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Multiprobe quantum spin Hall bars Awadhesh Narayan and Stefano Sanvito arXiv:1311.7330v2 [cond-mat.mes-hall] 11 Mar 2014 School of Physics, AMBER and CRANN, Trinity College, Dublin 2, Ireland (Dated: March 12, 2014) We analyze electron transport in multiprobe quantum spin Hall (QSH) bars using the Büttiker formalism and draw parallels with their quantum Hall (QH) counterparts. We find that in a QSH bar the measured resistance changes upon introducing side voltage probes, in contrast to the QH case. We also study four- and six-terminal geometries and derive the expressions for the resistances. For these our analysis is generalized from the single-channel to the multi-channel case and to the inclusion of backscattering originating from a constriction placed within the bar. PACS numbers: 73.63.-b,73.43.-f,73.63.Hs Topological insulators are a class of materials displaying symmetry-protected topological phases, determined by time-reversal invariance and particle number conservation [1–3]. A consequence of the non-trivial topology is the presence of edge states, which form when an interface is created with a topologically trivial material (including vacuum). In two dimensions a topological phase was first experimentally realized in HgTe/CdTe quantum wells. The signature of the edge states was first provided by two-terminal resistance [4], and subsequently confirmed by multi-terminal transport measurements [5]. More recently, InAs/GaSb heterostructures have also been shown to have quantized-edge-state transport, pointing towards a quantum spin Hall (QSH) phase [6]. Elemental systems such as Bi(111) bilayer and Sn thin films have also been predicted to be two-dimensional topological insulators [7, 8]. A tight-binding model describing the quantum Hall effect without Landau levels was proposed first by Haldane [9]. This exhibits states moving along one direction at a given edge, the so-called chiral edge states. Although the model does not require an explicit magnetic field, it breaks time-reversal symmetry. Kane and Mele then generalized this model by taking two copies, one for each spin, with one spin having a chiral quantum Hall effect while the other spin showing an anti-chiral quantum Hall effect [10]. Overall the effect is that of preserving time-reversal symmetry and counter-propagating opposite spin helical edge states. Using the concept of chiral edge states, Büttiker developed a picture for the quantum Hall effect in multiprobe devices [11]. This approach has been extensively used for analyzing experimental results, as well as gaining new theoretical insights. An analogous systematic study for QSH effect, which is observed in the so-called twodimensional topological insulators, is still lacking. The aim of our paper is to fill this gap. The Büttiker formula relating currents and voltages in a multiprobe device is [11, 12] Ii = X j (Gji Vi − Gij Vj ) = e2 X (Tji Vi − Tij Vj ) , (1) h j where Vi is the voltage at i-th terminal and Ii is the current flowing from the same terminal. Here Tij is the transmission from the j-th to the i-th terminal and Gij is the associated conductance. For a two-terminal QSH bar the resistance can be sim−V2 2 ply written as R12,12 = V1I−V = V1−I = 2eh2 . In our 1 2 notation the resistance Rij,kl , is that of a setup where i and j are the current terminals, while k and l are the voltage ones. In a similar QH bar the measured resistance would be R12,12 = eh2 . For simplicity here we have considered the minimum number of channels in both cases, namely two counter-propagating spin-polarized helical edge states for the QSH bar [13, 14], and one chiral edge state for the QH case. We will generalize our analysis to a many channels situation later, when we will also study the effects arising from backscattering in the channel. Let us now introduce a third voltage probe (gate) in the QSH bar as shown in Fig. 1(a). The equations for the current derived from the Büttiker formula read e2 (2V1 − V2 − V3 ) , h e2 I2 = (2V2 − V3 − V1 ) , h e2 I3 = (2V3 − V1 − V2 ) . h I1 = (2) We can now set I3 = 0, since a voltage probe draws no current, and further assign V2 = 0 as our reference 2 potential. This yields V3 = V1 /2 and I1 = 3e 2h V1 , so that the two terminal resistance becomes R12,12 = 2h . 3e2 (3) Let us contrast the result just obtained with a similar three-probe analysis for a QH bar, as shown in Fig. 1(b). 2 The current-voltage relations this time are e2 I1 = (V1 − V2 ) , h e2 I2 = (V2 − V3 ) , h e2 I3 = (V3 − V1 ) . h h = 2. e 3 2 1 3 (b) 2 1 4 3 2 4 (5) When one compare equations (3) and (5) with their two-terminal counterparts, an important difference immediately emerges. In the case of a QH bar there is no change in two-probe resistance originating from the addition of a gate probe. This is a consequence of the voltage probe floating to the same potential as that of terminal 1, namely V3 = V1 . In contrast for the QSH case, the presence of a gate increases the two-probe resistance by a factor 43 . This time V3 floats to the value of V1 /2 producing the additional resistance. Such different sensitivity to a gate voltage is a unique observable, which distinguishes the two quantum states. We now turn our attention to the four-probe geometry shown in Fig. 2(a). Again it is straightforward to write (a) 1 (4) Again setting I3 = 0 and V2 = 0 we obtain V3 = V1 and 2 I1 = eh V1 , hence the two-terminal resistance in this case is R12,12 (a) FIG. 2: (Color online) (a) QSH bar in a four probe geometry and (b) the same device with now a constriction in the channel. The dotted lines indicate backscattering, which, due to the topological protection, occurs only between same spin channels. down the current-voltage equations from the Büttiker formula. Let us first choose terminals 3 and 4 as voltage probes (I3 = I4 = 0) and set V2 = 0. This gives us V3 = 2V1 /3, V4 = V1 /3 and I1 = (4e2 /3h)V1 . The two possible four-terminal resistances are then obtained as (b) 1 3 2 FIG. 1: (Color online) Three-probe geometry for (a) a QSH and (b) a QH bar. Note that counter-propagating edge states (the arrows represent the direction of the electron motion) with different colors indicate the different spin directions in the QSH case. For a QH bar the edge states move along one direction. Here terminal 3 is a voltage probe and draws no current. V3 − V4 h = 2, I1 4e V1 − V2 3h = 2. I1 4e (6) A second possibility is that of choosing the terminals 2 and 3 as voltage probes, so that we can set I2 = I3 = 0. If we select terminal 4 as our reference (V4 = 0), we obtain V2 = V1 /2, V3 = V1 /2 and I1 = (e2 /h)V1 . The four-terminal resistances then read V1 − V4 h V2 − V3 = 0, R14,14 = = 2 . (7) R14,23 = I1 I1 e R12,34 = R12,12 = Again we compare our finding with an analogous QH four-terminal bar. Using the current-voltage equations and substituting I3 = I4 = 0, while choosing V2 = 0, we derive V3 = V4 = V1 and I1 = (e2 /h)V1 . This gives R12,34 = V3 − V4 = 0, I1 R12,12 = V1 − V2 h = 2. I1 e (8) In contrast, choosing terminals 2 and 3 as voltage probes and setting V4 = 0, yields V2 = V4 = 0, V3 = V1 and 3 I1 = (e2 /h)V1 , with resulting resistances being V2 − V3 h V1 − V4 h = 2 , R14,14 = = 2 . (9) I1 e I1 e Again there are important qualitative differences between the two cases. For instance, for a four-probe QH bar the local resistance, Rij,ij , is identical regardless of the position of the electrodes over the bar. In contrast for the QSH situation this is different depending on which are the electrodes which measure the current. We now generalize the formalism to a multi-channel case and study the possible effects arising from backscattering in the channel. This is introduced in terms of a constriction, which narrows down the Hall bar width. Such geometry may be achieved by applying a split magnetic gates at the sides of the sample, as illustrated schematically in Fig. 2(b). Changing the magneitzation direction of the gate allows controlling the transmission across the constriction [15]. Let there be a total of M right-propagating and M left-propagating channels at the edge of the QSH bar. This situation may be realized in Bi(111) bilayer ribbons, which host a total of six bands crossing the Fermi level [7]. If N channels can propagate through the constriction, then we can define the fraction of channels undergoing backscattering, p = M−N M . The conductance matrix in this case is written as −2 (1 + p) (1 − p) 0 2 M e (1 + p) −2 0 (1 − p) , Gij = − (1 − p) 0 −2 (1 + p) h 0 (1 − p) (1 + p) −2 (10) and current-voltage relations become R14,23 = M e2 [2V1 − V2 (1 + p) − V3 (1 − p)] , h M e2 [2V2 − V1 (1 + p) − V4 (1 − p)] , I2 = h M e2 I3 = [2V3 − V4 (1 + p) − V1 (1 − p)] , h M e2 [2V4 − V3 (1 + p) − V2 (1 − p)] . (11) I4 = h Substituting I3 = I4 = 0 and choosing V2 = 0, we derive V3 = 2V1 /(3 + p), V4 = (1 + p)V1 /(3 + p) and I1 = 4[(1 + p)/(3 + p)](M e2 /h)V1 , giving I1 = 1−p h V3 − V4 = , I1 1 + p 4M e2 V1 − V2 3+p h = = . I1 1 + p 4M e2 R12,34 = R12,12 (12) Again consider the analogous QH device, namely a four-probe bar with a constriction. The conductance matrix in this case can be written as −1 1 0 0 M e2 −1 0 (1 − p) . p (13) Gij = − (1 − p) 0 −1 p h 0 0 1 −1 Note that GQH + G†QH = GQSH , which reminds us that the QSH state may be considered as the sum of a QH state and its time-reversed partner. Note also that GQSH = G†QSH , which is a consequence of time-reversal symmetry. The current-voltage relations are M e2 (V1 − V2 ), h M e2 [V2 − V1 p − V4 (1 − p)], = h M e2 [V3 − V4 p − V1 (1 − p)], = h M e2 (V4 − V3 ). = h I1 = I2 I3 I4 (14) Substituting I3 = I4 = 0 and choosing V2 = 0, we establish the relations V3 = V4 = V1 = and I1 = (M e2 /h)V1 . This gives V3 − V4 =0, I1 h V1 − V2 = . = I1 M e2 R12,34 = R12,12 (15) Equation (15) returns us the important result that, since the voltage probes again float to the same potential as that of terminal 1, the resistances do not depend on p, namely they are not affected by the degree of backscattering. The situation is however different for the QSH case and the differences can be appreciated by looking at Fig. 3, where the above calculated resistances are plotted as a function of the backscattering parameter p. For the QH case the resistances are independent of p, as explained before. In the QSH case, however, there is a decrease in resistance as the backscattering is increased. As p → 1, we recover the result for the two-terminal geometry as terminals 3 and 4 are decoupled from terminals 1 and 2. The resistance then returns back to the value calculated for that setup, i.e. R12,12 = h/2M e2 . In contrast, R12,34 → 0 in the same limit, as terminals 3 and 4 float to the same potential. Finally we continue our analysis by considering the sixterminal device sketched in Fig. 4(a). We choose terminals 2, 3, 5 and 6 as the voltage probes, as it is usual in such devices. Consequently we can set I2 = I3 = I5 = I6 = 0 and select terminal 4 as the voltage reference, V4 = 0. Using the Büttiker formula, these choices yield V2 = V6 = 2V1 /3, V3 = V5 = V1 /3, and I1 = (2e2 /3h)V1 . Then resistances can be evaluated as V1 − V4 3h = 2. I1 2e (16) As before, we continue to draw parallels with the corresponding QH bar. Carrying on by substituting I2 = I3 = I5 = I6 = 0, and V4 = 0 into the current-voltage R14,23 = h V2 − V3 = 2, I1 2e R14,14 = 4 relations, we calculate V2 = V3 = V1 , V5 = V6 = V4 = 0 and I1 = (e2 /h)V1 . The voltage probes at the top edge (2 and 3) float to the potential of terminal 1, while those at the bottom edge (5 and 6) float to the potential of terminal 4. From these the resistances are obtained to be R14,23 = V2 − V3 = 0, I1 R14,14 = V1 − V4 h = 2 . (17) I1 e (a) 3 2 1 4 5 6 We finally consider the effect of the constriction intro3 2 (b) duced in the channel, as shown schematically in Fig. 4(b). The conductance matrix can be written down as −2 1 0 0 0 1 1 4 1 −2 (1 − p) 0 0 p 2 M e 0 (1 − p) −2 1 p 0 . Gij = − 0 0 1 −2 1 0 h 0 0 p 1 −2 (1 − p) 5 6 1 p 0 0 (1 − p) −2 (18) FIG. 4: (Color online) (a) A QSH bar with a six-probe geomand the current-voltage relations read etry. Here terminals 2, 3, 5 and 6 are considered as voltage probes. (b) The same six probe geometry with a constriction in the channel. Because of the helical states, we consider only the backscattering, which occurs between channels with the same spin. 2 I1 = I2 = I3 = I4 = I5 = I6 = Me (2V1 − V2 − V6 ) , h M e2 [2V2 − V1 − (1 − p)V3 − pV6 ] , h M e2 [2V3 − V4 − (1 − p)V2 − pV5 ] , h M e2 (2V4 − V3 − V5 ) , h M e2 [2V5 − (1 − p)V6 − V4 − pV3 ] , h 2 Me [2V6 − (1 − p)V5 − V1 − pV2 ] . h Following now the choice of voltage probes and voltage reference as before, we derive V2 = V6 = [(2 − p)/(3 − 2p)]V1 , V3 = V5 = [(1 − p)/(3 − 2p)]V1 and I1 = [(2 − 2p)/(3 − 2p)](M e2 /h)V1 . The resistance values are then (19) R12,34 1 QSH R12,12 R14,14 QH R12,34 2 R (h/Me ) h 1 V2 − V3 = , I1 1 − p 2M e2 V1 − V4 3 − 2p h = = . I1 2 − 2p M e2 R14,23 = QSH (20) QH R12,12 0.5 Note that we recover the previous results for no constriction when we set p = 0, as we should. Ultimately we repeat our comparison with QH bar with a constriction. It is again illustrative to look at the conductance matrix, 0 0 0.2 0.4 0.6 0.8 1 p=(M-N)/M FIG. 3: (Color online) Resistances of a multi-channel fourprobe bar plotted as a function of the scattering parameter p, for the QSH (QSH R) and the QH (QH R) cases. Increasing the backscattering results in a decrease in the resistance for the QSH bar. In contrast, the QH resistances are unaffected by the backscattering. −1 0 1 −1 M e2 0 (1 − p) Gij = − 0 h 0 0 0 0 p 0 0 −1 1 0 0 0 0 0 0 0 p −1 0 1 −1 0 (1 − p) 1 0 0 , 0 0 −1 (21) 5 which gives us the following current-voltage relations 2 Me (V1 − V6 ), h M e2 I2 = (V2 − V1 ), h M e2 [V3 − (1 − p)V2 − pV5 ], I3 = h M e2 (V4 − V3 ), I4 = h M e2 (V5 − V4 ), I5 = h 2 Me I6 = [V6 − (1 − p)V5 − pV2 ]. (22) h Employing the same voltage probes and reference conditions as in the QSH case, we obtain V2 = V1 , V3 = (1 − p)V1 , V5 = V4 = 0, V6 = pV1 and I1 = (1 − p)(M e2 /h)V1 , and the resistances h p V2 − V3 = , R14,23 = I1 1 − p M e2 h V1 − V4 1 R14,14 = = . (23) I1 1 − p M e2 I1 = From the final expression for the resistances it is clear that in the case of a six-probe geometry backscattering is relevant for both the QH and QSH case. In particular now in a QH bar, backscattering mixes the upper and lower edges and the voltages at the upper and lower voltage probes do not equal that of the left and right terminals, respectively. This contrasts the case of the four-probe geometry with constriction, in which all the voltage probes were at the same edge and as a consequence the resistance remained unaffected by the presence of backscattering in the channel. 3 QSH R14,23 QSH R14,14 2 R (h/Me ) QH 2 R14,23 a function of the backscattering parameter p, as shown in Fig. 5. In this case all the resistances increase with increasing backscattering. This is because the constriction is now placed between the terminals, where the current is measured and this reduces the number of channels passing from terminal 1 to 4. For small p, the QH resistances are lower than their QSH counterparts. An interesting cross-over occurs at p = 0.5, where an equal number of channels are backscattered and transmitted. The QH and QSH resistances become equal and thereafter the QH resistance rises above the QSH one. In conclusion, we have studied multi-terminal QSH devices based on the Büttiker approach of ballistic edge transport. We have derived expressions for resistances in three-, four- and six-terminal geometries and compared these to the ones obtained for the corresponding QH bars. Furthermore, we have analyzed the effect of backscattering, which may be introduced by an electrostaticallycontrolled constriction in the channel. For a four-probe setup the resistance change as a function of the backscattering has markedly different behaviour for QH and QSH bars. In the case of a six-terminal geometry we have found an interesting crossover occurring across the point, where half of the channels are completely backscattered. This work is financially supported by Irish Research Council (AN) and the European Research Council, QUEST project (SS). AN would like to thank Rupesh Narayan and Brajesh Narayan for discussions which inspired this work. Note added : Immediately prior to the manuscript submission a related work Ref. [16], appeared which has partial overlap with our results. In our work we have made comparisons of QSH devices with analogous QH bars and have made explicit the similarities and differences. The main focus of this paper is to model backscattering from constrictions and provide suggestions for experimental measurements. QH R14,14 1 0 0 0.2 0.4 0.6 0.8 p=(M-N)/M FIG. 5: (Color online) Resistances plotted as a function of the backscattering p, for QSH (QSH R) and QH (QH R) six terminal bars. Increasing backscattering results in an increase in the resistance for both cases. A better comparison between the QH and QSH case can be obtained by plotting the calculated resistances as [1] M.Z. Hasan and C.L. Kane, Rev. Mod. Phys. 82, 3045 (2010). [2] X.-L. Qi and S.-C. Zhang, Rev. Mod. Phys. 83, 1057 (2011). [3] M. König, H. Buhmann, L.W. Molenkamp, T. Hughes, C.-X. Liu, X.-L. Qi, and S.-C. Zhang, J. Phys. Soc. Jpn. 77 031007 (2008). [4] M. König, S. Wiedmann, C. Brüne, A. Roth, H. Buhmann, L.W. Molenkamp, X.-L. Qi, and S.-C. Zhang, Science 318, 766 (2007). [5] A. Roth, C. Brüne, H. Buhmann, L.W. Molenkamp, J. Maciejko, X.-L. Qi, and S.-C. Zhang, Science 325, 294 (2009). [6] L. Du, I. Knez, G. Sullivan, and R.-R. Du, arXiv:1306.1925 (unpublished). [7] S. Murakami, Phys. Rev Lett. 97 236805 (2006). 6 [8] Y. 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