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Plenary lecture
UDC: 616.348-006:615-085:615.015.2
Archive of Oncology 2006;14 Suppl 1:11-5.
rently the most important determinant of prognosis. The classification system
described by Dukes in 1930 is still widely used. However, the original Dukes’
system no longer fulfills the requirements of modern tumor staging, as it fails
to take into account distant metastases, the number of lymph nodes involved,
and carcinomas limited to the submucosa. Therefore the TNM classification
of the American Joint Committee on Cancer (AJCC) is currently recommended for daily routine and in clinical trials. The prognosis depends on the
stage at which the tumor is diagnosed. In patients with a stage I tumor (pT1
or pT2N0M0), the 5-year survival exceeds 90%. In patients with a stage II
tumor, (pT3 or pT4N0M0) (Dukes B), the survival is variable. In patients with
a pT3N0M0 tumor, the 5-year survival is approximately 70%, while in those
with a pT4N0M0 tumor, the 5-year survival is only around 50%. One of the
most important prognostic factors in stage II colon cancer is the number of
lymph nodes analyzed. Twelve lymph nodes are required in UICC recommendation. In patients with stage III tumors (pTanyN+M0) (Dukes C), the 5-year
survival is 30%-50%. In patients with metastatic colorectal cancer (stage IV),
the 5-year survival is < 5% (Table 1).
Jacques WILS
DEPARTMENT OF ONCOLOGY, LAURENTIUS HOSPITAL, ROERMOND, THE NETHERLANDS
Adjuvant treatment of colon
cancer – past, present and future
KEYWORDS: Colonic Neoplasms; Chemotherapy, Adjuvant; Antineoplastic
Combined Chemotherapy Protocols
THE PAST
STAGE III
There is a general consensus that adjuvant treatment is indicated in stage
III colon cancer. Different regimens of 5-fluorouracil (5-FU)/ folinic acid (FA
= leucovorin) were utilized. Until a few years ago the Mayo Clinic regimen
(5 days/every 4 weeks) and the Roswell Park regimen (weekly for 6 consecutive weeks followed by 2 weeks of rest) were considered to be standard
options.
The Intergroup trial (INT-0035) was the first large-scale study to demonstrate
the significant effect of a postoperative adjuvant treatment in patients with
stage III colon cancer. This trial randomised 1.296 patients with stage II and III
cancer (929 with stage III cancer) to one of the three arms: (a) surgery alone,
(b) surgery plus 12 months of levamisole, or (c) surgery plus 12 months of
5-FU plus levamisole. The study showed a 15% absolute reduction (± 40%
relative reduction) in risk of recurrence and a 16% absolute reduction (33%
relative reduction) in overall death rate (3.5 year survival 47% vs 63%) with a
combination of surgery plus 5-FU/levamisole in patients with stage III colon
cancer (1,2).
The evidence that adjuvant therapy is effective in colon cancer was further
confirmed by two controlled studies that compared 5-fluorouracil/leucovorin
(5-FU/LV) treatment for 6 (3) or 12 months (4) and by a Dutch trial that compared 5-FU + levamisole with control (5). In addition, the pooled 6-month
results of three trials of 5-FU/LV showed significant increases in 3-year
event-free and overall survival (22% relative risk reduction in mortality) in
comparison with a control (6).
The NSABP (National Surgical Adjuvant Breast and Bowel project) protocol
C-03 indicated a disease free (73% versus 64%) and overall (84% versus
77%) survival advantage for the 5-FU/FA combination when compared with
MOF (methyl-CCNU, oncovin, 5-FU) at 3 years for patients with Dukes’ stage
B and C colon cancer (7).
The results of three large adjuvant American trials in which several thousands
of patients have been treated provided additional data. In a large, randomized
study by the North Central Cancer Treatment Group (NCCTG) and the National
Cancer Institute of Canada (NCIC), it was shown that there was no additional
benefit associated with administration of a full year of chemotherapy compared with just 6 months of treatment with the same regimen. In the same
study, it is shown that, if only 6 months of chemotherapy was administered,
patient survival was significantly inferior with the 5-FU plus levamisole
regimen compared with the 3-drug regimen of 5-FU plus levamisole plus leucovorin (8). The Intergroup reported that there was no additional benefit from
the addition of levamisole when 5-FU/FA is given, and moreover 6-8 months
of treatment with 5-FU/FA was as efficient as 12 months of 5-FU/levamisole
(INT-0089) (9). The NSABP C-04 study showed similar results for 1 year of
INTRODUCTION
Colorectal cancer is common in economically developed countries, particularly in Europe, North America and Australia and is one of the leading causes
of cancer-related deaths in the Western world. Every year, colorectal cancer
is responsible for an estimated 400.000 deaths worldwide. Approximately
60.000 people die from colorectal adenocarcinoma among the 150.000 new
cases which are diagnosed in Europe each year.
Seventy % of patients with colorectal cancer present with apparently localized
disease. In these patients surgery can be curative, but up to 50% of patients
who undergo a complete resection will relapse and ultimately die of metastatic
disease. Adjuvant chemotherapy has been developed to reduce the incidence
of relapse and death. Given the high incidence of colorectal cancer an adjuvant
treatment that will lead to an only relatively small increase in survival will have
a large impact on the absolute number of deaths in this disease.
Table 1. Prognosis of colorectal cancer in relation to staging
UICC-stage
TNM classification
5-year survival (%)
Stage I
pT1N0M 0
pT2N0M 0
> 90
Stage II
pT3N0M 0
pT4N0M 0
70
50
Stage III
IIIa
IIIb
IIIc
pTanyN+M 0
pT1-2N1M 0
pT3-4N1M 0
pTanyN2M 0
30-50
Stage IV
pTanyNanyM+
<5
Colorectal cancer is not uniformly fatal and there are large differences in
survival depending on the stage of the disease. The pathologic stage is cur-
Address correspondence to:
Jacques Wils, Roerderweg 37, 6041 NR Roermond, The Netherlands.
Email: [email protected]
The manuscript was received: 31.07.2006
Accepted for publication: 15.08.2006.
© 2006, Institute of Oncology Sremska Kamenica, Serbia
11
treatment with 5-FU/levamisole, 5-FU/FA and 5-FU/FA/levamisole (10). 5-Year
DFS rates with FU/FA in these trials ranged from 57%-65%. A very large study
was the QUASAR (Quick And Simple And Reliable) trial by the United Kingdom
Coordinating Committee on Cancer research (UKCCCR) that confirmed that
there was no difference between weekly and monthly FU/FA and that low dose
of FA was as effective as high dose (11).
Taking into account the increased toxicity of the 3-drug combination (5-FU/
FA/levamisole) compared with the combination of 5-FU/FA, treatment with iv
bolus 5-FU/FA for 6-8 months has been the standard or reference treatment
for Dukes’ C (stage III) colon carcinoma for more than a decade (12). Other
treatment modalities such as active immunotherapy, the use of antibody 171A (Panorex) and portal vein infusion have all been abandoned because of
negative outcome of conducted trials (12).
5-FU/FA and overall survival 80% and 82% respectively (25). In the QUASAR
trial weekly FU/FA resulted in a decreased 5-year recurrence rate (22% vs.
26%) with an absolute survival benefit of 2.9% over surgery alone. Because
of the large number of patients included this difference was significant (26),
but the clinical relevance of such a small benefit may be questioned.
The NSABP group, after combining data from four of the group’s trials including
stage B and C colon cancer patients, reported that all patients with Dukes’ B
colon cancer likely benefit from adjuvant chemotherapy. The relative reduction
in mortality, recurrence or disease-free survival was, in most instances of
the NSABP trials, as great for Dukes’ B patients as for Dukes’ C patients. The
relative mortality reduction was 30% for Dukes’ B patients and this occurred
irrespective of the presence or absence of adverse prognostic factors (27).
These conclusions were however, criticized based on the retrospective nature
of the data and because of the fact that different regimens (including portal vein
infusion) and different control arms were put together (28).
Thus, it appears reasonable to state that 70%-77% of stage II patients are
cured with surgery alone at 3.5-5 years and only an additional 3%-8% may
benefit from adjuvant FU/FA. It is possible that this small benefit is mainly
derived from stage II patients with a “high-risk” or from false stage II patients
i.e. stage III patients who have been understaged because too few nodes
were retrieved or examined.
There is, however, no common definition of a high-risk stage II colon cancer
population. Several factors may be important: T4 tumor, poor tumor differentiation, less than 10 nodes examined, perineural invasion, venous invasion,
lymphatic vessel invasion, tumor soiling or perforation and colonic obstruction at presentation. Based on available prospective data however, it is difficult
to define a high-risk population that certainly benefits substantially from an
adjuvant treatment.
Molecular markers are important and data are emerging on their prognostic
value. Treatment decisions, however, can currently not be based on these
molecular markers. The most relevant molecular markers at present appear to
be microsatellite instability (MSI), 18q-LOH (allelic loss in chromosome 18)
and thymidylate synthase (TS) expression.
Future trials should therefore focus on the demonstration of a benefit of chemotherapy in stage II colon cancer, on the selection of patients at high risk
and on the demonstration of the value of clinical, pathologic and molecular
predictive markers for recurrence.
Infusional FU
Because it has been shown that infusional 5-FU ± FA regimens are more
efficient in terms of response rate and time to tumor progression (TTP) and
better tolerated than bolus 5-FU ± FA regimens in patients with advanced
colorectal cancer (13-17), several studies evaluated the role of infusional 5-FU
regimens in the adjuvant treatment: The South West Oncology Group (SWOG)
study 9415/INT-0153 evaluated protracted continuous infusion (PCI) of 5-FU
(250 mg/m2 for 9 weeks x 3) + levamisole versus Mayo regimen + levamisole in stage C and high-risk stage B colon cancer. With 1078 randomized
patients there were no survival differences at 3 years (18). A study from the
UK compared PCI of 5-FU (300 mg/m2 for 12 weeks) with Mayo regimen for
6 months and found similar results (19). A French randomized trial conducted
by the GERCOR (Oncology Multidisciplinary Research Group) compared 6 or 9
months of treatment with an infusional FU/FA regimen (FA 200 mg /m2, 2 hour
infusion followed by FU 400 mg/m2 as a bolus and 600 mg/m2 as a 22 hour
infusion for 2 consecutive days [LV5FU2] every 2 weeks) with a monthly bolus
regimen in patients with stage II and III colon cancer. The infusional regimen
was better tolerated and resulted in equivalent efficacy,
DFS of 73% at 4 years for both regimens (20). The conclusion of these trials
is that, in the adjuvant setting, infusional regimens are better tolerated with
equivalent activity. Results of the completed PETACC (Pan European Trials in
Adjuvant Colon Cancer)-2 trial were presented at the ASCO meeting this year
and led to the same conclusion (21). It is important to realize that infusional
regimens can be better combined with new drugs (see below).
THE PRESENT
Oral fluoropyrimidines
The oral fluoropyrimidines, capecitabine and uracil/ftorafur (UFT) + FA, have
also been evaluated in the adjuvant treatment of colon cancer. In the study
named X-ACT (XELODA in Adjuvant Colon Cancer Therapy), capecitabine
(Xeloda) was compared with Mayo regimen in patients with stage III colon
cancer. Capecitabine yielded superior tolerance and comparable efficacy
(22). Similarly in NSABP-06 protocol, UFT/LV yielded the same results as
weekly bolus 5-FU/FA in a mixed population of stage II/III patients, 5-year
survival 78.7% in both arms (23). These data show that the oral drugs can
be used instead of bolus FU/FA regimens. Whether the oral fluoropyrimidins
are equal to infusional FU/FA regimens is unknown, because no direct comparisons have been made. In indirect comparisons, however, infusional 5-FU
appears to be more active and less toxic than capecitabine (24).
The topoisomerase I inhibitor irinotecan (CPT-11) and the diaminocyclohexane platinum derivative, oxaliplatin, are two drugs that have established activity in advanced colon cancer. Therefore these agents should be potentially
effective in the adjuvant setting. Large phase III trials have been conducted to
evaluate the role of irinotecan and of oxaliplatin in combination with 5-FU/FA
in the adjuvant treatment of stage II and III colon cancer.
Irinotecan + 5-FU/FA
In CALGB (Cancer and Leukemia Group B) trial C89803 bolus FU/FA + irinotecan (IFL) w as compared with FU/FA alone. A total of 1265 stage III patients
were randomized. At a median follow-up of 3 years there were no significant
differences in DFS or overall survival but the IFL regimen was more toxic with
18 vs 6 early deaths (p=0.008). The conclusion was that IFL should not be
used in adjuvant treatment (29).
Because infusional FU/FA has a superior therapeutic index, the combination
of infusional FU/FA (weekly 24h infusion or biweekly LV5FU2) or infusional
FU/FA + irinotecan (weekly 80 mg/sqm or biweekly 180 mg/sqm : FUFIRI
or FOLFIRI) was assessed in Aventis V307 (stage II/III)/PETACC 03 (stage
III only) trial. A total of 3.278 patients (stage II/III: 945/2333) were randomized. Of the stage III patients 2.094 were treated with LV5FU2 ± irinotecan.
Median follow-up was 32 months. The primary endpoint for PETACC-3
was DFS at 3 years. There were no significant differences between the two
STAGE II
Many patients with stage II colon cancer currently receive chemotherapy,
although firm data from prospective randomized trials in stage II disease are
lacking. Several phase III trials included mixed populations of stage II and III
patients and conclusions for stage II patients were derived from retrospective
subgroup analyses.
In the INT 0035 trial for stage II the 3.5-year RFS was 77% in the surgery arm
and 84% in the adjuvant arm, a non-significant difference. In the IMPACT B2
group the 5-year DFS was 73% with surgery only versus 76% with adjuvant
© 2006, Institute of Oncology Sremska Kamenica, Serbia
12
Finally in protocol C-07 NSABP assessed oxaliplatin in combination with bolus
5-FU/FA. Patients with stage II and III colon cancer were randomly assigned to
weekly bolus 5FU/FA for 6 weeks in each 8 weeks cycle x 3, or to the same
plus oxaliplatin, 85 mg/sqm on weeks 1,3 and 5 of each 8 week cycle x 3
(FLOX). Results in 2407 patients were comparable to the outcome of MOSAIC.
The 3-year DFS was 76.5% in the FLOX arm vs 71.6% in the control arm. Eight
percent of patients had grade 3 neurotoxicity with FLOX which dropped to 0.5 %
after cessation of chemotherapy. This lower incidence was probably related to
the lower cumulative dose of oxaliplatin in FLOX as compared to FOLFOX. The
incidence of grade 3-4 neutropenia was only 4%, but severe diarrhea occurred
in 38% and 56 patients treated with FLOX had to be hospitalized because of
severe diarrhea and dehydration as opposed to 34 treated with FU/FA. There
were 14 and 15 deaths during treatment with FU/FA and FLOX (33).
regimens (absolute difference of 3% in favor of FOLFIRI, p=0.091) regarding
the primary endpoint. Mixing the two populations together and substituting
RFS for DFS a significant difference was observed. Correcting retrospectively
for T status, a significant difference in 3 year DFS also became apparent
(30). These analyses however were criticized at the 2005 ASCO meeting.
Most investigators would consider results of PETACC-3 sofar as negative in
its primary endpoint. PETACC-3 failed to prove activity of irinotecan in the
adjuvant setting.
Lastly the FOLFIRI regimen has been assessed in high-risk stage III colon
cancer in comparison with LV5FU only. High risk was defined as N2 (3+
nodes) or N1 plus additional risk factors such as occlusion or perforation.
A total of 400 patients were entered. DFS at 3 years was 60% in the control
arm compared with 51% in the combination arm. Adjusting for the observed
imbalances in T stage and number of affected lymphnodes did not change
these results. The conclusion was that the study failed to demonstrate an
improvement in DFS in patients with high-risk stage III colon cancer (31).
THE FUTURE
Now that infusional FU/FA/oxaliplatin is the accepted new standard therapy in
stage III colon cancer and possibly in high-risk stage II, the next generation
of trials will use this regimen as a control arm. Is FOLFOX-4 the ideal regimen
or should FOLFOX-6 or FOLFOX-7 be preferred? In these latter protocols the
dose-intensity of 5-FU is higher and in FOLFOX-7 bolus 5-FU, which probably
adds nothing but toxicity, is no longer utilized. Another question is whether
oral 5-FU such as capecitabine can replace infusional 5-FU/FA. Ongoing
or completed trials in advanced disease will certainly provide an answer.
Capecitabine combined with oxaliplatin will also be assessed in the adjuvant
setting. Results of a trial from Mayo clinic (N016968) comparing bolus 5FU/LV with capecitabine + oxaliplatin (XELOX) will become available soon as
well as the results of a German trial with the same design.
Besides chemotoxic drugs, molecular target agents such as the epidermal growth
factor receptor inhibitor cetuximab and the vascular endothelial growth factor
inhibitor bevacuzimab will be assessed. These agents have shown to improve
therapeutic outcome in advanced disease when added to chemotherapy (34,35).
NSABP will assess in protocol C-08 FOLFOX ± bevacuzimab, while in
Intergroup N0147 FOLFOX will be compared to FOLFOX + cetuximab. In the
AVANT study more that 3.000 patients with high-risk stage II and III will be
recruited who will be randomized to a) FOLFOX-4, b) FOLFOX + bevacuzimab, followed by bevacuzimab alone and c) XELOX + bevacuzimab followed
by bevacuzimab.
Finally in PETACC-8 FOLFOX ± cetuximab will be assessed. In table 3 a summary of important new trials is shown.
Oxaliplatin and 5-FU/FA
In concert with infusional 5-FU/FA in combination with irinotecan, oxaliplatin
was assessed in combination chemotherapy in the adjuvant setting. Results
of the Multicenter International Study for Oxaliplatin/5-Fluorouracil/Leucovorin
in the Adjuvant Treatment of Colon Cancer (MOSAIC) became available in
2003. This study included 2246 patients with stage II (40%) and stage III
(60%) patients, who were randomized to either LV5FU2 infusion alone or
plus oxaliplatin 85 mg/sqm (FOLFOX-4). The 3-year DFS was 78.2% in the
FOLFOX group compared to72.9% in the control group (p= 0.002) (32).
Table 2. Disease-free survival (DFS) at 3 and 4 years in patients with stage II or III colon cancer randomized to treatment in MOSAIC
Parameter
FOLFOX 4 LV5FU2
Total population
n=1123
n=1123
3-year DFS
78.2%
72.9%
4-year DFS
75.9%
69.1%
Stage III patients
n=672
n=675
3-year DFS
73.0%
65.7%
4-year DFS
69.7%
61.0%
Stage II patients
n=451
n=448
3-year DFS
87.4%
84.5%
Group/Acronym
4-year DFS
85.1%
81.3%
ECOG 5202
HR 0.76 ( 0.65-0.90)
HR 0.75 ( 0.62-0.90)
Table 3. Selection of planned/ongoing large scale cooperative trials
Stage
Study protocol
II
HR 0.80 (0.58-1.11)
Low risk : observation
NSABP C-08
In table 2 the DFS rates at 3 and 4 years in the total population and in subgroups is displayed. There was a significant 24% reduction in recurrence
risk for the entire population and for patients with stage III. The differences
in treatment outcome were notable in most subgroups, 5.4 % in high-risk
stage II (defined as T4 and/or bowel obstruction and/or perforation and/or
poor differentiation and/or venous invasion and/or < 10 nodes examined),
7% in patients with stage III N1 and 11% in patients with stage III N2. The 5year survival curves sofar were identical, but prolonged follow-up is needed.
Toxicities with FOLFOX-4 included neutropenia, diarrhea, vomiting and grade
3 neuropathy that resolved in the majority of patients (12.4%) during treatment that decreased to 1.1% at 1 year of follow-up. The toxic death rate
was 0.5% in both arms. Based on these results, the FOLFOX regimen has
worldwide been adopted as the new standard of care.
© 2006, Institute of Oncology Sremska Kamenica, Serbia
High risk FOLFOX ±
bevacuzimab
High-risk II and III
FOLFOX-6± bevacuzimab
INT 0147
High-risk II and III
FOLFOX-6 ± cetuximab
AVANT
High-risk II and III
FOLFOX-4 ± bevacuzimab
vs XELOX + bevacuzimab
PETACC 8
III
FOLFOX-4 ± cetuximab
DISCUSSION
The adjuvant treatment of colon cancer remains a complex and confusing area
(36). Several important questions need further discussion. Why are the oxaliplatin trials positive and the irinotecan studies not? In advanced disease both
drugs appear to have similar activity and a survival benefit was observed in two
13
large studies assessing irinotecan in combination with FU/FA versus FA alone
(reported by Salz and by Douillart in 2000). On the contrary in two studies that
compared oxaliplatin combination with FU/FA no significant survival benefit was
observed (reported by Giachetti and by De Gramont in 2000). Two factors that
might explain the apparent higher activity of oxaliplatin are that time to response
with oxaliplatin combination appears to be shorter and with oxaliplatin combination more often downstaging of livermetastases leading to resectabilty appears
to happen. Anyway, also taking into account the controversy in the interpretation of these data, a longer follow-up of PETACC-3 is needed before irinotecan
should be definitively discarded in the adjuvant setting.
The 3-year DFS has now been accepted as a primary endpoint in adjuvant
studies because it predicts overall survival at least in studies that utilize 5FU/FA (37). The FOLFOX regimen has been accepted based on the positive
outcome in its primary endpoint : DFS. It remains to be seen whether this
holds true when more potent agents are utilized. Patients who relapse after
FOLFOX or FOLFIRI might do less in the metastatic setting because less active
drugs are available.
Although 3-year DFS appears to be an acceptable endpoint in itself, overall
survival after 5 years remains important and should be reported in all new
studies. Overall survival must remain the ultimate standard endpoint which
accounts for the complete impact of the choice of adjuvant therapy on longterm outcome (38). A further point is that there should be agreement on
the exact definition of endpoints, be it disease-free survival or relapse-free
survival (excluding second primaries).
Finally the most important question as asked by Douillard in a nice editorial
(36) remains: who benefits from what? It should be realized that overall in
stage III 40%-50% of patients are cured by surgery. An additional 15% will
benefit from adjuvant chemotherapy with FU/FA and an additional of 8% from
FOLFOX. In stage II the benefits are smaller and 70% will be cured by surgery
only, 8% will benefit from FU/FA and an additional 3%-4% from FOLFOX.
In table 4 an estimate of 5-year DFS according to stage and treatment is
provided. It appears clear that in the more advanced stages the indication
for adjuvant therapy is more compelling (i.e. T4 with N+ certainly must
receive adjuvant therapy). In stage IIIc for instance the benefit in 4-year DFS
of FOLFOX is an additional 11% as opposed to 8% for the overall stage III
population. Many patients however still receive unnecessary adjuvant chemotherapy and it is clear that there is an urgent need for the identification of
predictive and prognostic factors for individual patients.
ment based on well established factors now for nearly 10 years, but
sofar no convincing data have been produced.
When targeted therapies will provide small additional benefits in adjuvant
setting the field will even become more complex. The primary goal for
oncologists should be the definition of better treatment indication parameters,
so that patients who do not need it can avoid toxic therapy. The question however can be raised whether such universal and reliable parameters really exist.
For the moment a completely individualized and tailored therapy remains a
quite futuristic perspective.
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Table 4. Estimated 5-year DFS rate according to stage, grade of differentiation and adjuvant
chemotherapy with FU/FA
Nodal
Status
0 nodes
1-4 nodes
≥ 5 nodes
T stage Low
grade
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High grade
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1992;19:2(Suppl 3):126-30.
Surgery
+AC
Surgery
+AC
3
74
82
70
79
4
63
74
57
70
1-2
71
81
67
77
3
53
66
46
61
4
37
53
30
46
1-2
51
64
44
59
3
27
44
21
37
4
13
27
9
21
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AC: adjuvant chemotherapy with FU/FA
After GILL et all. ASCO 2003, JCO 2004
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