 6 of the seven reviewed guidelines include information regarding imaging during pregnancy & the potential for harm to the foetus. One of the guidelines4 includes general information about the potential for harm inherent with imaging techniques that involve ionising radiation (IR). It is recommended to include this in the updated HTI referral guideline. Bussieres include general information about the risk of ionising radiation inherent in imaging. The guideline suggests that the benefit of the image must outweigh the risk and the result of the image must influence therapy and treatment outcome. 1-3 The three guidelines that specifically address protection of the foetus agree that if pregnancy cannot be excluded; the referring clinician should discuss the planned image with the radiologist with a view to potentially postponing until after the pregnancy or until pregnancy can be excluded unless the image will directly benefit the foetus. Exposure to ionising radiation (IR) (X-Ray & CT) should be avoided where possible during pregnancy1-3. If X-Ray or CT is deemed necessary the modality with the lowest level of ionising radiation should be chosen; consideration should be given to US and MRI which involve no exposure to IR. Application of the 28 day rule is advocated: if a period has been missed wait until pregnancy has been excluded before going ahead with planned image. In all cases requiring imaging the ARLA (As Low as Reasonably Appropriate) principle presented by the online diagnostic imaging pathway (Department of health, Western Australia)2 should be applied. Accident Compensation Corporation Page 11 ACC clinical directorate agree. This should be expanded to notes on health and safety to include pacemakers and implants. CT & MRI images may be degraded by prostheses or internal fixation devices1 3 7. Contraindications to MRI are; metallic foreign bodies (FB’s) in the orbits, aneurysm clips, pacemakers, cochlear implants1 3 7, stents inserted in the previous six weeks and marked 7 obesity . Patients may be intolerant of remaining stationary and/or being in an enclosed space and would therefore potentially be contraindicated for CT and MRI. Accident Compensation Corporation Page 12 Summary of findings Agreement of guidelines: There was agreement, or near agreement, about imaging assessment of: • Patient Category 2: i) Rotator Cuff disorders (tendinopathy) (however, although it is agreed that MRI arthrography is appropriate and highly accurate, there is some ambiguity about whether it should be first line assessment); • Patient Category 2: v) Glenohumeral joint instability (however, although it is agreed that MRI and MRI arthrography is appropriate, there is ambiguity about its indication for acute, sub-acute and chronic); • Patient Category 3: Significant glenohumeral joint trauma (dislocation, fracture); • Patient Category 4: Acromio-clavicular Joint disorders; • Patient Category 5: Sternoclavicular Joint Disorders. Ambiguity of guidelines: There was ambiguity about imaging assessment of: • Patient Category 1: Non-traumatic shoulder pain, and full or limited movement (i.e. ACC clients with non-specific shoulder pain) - specifically there is a lack of clarity in 2 of the guidelines2 6; the recommendation is that ‘X-Ray is the best initial study’, its does not state whether this is at initial assessment or just that X-Ray should be the first study of choice when imaging investigation is clinically warranted. • Patient Category 2i): Rotator Cuff disorders – whether MRI or US should be the first choice of investigation for suspected RC tears. US more cost effective but not sensitive to partial tears. If US is first choice but is inconclusive then MRI is used does that remove the cost effectiveness of US • Patient Category 2v): Glenohumeral instability (Lack of clarity across guidelines about appropriate use/indication for MRA) Irrelevent to ACC: Patient Category 2(iv). Quality of Evidence: Six1-6 of the seven reviewed guidelines appear to be of good quality and have been produced following a robust methodology. The remaining guideline7 appears to be based more on consensus expert opinion and lacks a good quality evidence base. Limitation of the analysis: it is possible that the some of the ambiguities may be an artefact of the analysis and interpretation of the guidelines due to the fact that the scope of guidelines and descriptions used for ‘patient presentation’ are slightly different. Accident Compensation Corporation Page 13 References 1. Commission E. Radiation Protection 118: Referral guidelines for imaging. Luxembourg, 2000. 2. Department of Health Western Australia. Diagnostic imaging pathways (online decision support tool) (http://www.imagingpathways.health.wa.gov.au/Includes/). Perth: Department of Western Australia, 2007. 3. The Royal College of Radiologists. Making the best use of clinical radiology services: referral guidelines. London: The Royal College of Radiologists, 2007. 4. Bussieres AE, Peterson C, Taylor JAM. Diagnostic Imaging Guideline for Musculoskeletal Complaints in Adults :An evidence-based approach Part 2: Upper Extremity Disorders. Journal of Manipulative and Physiological Therapeutics 2008;31:2-32. 5. Accident Compensation Corporation. The Diagnosis and Management of Soft Tissue Shoulder Injuries and Related Disorders: Best Practice Evidence-Based Guideline. Wellington: ACC, 2004. 6. Wise JN, et al American College of Radiology, ACR Appropriateness Criteria; Acute shoulder pain. Lexington, Kentucky, 2010. 7. Lau LSW, editor. Imaging Guidelines. 4th ed: The Royal Australian and New Zealand College of Radiologists (RANZCR), 2001. Appendix 1. Link to Xcel spreadsheet of key data from the seven included guidelines: 2Natcomparison of existing guidelines.xls 2. Grades of recommendations by guideline Bussieres et al 20084 Based on the SIGN guideline development of grades. Grades of Recommendations A Requires at least one RCT as part of a body of literature of overall good quality and consistency addressing the specific recommendation. (Evidence levels Ia, Ib). This is consistent with ACC grade A B Requires the availability of well conducted clinical studies but no RCT’s on the topic of recommendation. (Evidence levels IIa, IIb, III). This is consistent with ACC grade B C Requires evidence obtained from expert committee reports or opinions and/or clinical experiences of respected authorities. Indicates an absence of directly applicable clinical studies of good quality. (Evidence level IV). This is consistent with ACC grade C D Requires evidence level III or IV or extrapolate evidence from level II+ studies This is consistent with ACC grade C Accident Compensation Corporation Page 14 ACC (2004)5 Levels of evidence 1++ High quality meta-analyses systematic reviews of RCT’s or RCT’s with low risk of bias 1+ Well conducted meta-analyses, systematic reviews of RCT’s or RCT’s with low risk of bias 1- Well conducted meta-analysis, systematic reviews of RCT’s or RCT’s with high risk of bias 2++ High quality systematic reviews of case control or cohort studies High quality case control or cohort studies with a low risk of confounding, bias, or chance and high probability that the relationship is causal 2+ Well conducted case control or cohort studies with a low risk of confounding, bias, or chance and moderate probability that the relationship is causal 2- Case control or cohort studies with a high risk of confounding, bias, or chance and significant risk that the relationship is not causal 3 Non-analytical studies, eg, case reports, case series 4 Expert opinion eg narrative reviews, expert panel Further levels of evidence for diagnostic tests Single diagnostic studies D++ Good D+ Fair D- Poor Diagnostic systematic review DSR++ High quality meta-analysis or systematic review of diagnostic studies DSR+ Fair quality meta-analysis or systematic review of diagnostic studies DSR- Poor quality meta-analysis or systematic review of diagnostic studies Accident Compensation Corporation Page 15 Grades of recommendation (to be used to grade current referral guideline) A Recommendation is supported by good evidence B Recommendation is supported by fair evidence C Recommendation is supported by expert opinion only e.g published consensus document I No recommendation can be made because the evidence is insufficient i.e evidence is lacking, of poor quality or conflicting and the balance of benefits and harms cannot be determined ACR (2010)6Recommendations are not graded in this guideline. The categories detailed below guided the overall recommendations. Levels of evidence CODE 1 CATEGORY NAME Category 1 2 Category 2 3 Category 3 4 Category 4 CATEGORY DEFINITION The conclusions of the study are valid and strongly supported by study design, analysis and results. The conclusions of the study are likely valid, but study design does not permit certainty. The conclusions of the study may be valid but the evidence supporting the conclusions is inconclusive or equivocal. The conclusions of the study may not be valid because the evidence may not be reliable given the study design or analysis. Based on levels of evidence the expert group then assigned recommendations based on the categories below. Consensus of expert opinion guided the final recommendations. Category Name and Definition Diagnostic Procedures RATING 7, 8, or 9 CATEGORY NAME Usually appropriate 4, 5, or 6 May be appropriate CATEGORY DEFINITION The study or procedure is indicated in certain clinical settings at a favourable risk-benefit ratio for patients, as supported by published peer-reviewed scientific studies, supplemented by expert opinion. The study or procedure may be indicated in certain clinical settings, or the risk-benefit ratio for patients may be equivocal as shown in published peer-reviewed, scientific Accident Compensation Corporation Page 16 studies, supplemented by expert opinion. 1, 2, or 3 Usually not appropriate Unrated No Consensus Under most circumstances, the study or procedure is unlikely to be indicated in these specific clinical settings, or the risk-benefit ratio for patients is likely to be unfavourable, as shown in published peer-reviewed, scientific studies supplemented by expert opinion. Either high quality, relevant clinical studies are not available or are inconclusive, or expert consensus could not be reached regarding the use of this study/ procedure for this clinical scenario. Western Australia Department of Health2 Each study is graded using the Oxford Centre for Evidence-Based Medicine levels of evidence for diagnostic tests. Evidence is graded from Levels I to V, as follows: • Level I: Validating cohort study with good reference standards or systematic review of validating cohort studies. • Level II: Exploratory cohort study with good reference standards or systematic review of exploratory cohort studies. • Level III: Non-consecutive study or without consistently applied reference standards. • Level IV: Case control study, poor or non-independent reference standard. • Level V: Expert opinion without explicit critical appraisal, or based on physiology, bench research or "first principles". Grades of recommendation were not used but levels of evidence were mainly I-III 3 Royal College of Radiologists, London (2007) Grades of recommendation based on USA department of health and human services agency for healthcare, policy and research (SIGN based on this system) A – Any of the following; High quality diagnostic studies in which a new test is independently and blindly compared with a reference standard in an appropriate spectrum of patients, Systematic review and meta-analyses of such high-quality studies, Diagnostic clinical practice guidelines/clinical decision rules validated in a test set - This is consistent with ACC grade A B - Any of the following; Studies with blind and independent comparison of the new test with the reference standard in a set of non-consecutive patients or confined to a narrow spectrum of patients, Studies in which reference standard was not applied to all patients, Systematic review of such studies, Diagnostic clinical practice guidelines/clinical decision rules not validated in a test set - This is consistent with ACC grade B Accident Compensation Corporation Page 17 C – Any of the following; Studies in which the reference standard was not objective, Studies in which the comparison of the new test with the reference standard was not blind or independent, Studies in which positive and negative test results were verified using different reference standards, Studies using an inappropriate set of patients, Expert opinion - This is consistent with ACC grade C European Guidelines1 Grades of recommendation are based on the National Health Service (NHS), UK guideline policy. The strength of the evidence for the various statements is indicated by: A - Randomised controlled trials (RCTs), meta analyses, systematic reviews - This is consistent with ACC grade A B - Robust experimental or observational studies - This is consistent with ACC grade B C - Other evidence where the advice relies on expert opinion and has the endorsement of respected authorities - This is consistent with ACC grade C Accident Compensation Corporation Page 18