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Data PreProcessing
Data Preprocessing
• Why preprocess the data?
• Descriptive data summarization
• Data cleaning
• Data integration and transformation
• Data reduction
• Discretization and concept hierarchy generation
Why Data Preprocessing?
• Data in the real world is dirty
– incomplete: lacking attribute values, lacking certain
attributes of interest, or containing only aggregate
data
• e.g., occupation=“ ”
– noisy: containing errors or outliers
• e.g., Salary=“-10”
– inconsistent: containing discrepancies in codes or
names
• e.g., Age=“42” Birthday=“03/07/1997”
• e.g., Was rating “1,2,3”, now rating “A, B, C”
• e.g., discrepancy between duplicate records
Why Is Data Dirty?
• Incomplete data may come from
– “Not applicable” data value when collected
– Different considerations between the time when the data was
collected and when it is analyzed.
– Human/hardware/software problems
• Noisy data (incorrect values) may come from
– Faulty data collection instruments
– Human or computer error at data entry
– Errors in data transmission
• Inconsistent data may come from
– Different data sources
– Functional dependency violation (e.g., modify some linked
data)
• Duplicate records also need data cleaning
Data Quality
• What kinds of data quality problems?
• How can we detect problems with the data?
• What can we do about these problems?
• Examples of data quality problems:
– Noise and outliers
– missing values
– duplicate data
Noise
• Noise refers to modification of original values
– Examples: distortion of a person’s voice when talking on
a poor phone and “snow” on television screen
Two Sine
Waves
Two Sine Waves
+ Noise
Outliers
• Outliers are data objects with characteristics that
are considerably different than most of the other
data objects in the data set
Missing Values
• Reasons for missing values
– Information is not collected
(e.g., people decline to give their age and weight)
– Attributes may not be applicable to all cases
(e.g., annual income is not applicable to children)
• Handling missing values
– Eliminate Data Objects
– Estimate Missing Values
– Ignore the Missing Value During Analysis
– Replace with all possible values (weighted by
their probabilities)
Duplicate Data
• Data set may include data objects that are
duplicates, or almost duplicates of one another
– Major issue when merging data from
heterogeous sources
• Examples:
– Same person with multiple email addresses
• Data cleaning
– Process of dealing with duplicate data issues
Why Is Data Preprocessing Important?
• No quality data, no quality mining results!
– Quality decisions must be based on quality
data
• e.g., duplicate or missing data may cause incorrect
or even misleading statistics.
– Data warehouse needs consistent integration
of quality data
• Data extraction, cleaning, and transformation
comprises the majority of the work of building a
data warehouse
Multi-Dimensional Measure of Data Quality
• A well-accepted multidimensional view:
– Accuracy
– Completeness
– Consistency
– Timeliness
– Believability
– Value added
– Interpretability
– Accessibility
• Broad categories:
– Intrinsic, contextual, representational, and
accessibility
Major Tasks in Data Preprocessing
• Data cleaning
– Fill in missing values, smooth noisy data, identify or
remove outliers, and resolve inconsistencies
• Data integration
– Integration of multiple databases, data cubes, or files
• Data transformation
– Normalization and aggregation
• Data reduction
– Obtains reduced representation in volume but produces the
same or similar analytical results
• Data discretization
– Part of data reduction but with particular importance,
especially for numerical data
Forms of Data Preprocessing
Types of Data Sets
team
coach
pla
y
ball
score
game
wi
n
lost
timeout
season
• Record
– Relational records
– Data matrix, e.g., numerical matrix,
crosstabs
– Document data: text documents: termfrequency vector
– Transaction data
• Graph and network
– World Wide Web
– Social or information networks
– Molecular Structures
• Ordered
– Video data: sequence of images
– Temporal data: time-series
– Sequential Data: transaction sequences
– Genetic sequence data
• Spatial, image and multimedia:
– Spatial data: maps
– Image data:
– Video data:
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TID
Items
1
Bread, Coke, Milk
2
3
4
5
Beer, Bread
Beer, Coke, Diaper, Milk
Beer, Bread, Diaper, Milk
Coke, Diaper, Milk
Important Characteristics of Structured Data
• Dimensionality
– Curse of dimensionality
• Sparsity
– Only presence counts
• Resolution
– Patterns depend on the scale
• Distribution
– Centrality and dispersion
Record Data
• Data that consists of a collection of records, each of
which consists of a fixed set of attributes
Tid
10
Refund
Status
Taxable
Income
Cheat
1
Yes
Salaried
125K
No
2
No
selfempd
100K
No
3
No
Salaried
70K
No
4
Yes
selfempd
120K
No
5
No
Business
95K
Yes
6
No
selfempd
60K
No
7
Yes
Business
220K
No
8
No
Salaried
85K
Yes
9
No
selfempd
75K
No
10
No
Salaried
90K
Yes
Data Matrix
• If data objects have the same fixed set of numeric attributes,
then the data objects can be thought of as points in a multidimensional space, where each dimension represents a distinct
attribute
• Such data set can be represented by an m by n matrix, where
there are m rows, one for each object, and n columns, one for
each attribute
Document Data
• Each document becomes a `term' vector,
– each term is a component (attribute) of the vector,
– the value of each component is the number of times the
corresponding term occurs in the document.
team
coach
pla
y
ball
score
game
wi
n
lost
timeout
season
Document 1
3
0
5
0
2
6
0
2
0
2
Document 2
0
7
0
2
1
0
0
3
0
0
Document 3
0
1
0
0
1
2
2
0
3
0
Transaction Data
• A special type of record data, where
– each record (transaction) involves a set of items.
– For example, consider a grocery store. The set of
products purchased by a customer during one shopping
trip constitute a transaction, while the individual
products that were purchased are the items.
TID
Items
1
2
3
4
5
Bread, Coke, Milk
Fruit, Bread
Fruit, Coke, Soap, Milk
Fruit, Bread, Soap, Milk
Coke, Soap, Milk
Graph Data
• Examples: Generic graph and HTML Links
Chemical Data
• Benzene Molecule: C6H6
Ordered Data
• Sequences of transactions
Items/Events
An element of
the sequence
Ordered Data
• Genomic sequence data
Ordered Data
• Spatio-Temporal Data
Average Monthly
Temperature of
land and ocean
Data Objects
• Data sets are made up of data objects.
• A data object represents an entity.
• Examples:
– sales database: customers, store items, sales
– medical database: patients, treatments
– university database: students, professors, courses
• Also called samples , examples, instances, data
points, objects, tuples.
• Data objects are described by attributes.
• Database rows -> data objects; columns ->attributes.
Attributes
• Attribute (or dimensions, features, variables): a
data field, representing a characteristic or feature
of a data object.
– E.g., customer _ID, name, address
• Types:
– Nominal
– Binary
– Numeric: quantitative
• Interval-scaled
• Ratio-scaled
Attribute Types
• Nominal: categories, states, or “names of things”
– Hair_color = {auburn, black, blond, brown, grey, red, white}
– occupation, ID numbers, zip codes
• Binary
– Nominal attribute with only 2 states (0 and 1)
– Symmetric binary: both outcomes equally important
• e.g., employment status
– Asymmetric binary: outcomes not equally important.
• e.g., medical test (positive vs. negative)
• Convention: assign 1 to most important outcome
• Ordinal
– Values have a meaningful order (ranking) but magnitude
between successive values is not known.
– Size = {small, medium, large}, grades, army rankings
Numeric Attribute Types
• Quantity (integer or real-valued)
• Interval
– Measured on a scale of equal-sized units
– Values have order
• E.g., temperature in C˚or F˚, calendar dates
– No true zero-point
• Ratio
– Inherent zero-point
– We can speak of values as being an order of
magnitude larger than the unit of measurement (10
K˚ is twice as high as 5 K˚).
• e.g., temperature in Kelvin, length, counts,
monetary quantities
Properties of Attribute Values
• The type of an attribute depends on which of the
following properties it possesses:
= 
–
–
–
–
Distinctness:
Order:
Addition:
Multiplication:
–
–
–
–
Nominal attribute: distinctness
Ordinal attribute: distinctness & order
Interval attribute: distinctness, order & addition
Ratio attribute: all 4 properties
< >
+ */
Attribute
Description
Examples
Operations
Nominal
The values of a nominal attribute are
just different names, i.e., nominal
attributes provide only enough
information to distinguish one object
from another. (=, )
zip codes, employee
ID numbers, eye color,
sex: {male, female}
mode, entropy,
contingency
correlation, 2 test
Ordinal
The values of an ordinal attribute
provide enough information to order
objects. (<, >)
hardness of minerals,
{good, better, best},
grades, street numbers
median, percentiles,
rank correlation,
run tests, sign tests
For interval attributes, the
differences between values are
meaningful, i.e., a unit of
measurement exists.
(+, - )
calendar dates,
temperature in Celsius
or Fahrenheit
mean, standard
deviation, Pearson's
correlation, t and F
tests
For ratio variables, both differences
and ratios are meaningful. (*, /)
temperature in Kelvin,
monetary quantities,
counts, age, mass,
length, electrical
current
geometric mean,
harmonic mean,
percent variation
Type
Interval
Ratio
Attribute
Level
Transformation
Nominal
Any permutation of values
If all employee ID numbers
were reassigned, would it
make any difference?
Ordinal
An order preserving change of
values, i.e.,
new_value = f(old_value)
where f is a monotonic function.
Interval
new_value =a * old_value + b
where a and b are constants
An attribute encompassing
the notion of good, better
best can be represented
equally well by the values
{1, 2, 3} or by { 0.5, 1,
10}.
Thus, the Fahrenheit and
Celsius temperature scales
differ in terms of where
their zero value is and the
size of a unit (degree).
Ratio
new_value = a * old_value
Comments
Length can be measured in
meters or feet.
Discrete vs. Continuous Attributes
• Discrete Attribute
– Has only a finite or countably infinite set of values
• E.g., zip codes, profession, or the set of words in a
collection of documents
– Sometimes, represented as integer variables
– Note: Binary attributes are a special case of discrete
attributes
• Continuous Attribute
– Has real numbers as attribute values
• E.g., temperature, height, or weight
– Practically, real values can only be measured and
represented using a finite number of digits
– Continuous attributes are typically represented as
floating-point variables
Mining Data Descriptive Characteristics
•
Motivation
– To better understand the data: central tendency, variation
and spread
• Data dispersion characteristics
– median, max, min, quantiles, outliers, variance, etc.
• Numerical dimensions correspond to sorted intervals
– Data dispersion: analyzed with multiple granularities of
precision
– Boxplot or quantile analysis on sorted intervals
• Dispersion analysis on computed measures
– Folding measures into numerical dimensions
– Boxplot or quantile analysis on the transformed cube
Summary Statistics
• Summary statistics are numbers that summarize
properties of the data
– Summarized properties include frequency, location
and spread
• Examples:
location - mean
spread - standard deviation
– Most summary statistics can be calculated in a
single pass through the data
Measures of Location: Mean and Median
• The mean is the most common measure of the location
of a set of points.
• However, the mean is very sensitive to outliers.
• Thus, the median or a trimmed mean is also commonly
used.
Measuring the Central Tendency
•
1 n
x
xi
population): n 
i 1
Mean (algebraic measure) (sample vs.
x

– Weighted arithmetic mean:
N
wx

– Trimmed mean: chopping extreme values x 
w
Median: A holistic measure
– Middle value if odd number of values, or average of the
middle two values otherwise
– Estimated by interpolation (for grouped data):
n / 2  ( f )l
Mode
median  L1  (
)c
f median
– Value that occurs most frequently in the data
– Unimodal, bimodal, trimodal
– Empirical formula:
mean  mode  3  (mean  median)
n
i 1
n
•
•
i 1
i
i
i
Symmetric vs. Skewed Data
• Median, mean and mode of symmetric,
positively and negatively skewed data
Percentiles
• For continuous data, the notion of a percentile is more
useful.
Given an ordinal or continuous attribute x and a number p
between 0 and 100, the pth
percentile is a value x p
x
of x such that p% of the observed values of x are less

than x .
p
p
• For instance, the 50th percentile 
is the value x50% such
that 50% of all values of x are less than x50% .
Measuring the Dispersion of Data
•
Quartiles, outliers and boxplots
– Quartiles: Q1 (25th percentile), Q3 (75th percentile)
– Inter-quartile range: IQR = Q3 – Q1
– Five number summary: min, Q1, M, Q3, max
– Boxplot: ends of the box are the quartiles, median is marked,
whiskers, and plot outlier individually
1
1
 than
( x 1.5
  ) x IQR

x 
– Outlier: usually, a value higher/lower
N
N
Variance and standard deviation (sample: s, population: σ)
– Variance: (algebraic, scalable computation)
n
n
2
i 1
•
n

n

2
2
i
i 1
2
i
n

1
1
1
s 
( xi  x ) 2 
[ xi 2  ( xi ) 2 ]
n  1 i 1
n  1 i 1
n i 1
2
–
Standard deviation s (or σ) is the square root of variance s2 ( σ2)
Measures of Spread: Range and Variance
• Range is the difference between the max and min
• The variance or standard deviation is the most common
measure of the spread of a set of points.
• However, this is also sensitive to outliers, so that other
measures are often used.
Properties of Normal Distribution Curve
• The normal (distribution) curve
– From μ–σ to μ+σ: contains about 68% of the measurements
(μ: mean, σ: standard deviation)
– From μ–2σ to μ+2σ: contains about 95% of it
– From μ–3σ to μ+3σ: contains about 99.7% of it
Visualization
Visualization is the conversion of data into a visual or
tabular format so that the characteristics of the data and
the relationships among data items or attributes can be
analyzed or reported.
• Visualization of data is one of the most powerful and
appealing techniques for data exploration.
– Humans have a well developed ability to analyze
large amounts of information that is presented
visually
– Can detect general patterns and trends
– Can detect outliers and unusual patterns
Representation
• Is the mapping of information to a visual format
• Data objects, their attributes, and the relationships
among data objects are translated into graphical
elements such as points, lines, shapes, and colors.
• Example:
– Objects are often represented as points
– Their attribute values can be represented as the
position of the points or the characteristics of the
points, e.g., color, size, and shape
– If position is used, then the relationships of points,
i.e., whether they form groups or a point is an
outlier, is easily perceived.
Arrangement
• Is the placement of visual elements within a
display
• Can make a large difference in how easy it is to
understand the data
• Example:
Selection
• Is the elimination or the de-emphasis of certain objects
and attributes
• Selection may involve the chossing a subset of
attributes
– Dimensionality reduction is often used to reduce the
number of dimensions to two or three
– Alternatively, pairs of attributes can be considered
• Selection may also involve choosing a subset of
objects
– A region of the screen can only show so many
points
– Can sample, but want to preserve points in sparse
areas
Boxplot Analysis
• 5 number summary of a
distribution:
Minimum, Q1, M, Q3, Maximum
• Boxplot
– Data is represented with a box
– The ends of the box are at the
first and third quartiles, i.e.,
the height of the box is IRQ
– The median is marked by a
line within the box
– Whiskers: two lines outside
the box extend to Minimum
and Maximum
Visualization of Data Dispersion: Boxplot Analysis
Histogram Analysis
• Graph displays of basic statistical class descriptions
– Frequency histograms
• A univariate graphical method
• Consists of a set of rectangles that reflect the counts or frequencies
of the classes present in the given data
Quantile Plot
• Displays all of the data (allowing the user to assess both the
overall behavior and unusual occurrences)
• Plots quantile information
– For a data xi data sorted in increasing order, fi indicates that
approximately 100 fi% of the data are below or equal to the
value xi
Quantile-Quantile (Q-Q) Plot
• Graphs the quantiles of one univariate distribution against the
corresponding quantiles of another
• Allows the user to view whether there is a shift in going from
one distribution to another
Scatter plot
• Provides a first look at bivariate data to see clusters of points,
outliers, etc
• Each pair of values is treated as a pair of coordinates and
plotted as points in the plane
Positively and Negatively Correlated Data
Not Correlated Data
Iris Sample Data Set
• Many of the exploratory data techniques are illustrated with the
Iris Plant data set.
– Can be obtained from the UCI Machine Learning Repository
http://www.ics.uci.edu/~mlearn/MLRepository.html
– From the statistician Douglas Fisher
– Three flower types (classes):
Setosa
• Virginica
• Versicolour
•
– Four (non-class) attributes
• Sepal width and length
• Petal width and length
Visualization - Histograms
Box Plot Analysis - Iris
Scatter Plot Array of Iris Attributes
Data Cleaning
• Importance
– “Data cleaning is one of the three biggest problems in
data warehousing”—Ralph Kimball
– “Data cleaning is the number one problem in data
warehousing”—DCI survey
• Data cleaning tasks
– Fill in missing values
– Identify outliers and smooth out noisy data
– Correct inconsistent data
– Resolve redundancy caused by data integration
Missing Data
• Data is not always available
– E.g., many tuples have no recorded value for several
attributes, such as customer income in sales data
• Missing data may be due to
– equipment malfunction
– inconsistent with other recorded data and thus deleted
– data not entered due to misunderstanding
– certain data may not be considered important at the
time of entry
– not register history or changes of the data
• Missing data may need to be inferred.
How to Handle Missing Data?
• Ignore the tuple: usually done when class label is missing
(assuming the tasks in classification—not effective when
the percentage of missing values per attribute varies
considerably.
• Fill in the missing value manually: tedious + infeasible?
• Fill in it automatically with
– a global constant : e.g., “unknown”, a new class?!
– the attribute mean
– the attribute mean for all samples belonging to the
same class: smarter
– the most probable value: inference-based such as
Bayesian formula or decision tree
Noisy Data
• Noise: random error or variance in a measured variable
• Incorrect attribute values may due to
– faulty data collection instruments
– data entry problems
– data transmission problems
– technology limitation
– inconsistency in naming convention
• Other data problems which requires data cleaning
– duplicate records
– incomplete data
– inconsistent data
How to Handle Noisy Data?
• Binning
– first sort data and partition into (equal-frequency) bins
– then one can smooth by bin means, smooth by bin median,
smooth by bin boundaries, etc.
• Regression
– smooth by fitting the data into regression functions
• Clustering
– detect and remove outliers
• Combined computer and human inspection
– detect suspicious values and check by human (e.g., deal
with possible outliers)
Simple Discretization Methods: Binning
• Equal-width (distance) partitioning
– Divides the range into N intervals of equal size: uniform grid
– if A and B are the lowest and highest values of the attribute,
the width of intervals will be: W = (B –A)/N.
– The most straightforward, but outliers may dominate
presentation
– Skewed data is not handled well
• Equal-depth (frequency) partitioning
– Divides the range into N intervals, each containing
approximately same number of samples
– Good data scaling
– Managing categorical attributes can be tricky
Binning Methods for Data Smoothing
Sorted data for price (in dollars): 4, 8, 9, 15, 21, 21, 24, 25, 26, 28, 29, 34
* Partition into equal-frequency (equi-depth) bins:
- Bin 1: 4, 8, 9, 15
- Bin 2: 21, 21, 24, 25
- Bin 3: 26, 28, 29, 34
* Smoothing by bin means:
- Bin 1: 9, 9, 9, 9
- Bin 2: 23, 23, 23, 23
- Bin 3: 29, 29, 29, 29
* Smoothing by bin boundaries:
- Bin 1: 4, 4, 4, 15
- Bin 2: 21, 21, 25, 25
- Bin 3: 26, 26, 26, 34
Regression
y
Y1
Y1’
y=x+1
X1
x
Cluster Analysis
Data Cleaning as a Process
• Data discrepancy detection
– Use metadata (e.g., domain, range, dependency, distribution)
– Check field overloading
– Check uniqueness rule, consecutive rule and null rule
– Use commercial tools
• Data scrubbing: use simple domain knowledge (e.g., postal
code, spell-check) to detect errors and make corrections
• Data auditing: by analyzing data to discover rules and
relationship to detect violators (e.g., correlation and
clustering to find outliers)
• Data migration and integration
– Data migration tools: allow transformations to be specified
– ETL (Extraction/Transformation/Loading) tools: allow users to
specify transformations through a graphical user interface
• Integration of the two processes
Data Integration
• Data integration:
– Combines data from multiple sources into a coherent
store
• Schema integration: e.g., A.cust-id  B.cust-#
– Integrate metadata from different sources
• Entity identification problem:
– Identify real world entities from multiple data sources,
e.g., Bill Clinton = William Clinton
• Detecting and resolving data value conflicts
– For the same real world entity, attribute values from
different sources are different
– Possible reasons: different representations, different
scales, e.g., metric vs. British units
Handling Redundancy in Data Integration
• Redundant data occur often when integration of multiple
databases
– Object identification: The same attribute or object may
have different names in different databases
– Derivable data: One attribute may be a “derived”
attribute in another table, e.g., annual revenue
• Redundant attributes may be able to be detected by
correlation analysis
• Careful integration of the data from multiple sources may
help reduce/avoid redundancies and inconsistencies and
improve mining speed and quality
Correlation Analysis (Numerical Data)
• Correlation coefficient (also called Pearson’s product moment
coefficient)
rA, B
( A  A)( B  B)  ( AB)  n AB



(n  1)AB
(n  1)AB
where n is the number of tuples, A and B are the respective
means of A and B, σA and σB are the respective standard
deviation of A and B, and Σ(AB) is the sum of the AB crossproduct.
• If rA,B > 0, A and B are positively correlated (A’s values increase
as B’s). The higher, the stronger correlation.
• rA,B = 0: independent; rA,B < 0: negatively correlated
Correlation Analysis (Categorical Data)
• Χ2 (chi-square) test
2 

(Observed  Expected) 2
Expected
• The larger the Χ2 value, the more likely the variables are related
• The cells that contribute the most to the Χ2 value are those
whose actual count is very different from the expected count
• Correlation does not imply causality
– # of hospitals and # of car-theft in a city are correlated
– Both are causally linked to the third variable: population
Chi-Square Calculation: An Example
Play chess
Not play chess
Sum (row)
Like science fiction
250(90)
200(360)
450
Not like science fiction
50(210)
1000(840)
1050
Sum(col.)
300
1200
1500
• Χ2 (chi-square) calculation (numbers in parenthesis are expected
counts calculated based on the data distribution in the two
categories)
2
2
2
2
(
250

90
)
(
50

210
)
(
200

360
)
(
1000

840
)
2 



 507.93
90
210
360
840
• It shows that like_science_fiction and play_chess are correlated
in the group
Data Transformation
• Smoothing: remove noise from data
• Aggregation: summarization, data cube construction
• Generalization: concept hierarchy climbing
• Normalization: scaled to fall within a small, specified
range
– min-max normalization
– z-score normalization
– normalization by decimal scaling
• Attribute/feature construction
– New attributes constructed from the given ones
Data Transformation: Normalization
• Min-max normalization: to [new_minA, new_maxA]
v' 
v  minA
(new _ maxA  new _ minA)  new _ minA
maxA  minA
– Ex. Let income range $12,000 to $98,000 normalized to [0.0, 1.0].
Then $73,600 is mapped to 73,600  12,000
98,000  12,000
(1.0  0)  0  0.716
• Z-score normalization (μ: mean, σ: standard deviation):
v' 
v  A
A
– Ex. Let μ = 54,000, σ = 16,000. Then73,600  54,000
 1.225
• Normalization by decimal scaling
16,000
v
v'  j
10
Where j is the smallest integer such that Max(|ν’|) < 1
Data Reduction Strategies
• Why data reduction?
– A database/data warehouse may store terabytes of data
– Complex data analysis/mining may take a very long time to
run on the complete data set
• Data reduction
– Obtain a reduced representation of the data set that is much
smaller in volume but yet produce the same (or almost the
same) analytical results
• Data reduction strategies
– Data cube aggregation:
– Dimensionality reduction — e.g., remove unimp. attributes
– Data Compression
– Numerosity reduction — e.g., fit data into models
– Discretization and concept hierarchy generation
Data Cube Aggregation
• The lowest level of a data cube (base cuboid)
– The aggregated data for an individual entity of interest
– E.g., a customer in a phone calling data warehouse
• Multiple levels of aggregation in data cubes
– Further reduce the size of data to deal with
• Reference appropriate levels
– Use the smallest representation which is enough to solve the
task
• Queries regarding aggregated information should be answered
using data cube, when possible
Dimensionality Reduction
• Purpose:
– Avoid curse of dimensionality
– Reduce amount of time and memory required
by data mining algorithms
– Allow data to be more easily visualized
– May help to eliminate irrelevant features or
reduce noise
• Statistical Techniques
– Principle Component Analysis
– Singular Value Decomposition
– Others: supervised and non-linear techniques
Feature Subset Selection
• Another way to reduce dimensionality of data
• Redundant features
– duplicate much or all of the information contained in
one or more other attributes
– Example: purchase price of a product and the amount
of sales tax paid
• Irrelevant features
– contain no information that is useful for the data
mining task at hand
– Example: students' ID is often irrelevant to the task
of predicting students' GPA
Attribute Subset Selection
• Feature selection (i.e., attribute subset selection):
– Select a minimum set of features such that the probability
distribution of different classes given the values for those
features is as close as possible to the original distribution
given the values of all features
– Reduce # of patterns in the patterns, easier to understand
• Heuristic methods (due to exponential # of choices):
– Step-wise forward selection
– Step-wise backward elimination
– Combining forward selection and backward
elimination
– Decision-tree induction
Feature Subset Selection
• Techniques:
– Brute-force approch:
• Try all possible feature subsets as input to data mining
algorithm
– Embedded approaches:
• Feature selection occurs naturally as part of the data
mining algorithm
– Filter approaches:
• Features are selected before data mining algorithm is run
– Wrapper approaches:
• Use the data mining algorithm as a black box to find best
subset of attributes
Heuristic Feature Selection Methods
• There are 2d possible sub-features of d features
• Several heuristic feature selection methods:
– Best single features under the feature independence
assumption: choose by significance tests
– Best step-wise feature selection:
• The best single-feature is picked first
• Then next best feature condition to the first, ...
– Step-wise feature elimination:
• Repeatedly eliminate the worst feature
– Best combined feature selection and elimination
– Optimal branch and bound:
• Use feature elimination and backtracking
Feature Creation
• Create new attributes that can capture the
important information in a data set much
more efficiently than the original attributes
• Three general methodologies:
– Feature Extraction
• domain-specific
– Mapping Data to New Space
– Feature Construction
• combining features
Data Compression
• String compression
– There are extensive theories and well-tuned algorithms
– Typically lossless
– But only limited manipulation is possible without
expansion
• Audio/video compression
– Typically lossy compression, with progressive
refinement
– Sometimes small fragments of signal can be
reconstructed without reconstructing the whole
• Time sequence is not audio
– Typically short and vary slowly with time
Data Compression
Compressed
Data
Original Data
lossless
Original Data
Approximated
Numerosity Reduction
• Reduce data volume by choosing alternative, smaller
forms of data representation
• Parametric methods
– Assume the data fits some model, estimate model
parameters, store only the parameters, and discard the
data (except possible outliers)
– Example: Log-linear models—obtain value at a point
in m-D space as the product on appropriate marginal
subspaces
• Non-parametric methods
– Do not assume models
– Major families: histograms, clustering, sampling
Data Reduction Method (1):
Regression and Log-Linear Models
• Linear regression: Data are modeled to fit a straight
line
– Often uses the least-square method to fit the line
• Multiple regression: allows a response variable Y to
be modeled as a linear function of multidimensional
feature vector
• Log-linear model: approximates discrete
multidimensional probability distributions
Data Reduction Method (2): Histograms
Data Reduction Method (2):
Histograms
• Divide data into buckets and store average (sum) for
each bucket
• Partitioning rules:
– Equal-width: equal bucket range
– Equal-frequency (or equal-depth)
– V-optimal: with the least histogram variance
(weighted sum of the original values that each
bucket represents)
– MaxDiff: set bucket boundary between each pair
for pairs have the β–1 largest differences
Data Reduction Method (3):
Clustering
• Partition data set into clusters based on
similarity, and store cluster representation
(e.g., centroid and diameter) only
• Can be very effective if data is clustered but
not if data is “smeared”
• Can have hierarchical clustering and be stored
in multi-dimensional index tree structures
• There are many choices of clustering
definitions and clustering algorithms
Data Reduction Method (4): Sampling
• Sampling: obtaining a small sample s to represent
the whole data set N
• Allow a mining algorithm to run in complexity that
is potentially sub-linear to the size of the data
• Choose a representative subset of the data
– Simple random sampling may have very poor
performance in the presence of skew
• Develop adaptive sampling methods
– Stratified sampling:
• Note: Sampling may not reduce database I/Os
(page at a time)
Types of Sampling
• Simple Random Sampling
– There is an equal probability of selecting any particular item
• Sampling without replacement
– As each item is selected, it is removed from the population
• Sampling with replacement
– Objects are not removed from the population as they are
selected for the sample.
•
In sampling with replacement, the same object can be picked up
more than once
• Stratified sampling
– Split the data into several partitions; then draw random
samples from each partition
– Approximate the percentage of each class (or subpopulation
of interest) in the overall database
– Used in conjunction with skewed data
Sampling: with or without Replacement
Raw Data
Sampling: Cluster or Stratified Sampling
Raw Data
Cluster/Stratified Sample
Discretization
• Three types of attributes:
– Nominal — values from an unordered set, e.g., color,
profession
– Ordinal — values from an ordered set, e.g., military or
academic rank
– Continuous — real numbers, e.g., integer or real
numbers
• Discretization:
– Divide the range of a continuous attribute into intervals
– Some classification algorithms only accept categorical
attributes.
– Reduce data size by discretization
– Prepare for further analysis
Discretization and Concept Hierarchy
• Discretization
– Reduce the number of values for a given continuous
attribute by dividing the range of the attribute into intervals
– Interval labels can then be used to replace actual data
values
– Supervised vs. unsupervised
– Split (top-down) vs. merge (bottom-up)
– Discretization can be performed recursively on an attribute
• Concept hierarchy formation
– Recursively reduce the data by collecting and replacing
low level concepts (such as numeric values for age) by
higher level concepts (such as young, middle-aged, or
senior)
Discretization and Concept Hierarchy Generation
for Numeric Data
• Typical methods: All the methods can be applied recursively
– Binning
• Top-down split, unsupervised,
– Histogram analysis
• Top-down split, unsupervised
– Clustering analysis
• Either top-down split or bottom-up merge, unsupervised
– Entropy-based discretization: supervised, top-down split
– Interval merging by 2 Analysis: unsupervised, bottom-up
merge
– Segmentation by natural partitioning: top-down split,
unsupervised
Segmentation by Natural
Partitioning
•
A simply 3-4-5 rule can be used to segment numeric data into
relatively uniform, “natural” intervals.
–
If an interval covers 3, 6, 7 or 9 distinct values at the most
significant digit, partition the range into 3 equi-width
intervals
–
If it covers 2, 4, or 8 distinct values at the most significant
digit, partition the range into 4 intervals
–
If it covers 1, 5, or 10 distinct values at the most significant
digit, partition the range into 5 intervals
Example of 3-4-5 Rule
count
Step 1:
Step 2:
-$351
-$159
Min
Low (i.e, 5%-tile)
msd=1,000
profit
Low=-$1,000
(-$1,000 - 0)
(-$400 - 0)
(-$200 -$100)
(-$100 0)
Max
High=$2,000
($1,000 - $2,000)
(0 -$ 1,000)
(-$400 -$5,000)
Step 4:
(-$300 -$200)
High(i.e, 95%-0 tile)
$4,700
(-$1,000 - $2,000)
Step 3:
(-$400 -$300)
$1,838
($1,000 - $2, 000)
(0 - $1,000)
(0 $200)
($1,000 $1,200)
($200 $400)
($1,200 $1,400)
($1,400 $1,600)
($400 $600)
($600 $800)
($800 $1,000)
($1,600 ($1,800 $1,800)
$2,000)
($2,000 - $5, 000)
($2,000 $3,000)
($3,000 $4,000)
($4,000 $5,000)
Concept Hierarchy Generation for Categorical Data
• Specification of a partial/total ordering of attributes explicitly at
the schema level by users or experts
– street < city < state < country
• Specification of a hierarchy for a set of values by explicit data
grouping
– {Urbana, Champaign, Chicago} < Illinois
• Specification of only a partial set of attributes
– E.g., only street < city, not others
• Automatic generation of hierarchies (or attribute levels) by the
analysis of the number of distinct values
– E.g., for a set of attributes: {street, city, state, country}
Automatic Concept Hierarchy Generation
• Some hierarchies can be automatically generated based on
the analysis of the number of distinct values per attribute in
the data set
– The attribute with the most distinct values is placed at the
lowest level of the hierarchy
– Exceptions, e.g., weekday, month, quarter, year
country
15 distinct values
province or_ state
365 distinct values
city
3567 distinct values
street
674,339 distinct values
Summary
• Data preparation or preprocessing is a big issue for both data
warehousing and data mining
• Descriptive data summarization is need for quality data
preprocessing
• Data preparation includes
– Data cleaning and data integration
– Data reduction and feature selection
– Discretization
• A lot a methods have been developed but data preprocessing
still an active area of research