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Versão online: http://www.lneg.pt/iedt/unidades/16/paginas/26/30/185 Comunicações Geológicas (2014) 101, Especial I, 1225-1229 IX CNG/2º CoGePLiP, Porto 2014 ISSN: 0873-948X; e-ISSN: 1647-581X Multidisciplinary characterization of sediments from two Portuguese river beaches for forensic application Caracterização multidisciplinar de sedimentos de duas praias fluviais do norte de Portugal para aplicação forense Á. Carvalho1*, L. Dawson2, H. Ribeiro1, R. Mayes2, A. Guedes1,3, I. Abreu1,4, F. Noronha1,3 Resumo Abstract © 2014 LNEG – Laboratório Nacional de Geologia e Energia IP Abstract: Soil analysis is one of the most ancient applications of Earth sciences to forensic case work. The inorganic and organic features of soils, partially independent from each other, should be taken into account when soil analysis is performed in order to achieve improved resolution of comparison. In our study, seventyseven samples were collected during one year from two river beaches located at the southern bank of the Douro river estuary in Portugal to perform beach sediments characterization and discrimination. Pollen, space plant wax-marker (n-alkane and alcohols) and particle size distribution analyses were performed. The results showed that the combination of these techniques allowed the discrimination between two river beaches, geographically close, and also in both beaches it was possible to discriminate samples in relation to their distance from the river. Seasonal effects were not relevant as a discriminant factor. Keywords: River beach, Beach sediments, Pollen, Plant waxmarkers, Particle size distribution. Resumo: A análise de solos é uma das mais antigas aplicações das ciências da Terra a casos forenses. As características inorgânicas e orgânicas dos solos, parcialmente independentes, devem ser tidas em consideração aquando da realização de análise de solos a fim de alcançar uma melhor resolução na comparação. No presente estudo, com o objetivo de efetuar uma caracterização e discriminação de sedimentos de praia, setenta e sete amostras foram colhidas durante um ano em duas praias fluviais situadas na margem sul do estuário do rio Douro. Foram realizadas análises polínicas, de biomarcadores (n-alcanos e álcoois) e de distribuição granulométrica. Os resultados mostraram que a combinação destas técnicas permitem discriminar as duas praias fluviais, geograficamente próximas, bem como as amostras em relação à sua distância ao rio. Os efeitos sazonais não revelaram ser um importante fator de discriminação. Palavras-chave: Praia fluvial, Sedimentos de praia, Pólen, Biomarcadores, Distribuição granulométrica. 1 Centro de Geologia da Universidade do Porto (CGUP), Portugal, Rua do Campo Alegre 687, 4169-007 Porto. Environmental and Biochemical Sciences and Ecological Group, James Hutton Institute, Scotland, AB15 8QH. 3 Departamento de Geociências, Ambiente e Ordenamento do Território da Faculdade de Ciências da Universidade do Porto, Portugal, Rua do Campo Alegre 687, 4169-007 Porto. 4 Departamento de Biologia da Faculdade de Ciências da Universidade do Porto, Portugal, Rua do Campo Alegre s/n, 4169-007 Porto. * Corresponding author / Autor correspondente: [email protected] 2 1. Introduction Soil can be analysed and used in legal matters helping in the resolution of issues related with criminal, environmental, humanitarian, military and engineering forensic investigations (Ruffell & Dawson, 2009; Pringle et al., 2012). Soil can hold a diversity of inorganic and organic compounds, providing a fingerprint as a result of its complex mix (types and proportion of materials), originated from both natural and anthropogenic sources (Dawson & Hillier, 2010). Its characterization normally implies the identification of its components and comparison of samples to establish their similarity, and assessing whether it is possible to exclude samples from a similar provenance (Morgan & Bull, 2007; Dawson & Hillier, 2010). As the soil comprises a large variety of components, there are several analyses that can be performed, providing different types of information in order to use soil in a forensic investigation (Morgan & Bull, 2007; Dawson & Hillier, 2010). The major mineralogical differences of soil tend to vary at a regional scale, while the organic component of soil which is associated with plants, animals and microorganisms normally vary over more local scales and time frames (Mayes et al., 2009; Dawson & Hillier, 2010). Several authors showed the usefulness of performing a combination of different but complementary methods of analysis that are not dependent upon each other for their end result (Bull et al., 2008; Dawson & Hillier, 2010). To assess the usefulness of combined results of pollen, plant wax markers and particle size distribution analysed in beach sediments, seventy-seven samples were collected in different seasons over a period of one year, in two river beaches located at the southern bank of the Douro river estuary in the North of Portugal. 2. Materials and methods 2.1. Sample collection and handling The two river beaches selected were Areínho Oliveira do Douro and Areínho Avintes in Vila Nova de Gaia. 1226 Á. Carvalho et al. / Comunicações Geológicas (2014) 101, Especial I, 1225-1229 Samples were collected in all seasons of the year along transects perpendicular to the river side and spaced 15 m in both beaches. The same sampling procedure was used on each date. In the Areínho Oliveira do Douro beach samples were collected from eight locations and in the Areínho Avintes beach from five locations. A more detailed description of the method of sample collection and handling can be found in Carvalho et al. (2013a). 2.2. Pollen analysis Ten grams of material from each beach sediment sample was submitted to a series of sequential chemical procedures to remove mineral material and extraneous organic matter. To remove the adhering fine organic material and the pollen cytoplasm, samples were submitted to acetolysis. Subsequently, pollen residue was mounted onto microscope slides in glycerol jelly and the pollen types were identified and quantified. A more detailed description of this method can be found in Carvalho et al. (2013a). 2.3. Plant wax-marker analysis Extraction of n-alkanes and alcohols was carried out on 0.5 g or 1 g aliquots of dried milled sieved (< 2 mm) bulk samples using a protocol originally developed by Dove & Mayes (2006) subsequently modified for sediment analysis. The concentrations of internal standards were reduced; the solvents were redistilled prior to use and glass silica-gel fractionation columns were used. The alcohol fraction was purified using a Urea adduction method. The n-alkanes and alcohols were identified and quantified by reference to standard mixtures. A more detailed description of this method can be found in Carvalho et al. (2013a). 2.4. Particle size distribution After the removal of leaves, twigs and other discrete organic items, the bulk samples were weighed prior to dry sieving. The sieving was carried out using a column of ten sieves, resulting in eleven size fractions for each sample: > 32 mm; 32-16 mm; 16-8 mm; 8-4 mm; 4-2 mm; 2-1 mm; 1-0.5 mm; 0.5-0.25 mm; 0.25-0.125 mm; 0.125-0.063 mm and < 0.063 mm. Each individual size fraction was weighed after sieving. The data were analysed statistically using Microsoft Office Excel 2007 and GRADISTAT software (Blott & Pye, 2001). 2.5. Statistical analysis A hierarchical cluster analysis was performed in order to ascertain if it was possible to obtain discrimination: i) between composite season samples from both beaches and ii) between composite samples along a profile of each beach in each season, using the techniques that were applied. The cluster analysis was performed on standardized values in order to reduce effects of scale, and the number of clusters was determined using: i) the squared Euclidean distance as a distance measure and ii) the Ward´s method as a linking method. All the statistical analysis were performed using the software SPSS (21.0). 3. Results and discussion 3.1. Pollen analysis In the Areínho Oliveira do Douro beach seventy different pollen types were identified. Pollen from trees was dominant followed by pollen from herbs, grasses and shrubs (Fig. 1a). In the Areínho Avintes beach sixty pollen types were identified being the pollen from grasses dominant, followed by pollen from herbs, trees and shrubs (Fig. 1b). Spores had lower representativeness in both river beaches (Fig. 1a, b) and they appeared mainly in the autumn probably related with the fern species identified. Also, similar pollen types were observed along the sampling profile in each beach but the relative abundance of the pollen was different, with some pollen types predominantly found near the river and other ones furthermost from the river. Horrocks et al. (1998) concluded that if soil samples are localized in different areas even having similar vegetation, they could have significantly different pollen assemblages. Our study in sediment samples showed that the pollen assemblages observed in both beaches differed in their pollen relative abundance (Fig. 1a, b). 3.2. Plant wax-marker analysis In both river beaches, the n-alkane and alcohol data showed that their concentration increased moving landward (Fig. 1c, d, e, f). The Areínho Oliveira do Douro beach presented a higher concentration of n-alkanes and alcohols than the Areínho Avintes beach. Also, in the Areínho Oliveira do Douro beach a higher concentration and a wider range of nalkanes was observed at the distance of 30 m from the river which can be associated with the limit between the high tide level and the starting growth of the overlying vegetation. At this location a larger diversity of pollen was found. This situation was not so apparent in Areínho Avintes. Plant wax markers together with pollen profile analysis in soils were used by Dawson et al. (2004) to characterize soil organic matter. Patterns and concentrations of nalkanes in the soil organic matter reflected globally the signatures specific to the overlying vegetation. The comparison between the n-alkane analytical results with the ones obtained through pollen analyses revealed that these two different sources of information were in agreement. Carvalho et al. (2013a) obtained similar concordance between pollen, n-alkane and alcohol indicators. 3.3. Particle size distribution The Areínho Oliveira do Douro beach presented a relatively homogeneous particle size distribution while the Areínho Avintes beach revealed sediments more heterogeneous, particularly in samples taken from different locations along the Areínho Avintes sampling profile (Table 1). As had already been observed in Carvalho et al. (2013b), as the transect moved landward the samples showed an increase of finer sediments. Characterization of river beaches for forensic application 3.4. Statistical analysis Analysing each technique individually it was not possible, using cluster analysis, to obtain a clear discrimination between samples from the two river beaches. However, when all the techniques were combined, discrimination was achieved by cluster analysis (Fig. 2a). Combining the three techniques described in this study, it was also possible to obtain, by cluster analysis, a good discrimination between samples along the sampling profiles from the two river beaches. In the Areínho 1227 Oliveira do Douro beach the sampling profiled was discriminated into four groups: samples nearest the river (0 and 15 m), samples from the middle of the profile (45, 60, 75 and 90 m) and the sample location at 30 and at 105 m separately (Fig. 2b). In the Areínho Avintes beach the sampling profile was discriminated into three groups: samples nearest the river (0 and 15 m), samples from the middle of the profile (30 and 45 m) and sample furthest from the river (60 m) (Fig. 2c). These clusters are probably related with the influence of the river and the development of plant species in the sands. Fig. 1. Annual percentage of the pollen (a, b) and annual patterns of n-alkane signatures (c, d) and alcohol signatures (e, f) along the sampling profile and profile averages (PA) of the Areínho Oliveira do Douro and Areínho Avintes river beaches (bars represent standard deviation; Areínho Oliveira do Douro, n = 8; Areínho Avintes, n = 5). Fig. 1. Percentagem anual de pólen (a, b) e padrões anuais de assinaturas de n-alcanos (c, d) e assinaturas de álcoois (e, f) ao longo do perfil de amostragem e médias de perfil (PA) das praias fluviais do Areínho de Oliveira do Douro e do Areínho de Avintes (barras representam o desvio padrão; Areínho de Oliveira do Douro, n = 8; Areínho de Avintes, n = 5). Fig. 2. Dendogram of cluster analysis performed using average values from composite season samples (a) and composite profile samples (b, c), obtained by the combination of all the results from the different analyses in the Areínho Oliveira do Douro (OD) and in the Areínho Avintes (Av) river beaches in the North of Portugal (Sp = spring; Su = summer; A= autumn; W = winter; m = meters, distance from the river; 1–0 m, 2–15 m; 3–30 m; 4–45 m; 5–60 m; 6–75 m; 7–90 m; 8–105 m). Fig. 2. Dendogramas de análise de grupos ou clusters realizado usando os valores médios a partir de amostras sazonais compósitas (a) e amostras compósitas de perfis (b, c), obtidos pela combinação de todos os resultados das diferentes análises nas praias fluviais do Areínho de Oliveira do Douro (OD ) e no Areínho de Avintes (Av) no Norte de Portugal (Sp = primavera; Su = verão; A = outono; W = inverno; m = metros, distância do rio; 1-0 m, 215 m; 3-30 m; 4-45 m; 5-60 m; 6-75 m; 7-90 m; 8-105 m). 1228 Á. Carvalho et al. / Comunicações Geológicas (2014) 101, Especial I, 1225-1229 Table 1. Descriptive analysis (after Folk & Ward, 1957) of the annual data related to the particle size distribution of the samples collected along the sampling profiles in the Areínho Oliveira do Douro and in the Areínho Avintes river beaches. Tabela 1. Análise descritiva (adaptada de Folk & Ward, 1957) dos dados anuais relacionados com a distribuição do tamanho das partículas das amostras colhidas ao longo dos perfis de amostragem nas praias fluviais do Areínho de Oliveira do Douro e do Areínho de Avintes. 4. Conclusions References Our study shows that the combination of both organic and inorganic analysis of sediment samples is a trustworthy method to obtain a good characterization and discrimination of material source which may be used as forensic evidence. Samples from the two river beaches can be distinguished and it is also possible to define the distance of these samples from the river margin, allowing an approximate within-beach locator. In our results, the effect of time was not marked for samples discrimination. Multi-proxy analysis using confirmatory (different means to analyse the same material) and independent means (analysing materials with different sources in the same sample) can be an excellent way to achieve a robust exclusion or comparison between samples. Blott, S.J., Pye, K., 2001. GRADISTAT: A grain size distribution and statistics package for the analysis of unconsolidated sediments. Earth Surface Processes and Landforms, 26, 1237-1248. Bull, P.A., Morgan, R., Freudiger-Bonzon, J., 2008. A critique of the present use of some geochemical techniques in geo-forensic analysis. Forensic Science International, 178, 35-40. Carvalho, Á., Ribeiro, H., Mayes, R., Guedes, A., Abreu, I., Noronha, F., Dawson, L., 2013a. Organic Matter Characterization of Sediments in Two River Beaches from Northern Portugal for Forensic Application. Forensic Science International, 233, 403-415. Carvalho, Á., Ribeiro, H., Guedes, A., Abreu, I., Noronha, F., 2013b. Geological and palynological characterization of a river beach in Portugal for forensic purposes. In: D. Pirrie, A. Ruffell, L. Dawson, (Eds). Environmental and Criminal Geoforensics. Geological Society, Special Publications, London, 87–95. Dawson, L.A., Hillier, S., 2010. Measurement of soil characteristics for forensic applications. Surface and Interface Analysis, 42, 363-377. Dawson, L.A., Towers, W., Mayes, R.W., Craig, J., Väisänen, R.K., Waterhouse, E.C., 2004. The use of plant hydrocarbon signatures in characterizing soil organic matter. In: K. Pye, D.J. Croft, (Eds). Forensic Geoscience: Principles, Techniques and Applications. Geological Society, Special Publications, London, 269-276. Dove, H., Mayes, R., 2006. Protocol for the analysis of n-alkanes and other plant-wax compounds and their use as markers for quantifying the nutrient supply of large mammalian herbivores. Nature Protocols, 1, 1680-1697. Folk, R.L., Ward, W.C., 1957. Brazos River bar - a study in the significance of grain size parameters. Journal of Sedimentary Petrology, 27, 3-26. Horrocks, M., Coulson, S.A., Walsh, K.A.J., 1998. Forensic palynology: Variation in the pollen content of soil surface samples. Journal of Forensic Sciences, 43, 320-323. Mayes, R., Macdonald, L., Ross, J., Dawson, L., 2009. Discrimination of Domestic garden soils using plant wax compounds. In: K. Ritz, L. Dawson, D. Miller, (Eds). Criminal and Environmental Soil Forensics, Springer, Netherlands, 463476. Acknowledgements Áurea Carvalho thanks the Fundação da Ciência e Tecnologia (QREN-POPH-Type 4.1 Advanced Training, subsidized by the European Social Fund and national funds MCTES) for funding her PhD (SFRH/BD/61460/2009). Helena Ribeiro benefits from a scholarship (SFRH/BDP/43604/2008) financed by QREN-POPH and FCT. This work was supported by FEDER funds through the Operational Program Competitiveness Factors – COMPETE and National Funds through FCT – Foundation for Science and Technology in the project PEst-OE/CTE/UI0039/2011-UI 39. The authors would like to thank Jasmine Ross for her technical assistance and to the James Hutton Institute for hosting the plant wax-marker laboratory analyses. Characterization of river beaches for forensic application Morgan, R.M., Bull, P.A., 2007. The philosophy, nature and practice of forensic sediment analysis. Progress in Physical Geography, 31, 43-58. Pringle, J., Ruffell, A., Jervis, J., Donnelly, L., McKinley, J., Hansen, J., Morgan, R., Pirrie, D., Harrison, M., 2012. The use of 1229 geoscience methods for terrestrial forensic searches. EarthScience Reviews, 114, 108-123. Ruffell, A., Dawson, L., 2009. Forensic geology in environmental crime: Illegal waste movement burial in Northern Ireland. Environmental Forensics, 10, 208-213.