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GCP and Clinical Trials Cecilia Graffman Clinical Research Unit - Oncology Dept. of Hematology, Oncology and Radiation Physics What is GCP? International ethical and scientific standard for planning, conducting, documenting and reporting clinical trials (1996) Clinical trials – a background The different phases of clinical trials GCP – Good Clinical Practice Examples of translational research from oncology FROM MOLECULE TO MARKET 0 Identification Preclinical research Clinical decision Clinical trials 12 Patent ends 20 Time (years) Authority approval Marketing and research DEVELOPMENT OF NEW DRUGS Number of substances developed from preclinical to clinical research: 5 of 5000 Number of substances in clinical trials developed to approved medications: 1 of 5 (2015 – 12%) Average developmental cost for an approved medication: > 6 billion SEK Number of medications which recover developmental costs: 1 av 12 FÖRESKRIFTER: VARFÖR? Important milestones 1906 First Food & Drug Legislation i USA 1931 FDA 1962 Safety documentation FDA 1964 Declaration of Helsinki (Europe/USA) 1996 Läkemedelsverkets Författningssamling Swedish MPA 1996 International Conference of Harmonization – Good Clinical Practice (ICH-GCP) FÖRESKRIFTER: VEM? r RULUES AND REGULATIONS Specific for each country, in Sweden ”Läkemedelsverket” Medical Product Agency -MPA (Läkemedelslagen 1992 och LVFS) and ethical approval (law 2003) Europe, The European Agency for the Evaluation of Medicinal Products (EMEA). EU-directive 2003 USA, Food and Drug Administration (FDA) Clinical Trial Phases Clinical trials are conducted in a series of steps, called phases – each phase is designed to answer specific research questions Pre-clinical phase - in vitro (cell lines) - animal studies (effects and side effects) Clinical Phase Phase I - IV Phase I • The testing of a new drug or treatment in a small group of patients for the first time. Aim – to evaluate the safety, determine a safe dosage and identify side effects. Phase I • Identify maximum tolerated dose; MTD • Define toxicity, side-effects • Small cohorts; 3-6 patients/doselevel Principles for dose-escalation • • • • • 3-6 patients per dose level Observation time before next dose-escalation New patients at every dose-level If toxicity – 6 patients MTD-1The highest dose of a drug or treatment that does not cause unacceptable side effects • Recommended dose for phase II – incidence of DLT < 33% Phase II • The drug or treatment is given to a larger group of patients to see if it is effective and also to further evaluate its safety. Phase II • Primary aim – evaluate response • Secondary aim – toxicity profile, reason for phase III • Same diagnosis • Larger cohort – 10-50 patients/treatment group • Randomized Phase II Phase III • The drug or treatment is given to a large gropup of patients to confirm that it is effective, compare new treatment with standard treatment and collect further information on its safety • Ground for registration of new treatment? • Strict inclusion criteria • Large cohorts ( 100´s to 1000´s of patients per treatment group) • Randomized, multicentre Phase IV Purpose; to monitor effect and safety after registration in various populations and the side effects associated with long-term use. Very large cohorts (1000´s) representing the “general patient population”’ Endpoint in clinical trialsPrimary obejective • In clinical trials, an event or outcome that can be measured objectively to determine whether the intervention being studied is beneficial. Some examples of endpoints are survival, improvements in quality of life, relief of symptoms, disease free interval, disappearance of the tumor. Effect endpoints Response Overall survival (OS) Disease free survival (DFS, RFS, DFI) Time to progression (TTP) Duration of response Quality of life (QoL) Health economy Clinical trials – Ethical approval Lagen om etikprövning av forskning som avser människor 2003:460 The law regulating research involving humans Why a law? Sweden has signed the EU convention regarding human rights and biomedicine. In order for Sweden to ratify this convention, legal regulation of the ethical process was required (2001/20/EG) Ethics legislation • Research involving live or diseased persons, biological material from human beeings, and reseaech involving sensitive personal information, ”personuppgifter”. Important points Humans participating in research need to be protected against the risk of harm; physical, mental and integrity High demands on the quality of the research project It must be documented that the patients have understood the informed consent and accepted participation The general public must be allowed insight into the process Regulations regarding research on biological material Regional Ethics committee • 6 regions (Lund, Göteborg, Linköping, Stockholm, Uppsala and Umeå) • Section for medical research • Section for research regarding natural science, ”humanistic” and pedagogic research • I chairman (lawyer) 10 researchers, 5 lay people Regional Ethics committee • • • • • • • • • Decision within 60 days Approved Returned for completion Denied -> Central ethics committee 16 000 SEK for clinical pharmaceutical research 2000 SEK for amendments One “huvudman” /principal 5 000 SEK More than one “huvudman”/principal 16 000 SEK Central Ethics committee • • • • ”academy of science” – Vetenskapsrådet Chairman – lawyer 4 researchers and 2 laypeople Appointed by the government LVFS 2011:19 • Swedish MPA ”Läkemedelsverket” regulation regarding clinical trials of pharmaceuticals for human use • From May 1st 2004 (revized 2011) • www.mpa.se Common EU applications • • • • Application Reporting during the trial Regulations regarding reporting sideeffects Common database for clinical trials (EUDRACT) • Each trial has a specific EudraCT number • Application done electronically • Only one application per trial in resp. country • MPA must answer within 60 days • Only one chance to complete • 45 000 SEK Good Clinical Practice; GCP ICH-GCP 1.5.96 GCP What is GCP = International ethical and scientific standard for planning, conducting, documenting and reporting clinical trials (1996) Signed by EU, USA, Japan, Australia, Norway and Canada Principles for GCP The Declaration of Helsinki The declaration of Helsinki World Medical Association, WMA – Ethical principles regarding medical research involving humans Updated at the WMA:s 64th meeting in Fortaleza, Brazil, October 2013 The world medical association has developed the Declaration of Helsinki as a statement of ethical principles for medical research involving human subjects, including research on identifiable human material and data The Declaration of Helsinki ”The health of my patient will be my first consideration” and the International Code of Medical Ethics) declares that ”A physician shall act in the patient´s best interest when providing medical care” The Declaration of Helsinki Medical research is subject to ethical standards that promote and ensure the respect for all human subjects and protect their health and rights. While the primary purpose of medical research is to generate new knowledge, this goal can never take precedence over the rights and interests of individual research subjects. It is the duty of physicians who are involved in medical research to protect the life, health, dignity, integrity, right to self-determination, privacy and confidentiality of personal information of research subjects. Informed consent! • Sponsor; an individual, company, institution or organization which takes responsibility for the initiation, management, and/or financing of a clinical trial • Investigator, National coordinator, co investigator GCP ”book”; • Institutional review board IRB – Independent Ethics committee IEC • Investigator; qualifications and responsibilities • Sponsor, responsibility • Protocol; Content • IB - Investigators brochure • Essential documents and documentation • Informed consent Principles of GCP The rights of the patient is central Sound pre-clinical and clinical data of the investigational product High scientific quality-the trial must be described in a detailed protocol Principles of GCP forts. Approval from IRB/IEC The investigator must be qualified physician or dentist and all comprehensive medical decision must be done by the investigator Patients who consent to participate must get adequate training of study procedures Informed consent must always be obtained before any study procedure can take place Principles of GCP forts. All information regarding the trial must be documented, handled and archived in such a way as to allow for correct reporting, interpretation and verification All information about the patients must be confidential All investigational products must be manufactured according to Good manufacturing practice, GMP Principles of GCP forts. There must be systems to ensure high quality in all phases of the study; Monitoring and Standard Operating Procedures Principles of GCP forts. The Declaration of Helsinki;; • Voluntary • Right to say no without this affecting future treatment • Right to discontinue at any time throughout the trial without giving any cause Investigator Fully Qualified physician/dentist Responsibilities; IEC, medical care, conduct according to the protocol, safety reporting and final report Sponsor Study design, the conduct of the study, data management, documentation, archiving, MPA, handling of investigational product, monitoring Safety reporting; AE, SAE, SUSARS Guarantee patient safety Fulfil demands from the authorities Generate data for research and for the safety profile of the investigational product AE Adverse Event Any untoward medical occurrence/undesirable experience occurring in a patient participating in a clinical trial Does not have to be related to the investigational drug Must be documented in patient records and CRF SAE Serious Adverse Event An event is serious if it results in any of the following; Death Life-threatening Hospitalization Disability or permanent damage Congenital Anomaly/Birth defect SAE Serious Adverse Event forts. Must be documented in the patient record and reported to sponsor within 24 hours if sponsor is pharmaceutical industry In investigator initiated studies AND if related to investigational product it has to be reported to the MPA within 15 days, if life threatening within 7 days Special SAE form All SAE must be followed until restored SUSARs • Suspected • Unexpected • Serious • Adverse • Reactions Report to EU-database Electronic reporting Responsibility of Sponsor Documentation Patient record – source data Case Report Forms – CRFs (eCRF/paper CRF) all information required by the protocol must be documented in CRFs Registration Pre-treatment On treatment Off treatment Follow up Investigational product Must be handled by the pharmacy; documentation regarding all procedures from receiving the IP, labelling, distribution and destruction. Monitoring Controlling data in the CRFs with source data All clinical trials must be monitored to ensure high scientific quality Investigator initiated trials • • • • • Protocol Independent ethics committee Swedish Medical Products Agency Biobank Local committees; Radiation committee, Radiology committee • CRF • Monitoring • Study coordinator if multi centre Some examples; CTC- Circulating Tumor Cells Lisa Rydén. Anna-Maria Larsson • To estimate whether measurement of CTC in women with metastatic breast cancer give prognostic information as well as can be used to evaluate tumor response. • Gene and Protein expression RASTEN Lars Ek, Mattias Belting • Randomised phase III study with standard treament +/enoxaparine in patients with Small Cell Lung Cancer • Experimental studies have indicated that the coagulation system stimulates the growth, invasion, angiogenesis and dissemination of tumors. • Clinical studies have indicated prolonged survival with the addition of anticoagulants. • Translational studies; Blood and tumor tissue- gene expression analysis to identify prognostic and predicitve factors. Phys Can Anna Johnsson • Effects of physical exercise and behavioral strategies to prevent and minimize cancerrealted fatigue and to improve quality of lie in patients with cancer. • Breast cancer ; 213 patients asked to participate, 100 declined. 85 Included and of those have 24 interupted TACK!