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Faculty of mathematics, physics and informatics Comenius University Department of Biophysics and Chemical physics Diploma work Matej Daniel Bratislava 2001 Faculty of matematics, physics and informatics Comenius University Department of Biophysics and Chemical physics Department of Orthopaedic Surgery, Clinical center, Ljubljana, Slovenia Diploma work Gradient of contact stress as a parameter determining biomechanical status of human hip Matej Daniel Bratislava 2001 Čestné prehlásenie Týmto čestne prehlasujem, že rigoróznu prácu na tému „Biomechanické parametre určujúce stav ľudského bedrového kĺbuÿ som vypracoval samostatne a s použitím uvedenej literatúry. Dobšinská ľadová jaskyňa, 31. júla, 2001 Podpis: Acknowledgments This work was made on the Department of Orthopaedic Surgery, Clinical Center, Ljubljana, Slovenia in collaboration with Faculty of Electrical Engineering, Ljubljana, Slovenia financed by student exchange program CEEPUS, No. A-0103. The radiographs used in this work were taken from the archive of the Department of Orthopaedic Surgery. I would like to thank doc. Veronika Kralj-Iglič for her many suggestions and constant support during this research. I am also thankful to doc. Aleš Iglic for his guidance through the biomechanics and doc. Jozef Vojtaššák, M.D. who showed a clinical aspects of biomechanics. I thank prof. Franjo Pernuš from the Faculty of Electrical Engineering and doc. Vane Antolič, M.D. from the Department of Orthopaedic Surgery for fruitful suggestions. I am grateful for collaboration to the colleagues from the Department of Orthopaedic Surgery, Ljubljana: to mag. Rok Vengust, M.D., mag. Oskar Zupanc, M.D., Borut Pompe, M.D., Boštjan Kersnič, M.D., Matej Drobnič, M.D., Blaž Mavčič and to mag. Anton Jaklič from the Institute for Material Technology – IMT, Ljubljana. I also thank the head of the Institute of Biophysics Saša Svetina, Faculty of Medicine for his support. Abstract Bedrový kĺb je jedným z hlavných nosných kĺbov v tele. Pretože je tento kĺb často postihnutý degeneratívnymi procesmi, ktoré vedú k imobilizácii pacienta, skúmajú sa faktory, ktoré ovplyvňujú jeho vývoj. Predpokladá sa, že dlhodobo zvýšený tlak na kĺbovú chrupku urýchľuje vývoj koxartrózy [22, 51]. Preto sa v predchádzajúcich štúdiách používala na popis stavu kĺbu maximálna hodnota tlaku. Objavujú sa aj názory [8], že okrem tejto hodnoty je dôležité aj rozloženie tlaku. Predpokladá sa, že vysoká hodnota gradientu tlaku na laterálnom okraji acetabula (ďalej gradientu tlaku) môže byť dôležitejším parametrom popisujúcim stav kĺbu ako samotný tlak. Preto by bolo zaujímavé použiť na ohodnotenie stavu kĺbu gradient tlaku a taktiež ďalšie parametre, ktoré zahrňujú kombináciu tlaku a gradientu tlaku. V prezentovanej práci sme zaviedli nové biomechanické parametre – gradient tlaku, index tlaku a funkčný uhol nosnej plochy. Pre určenie významnosti týchto parametrov sme uskutočnili štúdie stavu populácii kĺbov. Ak chceme rozumieť funkcii bedrového kĺbu, musíme poznať jeho štruktúru. Preto sa v prvej časti práce zaoberáme anatómiou bedrového kĺbu. Ďalej prezentujeme prehľad literatúry v oblasti biomechaniky bedrového kĺbu. Tieto práce delíme do dvoch skupín: práce, ktoré sa zaoberajú silou pôsobiacou v bedrovom kĺbe a práce, ktoré sa zaoberajú rozložením tlaku na kĺbovú chrupku. Podrobnejšie sa venujeme metódam, ktoré používame v ďalšej analýze. Na odvodenie metódy pre výpočet biomechanických parametrov sme použili dva nedávno vyvinuté matematické modely. Jeden pre výpočet sily pôsobiacej v kĺbe pri stoji na jednej nohe [27] a druhý pre určenie rozloženia tlaku v kĺbe [30]. V tejto práci je okrem iného prezentovaný aj nový jednoduchší spôsob odvodenia rovníc druhého modelu, ktorý spočíva vo voľbe alternatívneho súradnicového systému (Obr. 3.2). Vstupom do týchto modelov sú niektoré geometrické parametre panvy a proximálneho femuru určené zo štandardného antero-posteriórneho röntgenového snímku (Obr. 3.4). Presnosť určenia biomechanických parametrov závisí od presnosti modelu a od presnosti určenia vstupných parametrov modelu. Tieto sú ovplyvnené zväčšením röntgenového snímku. Preto sme prispôsobili metódu na získavanie geometrických parametrov panvy a proximálneho femuru tak, že sme zobrali do úvahy zväčšenie röntgenového snímku. Na zá- klade nameraných dát sme zistili, že priemerné zväčšenie snímkov je väčšie ako priemerne uvažovaných 10%. Zistili sme, že najmenej je ovplyvnený zväčšením funkčný uhol nosnej plochy a najviac index tlaku. Ak je zväčšenie snímkov neznáme a predpokladáme, že je rôzne, najvhodnejším parametrom na ocenenie stavu kĺbu je funkčný uhol nosnej plochy. Pomocou matematickej simulácie sme odhadli chybu, ktorej sa dopúšťame pri štúdiách veľkého počtu pacientov a vypracovali sme metódu korekcie tejto chyby, ktorú sme následne použili v štúdii normálnych a dysplastickych bedrových kĺbov. Zistili sme, že rozdielnosť geometrických parametrov panvy vplýva na variáciu hodnôt biomechanického parametra viac ako rozdielnosť vo zväčšení snímkov. Navrhujeme, aby sa v budúcnosti pri rádiografickom výšetrení umiestnil štandard známych rozmerov na úroveň veľkého trochantra. To by umožnilo znížiť šum spôsobený nerovnakým zväčšením snímkov. Účinok jednotlivých biomechanických parametrov na vývoj a stav kĺbu sme skúmali na populácii normálnych a dysplastických bedrových kĺbov, kĺbov po Salterovej osteotómii a kĺbov postihnutých vývinovou dyspláziou. Skúmali sme nielen nami definované biomechanické parametre ale aj parametre používané v predošlých štúdiách – maximálny tlak, kumulatívny tlak a parameter, ktorý sa používa v klinickej praxi – Wibergov uhol. Dysplázia bedrového klbu sa považuje za stav, ktorý v dôsledku nepriaznivých biomechanických pomerov v kĺbe vedie k jeho degeneratívnym zmenám. Zo štúdie normálnych a dysplastických bedrových kĺbov vyplýva, že všetky nami skúmané parametre sa signifikantne líšia medzi normálnymi a dysplastickými bedrovými kĺbmi na úrovni významnosti menšej ako 0,001. Ukazuje sa, že nízky Wibergov uhol a funkčný uhol nosnej plochy, vysoký maximálny tlak, gradient tlaku a index tlaku sú biomechanicky nepriaznivé, čo je v súlade s predošlými štúdiami [35, 45, 70]. Zistili sme, že pri maximálnom tlaku, gradiente tlaku a indexe tlaku je vplyv iných geometrických parametrov panvy ako Wibergov uhol vyšší pri nižších hodnotách tohto uhla. Gradient tlaku a index tlaku sú u väčšiny dysplastických kĺbov kladné a u väčšiny normálnych kĺbov záporné. Pozorovali sme, že táto zmena znamienka nastáva pri Wibergovom uhle rovnom približne 22◦ , čo je v súlade s klinickými štúdiami [46]. Na vysvetlenie pozorovanej skutočnosti sme vychádzajúc z Pauwelsovej teórie kauzálnej histogenézy mezenchymálneho tkaniva [57] navrhli novú hypotézu na vysvetlenie vplyvu zaťaženia na chrupku. Vychádzame z toho, že jedným zo stimulov ovplyňujúcich metabolickú aktivitu chondrocytu môže byť zmena jeho tvaru podmienená deformáciou chrupky. Gradient tlaku nám potom vyjadruje rýchlosť výtoku intersticiálnej tekutiny a teda rýchlosť deformácie chrupky. Znamienko gradientu súvisí so smerom toku intersticiálnej tekutiny vzhľadom k acetabulu. Ďalej sme skúmali vývoj kĺbu počas dlhšieho časového obdobia. Keďže v archívoch nie sú viacnásobné snímky zdravých kĺbov, zvolili sme si pacientov, ktorí v detstve podstúpili Salterovu osteotómiu a preto boli následne sledovaní. Bolo by zaujímavé sledovať súvislosť medzi stavom kĺbov bezprostredne po operácii a následný vývoj týchto kĺbov. Bohužiaľ model na určenie sily pôsobiacej v bedrovom kĺbe sa ukázal byť nepoužiteľný pri malých deťoch. V dôsledku značného rozdielu v zväčšení snímkov sme na ocenenie stavu kĺbov použili funkčný uhol nosnej plochy. Zistili sme, že v priemere väčší Wibergov uhol po operácii vedie z dlhodobého hľadiska k biomechanicky priaznivejšiemu výsledku. V štúdii kĺbov postihnutých vývinovou dyspláziou sme skúmali súvis medzi klinickým skóre, ktoré zahrňuje subjektívne pocity pacienta, a biomechanickými parametrami. Tu prezentujeme len čiastkové výsledky, pretože tento výskum stále pokračuje. Hoci štatistická významnosť tejto štúdie je nízka, ukazuje sa, že biomechanické parametre môžu byť vhodnejšie na popis stavu kĺbu ako Wibergov uhol. Súčasťou tejto práce bolo aj prispôsobenie počítačového programu HIPSTRESS pre c c a tabuľkový kalkulátor MS Excel . To umožnilo použitie operačný systém MS Windows tohto programu v prezentovaných biomechanických štúdiách a uľahčí jeho používanie v klinickej praxi. 2 Table of Contents List of Symbols . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 . . . . . . . . . . . . . 6 6 7 10 12 16 22 22 22 37 37 38 48 Part 2. The aim of the work . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 Part 3. Material and methods . . . . . . . . . . . 3.1. Theory . . . . . . . . . . . . . . . . . . . . . . . 3.1.1. Derivation of the model equations . . . . 3.1.2. Gradient of stress and functional angle of 3.2. Determination of the biomechanical parameters 3.3. Analysis of data . . . . . . . . . . . . . . . . . . 3.3.1. Statistical analysis . . . . . . . . . . . . 3.3.2. Effect of magnification in biomechanical patients . . . . . . . . . . . . . . . . . . 51 51 51 55 58 60 60 Part 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.1. Structure of the hip joint . . . . . . . . . . . . . . . . . . . . . . . . 1.1.1. Bones of the hip joint . . . . . . . . . . . . . . . . . . . . . . 1.1.2. Articular capsule of the hip joint . . . . . . . . . . . . . . . 1.1.3. Articular cartilage of the hip joint . . . . . . . . . . . . . . . 1.1.4. Movements within the hip joint . . . . . . . . . . . . . . . . 1.2. Loads on the hip . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.2.1. Direct measurements . . . . . . . . . . . . . . . . . . . . . . 1.2.2. External measurements combined with mathematical model 1.3. Stress in the hip joint articular surface . . . . . . . . . . . . . . . . 1.3.1. Direct measurements . . . . . . . . . . . . . . . . . . . . . . 1.3.2. External measurements combined with mathematical models 1.4. Evaluation of hip status by biomechanical parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . the weight-bearing area . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . studies of large group of . . . . . . . . . . . . . . . Part 4. Results on populations . . . . . . . . . . . . . . . . 4.1. Normal and dysplastic hips . . . . . . . . . . . . . . . . . . 4.1.1. Dysplasia of the hip . . . . . . . . . . . . . . . . . 4.1.2. Patients . . . . . . . . . . . . . . . . . . . . . . . . 4.1.3. Results . . . . . . . . . . . . . . . . . . . . . . . . . 4.2. Evaluation of the hips after the Salter osteotomy . . . . . 4.2.1. Salter innominate osteotomy . . . . . . . . . . . . . 4.2.2. Patients . . . . . . . . . . . . . . . . . . . . . . . . 4.2.3. Results . . . . . . . . . . . . . . . . . . . . . . . . . 4.3. Evaluation of the hips subject to developmental dysplasia . 4.3.1. Harris hip score . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 66 66 66 67 68 72 72 73 74 80 80 3 Table of Contents—Pokračovanie 4.3.2. Patients and method . . . . . . . . . . . . . . . . . . . . . . . . . . 4.3.3. Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Part 5. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5.1. Magnification of the radiographs . . . . . . . . . . . . . . . . . . . . 5.2. Results on populations . . . . . . . . . . . . . . . . . . . . . . . . . 5.2.1. Biomechanical status of normal and dysplastic hips . . . . . 5.2.2. Biomechanical evaluation of hip joint after Salter osteotomy 5.2.3. Evaluation of the hips subjected to developmental dysplasia 5.3. Effects of stress on the hip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80 81 86 88 90 91 93 94 95 Part 6. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 Appendix A. Computer system for determination of contact stress . I Appendix B. Computer system for determination of geometrical parameters of the hip . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IV Appendix C. Radiograph of the hip . . . . . . . . . . . . . . . . . . . . . . . VI References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . VIII 4 List of Symbols acceleration of the segment of the body A size of the weight bearing area Ai relative cross-sectional area of the i-th muscle b x-coordinate of the weight of ~L the loaded leg W B constant describing the linear rise of stress on the plane per~ pendicular to R c x-coordinate of the origin of the ground reaction force C pelvis width constant describing the linear D rise of stress on the plane per~ pendicular to R d time-weightened exponent fi average tension in the i-th muscle ~ intersegmental force FI ~ F resultant force of the muscles ~ force of the i-th muscle Fi gradpm stress gradient at the lateral margin of the weight-bearing area H pelvis height moment of inertia of the segJ ment of the body ~k positional vector from the center of the femoral head to the center of gravity of partial ~ L) ~B −W body weight (W l distance between the centers of the femoral heads ~a L L0 m M ~I M p p0 peff pc pd pI pmax r ~rCG ~rCI ~ri ~ri 0 ~ R ~si length of the metal lamella length of the metal lamella in the radiograph mass of the segment of the body magnification factor intersegmental rotational moment contact stress value of stress in the pole effective stress cumulative stress stress damage threshold stress index maximum contact stress radius of the femoral head positional vector from the center of rotation of the segment the center of gravity of the segment positional vector from the center of rotation to the origin of the intersegmental force positional vector from the center of rotation to the proximal attachment point of the i-th muscle positional vector from the center of rotation to the distal attachment point of the ith muscle hip joint resultant force unit vector in the direction of the force of the i-th muscle 5 List of Symbols—Pokračovanie sµ sM S ~ W ~B W ~ WL x0 x Yi0 Yi z α ~ γ δ θ Θ ϑAC ϑACM standard deviation of the magnification of the biomechanical parameters standard deviation of the magnification factor size of the projection of the weight-bearing area onto the ~ plane perpendicular to R weight of the segment of the body body weight weight of the loaded leg length of the femur vertical distance from the center of the femoral head to the effective muscle attachments point on the greater trochanter magnified value of the biomechanical parameter true value of the biomechanical parameter horizontal distance from the center of the femoral head to the effective muscle attachments point on the greater trochanter angular acceleration of the segment of the body angle between the stress pole and the chosen point at the articular sphere magnitude of displacement of the femoral head angle of inclination of the bor~ der plane with respect to R angle of the displacement of the pole from vertical axis the acetabular angle the ACM angle ϑF ϑL ϑL 0 ϑM ϑM 0 ϑR ϑU S µ ν σ Φ ϕ ϕR functional angle of the weightbearing area angle of the inclination of the lateral intersecting plane with respect to x = 0 angle of the inclination of the lateral intersecting plane with respect to x = 0 plane in rotated coordinate system angle of the inclination of the medial intersecting plane with respect to x = 0 plane angle of the inclination of the medial intersecting plane with respect to x = 0 plane in rotated coordinate system angle of the inclination of the ~ resultant hip joint force R with respect to vertical the angle of the inclination of the acetabulum magnification of the biomechanical parameter angle describing the rotation of femur around the axis through the femoral head angle of the inclination of the force F~ with respect to the horizontal angle of the displacement of the pole in the horizontal plane from x-axis in the counterclockwise direction angle describing the rotation of the pelvis in the frontal plane angle of the inclination of the ~ in resultant hip joint force R the horizontal plane 6 1.1 Structure of the hip joint Part 1 Introduction 1.1 Structure of the hip joint In order to understand the function of the hip joint it is necessary to know its structure. However in the biomechanical analysis we have to involve also the other parts of the body which are connected to the movements in the hip joint. Therefore in the following part, the morphology of the hip joint and the muscles, that are relevant for the hip joint, will be described. The hip joint forms the articular connection between the lower limb and the pelvic girdle (bony ring formed by the hip bone and the sacrum) (Fig. 1.1). It is strong and stable multiaxial ball-and-socket (spheroidal) type of synovial joint, where the articulating bone surfaces are covered with articular cartilage. The joint is surrounded by the articular capsule. A synovial membrane underlying the interior of the joint capsule secretes a lubricant known as synovial fluid. In this part we will describe bones, articular cartilage, articular capsule and muscles of the hip joint in more details. Sacrum Ilium Acetabulum Femoral head Pubis Ischium Femur Figure 1.1. Bone structure of the hip. Adapted from Hall, 1995. 7 1.1 Structure of the hip joint Iliac crest Tubercle of crest Anterior superior iliac spine Anterior inferior iliac spine Superior ramus of pubis Crest of pubis Head of femur Greater trochanter Body of pubis Intertrochanteric line Lesser trochanter Inferior ramus of pubis Pubic symphysis Obturator foramen Ischiopubic ramus Femur Figure 1.2. Bones of the hip joint, anterior view. Adapted from Agur, 1991. 1.1.1 Bones of the hip joint As mentioned above, the hip joint is a ball-and-socket type of joint. The femoral head represents the ball and the acetabulum, which is a part of the pelvis, represents the socket (Fig. 1.1). The pelvis forms the body connection between the trunk and the lower limb. The mature hip bone (os coxae) is a large flat bone formed by the fusion of the ilium, the ischium and the pubis (Fig 1.1). The two hip bones, which form together with the sacrum most of the bony pelvis, are united anteriorly by the pubic symphysis (Fig. 1.2). The ilium, that contributes the largest part to the hip bone, forms the superior part of acetabulum (Fig. 1.6). The ilium has winglike posterolateral surfaces, the ala, that provide attachment for muscles (Fig. 1.11). Anteriorly, the ilium has an anterior superior iliac spine (Fig. 1.2) and inferior to it an anterior inferior iliac spine (Fig. 1.2). From the anterior superior iliac spine the long curved superior border of the ala of the ilium, the iliaca crest (Figs. 1.2, 1.3), extends posteriorly, terminating at the posterior superior iliac spine (Fig. 1.3). Inferior to it there is posterior inferior iliac spine (Fig. 1.3). A prominence on the external part of the crest, the tubercle of the iliac crest (Figs. 1.2 1.3), lies 5 to 6 cm posterior to the anterior superior iliac spine [1]. The lateral surface of the ala of the ilium has three rough curved lines, the posterior, anterior and inferior gluteal lines, that separate the proximal attachments of the three large gluteal muscles (Fig. 1.3). 8 1.1 Structure of the hip joint Iliac crest Posterior gluteal line Posterior superior iliac spine Posterior inferior iliac spine Greater sciatic notch Ischial spine Lesser sciatic notch Ischial tuberosity Spiral line Tubercle of crest Anterior gluteal line Inferior gluteal line Neck of femur Greater trochanter Intertrochanteric crest Lesser trochanter Gluteal tuberosity Linea aspera Femur Figure 1.3. Bones of the hip joint, posterior view. Adapted from Agur, 1991. The ischium composes the posteroinferior part of the hip bone. The superior part of the body of the ischium fuses with the pubis and the ilium, forming posterioinferior aspect of the acetabulum (Fig. 1.3). The ramus of the ischium joins the inferior ramus of the pubis to form a bar of the bone, the ischiopubis ramus (Fig. 1.2). The rough bony projection at the junction of the inferior end of the body of the ischium and its ramus is the large ischial tuberosity (Fig. 1.3). The posterior border of the ischium forms the lower margin of a deep indentation, the greater sciatich notch (Fig. 1.3). The large triangular ischial spine at the inferior margin of this notch (Fig. 1.3) separates the greater sciatich notch from a smaller indentation, the lesser sciatich notch (Fig. 1.3). The pubis composes the anteromedial part of the hip bone and contributes to the anterior part of the acetabulum. The pubis is divided into body and two rami, superior and inferior (Fig. 1.2). Its symphyseal surface unites with the pubis of the opposite side to form the pubic symphysis (Fig. 1.2). The anterosuperior border of the united bodies and symphysis forms the crest of pubis (Fig. 1.2). A large aperture in the hip bone is formed by pubic and ischial rami – obturator foramen (Fig. 1.2). All three parts of the hip bone join to form the acetabulum. The acetabulum is the large cup-shaped cavity on the lateral aspect of the hip joint. The margin of acetabulum is deficient inferiorly at the acetabular notch. The rough depression in the floor of the acetabulum extending superiorly from the acetabular notch is the acetabular fossa (Fig. 1.5). The bony margin of acetabulum forms ”the inlet plane”. In the erect posture the aceta- 9 1.1 Structure of the hip joint Head Neck Greater trochanter Lateral condyle (a) Medial condyle (b) Figure 1.4. The frontal view of the proximal end of the femur showing the neck-shaft angle, denoted by CCD (a) and the top view of the proximal femur showing the angle of anteroversion, denoted by AT (b). Adapted from Nordin, 1989. bular inlet plane is not only inclined laterally and inferiorly but also opened anteriorly (anteversion). The femur (Fig. 1.1) is the longest and the heaviest bone in the body. The femur consists of a body and two ends, superior and inferior. The superior end of the femur consists of a head, neck and two trochanters, greater and lesser (Figs. 1.2, 1.3). The head of the femur, smooth, rounded proximal end, projects superomedially and slightly anteriorly. It has approximately spherical shape [71]. There is a little pit on the top, where the ligament of the head of the femur and the artery supplying the head of the femur are attached. The head is attached to the femoral body by the neck of the femur (Fig 1.3). We observe two angles of the femoral neck relative to the femoral shaft: the neckshaft angle, known as CCD angle (centrum-collum-diaphyseal angle) and the angle of anterotorsion, known as AT angle (Fig. 1.4). The CCD angle is the angle between the center line of the femoral neck and the centre line of the femoral shaft (see also Appendix C, Fig. C.1). The AT angle is the angle between the center line of the femoral neck and the center line of the flexion of the knee. In the newborn the CCD angle is about 150◦ , at the age of 18 months is usually diminished to 140◦ and in adults it is about 130◦ [71]. In old people the CCD angle is further reduced to about 120◦ [46]. The AT angle by delivery is about 35◦ ; after the delivery it decreases and at the end of the bone growth reaches its final value, usually about 14◦ [46]. At the junction of the femoral neck and the femoral body there are two large elevations – the trochanters. The lesser trochanter extends medially from the posteromedial part of the junction of the neck and body (Fig. 1.2). The greater trochanter projects superiorly and posteriorly (Fig. 1.2). The site of junction of the femoral head and of the femoral 10 1.1 Structure of the hip joint Lunate surface Fatpad in acetabular fossa Articular cartilage Head of femur Acetabular labrum Greater trochanter Transverse acetabular ligament Ligament of the head of femur (cut) Artery to head of femur Neck of femur Fibrous capsule (cut) Lesser trochanter Figure 1.5. Hip joint, lateral view. The hip joint was disarticulated by cutting the ligament of the head of the femur and retracting the head from the acetabulum. Adapted from Moore, 1995. body is indicated by the intertrochanteric line that runs from lesser to greater trochanter (Fig. 1.2). A similar but smoother ridge joins the trochanters posteriorly thereby forming the intertrochanteric crest (Fig. 1.3). The femur is smoothly rounded, except for a rough line posteriorly, the linea aspera (Fig. 1.3). There is a roughened area located on the posterior surface of the femur. This area is called the gluteal tuberosity (Fig. 1.3). 1.1.2 Articular capsule of the hip joint The stability of the hip joint is provided by a strong fibrous capsule (Figs. 1.5, 1.6) that envelopes the joint. An increased depth of the acetabular, that is provided by the fibrocartilagineous acetabular labrum and by the transverse ligament (Fig. 1.6), also contributes to the stability of the joint. The fibrocartilagineous labrum (Fig. 1.5) attaches to the bony rim of the acetabulum. Therefore more than half of the head is in contact with acetabular structure. The acetabular labrum wraps around the head of the femur and holds the head firmly in the acetabulum (Fig. 1.6). The strong loose fibrous capsule permits free movement of the hip joint. The fibrous 11 1.1 Structure of the hip joint Ilium Fibrous capsule Acetabular labrum Articular cartilage Orbicular zone Acetabular fossa Retinacula Ligament of the head of femur Acetabular labrum Synovial membrane Retinacula Figure 1.6. Coronal section of the hip joint. Adapted from Moore, 1995. capsule is attached proximally to the acetabulum and to the transverse acetabular ligament and distally to the neck of the femur at the intertrochanteric line and to the base of greater trochanter only anteriorly (Fig. 1.6, 1.7). Posteriorly, the fibrous capsule is attached to the neck near the intertrochanteric crest. Most capsular fibers take a spiral course from the hip bone to the intertrochanteric line. They allow flexion of the hip joint but restrict extension of the joint to 10◦ – 20◦ beyond the vertical position [53]. Some deep fibers pass circularly around the neck, forming the orbicular zone. These fibers form a collar around the neck that constricts the capsule and helps in holding the femoral head in the acetabulum (Fig. 1.6). Some deep longitudinal fibers of the capsule form retinacula (fibrous bands) (Fig. 1.6) that join with the periosteum . The retinacula contain retinacular blood vessels that supply the head and the neck of the femur. Some parts of the fibrous capsule are thicker than the others and are called ligaments. The fibrous capsule is reinforced anteriorly by a strong, Y-shaped iliofemoral ligament (Fig. 1.7), which attaches to the anterior inferior iliac spine and to the acetabular rim proximally and to the intertrochanteric line distally (Fig. 1.7). The iliofemoral ligament prevents hyperextension of the hip during standing by pulling the femoral head into the acetabulum. The fibrous capsule is reinforced inferiorly and anteriorly by the pubofemoral ligament 12 1.1 Structure of the hip joint Iliofemoral Y ligament Iliofemoral ligament Pubofemoral ligament Ischiofemoral ligament Anterior view Posterior view Figure 1.7. The ligaments of the hip. Adapted from Hall, 1995. that originates from the crest of the pubic bone and passes laterally and inferiorly to merge with fibrous capsule of the hip joint (Fig. 1.7). The pubofemoral ligament prevents overabduction of the hip joint. The fibrous capsule is reinforced posteriorly by the ischiofemoral ligament that originates from the ischial part of the acetabular rim and spirals superolaterally to the neck of the femur and to the base of the greater trochanter. The ischiofemoral ligament prevents hyperextension of the hip joint. The ligament of the head of the femur is of minor importance in contributing to the load of the hip joint [1]. Its wide end attaches to the margins of the acetabular notch and transverse acetabular ligaments, its narrow end attaches to the pit in the head of the femur (Fig. 1.5). It usually contains a small artery passing to the head of the femur. Synovial membrane of the hip joint lines the fibrous capsule and covers the ligament of the femoral head. It covers also the neck of the femur between the attachment of the fibrous capsule and the edge of the articular cartilage of the head (Fig. 1.6). The synovial membrane secretes transparent, alkaline, viscous fluid (synovial fluid) into the joint cavity. The synovial fluid serves as a lubricant, a shock absorber and a nutrient carrier. 1.1.3 Articular cartilage of the hip joint The round head of the femur is inserted in the cuplike acetabulum of the hip bone. Joint cartilage covers both articulating surfaces. The head of the femur is covered by the articular 1.1 Structure of the hip joint 13 cartilage, except for the pit of the femoral head where the ligament of the head of the femur is attached. The cartilage on the acetabulum is thicker around the periphery of the acetabulum. The central and inferior part of the acetabulum, the acetabular fossa, is not covered with the cartilage (Fig. 1.5). The articular cartilage attains a horseshoe shaped structure called facies lunata (Fig. 1.5). The part of the acetabular fossa, that is not occupied by the femoral head is filled with fat and is therefore called the fatpad (Fig. 1.5). The malleable nature of the fatpad permits it to change the shape during the joint movement. The fatpad is covered by the synovial membrane. Morphology and function of the articular cartilage The articular cartilage is a thin layer of fibrous connective tissue on the articular surfaces of the synovial bones. Articular cartilage consists of cells (5%) and intercellular matrix (95%). The intercellular matrix consists of structural macromolecules and tissue fluid and contains 65–80% of water. In the articular cartilage there are two main types of structural macromolecules: collagen and proteoglycans. Interaction of these substances, which are produced by the chondrocytes, determine the mechanical behaviour of the cartilage. The functions of the articular cartilage are: transfer of the forces between the articular bones, distribute of the forces in the joint and allow of the joint movements with minimal friction. The molecule that gives the articular cartilage tensile stiffness and strength is the insoluble fibrous protein – collagen. Due to its fibrous structure the collagen offers only little resistance to compression, however its tensile stiffness is high (Fig. 1.8). The collagen fibers in the cartilage twine and bound with other structural macromolecules to create a relatively stiff and immobile net. The proteoglycans are a group of glycoproteins formed of subunits of disaccharides that are joined into a protein core. The proteoglycans are anchored to the network of the collagen fibers. Due to their molecular structure they are suited to resist the compressive forces. The sugars may carry negative electrostatic charge and are attracted to water. The proteoglycans can hold in vitro up to 50 times of their weight of water. The negatively charged molecules of disaccharides repel each other and attempt to become as far as possible 1.9. In vivo they are restrained by the collagen mesh and exist in as little as 20% of their volume they would have if free, the proteoglycans are forced together and repulsive forces between the like charges are increased. The result is a viscoelastic “gel” surrounding 14 1.1 Structure of the hip joint (a) (b) Figure 1.8. Schematic diagram of the collagen fibers in tension (a) and compression (b). Adapted from Nigg, 1995. the collagen fibers. The cells of the cartilage are responsible for synthesis and degradation of the matrix. The articular cartilage is structurally heterogenous. It changes with the depth from the joint surface. The constitutive changes are continuous but may be divided into four zones (Fig. 1.10). • the superficial zone is the thinnest superficial region of the articular cartilage. A surface layer of the superficial zone (lamina splendens) consists of random flat tangential bundles of collagen fibrils. The deeper layer of the superficial zone consists of the collagen fibers lying parallel to the plane of the joint surface. It is structured to resists the shear stress that develops during joint motion. This deeper layer also contains some elongated chondrocytes, which are relatively inactive and whose long axes lie parallel to the joint surface. • The transitional zone consists of collagen fibers which are parallel to the joint mo- tion, but less than those in the superficial zone. The chondrocytes are spherical and metabolically more active. 15 1.1 Structure of the hip joint (a) (b) Figure 1.9. Proteoglycan rich domain. Unstressed in solution: negtively charged groups repel each other (a) Compressive stress reduces the volume of the aggregate solution, which increases the density and increases the repulsive forces. Adapted from Nigg, 1995. Figure 1.10. Collagen fibers and chondrocyte arrangement in the heterogenous layers of the articular cartilage. Adapted from Nordin, 1989. 1.1 Structure of the hip joint 16 • The deep zone features large numbers of big collagen bundles running perpendicular to the plane of the hip joint motion. Proteoglycan contents is highest in the deep zone. The chondrocytes are round and stacked on the top of each other into a column perpendicular to the joint surface. • The calcified zone forms a transition from soft articular cartilage to the stiffer sub- chondral bone. It is characterized by the presence of hydroxyapatite, an inorganic constituent of bone matrix which provides rigidity. The calcified zone is separated from the deep zone by the undulating line –“tidemark” (Fig 1.10). The collagen fibers from the deep zone anchor the cartilage to the bone by anchoring themselves into the subchondral bone. 1.1.4 Movements within the hip joint When we spoke about movements involving the hip, we have to consider not only the movement of the femur but also the movement of the pelvis. The movements of the femur are primarily due to the rotation occurring at the hip joint. The function of the pelvis is in positioning the hip joint for effective limb movement. The pelvis can rotate in all directions that can be described in three planes of movement [23]. The hip movements are described as flexion – extension, abduction – adduction, medial – lateral rotation and circumduction. The active movement of the hip joint is performed by a number of muscles. Bellow we describe particular muscles and their functions about the hip. Muscles of the hip Muscles, which cross the hip, allow the locomotion of the body and also contribute to its stability. The locations of the attachments and the functions of the muscles of the hip are summarized in Table 1.1. Flexion and extension The major flexors of the hip are iliacus and psoas major1 (Fig. 1.11). But also other muscles are active in flexion [23] : rectus femoris,tensor fascia latae, sartorius and pectineus . These 1 known as iliopsoas because of their common attachment to the femur 17 1.1 Structure of the hip joint Muscle Rectus femoris Iliopsoas (Iliacus) (Psoas) Sartorius Pectineus Proximal attach- Distal attachment ment Anterior inferior iliac Patella spine Function about the hip Flexion Iliac fossa and adja- Lesser trochanter cent sacrum 12th thoracic and lum- Lesser trochanter bal vertebrae and lumbal disc Anterior superior iliac Upper medial tibia spine Flexion Pectineal crest of pubic ramus Tensor fascia la- Crest of ilium tae Gluteus maximus Gluteus medius Gluteus minimus Gracilis Adductor magnus Adductor longus Adductor brevis Posterior ilium, iliac crest, sacrum and coccyx Between posterior and anterior gluteal lines on the posterior ilium Between anterior and inferior gluteal lines on the posterior ilium Anterior, inferior symphysis pubis Inferior ramus of pubis and ischium Anterior pubis – below pubis crest Flexion Assists with flexion, abduction and lateral rotation Medial femur Flexion, abduction and medial rotation Iliotibial band Assists with flexion, abduction and medial rotation Gluteal tuberosity of Extension and lathe femur and iliotibial teral rotation band Greater trochanter Abduction, medial rotation Anterior surface of the Abduction, megreater trochanter dial rotation Medial, proximal tibia Adduction Entire linea aspera Adduction, lateral rotation Adduction, lateral rotation, assists with flexion Adduction, lateral rotation Middle linea aspera Inferior ramus of the Upper linea aspera pubis Table 1.1. Muscles of the hip. Adapted from Hall, 1995 18 1.1 Structure of the hip joint Psoas minor Ala of ilium Iliacus Psoas major Anterior view Figure 1.11. The iliopsoas complex. Adapted from Hall, 1995. Muscle Proximal ment attach- Distal attachment Hamstrings Semitendinosus Medial ischial berosity Semimembranosus Lateral ischial berosity Biceps femoris Lateral ischial (long head) berosity Function about the hip tu- Proximal, medial tibia Extension tu- Proximal, medial tibia Extension tu- Posterior lateral con- Extension of thigh dyle of the tibia, head of the fibula The six outward sacrum ilium and is- Posterior greater tro- Outward rotation rotators chium chanter Table 1.1. continued Muscles of the hip. Adapted from Hall, 1995. muscles are shown in figure 1.12. Because the rectus femoris is a two-joint muscle (Fig. 1.12) and is active during the hip flexion and knee extension, it functions more effectively as a hip flexor when the knee is in extension. The hip extensors are: gluteus maximus (Fig. 1.14), biceps femoris, semimembranosus, and semitendinosus. The muscles biceps femoris, semimembranosus and semitendinosus are called the hamstrings (Fig. 1.13). The gluteus maximus is active only when the hip is in extension [23]. The hamstrings are two-joint muscles that contribute to the extension of the hip and flexion of the knee. During the extension the fibrous capsule is tight, therefore the hip can be extended only slightly beyond vertical. The degree of flexion depends on the position of the knee. When the knee is flexed and the hamstrings are relaxed, the thigh 19 1.1 Structure of the hip joint Tensor fasciae latae Pectineus Sartorius Rectus femoris Anterior view Figure 1.12. Assistant flexor muscles of the hip. Adapted from Hall, 1995. Semimembranosus Semitendinosus Biceps femoris Posterior view Figure 1.13. The hamstrings, posterior view. Adapted from Hall, 1995. can be moved toward the abdominal wall. Abduction and adduction The gluteus medius (Fig. 1.14) is the major abductor acting in the hip with the gluteus minimus (Fig. 1.14) assisting. These muscles stabilize the pelvis during the support phase of walking and running and in the one-legged stance [1]. Abduction is important in the one-legged stance that is the representative body position considered in this work and will be mentioned later in more details (Section 1.2.2). The hip adductors are the muscles that cross the joint medially: adductor longus, adductor brevis, adductor magnus, and gracilis (Figure 1.15). These muscles also contribute 20 1.1 Structure of the hip joint Gluteus maximus Gluteus minimus Gluteus medius Posterior view Figure 1.14. The three gluteal muscles, posterior view. Adapted from Hall, 1995. Adductor magnus Adductor longus Adductor brevis Gracilis Anterior view Figure 1.15. Adductor muscles of the hip. Adapted from Hall, 1995. to the flexion and internal rotation of the hip, particularly when the femur is externally rotated [23]. Medial and lateral rotation Although several muscles contribute to the lateral rotation of the femur, there are six muscles acting solely as lateral rotators. These are : piriformis, gemellus superior, gemellus inferior, obturator internus, obturator externus, and quadratus femoris (not shown). Outward rotation of the femur occurs in walking to enable the rotation of the pelvis. The major medial rotator of the femur is the gluteus minimus with the assistance of the tensor fascia latae, semitendinosus, semimembranosus, and the four adductor muscles. The 1.1 Structure of the hip joint 21 medial rotation of the femur usually does not require substantial muscle force, therefore the medial rotators are weak in comparison to the lateral rotators. 1.2 Loads on the hip 1.2 22 Loads on the hip In case of the hip joint, the load is the vector sum of all forces transmitted from the acetabulum to the head of the femur [46]. We will call this vector sum the resultant hip ~ The load on the hip is expressed in newtons or in body weight units. The load force R. can be determined by direct measurements or by external measurements combined with mathematical models. 1.2.1 Direct measurements The direct in vivo measurements are performed by implanted instrumented prostheses [3, 4, 6, 61]. The electronic measuring device is integrated into the neck of hip endoprosthesis for in vivo measurement. Bergmann et al. [4] used electronic measuring device which consists of a multichannel amplifier with the inductive power supply, a component for wireless signal transduction from inside the body and strain senzors mounted in the neck of the prosthesis. From the signals caused by strain in the sensors, the magnitude and direction of joint force acting on the prosthesis head could be measured by using a complex calibration procedure [3]. The load of the hip during walking, standing, stair climbing and during other activities was measured [4]. Instrumented implants potentially offer the most accurate information, but they are technically complex and offer no direct benefit to the patient [7]. The measurements could be performed only in the patients with implanted instrumented endoprostheses. The values from these measurements may not be equal to the values of the forces present in normal joint [12] due to different properties of endoprosthesis as compared by normal hip. Studies in several laboratories over many years have resulted in only one or two implantations by each group and all have encountered many technical problems [7]. However data from these studies can be used to validate the theoretical models, as shown by Brand et al. [7]. 1.2.2 External measurements combined with mathematical model The major advantage of mathematical modelling is a possibility to study large groups of subjects with intact hips. Mathematical models of the hip load use some simplifications as described below and therefore the possibility of mistake is larger than by direct measurements. The input into these models are the geometrical parameters of the body (usually 23 1.2 Loads on the hip obtained from radiographs) [30, 46, 57], the motion of the body and measured external reaction forces [6]. By biomechanical modelling of the human motion, the human body is usually divided into segments connected by joints. One segment is considered as a rigid body with given mass, center of gravity and moment of inertia. The movement of the segment is caused by external forces acting on it. The forces acting on the segment are the weight of the ~ and the forces exerted by other segments (i.e. the intersegmental forces F~I ). segment W An intersegmental force is a vector sum of all forces acting on the joint surface and all forces exerted by anatomic structures (i.e. muscles and ligaments). The origin point of the intersegmental force is taken at the connections between the segments (Fig. 1.16). The forces acting on the particular segment may cause rotation of this segment but also rotation of other segments. Rotation of the segment is described by its rotational moment. The transfer of the rotational moment to other segments is described by interseg~ I . The motion of the segment could be described by Newton’s mental rotational moments M equations of motion. ~ + W X F~Ii = m ~a (1.1) i (~rCG ~ ) + (~rCG × m ~a) + × W X i (~rCIi × F~Ii ) + X M~I i = J α ~ (1.2) i where m is the mass of the body, ~a is the acceleration of the body segment, J is the moment of inertia of the segment, α ~ is the angular acceleration, ~rCG is the positional vector from the center of gravity of the segment to the center of rotation and ~rCI is positional vector from the center of rotation to the origin of the intersegmental force (Fig 1.16). The index i runs over all the segments that act on the given segment. From this point of view, human body is acting as a system of levers. The intersegmental force between two segments could be expressed as a sum of force ~ and the force exerted by the muscles F~ [6] if other forces are neglected acting in the joint R (e.g. forces of ligaments) ~ + F~ F~I = R (1.3) ~ the intersegmental forces and the forces of To determine the joint resultant force R, the muscles must be known. If we include all the forces acting on the segment, the number of unknown quantities would be higher than the number of equations and we could not solve this problem. Therefore we add some basic assumptions to simplify the problem. For 24 1.2 Loads on the hip Figure 1.16. Schematic figure of the forces acting on the body segment, center of rotation is denoted by C, center of gravity is denoted by G. example, we can simplify the situation by describing stationary position of the body. Such ~ are equal models are called statical. Then the acceleration ~a and the angular acceleration α to zero. In such case the equilibrium of the forces and rotational moments must be fulfilled for all the segments. In the contrast to the statical model, the dynamical models allow us to calculate the dynamic load. Dynamical models are more complex and were developed later. Statical models of the hip load Basic assumption included in these models is that the body is in static state of equilibrium. We can also use these models to estimate load swing phases of gait in which acceleration is small. Many authors [5, 27, 41, 46, 57, 71] choosen as the most appropriate position, to assess the load, the stance phase of gait, the one-legged stance (Fig. 1.17) because it also represents the most frequent body position in everyday activities. The stance phase of gait corresponds to phase 16 of gait cycle phases after Fisher [43] (Fig. 1.21). In the one-legged stance the body could be divided into two segments. The first segment is the loaded leg and the second segment is the rest of the body. In this position, the hip on the supporting side bears the partial body weight WB − WL (body weight minus the weight of the loaded leg)(Fig. 1.18). Assuming the equilibrium of the forces (Fig. 1.18) for the first or for the second segment (Eqn. 1.1) we obtain ~B −W ~ L + F~I = 0 W (1.4) 25 1.2 Loads on the hip Figure 1.17. Phases of gait. Stance phase of gait is denoted by arrow. The loaded leg is marked by shading. Figure 1.18. Forces acting on the segments of the body in the one-legged stance. Forces acting on the second segment are shown. where F~I is intersegmental force exerted by the first segment on the second segment. In the second segment, the intersegmental force is the sum of the hip joint reaction ~ and the resultant force of the muscles F~ acting on the segment (Eqn. 1.3). It is force R ~ lies in the center of the femoral head taken that the origin of the hip joint reaction force R [6, 27, 46, 57]. According to the action-reaction law, the femoral head exerts an opposite ~ on the acetabulum. Inserting equation (1.4) into equation (1.3) yields: force −R ~B −W ~ L) − R ~ =0 F~ + (W (1.5) The situation regarding the forces in a static one-legged stance is depicted in figure 1.19. The muscle force acting on the segment F~ is the vector sum of the forces of all the muscles F~i that are active in the particular body position X F~ = F~i i (1.6) 26 1.2 Loads on the hip T' Figure 1.19. The forces acting on the hip in the one-legged stance after Pauwels [57]. ~ – σ, ϑR , respectively and magnitudes of the levers of The inclinations of the forces F~ , R ~ L ), F~ – k, r respectively are depicted. The virtual site of the insertion ~B −W the forces (W of the muscle force is denoted by T 0 . where i runs over over all the muscles. Considering the equation (1.5), the equation (1.6) is written as: X i ~B −W ~ L) − R ~ =0 F~i + (W (1.7) In the static state of equilibrium the acceleration ~a and the angular acceleration α ~ are equal to zero, therefore the sums of the forces and rotational moments for both segments are equal to zero (Eqns. 1.1, 1.2). In our two-segment system, it is taken that rotation of the segments occurs with respect to the axis through the center of the femoral head. Therefore the center of the femoral head was chosen for the origin of the coordinate system. The coordinate system was chosen so that y = 0 plane lies in the frontal plane of the body and x = 0 plane lies in the sagittal plane of the body (Fig. 1.20). The origin of the intersegmental forces is in the center of the femoral head (center of rotation), therefore the intersegmental forces do not produce rotational moments (Fig. 1.18). Considering this in the equation (1.2) for the second segment (the upper part of the body and free leg), we can see that the second and the third term on the left side of the equation (1.2) as well as 27 1.2 Loads on the hip the term on the right side of the equation (1.2) are equal to zero, ~k × (W ~B −W ~ L) + M ~I = 0 (1.8) where ~k is the positional vector from the center of rotation (center of the femoral head) to ~ I is the intersegmental rotational moment the center of gravity of the second segment and M that is needed to maintain balance. In the one-legged stance the equilibrium is ensured by the activity of the muscles. It is taken that the intersegmental rotational moment is the sum of the rotational moments of the muscle forces. ~I = M X i ~ri × F~i (1.9) where ~ri is the positional vector from the center of rotation to the origin of the muscle force of the i-th muscle and F~i is the corresponding muscle force. The index i runs over all muscles that are active in the one-legged stance. Inserting the equation (1.9) into the equation (1.8) yields: ~k × (W ~B −W ~ L) + X (~ri × F~i ) = 0 (1.10) i The body weight and the muscle forces act as a system of levers with the center of rotation in the femoral head. ~B −W ~ L ) is directed It was estimated [27, 46, 57] that weight of the second segment (W inward vertically and that its origin lies in the frontal plane. ~B −W ~ L = (0, 0, −(WB − WL )) W (1.11) The center of gravity is shifted toward the nonsupporting side. The magnitude of the lever arm of the weight of the second segment of the body ~k (Fig. 1.19) ~k = (k, 0, 0) (1.12) could be calculated from the geometrical parameters of the body. It was estimated by Legal [46] that: k = 0.6 l (1.13) where l is the interhip distance (the distance between the centers of the femoral heads). The intersegmental rotational moment exerted by the first segment on the second segment is 28 1.2 Loads on the hip of the same magnitude and opposite direction than the intersegmental rotational moment exerted by the second segment on the first segment. The equilibrium of the rotational moments of the first and of the second segment yield: WB c − WL b − MI = 0 (1.14) −(WB − WL ) k + MI = 0 (1.15) ~ L and c is the x-coordinate where b is the x-coordinate of the weight of the loaded leg W ~ B (Figure 1.20). Using the equations (1.14) of the origin of the ground reaction force −W and (1.15) gives for the lever arm of the partial body weight [52]: k= WB c − WL b WB − WL (1.16) The parameters b and c could be expressed by the interhip distance [52]. b = 0.24 l (1.17) c = 0.50 l (1.18) The weight of the leg could be approximated by the equation [11]: WL = 0.161 WB (1.19) The levers of the muscle forces ~ri and the directions of the muscle forces could be calculated directly from the geometrical parameters of the body [6, 30, 43] as shown below. So if we ~B −W ~ L and ~ we have to know the force W want to determine the resultant hip force R, the resultant muscle force F~ . We have six scalar equations given by three components of the vector equations (1.7) and (1.10). If all the muscles were included into our equations, the number of unknown quantities would be much higher than the number of equations. Mathematically, an infinite number of solutions would satisfy the system of equations. We can solve this problem by reducing the number of unknowns (reduction method) or by adding new criteria for muscle forces (optimization method). These methods will be discussed below. The aim of the reduction method is to modify an initially indeterminate problem to a determinate one by reducing the number of unknowns. Pauwels [57] simplified the problem by taking that all forces that act on the hip lie in the frontal plane (two dimensional model). Reducing the problem to a two dimension, two equations for two components of 29 1.2 Loads on the hip ~ (Eqns. 1.20, 1.21) and one scalar equation for one component of the the forces F~ and R ~ is expressed by rotational moments (Eqn. 1.22) can be written. The resultant joint force R its magnitude R and by its angle of inclination with respect to the vertical ϑR (Fig. 3.4). In the Pauwels model a force of one effective muscle F~ is considered. This force represents the forces of all the muscles (Fig. 1.19). The inclination of the force F~ with respect to the horizontal is denoted by σ (Fig. 1.19). The virtual site of the insertion of the muscle force F~ was taken at the junction of the superolateral border of the greater trochanter with it upper horizontal part [46] (in figure 1.19 denoted by T 0 ). The distance perpendicular to the muscle force F~ from the virtual site of the insertion of the muscle force to the center of the femoral head (r) was determined from the position of the greater trochanter in the radiograph (Fig. 1.19). After determining σ and r from the radiograph and estimating k three scalar equations with three unknown quantities F, R, ϑR are obtained. R cos ϑR = WB − WL + F sin σ (1.20) R sin ϑR = F cos σ (1.21) r F = k (WB − WL ) (1.22) The angle σ was taken to be 69◦ [57]. The model of Pauwels was used by a number of authors [5, 22, 41, 46, 51] without or with little changes, as it is very simple. The position of the greater trochanter is reflected in the magnitude and direction of the the hip joint reaction force. However, the model is restricted to two dimensions and it does not take into account other geometrical parameters of the pelvis and femur. Therefore it is unsuitable for simulating some of the osteotomies. It also does not provide accurate description of the muscle force because only one muscle forces is included. Williams & Svensson [71] developed a three dimensional static model. They included seven muscles and ligaments. Muscles and ligaments were combined into three main muscle groups according to similar effect. Within each muscle group the direction of the respective effective muscle and its attachment point was described. In three dimensions there are six equations (Eqns. 1.7, 1.10) and six unknowns – the three components of the hip joint ~ and the magnitudes of the three effective forces corresponding to the reaction force R three muscle groups. By considering the equilibrium of the pelvis and the femur in three dimensions they obtained solutions for the effective forces of the three muscle groups and the hip joint reaction force. This model provides a better approximation of the hip joint reaction force, however due to the simplification (muscle groups rather than individual 30 1.2 Loads on the hip muscles) it still does not provide an accurate estimation of the muscle forces. The direction of the muscle forces are fixed, therefore this model could not be easily adapted for different geometrical parameters of the pelvis. It could not be used for calculation of the change of the hip joint reaction force by different operative changes of the hip geometry. In our work we used a three dimensional model in one-legged stance [27]. Accordingly, we will describe this model in details. The basic assumptions of this model are similar to the assumptions of the models above (Eqns. 1.7, 1.10). In this model five muscles are included: piriformis, gluteus medius, gluteus minimus, rectus femoris and tensor fasciae latae. Since gluteus medius and gluteus minimus are attached to the pelvis over a rather large area, each of these two muscles is divided into three parts as presented in Table 1.2. Therefore, there are nine effective muscles in the model. The muscles are considered to act in straight line in the direction determined by the line connecting the points of attachments. Each muscle has one proximal attachment point and one distal attachment point. We can describe these points by their position vectors: ~ri for the proximal attachment point and ~ri 0 for the distal attachment point. From the position of the muscle attachment points, the direction of the force of the muscle, given by the unit vector ~si , is calculated. ~si = ~ri 0 − ~ri |~ri 0 − ~ri | (1.23) The muscle force F~i can be approximately written by the following vector expression [27]: F~i = fi Ai ~si i = 1, . . . , 9 (1.24) where Ai is the relative cross-sectional area of the i-th muscle, fi is the average tension in the i-th muscle and ~si is the unit vector in the direction of the the i-th muscle. The attachments points of the muscles are obtained by correcting the reference attachment points according to data obtained from the standard antero-posterior radiograph. The reference attachment points are given in the work of Dostal and Andrews [16]. The rotation of the pelvis in the frontal plane is described by the angle ϕ (Fig. 1.20) while the rotation of femur around the axis throw the femoral head is described by the angle ν (Fig. 1.20). We have twelve scalar unknowns (three components of the hip joint reaction forces and nine magnitudes of the forces of the muscles) but only six equations (Eqns. 1.10, 1.7). This problem was solved using the reduction method. The muscles were divided into three 1.2 Loads on the hip Figure 1.20. The model of one-legged stance. After Iglič et al. , 1990. 31 32 1.2 Loads on the hip Muscle Group i gluteus medius-anterior a 1 gluteus minimus-anterior a 2 tensor fasciae latae a 3 rectus femoris a 4 gluteus medius-middle t 5 gluteus minimus-middle t 6 gluteus medius-posterior p 7 gluteus minimus-posterior p 8 gluteus piriformis p 9 F̃i F~1 F~2 F~3 F~4 F~5 F~6 F~7 F~8 F~9 Ai 0.266 0.133 0.120 0.400 0.266 0.113 0.266 0.113 0.100 fi fa fa fa fa ft ft fp fp fp Table 1.2. The muscles included in the model of Iglič et al., 1990 are divided into three groups according to their muscle attachment point positions relative to the frontal plane of the body : a (anterior), t (middle), p (posterior). The symbol F~i denotes the i-th muscle force, Ai the relative cross-sectional area of i-th muscle and fi the average muscle tension in i-th muscle. groups – the anterior (a), the middle (m) and the posterior (p) group (Table 1.2). It was assumed that the average tension fi i = a, m, p is the same for the muscles of the particular muscle group. The rotation of the pelvis in the frontal plane, described by angle ϕ, and the rotation of the femur in the frontal plane, described by angle ν, is taken into account (Fig. 1.20). For the one-legged stance the value of ϕ is taken to be 0.5◦ [27] while the angle ν is determined by the equations (Fig. 1.20): sin ν = b x0 (1.25) where the x0 is the length of the femur. The equilibrium equations (Eqns. 1.7 and 1.10) are i = a, m, p and Ri i = 1, 2, 3, are obtained. ~ lies nearby the frontal plane [27, 64]. The results show that the hip joint reaction force R then solved and the unknown quantities fi This model allows adjustment of the muscle attachment points and therefore the muscle directions for each patient are determined individually. The input into this model are geometrical parameters of the pelvis and proximal femur obtained from standard AP radiograph (see section 3.2). The attachment points of the muscles are then computed by correcting the standard geometry of the pelvis [27]. This model could be used for simulation of the biomechanical effect of acetabular osteotomies [27, 28, 30] and of osteotomies of the femur [29]. Another procedure of solving the problem of unknown muscle forces acting on the joint 33 1.2 Loads on the hip Author Year Value of R/WB Rydell 1966 2.5 Bergmann 1994 3 Pauwels 1976 4 Williams & Swensson 1968 6 Bombelli 1983 3.7 Legal 1987 3.08 Iglič 1993 2.38 Maček-Lebar 1993 2.37 Method direct measurement direct measurement reduction, 2D reduction, 3D reduction, 2D reduction, 2D reduction, 3D optimization, 3D Table 1.3. Predicted values of the magnitude of the hip joint reaction force R with respect to body weight WB by one-legged stance. is the approach called optimization method. This technique allows an unique solution by requiring that the solution not only satisfies the equations of motion but also satisfies some more or less arbitrary “optimization” (minimization or maximization) criteria [6]. The Newton’s equations of motion (Eqns. 1.1, 1.2) are iteratively solved until a solution is found. This solution fulfills the optimization criteria. The problem is how to choose the optimization criteria [7, 13]. We do not know a priori the algorithm that brain uses to select muscles so the optimization criteria should be based on some physiological principle [13] that could be expressed by mathematical function – an optimization function. The optimization functions can be divided into linear and non-linear functions. The linear optimization function is the sum of linear decision variables, which can be muscle forces or average muscle stresses. The average muscle stress is defined as the muscle force divided by the cross-sectional area. These linear optimization functions are for example: minimization of the sum of the muscle forces, minimization of the sum of the muscle stresses, minimization of the neuromuscular activation, minimization of the energy [40, 59, 62]. The second type of the optimization functions is more general, it incorporates decision variables raised to some power and also the products of the decision variables. Non-linear formulations are not so easily solved. These non-linear minimization functions are for example: minimization of the sum of the muscle forces raised to power two, maximization of the time of the muscle contraction, maximization of the endurance time of the muscular contraction [12, 17, 47]. The model mentioned above [27] could not describe the motion of the body in the sagittal plane because in such case it would involves negative value of some muscle for- 1.2 Loads on the hip Fa /WB Ft /WB Fp /WB R/WB 34 Optimization Without optimization 0.809 0.458 0.450 1.041 0.363 0.098 2.370 2.383 Table 1.4. Comparison of the values of the magnitudes of the muscle groups forces Fa , Fp , Ft and the magnitude of the hip joint reaction force R with respect to body weight WB determined by optimization method or without optimization method. Figure 1.21. The hip joint resultant force and its components by gait. Adapted from Pedersen etal., 1999 ces. However, this model could be improved by using the optimization method [47, 48]. The problem of the one-legged stance was solved by using a non-linear optimization function [47]. It was assumed that from mechanical point of view the physiological criterium is minimal bone loading. So the magnitude of the hip joint reaction force R is taken as the objective function in the numerical optimization. Nine unknowns muscle tensions fi i = 1, . . . , 9 are achieved by numerical minimization of the hip joint reaction force. Comparison of the values of the muscle forces and hip joint reaction force determined by using the optimization method or without optimization method are shown in table 1.4. We can see good agreement of the magnitudes of the resultant hip force, the magnitudes of the forces in particular muscle groups differs considerably. 1.2 Loads on the hip 35 Dynamical models Dynamical models allow to calculate the forces in the hip joint during dynamical load. It means that the acceleration (Eqn. 1.1) and the angular acceleration (Eqn. 1.2) of the body segments differs from zero. By dynamical models we have to take into account the displacement history or the motion of the body segments (kinematics), the external reaction or foot-floor forces (kinetics), and the body segment inertial properties (i.e., the mass, the location of the center of the gravity and the moment of inertia) to solve the Newton’s equations of motion (Eqns. 1.1, 1.2). The problem of determination of the intersegmental forces and moments is called the inverse dynamics problem. The dynamical model of the gait is well elaborated [6, 7, 12, 58]. The algorithm of the method is shown in figure 1.22. The pelvis and the involved lower extremity were modeled as four segments: the pelvis, the thigh , the shank and the foot-plus-shoe segment. These four segments were considered to be connected by smooth ball-socket joints. By using the data from kinematics, kinetics of the segments and data of inertial properties of the segments the intersegmental resultant forces and rotational moments could be determined. To further determine the hip joint reaction forces, the knowledge of the muscle forces is necessary (Eqn. 1.3). For computation of muscle forces a 47-element straight-line three dimensional muscle model was used. The magnitudes of the muscle forces were obtained by using the optimization technique. The inputs into this model were: the foot-floor reaction force, the movement history of the body segments and the physical properties of body segments. The foot-floor reaction force was recorded by using a piezoelectric force plate. Triads of light-emmitting diods (LED) were attached to the pelvis, thigh and shank of the subject while the motion of the body segment was recorded with biplanar photography using a videosystem. From the obtained data, the accelerations and the velocities of the segments of the lower limb were computed. The hip joint reaction force was determined. The magnitude of the hip joint reactant force during gait is shown in the figure 1.21. Crownishield et al. [12] investigated also other activities: climbing and descending stairs, raising from the sitting position, etc. 36 1.2 Loads on the hip Kinematics Kinetics Inertial properties Equations of motion XXXX XX Intersegmental resultant Intersegmental resultant moments forces Optimization criteria Muscle model Optimization algorithm Muscle forces Joint forces Figure 1.22. Plan for the calculation of muscles and resultant forces. Adapted from Brand et al., 1994 1.3 Stress in the hip joint articular surface 1.3 37 Stress in the hip joint articular surface Besides the hip joint force that is described as acting at one point on the femoral head, we are interested in the distribution of the forces, i.e. in stresses acting in the hip. We can discriminate between the tensile stress, the shear stress and the compressive stress. In this work we do not consider the tensile stresses and the shear stresses that arise in the proximal femur. Further, the shear stress in the hip joint articular surface due to friction can be neglected for smooth, well lubricated femoral and acetabular articular surfaces which are spherical and congruent [9, 43]. It means that the articular cartilage behaves “hydrostatically”, so the forces transmitted across the articular surface are all normal. Therefore only normal (radial) stress is considered [21, 30, 43]. This compressive stress is denoted as contact stress p. The contact stress is expressed in pascals (Pa). The area of the hip where the contact stress differs from zero is called the weight-bearing area. The value of the contact stress can be estimated by direct measurements or by some external measurements in combination with mathematical models. 1.3.1 Direct measurements Direct measurement of the stress are performed in a similar manner as direct measurement of the load by instrumented endoprostheses. In the direct measurement of the force (section 1.2.1) the load is determined through measured strain within the sensors in the femoral neck. To measure the contact stress the sensors must be mounted in the articular surface of the endoprosthesis. Measurement of the hip force refers to the total load on the prosthesis, whereas the measurement of the stress samples discrete regions of the prosthesis. Thereby the the local contact stress between the prosthesis and the acetabular cartilage is determined. Carlson et al. [10] developed radio telemetry device which can monitor the magnitude and distribution of the stress generated between the cartilage of the acetabulum and the surface of the hip prosthesis. The stress distribution is detected by an array of 14 sensors integrated in surface of the ball of the prosthesis. Such prosthesis was implanted in a patient [26]. Stress was measured in walking, climbing the stairs, rising the chair and during other activities during the rehabilitation (Tab. 1.5). During gait, the highest measured pressures were located in the superior and posterior part of the acetabulum. Advantages and disadvantages of the direct measurements of stress are the same as in 1.3 Stress in the hip joint articular surface 38 ~ perpendicular upon the same weight-bearing area A Figure 1.23. The same force R cause the different normal stress if different distribution of the stress is considered, (a) homogeneous distribution of the stress, (b) heterogeneous distribution of the stress. measurements of the load, as previously described. 1.3.2 External measurements combined with mathematical models A non-invasive method used to estimate the contact stress in the hip is mathematical modelling. Stress in the hip depends on several factors that should be included into the ~ acting on the hip, the model: the magnitude and direction of the hip joint reaction force R the weight bearing area of the joint and the distribution of the forces on this area. It is usually assumed that the articular surfaces of the femoral head and the acetabulum are spherical and are arranged concentrically, when unloaded. The radius of the articular surface is taken to be the mean of the radii of the articular surfaces of the femoral head and the acetabulum. The size of the weight-bearing area is a critical factor : the smaller the weight-bearing area, the greater stress [57]. The loads on the hip, the geometrical parameters of the acetabulum and the femoral head (i.e. coverage of the femoral head) and the mechanical properties of the articular cartilage determine the weight bearing area [46]. Geometrical parameters of the acetabulum and the femoral head could be obtained by external measurements from radiographs [21, 31, 45]. When we compute stress in the hip joint, we assume that the hip joint reaction force is ~ = (Rx , Ry , Rz ). If it is assumed that the hip joint reaction force lies in the frontal known, R ~ by its magnitude and by its inclination with respect to vertical ϑR . plane, we can define R ~ is inclined medially with respect to the vertical (Fig. 3.4). The angle ϑR is positive if R Compressive stress is defined as uniformly distributed force per area A [25]. The direction of the force coincides with the normal to A [25]. However we must take into account that the normal to the weight-bearing area of the hip joint A is not everywhere parallel to 39 1.3 Stress in the hip joint articular surface z z R R x (a) (b) x ~ on the hemispheric surface according to Legal, 1987. If Figure 1.24. Action of the force R the force is directed to the top of the hemisphere, the distribution of stress is homogenous (a). If the force is eccentric, stress raises toward the margin (b). ~ Therefore, the hip joint reaction force must be resolved into a the hip joint reaction force R. ~ that are perpendicular to the area elements dA. Stress acting upon set of partial forces dR the segment of the weight-bearing area dA integrated over the area A gives the resultant ~ hip force R. Z ~ = R ~ p dA (1.26) A ~ = ~n dA dA (1.27) where ~n is unit vector parallel to the normal to dA. If we want to determine the stress distribution, we should add some basic assumptions about the stress distribution function on the weight-bearing area. Otherwise, infinite number of solutions of stress distribution could satisfy the equation 1.26 (Fig. 1.23). The simplest model considers a homogeneous distribution of the stress over the weightbearing area [43]. Let us assume that the weight-bearing area is a hemisphere (Fig. 1.24). The coordinate system is chosen so that z = 0 plane is identical with the base of the hemisphere, center of the coordinate system coincides with the center of the hemisphere and ~ points into the center z-axis is pointing toward the hemisphere. We assume that the force R ~ = (0, 0, −R) and that the normal stress p is homogenously of the hemisphere so that R distributed over the weight bearing area. In the spherical coordinates (r, ϑ, ϕ), the partial 40 1.3 Stress in the hip joint articular surface Figure 1.25. Effective homogeneous stress distribution. Adapted from Legal, 1987. ~ is expressed as force dR ~ ~ = p dA dR (1.28) ~ = −(sin ϑ cos φ, sin ϑ sin φ, cos ϑ) r2 sin ϑ dϑ dφ dA (1.29) where r is the radius of the hemisphere and the unit vector ~n (Eqn. 1.27) is oriented as to point into the center of the hemisphere. Considering equation (1.26), z-component of the force R is Rz = − Z Z p cos ϑ r2 sin ϑ dϑ dφ (1.30) The integration is performed ever the weight-bearing area (ϑ ∈ [0, π/2], ϕ ∈ [0, 2π]) and the value of stress p can be expressed as: p= R π r2 (1.31) In our case π r2 is a projection of the weight-bearing area onto the plane perpendicular ~ If the weight-bearing area is considered as a section of sphere and if the hip joint to R. ~ is centered over this section of sphere, then it can be shown that for reaction force R homogeneously distributed stress R (1.32) S where S is size of the projection of the weight-bearing area onto the plane perpendicular ~ to R. p= ~ is eccentric with respect to a hemisphere, stress increases toward the edge of the If R ~ [57](Fig. 1.24). It is possible to surface that is closest to the inclination of the resultant R 41 1.3 Stress in the hip joint articular surface -R CE R Figure 1.26. Schematic diagram of the spherical segment used to calculate effective stress and its projection onto a plane perpendicular to R (the area used to to calculate maximum pressure). Adapted from Legal et al., 1977. use the assumption of the homogeneous distribution of stress if we replace the actual stress distribution over the weight-bearing area with homogeneous distribution over a spherical ~ (Fig. 1.25) [46]. Such spindle-shaped sphesegment that is symmetrical with respect to R rical segment is bounded by two planes. The lateral plane is the plane of the acetabular margin which is determined by ϑCE angle (center-edge angle of Wiberg, Appendix C). The angle θ between the force R (Fig. 1.26) and this plane equals θ = ϑCE + ϑR (1.33) The medial border of this segment is the plane that is inclined for an angle θ with respect to ~ in the medial direction (Fig. 1.26). The surface area used to calculate the effective stress R is obtained by projecting the spindle-shaped spherical segment onto a plane perpendicular ~ (Fig. 1.26). The projection is an ellipse, so that the effective stress peff is according to R to equation (1.32) R (1.34) π sin θ The assumption of homogenous distribution of stress is not realistic. Studies of radiogpeff = r2 raphic bone density indicates that stress in the hip joint increases toward the acetabular margin [57]. Therefore the model of linear pressure rise of stress on the plane perpendicu~ was developed [44]. The weight-bearing area was considered to be a part of the lar to R 1.3 Stress in the hip joint articular surface 42 -R Figure 1.27. A schematic figure of the model of the linear rise of stress on the plane ~ After Legal et al.,1978. perpendicular to the hip joint reaction force R. femoral head covered by the acetabulum and lying over the plane that is perpendicular to ~ and crosses the femoral head center (Fig 1.27). For the sake of simplicity the coordinate R ~ while the y = 0 plane system is chosen so that its z-axis is pointing in the direction −R ~ is in the frontal plane of the body. The value of stress on the plane perpendicular to R ~ It is assumed that (z = 0 plane) contributes to the z-component of the partial force dR. stress p(x, y) on the z = 0 plane decrease in the frontal plane linearly with x, p(x, y) = B − D x (1.35) where unknowns B and D are obtained by solving the equation (1.26) and B is the value ~ crosses the articular surface. The model was improved by of stress at the point where R taking into account the acetabular anteversion and the width of the articular gap [45]. This model was used to estimate the effect of some osteotomies on stress in the hip joint [46] and also to estimate the chronic stress tolerance level [22, 51]. Model of Brinckmann et al. [9] is based on the deformation of the articular cartilage. It was considered that the femoral head could be described as a sphere and acetabulum as a congruent spherical shell separated by a soft cartilagineous layer (Fig. 1.28). After loading the femoral head is displaced relative to the acetabulum. Thus the intermediate layer will be strained. Results of the measurements indicate that the displacement is small compared to the radius of the sphere [9]. So, strain of the intermediate layer is considered within the limits of elasticity. In other words, it is taken that the articular cartilage obeys Hooke’s 1.3 Stress in the hip joint articular surface 43 Figure 1.28. A scheme showing squeezing of the cartilage due to loading of the hip: unloaded hip (a), loaded hip (b). law, so that local stress is proportional to local deformation of the cartilage. Therefore, stress at given point of the sphere will be proportional to the displacement of the articular sphere at this point. The magnitude of the displacement of the center of the sphere will be assigned by δ. Due to symmetry of the sphere, the minimal distance between the loaded sphere and the spherical shell will be in the direction of the displacement of the center of the sphere. This point of the minimal distance and is called the pole of stress distribution. Using the cosine law for triangle depicted in figure 1.28 we obtain: r2 = r02 + δ 2 − 2 r0 δ cos γ (1.36) where r is the radius of the articular sphere, r0 is the distance from the original center of the sphere to the chosen point at the articular sphere and γ is an angle between the stress pole and this point (Fig 1.28). Because δ r, δ 2 could be neglected in equation (1.36) and r could be after using equation (1.36) expressed as: r δ 0 r = r 1 − 2 0 cos γ r After expanding the root up to the terms of the first term order in δ, r = r0 − δ cos γ (1.37) (1.38) δ is constant. The for displacement of the chosen point on the articular surface is r0 − r ∝ cos γ (1.39) We assume that the contact stress at any point of the weight-bearing area p is proportional to the deformation given by equation (1.39), p = p0 cos γ (1.40) 1.3 Stress in the hip joint articular surface 44 where p0 is the value of the stress in the pole. The weight-bearing area is determined by the condition that the value of the contact stress must be positive; it means that the the angle γ is smaller or equal to 90◦ . If the direction and the magnitude of the hip joint reaction force is known, we can compute the value of stress at any point of the weight-bearing area after equation (1.26). The system ~ (Eqn. 1.26) consists of three equations for three components of the hip joint reaction force R and can be solved numerically. By using this model the stress on the articular surface of the hip joint in healthy persons and persons with idiopatic osteoarthrosis was examined [9]. No statistically significant difference was found in maximal contact stress calculated relative to body weight (pmax /WB ). The statistically significant difference was found in maximum contact stress (pmax ), because the body weight of the patients with idiopatic coxarthrosis is on average higher than the body weight of the healthy persons. Within the healthy as well as within the group of patients with coxarthrosis the mean values of pmax and pmax /WB are higher in female population than in male population. Basic assumptions of the cosine distribution of the stress (Eqn. 1.40) are included also in the model of Iglič et al. [30, 35]. Using the spherical coordinate system originating in ~ is given by the the center of the articular sphere (see page 26), the resultant hip force R vector ~ = (R sin ϑR cos ϕR , R sin ϑR sin ϕR , R cos ϑR ) R (1.41) where R is the magnitude of the resultant hip force, ϑR is the inclination of the direction of the resultant hip force with respect to vertical axis and ϕR is the angle of rotation of the direction of the resultant hip force in the horizontal plane (from the positive x-axis in the counterclockwise direction). Cosine of the angle γ can be written as cos γ = sin Θ sin ϑ cos Φ cos ϕ + sin Θ sin ϑ sin Φ sin ϕ + cos ϑ cos Θ (1.42) where the polar angle Θ determines the angular displacement of the pole from the vertical axis, while the azimuthal angle Φ describes the angular displacement of the pole in the horizontal plane from the x-axis in the counterclockwise direction. The weight bearing area is defined as a part of the articular sphere constrained by the acetabular geometry as well as the position of the stress pole. The lateral border of the weight-bearing area, determined by the acetabular geometry, may be visualized as an intersection of the articular sphere with the plane passing through the center of the sphere and being inclined by the ϑCE angle with respect to the vertical body axis. Since only the 1.3 Stress in the hip joint articular surface 45 Figure 1.29. Schematic presentation of the weight-bearing area. The rectangular Cartesian coordinate system is oriented so that x and z axis lie in frontal plane of the body through the centers of both femoral heads. Symbol P denotes the pole of the stress distribution determined in spherical coordinates by angle Θ and Φ. The angle ϑR describes the inclination of the hip joint resultant force R with respect to x = 0 plane. positive values of stress have a physical meaning, the medial border of the weight-bearing area, which is dependent on the position of the pole of stress, is determined as the line where stress (Eqn. 1.40) vanishes, so that cos γ = 0 (1.43) The medial border of the weight-bearing area determined by the condition (1.43) consists of all points that lie π/2 away from the pole of the stress and may likewise be visualized as an intersection of the articular sphere with the plane passing through the center of the sphere, the inclination of this plane being determined by the location of the stress pole. As both intersection planes which confine the weight-bearing area are passing through the center of the sphere they both form circles of radii r at the intersection of the plane and the articular sphere (Fig. 1.29). The stress distribution in a given body position is calculated by solving the three components of the vector equation (1.26) where equations (1.40), (1.42) and (1.43) are 46 1.3 Stress in the hip joint articular surface taken into account, ϑR + Θ ∓ arctan cos2 (ϑCE − Θ) π π ∓ 2 − ϑCE + Θ − 12 sin(2 (ϑCE − Θ)) p0 = ! =0 3R cos(ϑR + Θ) π 2 r2 π ∓ 2 − ϑCE + Θ − 12 sin(2 (ϑCE − Θ)) Φ = ϕR or Φ = ϕR ± π (1.44) (1.45) (1.46) Here the upper sign stands for the case when the pole lies on the lateral side of the contact hemisphere or outside the contact hemisphere and the lower sign stands for the case when the pole lies on the medial medial side of the contact hemisphere or outside the contact hemisphere in the medial direction. The value of Θ corresponding to the equation (1.44) was determined by Newton iteration method. The value of p0 is expressed from equation (1.45) using the obtained Θ. If Θ is negative, Φ should be in the interval between −π/2 and π/2 while if it is positive, Θ should be in interval between π/2 and 3π/2. By knowing the magnitude and the direction of the resultant hip force, center-edge angle of Wiberg and radius of the articular sphere, the value of the stress at the pole and the position of the pole can be determined from the equations (1.44)–(1.46). The stress distribution on the weight-bearing area is then calculated by equations (1.40) and (1.42). If the pole of the stress distribution is located within the weight-bearing area, the location of the maximum stress (pmax ) coincides with the location of the maximum stress, and in this case pmax equals p0 . However, when the stress pole lies outside the weight-bearing area, the stress on the weight-bearing area is maximal at that point on the weight-bearing area which is closest to the pole. For the sake of simplicity, all the above models assume spherical femoral head and acetabulum and spherical articular area. The method that may including a deformed shape of the femoral and specific shape of the articular surface (facies lunata) was presented by Genda et al. [21]. The femoral head and the articular surface of the acetabulum were divided ~ is applied to the center of the femoral head, into small flat segments. When the load R the femoral head is displaced relative to acetabulum. Because the femoral head behaves as a rigid body, the displacement of every segment is the same. Assuming that only contact stress occurs and deformation of the cartilage is in the limits of elasticity (Hooke’s law), the force for every segment was computed. The segments with negative stress were eliminated ~ and the sum of all the forces was required to be equal to R. 47 1.3 Stress in the hip joint articular surface Author Hodge Year pmax [MPa] 1989 2.5 10.2 18 Legal 1980 1.2–1.34 Brinckmann 1981 1.1–1.7 Iglič 1990 1.6 Genda 1995 2.0–2.45 Comment direct measurement gait stair-climbing rising from the chair one-legged stance stance phase of gait one-legged stance gait mathematical mathematical mathematical mathematical model model model model Table 1.5. Predicted values of the hip joint peak contact stress. Usually many years are required before the degenerative changes in the hip become evident. Hadley et al. [22] therefore introduced the time-dependent cumulative pressure exposure parameter pc of the general form, pc = Zt1 (p − pd ) td dt (1.47) t0 where the p denotes the contact stress at the specific point in the time, pd represents the stress damage threshold below which no adverse effects occurs, while d is a time-weightened exponent. Only positive values of the quantity (p − pd ) contribute to pressure overdosage accumulation; if p < pd then (p − pd ) is taken to be zero. In the praxis the stress changes in the time are not known. However, p can be determined for the series of discrete points corresponding to different times at which archival radiographs are available. Then, the integral form (Eqn. 1.47) can be approximated by discrete summation, n X pc = (p − pd )i (∆ti )d (1.48) i=1 where the index i denotes the data taken at a specific clinical visit and ∆ti denotes the elapsed time between subsequential visits i and i − 1. The time-weightened exponent d is usually taken to be 1. The parameter pc is useful for follow-up study, where longer time period is involved. This methodology can be used to determine the chronic stress tolerance level as shown by Maxian et al. [51]. They estimated the damage threshold of the cartilage to be 2.0 MPa. 1.4 Evaluation of hip status by biomechanical parameters 1.4 48 Evaluation of hip status by biomechanical parameters The distribution of the contact stress on the weight-bearing area importantly influences the development of the hip, therefore knowing the biomechanical status of the hip can be used for predicting the development of the hip. It was suggested that the excessive hip stress acting over a long period accelerates development of coxarthrosis [22, 51]. On the other hand Brinckmann et al. [9] report that patients with coxarthrosis have on average equal normalized peak stress as normal persons. In clinical praxis, it would be convenient to determine the stress distribution in order to decide for the treatment and plan optimal postoperative hip and pelvis geometry. It is acknowledged that the biomechanical status of the hip can be estimated by the centre-edge angle of Wiberg ϑCE [46, 70] and also by some other geometrical parameters of the pelvis and proximal femur e.g. inclination angle of the acetabulum ϑU S , ACM angle, acetabular angle ϑAC (Appendix C) or the combination of these parameters – hip index, Severin’s index. These parameters were introduced to represent physical quantities such as forces and stresses in the hip joint and the size of the weight bearing area. The main physical parameters previously used to determine ~ [2, 5, 8, 12] and the biomechanical status of the hip are the hip joint reaction force R contact stress p in the hip joint articular surface [7, 9, 21, 22, 30, 35, 51]. However, it has been suggested [8] that high stress gradient on the lateral border of the weight-bearing area could be even more important than the stress itself. Therefore it would be of interest to evaluate the hip status also by the stress gradient and some additional parameters obtained by combining stress and stress gradient. Also the size of the weight-bearing area could be used to evaluate the hip status. In this work we will derive the mathematical formulation of the stress gradient and its connections with other biomechanical parameters and radiographical parameter. Using these parameters we will evaluate the biomechanical status of the hip on a population of the hip for which the data will be taken from archives. We will try to construct the hypothesis that elucidates the effect of the biomechanical stimuli on the cartilage. The accuracy of the calculated biomechanical parameters is influenced by the accuracy of the measured values of the geometrical parameters of the pelvis and proximal femur. Therefore it is important to accurately determine of the magnification factor of the standard antero-posterior radiograph [66]. However not all the biomechanical parameters are equally sensitive to the accuracy of the measurements due to magnification. For example the center- 1.4 Evaluation of hip status by biomechanical parameters 49 edge angle does not depend on the magnification at all while the resultant hip force and the stress, that are calculated by using geometrical parameters such as interhip distance, are more sensitive. Although progress has been made in understanding and predicting development of the hip by biomechanical parameters, there is no decisive answer yet regarding the effect of the stress. Further, stress gradient has previously not yet been systematically studied. In order to clarify these issues, a relevant mathematical model should be chosen and retrospective studies should be made on large populations. The presented work is an attempt to make a step forward in this direction. 50 2 The aim of the work Part 2 The aim of the work It is the aim of the work to introduce stress gradient as an important biomechanical parameter for evaluation of the hip status and test its relevance on the populations of the patients. Specific aims were to derive an analytic expression for the stress gradient, to define the biomechanical parameters: stress gradient at the lateral border of the weight-bearing area gradpm , stress index pI and functional angle of the weight-bearing area ϑF that reflect the stress gradient, to develop a user-friendly computer program for assessment of hip stress distribution, to improve the method for determination of the input data to these programs by considering the effect of the magnification of the radiographs and to analyze the populations of the hips: the dysplastic hips in comparison with normal hips, the hips subject to Salter innominate osteotomy in a long-term followup and the untreated hip subject to developmental dysplasia of the hip in the long-term followup. The results of this work should contribute to the development of objective evaluation of the status of the hip and therefore help in optimal decision for the treatment of the disordered hips. 51 3.1 Theory Part 3 Material and methods 3.1 3.1.1 Theory Derivation of the model equations The model for determination of stress distribution used in this work [35] was briefly described before. Here we present a new derivation that is considerable more transparent and simple than the one presented previously [30, 35]. This simplification is in the application of an alternative coordinate system. The weight-bearing area is the spindle-shaped spherical surface delimited by two planes, the lateral and the medial intersecting plane. The lateral intersecting plane is inclined for ϑL with respect to x = 0 plane and the medial intersecting line is inclined for ϑM with respect to x = 0 plane . The position of the pole of stress distribution is denoted in spherical coordinates by angles Θ and Φ, respectively (Fig. 1.29). The hip joint reaction force is considered to be lying in the frontal plane [27, 64] and is described by its magnitude and inclination ϑR with respect to x = 0 plane. ~ = (−R sin ϑR , 0, −R cos ϑR ) R (3.1) Because the weight-bearing area is symmetric with respect to y = 0 plane and the force lies in this plane, the pole of the stress also lies in y = 0 plane, i.e. Φ is equal to zero or π [30]. The center of the coordinate system is taken to be at the center of the spherical surfaces. For the sake of simplicity the coordinate system is chosen so that z-axis is crossing the pole. To achieve this, the coordinate system must be rotated for an angle −Θ. Therefore the inclination angles of the intersecting planes and the inclination angle of the hip joint 0 reaction force are described by angle ϑL0 , ϑ0M , ϑR (Figure 3.1). ϑ0L = ϑL − Θ (3.2) ϑ0M = ϑM + Θ (3.3) 0 ϑR = ϑR + Θ (3.4) 52 3.1 Theory z '=0 z R ' ' R R L L Pxx xxxxxxxxxxx M xxxxxxxxxxx xxxxxxxxxxx xxxxxxxxxxx xxxxxxxxxxx xxxxxxxxxxx xxxxxxxxxxx (a) Px xxxxxxxxx xxxxxxxxx xxxxxxxxx xxxxxxxxx xxxxxxxxx xxxxxxxxx xxxxxxxxx x R (b) ' M x Figure 3.1. (a) The original coordinate system is rotated in the y = 0 plane for Θ so that in (b) the rotated coordinate system the z-axis points toward the pole of the stress (P). Basic assumptions of the cosine distribution of the stress (Eqn. 1.40) are included also in this model. p = p0 cos γ 0 (3.5) where γ 0 is angle between the point on the articular surface of the hip and the position of the stress pole in rotated spherical coordinates (z-axis). To simplify derivation of the model equation, a new coordinate system is introduced. The transformation equations from this alternative coordinate system to Cartesian rectangular coordinate system [x, y, z] are: x = r cos ϕ sin ϑ (3.6) y = r sin ϕ (3.7) z = r cos ϕ cos ϑ (3.8) where r is the radius of the articular sphere and ϑ and ϕ are the coordinates (Fig. 3.2). If we determine position of any point on the articular surface by spherical coordinates ϑ, ϕ in coordinate system (3.6)–(3.8) then the contact stress in this point is according to equation (1.40), cos γ 0 = cos ϑ cos ϕ (3.9) The unknown quantities: the value of the stress at the pole and the coordinate of the pole 53 3.1 Theory Figure 3.2. Schematic representation of the weight-bearing area in alternative coordinate system. The rectangular Cartesian coordinate system is oriented so that x and z axis lie in frontal plane of the body through the centers of both femoral heads. Symbol P denotes the pole of the stress distribution. Θ and Φ can be obtained by solving vector equation Z ~ =R ~ p dA (3.10) A ~ could be in the coordinate system (3.6)– where the segment of the weight-bearing area dA (3.8) expressed as: ~ = −(cos ϕ sin ϑ, sin ϕ, cos ϕ cos ϑ) r2 cos ϕ dϑ dϕ dA (3.11) The negative value of the segment of the weight-bearing area means, that the unit vector ~n (Eqn. 1.27) is oriented into the center of the articular sphere. This orientation of the ~ is oriented into the center of the vector ~n was chosen, as the hip joint reaction force R weight-bearing area. The integration of the components of the vector equation (3.10) is performed over the weight-bearing area. The lateral intersecting plane is determined from the hip geometry (ϑL is equal to center-edge angle of Wiberg, ϑCE angle) by using equation (3.2). The medial intersecting plane is determined by condition that stress (Eqn. 3.5) vanish, so ϑM is for 54 3.1 Theory π/2 direction from the pole of the stress distribution In the rotated coordinate system, ϑ0M = π/2 (Eqn. 3.3). The integration bounds are h πi ϑ ∈ −(ϑCE − Θ), 2 h π πi ϕ ∈ − , 2 2 (3.12) (3.13) Considering equation (3.10), the components of the hip joint reaction force are: π Z2 −(ϑCE −Θ) π Z2 π Z2 − π2 p0 cos ϑ cos ϕ r2 cos2 ϕ sin ϑ dϕ dϑ = R sin(Θ + ϑR ) (3.14) π Z2 p0 cos ϑ cos ϕ r2 cos ϕ sin ϕ dϕ dϑ = 0 (3.15) −(ϑCE −Θ) − π2 π Z2 π Z2 p0 cos ϑ cos ϕ r2 cos2 ϕ cos ϑ dϕ dϑ = R cos(Θ + ϑR ) (3.16) −(ϑCE −Θ) − π2 A major advantage of the application of the coordinate system (3.6)–(3.8) over previously used spherical system [30, 33, 35] is therein that the boundaries are fixed. Left term of the equation (3.15) equals to zero due to symmetry of the weight bearing area with respect R R to the y = 0 plane. Using that cos x sin x dx = 21 sin2 x + const, cos2 x dx = 21 (x + R cos x sin x) + const, cos3 x dx = sin x − 13 sin3 x + const and (3.1) it follows from equations (3.14) and (3.16) π 2 p0 r2 + ϑCE 3 2 2 p0 r2 cos2 (ϑCE − Θ) = R sin(Θ + ϑR ) (3.17) 3 − Θ + sin(ϑCE − Θ) cos(ϑCE − Θ) = R cos(Θ + ϑR )) (3.18) By dividing (3.17) by (3.18) we obtain a nonlinear equation for Θ, tan(Θ + ϑR ) − π 2 + ϑCE cos2 (ϑCE − Θ) =0 − Θ + sin(ϑCE − Θ) cos(ϑCE − Θ) (3.19) This equation is solved numerically by the Newton’s iteration method and the value Θ is obtained. The value of the stress at the pole p0 is then obtained from equation (3.18): p0 = 3R 2 I r2 (3.20) 55 3.1 Theory where π 2 + ϑCE − Θ + sin(ϑCE − Θ) cos(ϑCE − Θ) (3.21) cos(ϑR + Θ) As previously states, if the pole lies inside the acetabular shell, then maximal contact stress I= pmax is equal to p0 . If the pole lies outside the weight-bearing area, the point of maximal stress is located on the rim of the acetabulum. The value of the maximum contact stress can be expressed after equation (1.40). pmax = p0 cos(ϑCE − Θ) 3.1.2 (3.22) Gradient of stress and functional angle of the weight-bearing area The maximum contact stress describes the value only in one point and does not describe how the stress varies with direction. Therefore we tried to define some new parameters that can be connected to the shape of the distribution function. Let as assume rotated coordinate system with the z-axis pointing to the pole of the stress at the top of the sphere (Fig. 3.1). In spherical coordinates [r, ϑ, ϕ] (Fig. 3.3) stress is taken to be proportional cosine of the angle between the pole of the stress (z-axis) and the chosen point at the articular surface (Eqn.1.40)[9]. p = p0 cos ϑ (3.23) where p0 is the value of the stress at the pole. The gradient of stress is expressed by [42], gradp = 5p = ∂p 1 ∂p 1 ∂p ~er + ~eϑ + ~eϕ ∂r r ∂ϑ r sin ϑ ∂ϕ (3.24) where ~er , ~eϑ , ~eϕ are the orthogonal unit vectors in direction r, ϑ, ϕ respectively as illustrated in figure 3.3 and r is the radius of articular sphere. Considering (3.23) and (3.24) we obtain for the gradient of stress: p0 sin ϑ ~eϑ (3.25) r The gradient of stress has direction of tangent to the articular sphere and points towards the gradp = − pole of stress. It was observed from the radiographs that usually the degenerative changes occur at the margin of the acetabulum [57]. To test the hypothesis that high gradient oriented outward from the acetabular shell is biomechanically unfavorable we introduce the parameter gradpm which gives the value of stress gradient at the lateral margin of the weight-bearing area. By using the equations (3.2) and (3.25) we obtain: p0 gradpm = − sin(ϑCE − Θ) r (3.26) 56 3.1 Theory Figure 3.3. The unit vectors basis in spherical coordinates If the pole of the stress lies outside the weight-bearing area then Θ > ϑCE and gradpm is positive. It means that the gradient of stress is pointing away from the weight-bearing area. If the pole of the stress lies inside the weight-bearing area then Θ < ϑCE and gradpm is negative. We suppose that positive gradpm is biomechanically unfavorable while negative gradpm is biomechanically favorable. As it has also been suggested [8] that unfavorable distribution of the stress together with its high value is especially unfavor. Therefore we introduce a new parameter – stress index pI , which takes into account both quantities. Stress index is defined as the value of the gradient of stress at the acetabular margin multiplied by the value of the contact stress at the acetabular margin. By using equations (1.40), (3.2) and (3.26), we obtain for the stress index pI = p(ϑCE )gradpm p2 pI = − 0 cos(ϑCE − Θ) sin(ϑCE − Θ) r (3.27) (3.28) We introduce another parameter called the functional angle of the weight-bearing area ϑF , π + ϑCE − Θ (3.29) 2 This parameter, which does not strongly depend on the size of the radiograph, is actually ϑF = the size of weight bearing area A divided by the square of the radius of the articular surface r2 , ϑF = A 2 r2 (3.30) 57 3.1 Theory The parameters gradpm (3.26) and pI (Eqn. 3.28) could be expressed by the functional angle of the weight-bearing area as p0 sin ϑF r p20 sin 2ϑF = 2r gradpm = (3.31) pI (3.32) 3.2 Determination of the biomechanical parameters 3.2 58 Determination of the biomechanical parameters To determine the above defined biomechanical parameters (pmax , gradpm , pI and ϑF ), the external measurements combined with mathematical model were used as described above [31]. Data of geometrical parameters of pelvis and proximal femur were obtained from standard antero-posterior radiographs (Appendix C). Only standard antero-posterior radiographs with clearly visible entire pelvis and both proximal femurs with no sign of aseptic necrosis or chondrolysis of the femoral head were included in the final analysis. As mentioned in the page 32 the reference values of the attachment points of the muscles ~ must be rescaled in order involved in the model for computation of the resultant hip force R to adjust configuration of the hip and pelvis to the individual person. The input parameters of the model for determination the hip joint resultant force are (Fig. 3.4): the distance between the centers of the femoral heads, i.e. the interhip distance l, the vertical distance between the center of the femoral head and the highest point on the crista iliaca (PH ), i.e. the pelvis height H, the horizontal distance between the center of the femoral head and the most lateral point on the crista iliaca (PC ), i.e. the pelvis width C, the vertical and the horizontal distances from the center of the femoral head to the effective muscle attachment point (T ) on the greater trochanter (x and z respectively) and the body weight WB . The point T is determined by the intersection of the contour of the greater trochanter and the normal to thought midpoint of the straight line connecting the most lateral point (point 1) and the highest point (point 2) on the greater trochanter . The values of these geometrical parameters are determined in a relative frame where the straight line connecting the centers of both femoral heads defines the horizontal. The lines determining the values of H and x are perpendicular to the horizontal, while the lines determining the values of C and z are parallel to the horizontal. If the body weight is unknown, then the magnitude of the resultant force R could be expressed only relative to the body weight R/WB . The input parameters of the model for determination of the contact stress distribution in the hip joint are (Fig. 3.4): the magnitude of the hip joint resultant force R, its direction represented by the inclination angle with respect to vertical ϑR , the center-edge angle ϑCE and the radius of the femoral head r. The contours of the bony structures in the antero-posterior radiograph were digitized by using a digital graphic board. The geometrical parameters of the pelvis and proximal femur mentioned above were determined automatically by the computer program HIJOMO 3.2 Determination of the biomechanical parameters 59 Figure 3.4. The geometrical parameters of the pelvis and the proximal femur needed for determination of the maximal stress on the weight-bearing area. The stress distribution ~ are shown schematically. and the the resultant hip force R (Appendix B). To determine the contact stress distribution in the hip joint we used the computer program HIPSTRESS (Appendix A). The computer program HIPSTRESS is based on the three dimensional model for determination of the resultant hip force in the one-legged stance (described in details in section 1.2.2) and on the mathematical model for determination of the stress distribution on the weight-bearing area (described in details in section 3.1.1). The results of the calculation are the position of the pole of the stress Θ and the value of stress at the pole pmax . The maximal stress on the weight-bearing area pmax , the gradient of the stress gradpm , the stress index pI and the functional angle of the weight-bearing area ϑF could then be expressed by using the equations (3.22), (3.26), (3.28) and (3.29) respectively. If the body weight is unknown then the maximal stress on the weight-bearing area pmax , the gradient of the stress gradpm and the stress index pI can be given relative to the body weight pmax /WB , gradpm /WB and pI /WB2 . 60 3.3 Analysis of data 3.3 Analysis of data 3.3.1 Statistical analysis Processing the radiographs of the population of the hips yields sets of values of the biomechanical parameters. These sets of data were analyzed by statistical methods. Data are represented numerically by the average value and by the standard deviation. Some of the sets of data are represented also graphically by histograms. To compare the differences between different groups parametrical and nonparametrical statistical tests were used. If we obtained normal distribution of the data, we used the two-tailed pooled t-test. If the sample was small nonparametrical Wilcoxon’s W two-tailed test was used [42]. c For statistical analysis we utilized the software package Analyse-it for Microsoft c c and the statistical software Statistica . Excel To study dependencies between the quantities we used the regression analysis. If we did not know the theoretically predicted dependence, we used simple linear regression. When the correlation between the center-edge angle and other biomechanical parameters was examined, it was taken into account that the center-edge angle and biomechanical parameters are not independent (see section 3.1). Further, the dependence between the center-edge angle and the biomechanical parameters is not linear and could be expressed only numerically. Therefore we fitted the dependencies numerically by using the model equations. For example, the maximum contact stress pmax (Eqn. 3.20) depends on the magnitude and inclination of the load (R and ϑR respectively), on the radius of the femoral head (r) and on the centre-edge angle of Wiberg (ϑCE ) (Section 3.1.1). If R, ϑR and r are given, we can determine the normalized contact stress pmax for ϑCE of every hip in the population. To find the best fit for the population the sum of squares α was minimized by variation of these three variables by using a simple iteration algorithm [42], α= n X i=1 (pmax (ϑCE i , R, ϑR , r) − pmax i )2 (3.33) where i runs over all data. To obtain the minimum of the sum of the squares we tried different starting values of variables R, ϑR and r and we took into account the solution which reflects the relations contained in the model. The correlation coefficient is the measure of the influence of the input parameters of the model (excluding center-edge angle) on the examined biomechanical parameter. 61 3.3 Analysis of data 3.3.2 Effect of magnification in biomechanical studies of large group of patients Variation in results is the main characteristic of all experiments [18]. In our measurements we can also observe such variation. There is inherent variability between the measured subjects, i.e. the variability of the geometrical parameters that are needed to compute the biomechanical parameters. There is also the variation associated with lack of uniformity in the conditions and execution of the experiment. By determination of the biomechanical parameters in the hip we are interesting only in the first kind of variation (for example the variation of stress in the normal hips due to different shape of pelvis within the population). The second source of variation can occur due to inaccurate measurement of the geometrical parameters from the antero-posterior radiograph and due to different magnifications of the radiographs. According to Jaklič [36] we assumed that our measurements from the radiographs were exact enough and this source of variation was taken to be negligible. Therefore in the following text the role of the magnification will be discussed. Usually, standard magnification is taken to be 10% [66]. The theoretical prediction of the influence of the magnification factor on the biomechanical parameters was obtained by mathematical modelling. The standard values of the geometrical parameters [16] were taken and the effect of the magnification from 0% to 50% was calculated. The relative changes in the parameters are shown in the figure 3.5. It can be seen from the figure 3.5 that the parameter that is most sensitive to the magnification is the stress index pI . On the other hand the parameter in which the influence of the magnification is low is the functional angle of the weight-bearing area ϑF . Problem how to estimate the role of magnification in large group of patients where the magnification factor of each radiograph is unknown. Let us describe the effect of the magnification on the biomechanical parameter Y by Yi0 = Yi + Yi µj (Yi ) (3.34) where Yi0 is the magnified value of the biomechanical parameter, Yi is the true value of this biomechanical parameter and µj (Yi ) is the magnification of this biomechanical parameter. For example, if we made many radiograph of chosen subject (the same geometrical parameters and therefore the same Yi ) we could estimate the average value of the magnification 62 Relative biomechanical parameter 3.3 Analysis of data ϑF pmax gradpm pI Magnification Figure 3.5. The effect of the magnification on the biomechanical parameters of the biomechanical parameter µ(Yi ) as: 0 Y µ(Yi ) = i − 1 Yi (3.35) The standard deviation of the magnification of the biomechanical parameter µ (sµ 0 can be expressed by sµ2 = 1 2 s 0 Yi2 Yi (3.36) where sYi0 is standard deviation of the biomechanical parameter influenced by magnification. As a first approximation we can assume that the µ is the same for every value of the biomechanical parameter Yi . If the group of patients was large enough, then the average 0 value of the biomechanical parameter Y would be 0 Y =Y +Y µ (3.37) where Y is the true average value of the biomechanical parameter (without effect of the magnification). If we know the average value of the biomechanical parameter influenced by 0 magnification Y , we can estimate the average true value of this parameter by using the equation: 0 Y Y = 1+µ (3.38) 63 Number of patients 3.3 Analysis of data Magnification Figure 3.6. Histogram of the magnification factor M determined from the antero-posterior radiographs. According to error propagation equation [42] the value of the standard deviation of the biomechanical parameter without the effect of the magnification sY can be estimated as: 2 sµ2 sY 0 2 2 sY = Y (3.39) 02 − (1 + µ)2 Y So if we want to estimate the real value of the biomechanical parameter and its standard deviation, we have to estimate the average value of the magnification of the biomechanical parameter µ and its standard deviation sµ as will be shown bellow. We have shown the importance of the accurate determination of the magnification factor in determination of contact stress distribution from antero-posterior radiographs in clinical practice [66]. In the group of twelve patients the magnification factor for each subject was determined by using the metal lamella of known length L0 which has been placed at the level of the femoral head centers before making the radiograph. From the length of the lamella in the antero-posterior radiograph L we calculated the magnification factor M as L . L0 The average magnification determined from these data was 21.3%, while the standard deviation was 5.13%. In this study we used data for the magnification factor as in [66] and also some older radiograph of the same persons. When we used the radiographs of the same person that were taken several years apart, we scaled the magnification by the radii of the femoral head. We could do this only for the radiographs taken at the skeletal maturity. The femoral head after which the magnification factor of the older radiograph was determined was chosen randomly. The magnification factor M was computed as r , r0 where r is the radius of the 64 3.3 Analysis of data femoral head in the older radiograph and r0 is the known value of the radius of the femoral head. The average magnification factor determined form the older radiographs was 16.5%, while its standard deviation was 6.88%. The difference between the magnification factor determined form the recent radiograph and magnification factor determined from the older radiograph is statistically significant, probability of the two-tailed Wilcoxon’s statistics is less than 0.001. The final sample consisted of 24 subjects. Figure 3.6 shows the distribution of the magnification factor M . The average magnification M of all the radiographs was 18.9%, while the standard deviation sM was 6.45%. We consider that the distribution of the magnification factor is normal and we created a set of data with approximately normal distribution 2 ]. We simulated the effects of the magnifications on the geometrical parameters of N[M , sM the pelvis and proximal femur and processing data with standard magnification 10% for three different values of ϑCE and the standard values of the parameters of the pelvis [16]. The results of the simulation are shown in table 3.1. The magnifications of the biomechanical parameters and its standard deviations were computed by using equations (3.38) and (3.39) respectively and the results are shown in table 3.2. ϑCE ◦ 10 30◦ 50◦ 2 pmax /WB [m−2 ] gradpm /WB [m−3 ] pI /WB [m−5 ] 0 0 0 Y Y Y Y Y Y 8 5939 6798 164 052 197 937 9.85 .10 1.35 .109 2611 3006 -22 179 -28 246 -5.72 .107 -8.03 .107 1963 2269 -56 400 -78 066 -7.16 .107 -1.01 .108 ϑF [◦ ] 0 Y Y 53.3 53.9 103.1 103.6 140.5 146.5 Table 3.1. Average values of the biomechanical parameters obtained by modelling the 0 effect of the magnification (Y ) and the true average values of these parameters (Y ), for different center-edge angles (ϑCE ). ϑCE 10◦ 30◦ 50◦ 2 pmax /WB gradpm /WB pI /WB ϑF µ sµ µ sµ µ sµ µ sµ -0.126 0.0795 -0.171 0.1066 -0.270 0.1635 -0.011 0.0069 -0.132 0.0827 -0215 0.1329 -0.287 0.1862 -0.004 0.0028 -0.135 0.0848 -0.278 0.1104 -0.284 0.1780 -0.042 0.0015 Table 3.2. Values of the average magnifications factors of the biomechanical parameters µ and standard deviations of these factors sµ for different center-edge angles (ϑCE ) . The results of the effect of the magnification show that by taking into account the error caused by the magnification, the values of the biomechanical parameters are lower than 3.3 Analysis of data 65 their true values. It means that by computing the parameters we have a systematic error. This error is largest in the gradient of the stress gradpm and smallest in the functional angle of the weight-bearing area ϑF (Tab. 3.2). This could also be seen in figure 3.5. Therefore, the functional angle of the weight-bearing area ϑF is more appropriate for evaluation of the biomechanical state of the hip if the magnification is not known. The radiographs of dysplastic hips and the hips subject to the Salter osteotomy contained no length standard, so that the magnification could not be determined for each radiograph. In analyzing the dysplastic hips we used the above described correction while in analyzing the hips subjected to the Salter osteotomy we used a standard value 10%. In analyzing the hips subject to developmental dysplasia magnification of the radiographs was known. In the analyzing the dysplastic hips, the average values of the biomechanical parameters, that are not affected by different magnification were estimated by using equation (3.38) while its standard deviations were estimated by using equation (3.39). Average magnification factors µ of the biomechanical parameters were taken as the average of the computed values µ for different center-edge angle (Tab. 3.2). The standard deviation of the magnification factor sµ was taken as the average of the computed value sµ for different center-edge angle shown in table 3.2. 4.1 Biomechanical status of normal and dysplastic hips 66 Part 4 Results on populations After derivation of new biomechanical parameters it is of interest to test their relevance on the population of the hips. We have evaluated following population: dysplastic hips, hips subject to the Salter osteotomy and hips subject to developmental dysplasia. 4.1 Biomechanical status of normal and dysplastic hips It was suggested that unfavor biomechanical conditions in the dysplastic hips rises causes the development of the secondary osteoarthritis [22]. Therefore we are interesting in the values of the biomechanical parameters in dysplastic hips in comparison with normal hips. 4.1.1 Dysplasia of the hip Dysplasia of the hip refers to mechanical deformations and deviations in the size and shape or mutual proportions between femur and acetabulum [19]. The dysplasia of the hip is in the clinical praxis important as indication for the operation in order to stop the development of the pathological processes. The dysplasia of the hip can be diagnosed according to anatomical changes in the hip, that are visible at the radiograph (e.g. coxa vara, the presence of the osteofyts, shape and density of the trabecular net in the femur) [19, 46, 57] (Fig. 4.1). The estimation of the biomechanical status and the decision about the operation has often been based on the RTG parameters and clinical status of the hip. The main RTG parameter, that is used for assessment of the hip dysplasia, is the center-edge angle of Wiberg ϑCE [70] (Appendix C). The size of ϑCE gives a numerical value of lateral coverage of the femoral head. The range from 20◦ to 25◦ is considered to be lower limit for normal hips, while the value below 20◦ is pathognomic for the hip dysplasia [46]. However, it was suggested, that besides ϑCE , also the radius of the femoral head should be taken into account in assessment of the hip dysplasia [43]. It was shown that in the normal hips the ϑCE angle correlates with the femoral head radius. Hips with large heads were found to have smaller ϑCE [46]. Other RTG parameters used to diagnose 4.1 Biomechanical status of normal and dysplastic hips 67 Figure 4.1. Antero-posterior radiograph of young adult with bilateral dysplasia, greater on left than on right. Adapted from Daugherty et al., 1998. the dysplasia are the ACM angle (determines the deep of the acetabulum), angle of SharpUlman, (determines the latero-inferior inclination of the acetabulum) (Appendix C) and others. The RTG parameters were introduced to represent the physical quantities such as forces, stresses in the hip joint and size of the weight-bearing area. In order to take into account complex interactions and pursue a more realistic description, relevant mathematical models that directly give these quantities were developed [6, 57, 64]. Such models would also enable the study of the influence of individual geometrical parameters of the hip and could be used in predicting an optimal configuration of the hip after the operation [6, 30]. 4.1.2 Patients In our study the group of the dysplastic hips and group of normal hips were examined. The group of dysplastic hips consists of the hips that were afterwards operated at the Department of the Orthopaedic surgery in Ljubljana due to diagnosis Dysplasia coxae. The diagnosis of dysplasia was assigned on the basis of clinical and radiographic evaluation. All the patients were operated due to dysplasia and the analyzed radiographs were taken prior to the operation. Our sample included 20 subjects with unilateral dysplasia and 18 subjects with bilateral dysplasia. In total we had 56 dysplastic hips. In this group 9 hips belonged to male persons and 47 belonged to female persons, 32 hips were right and 24 4.1 Biomechanical status of normal and dysplastic hips 68 were left. The normal hips belong to 146 persons who were subject to the X-ray examination of the pelvic region for reasons other than degenerative diseases of hip joints. These radiographs showed no sign of the hip pathology. In these persons, both hips were healthy however, only one hip was taken into account because both hips had approximately the same geometrical parameters. The particular hip was chosen randomly. In this group, 33 hips belonged to male and 113 belonged to female persons, 71 hips were right and 75 hips were left. Body weight of the patients of both groups was not known. 4.1.3 Results The correlation between the center-edge angle and the normalized peak contact hip joint stress pmax /WB is shown in figure 4.2. In the previous studies it was suggested to describe the dependence pmax (ϑCE ) by an exponential trial function [35]. The correlation coefficient for our fit is higher (R2 = 0.992) comparing to correlation coefficient obtained by fitting with an exponential function (R2 =0.687) and the numerically obtained curve is consistent with the used mathematical model. Low ϑCE correlates with high pmax /WB and vice versa. Scattering of the data in figure 4.2 shows that in the determining peak contact stress the parameters other than ϑCE are also important. For example, in two hips with approximately the same center-edge angle (6◦ ) the peak stress normalized by the body weight was shown to differs for about 4000 m−2 . The influence of the parameters other than center-edge angle on the normalized hip joint contact stress is larger for smaller ϑCE . The correlation between the center-edge angle and the normalized gradient of the stress gradpm /WB is shown in figure 4.3, while the correlation between the center-edge angle and the normalized stress index pI /WB2 is shown in the figure 4.4. For lower ϑCE the values of the gradient of stress and the stress index are positive and differ several time, while for higher ϑCE the values of these parameters become negative. The quantities (gradpm (ϑCE ), pI (ϑCE )) change sign when ϑCE is approximately 22◦ . The influence of parameters other than ϑCE , that is noticeable on the scattering of the data, is high when the ϑCE is lower than 22◦ . Figure 4.5 shows the correlation between the centre-edge angle and the functional angle of the weight-bearing area ϑF . There is a positive correlation, high values of ϑCE correlate with high values of ϑF . The influence of the parameters other than ϑCE on the functional angle of the weight-bearing area exhibited by scattering of the data is low. 69 pmax /WB [m−2 ] 4.1 Biomechanical status of normal and dysplastic hips ϑCE [◦ ] Figure 4.2. The correlation between the center-edge angle ϑCE and the normalized peak contact joint stress pmax /WB . The values for the normal hips are denoted by ♦ and the values for the dysplastic hips are denoted by 4. The curve represents numerical fit after model equations by these parameters: R/WB = 2.82, ϑR = 12.93◦ , r = 24.55 mm. The correlations coefficients and their statistical significance between the sets of the data of the biomechanical parameters and the corresponding theoretical curve obtained by numerical fitting are shown in table 4.1. The correlation coefficients are a numerical expression of the influence of the parameters other than ϑCE on the biomechanical parameters. It can be seen from table 4.1 and from figures 4.4 and 4.5 that this influence is the highest in the stress index and the lowest in the functional angle of the weight-bearing area. Correlation pmax /WB – ϑCE gradpm /WB – ϑCE pI /WB2 – ϑCE ϑF – ϑCE R2 0.850 0.897 0.773 0.983 P < 0.001 < 0.001 < 0.001 < 0.001 Table 4.1. Correlation coefficients between the parameters determining biomechanical state of the hip and the centre-edge angle ϑCE and their statistical significance. Next, the statistical significance of the difference in radiographic and biomechanical parameters between the normal and the dysplastic hips was calculated by the two-tailed pooled t-test. The average values and the standard deviations of the sets of the data of 70 gradpm /WB [m−3 ] 4.1 Biomechanical status of normal and dysplastic hips ϑCE [◦ ] pI /WB2 [109 m−5 ] Figure 4.3. The correlation between the center-edge angle ϑCE and the normalized gradient of the stress gradpm /WB . The values for the normal hips are denoted by ♦ and the values for the dysplastic hips are denoted by 4. The curve represents numerical fit after model equations by these parameters: R/WB = 2.72, ϑR = 10.65◦ , r = 25.85 mm. ϑCE [◦ ] Figure 4.4. The correlation between the center-edge angle ϑCE and the normalized stress index pI /WB2 .The values for the normal hips are denoted by ♦ and the values for the dysplastic hips are denoted by 4. The curve represents numerical fit after model equations by these parameters: R/WB = 2.14, ϑR = 12.25◦ , r = 21.55 mm. 71 ϑF [◦ ] 4.1 Biomechanical status of normal and dysplastic hips ϑCE [◦ ] Figure 4.5. The correlation between the center-edge angle ϑCE and the functional angle of weight-bearing area ϑF . The values for the normal hips are denoted by ♦ and the values for the dysplastic hips are denoted by 4. The curve represents numerical fit after model equations by these parameters: R/WB = 2.60, ϑR = 8.95◦ . the particular biomechanical parameters and results of t-test are presented in table 4.2. For every parameter parameter the null hypothesis assuming equal average values [18] is rejected at the level of significance lower then 0.001 and it may be concluded that the each of the parameters is different in normal hips than in the dysplastic hips. Next, the effect of the magnification in the group of normal and dysplastic patients was estimated (section 3.3.2). The differences in the biomechanical parameters between the groups of the normal and the dysplastic hips were tested by the two-tailed pooled t-test. Results are shown in the table 4.3. Normal Dysplastic Parameter Average StDev Average StDev ◦ ϑCE [ ] 37.678 8.595 13.214 8.329 pmax /WB [m−2 ] 2691.6 650.3 5274.1 2398.105 gradpm /WB [m−3 ] −44 493.5 25 332.9 148 105.5 191 177.3 pI /WB2 [m−5 ] −9 107 5.8 107 1.22 109 2.09 109 ◦ ϑF [ ] 117.020 16.055 66.787 22.158 Difference t P 18.22 < 0.001 11.96 < 0.001 11.95 < 0.001 7.60 < 0.001 17.81 < 0.001 Table 4.2. Differences between normal and dysplastic hips 72 4.2 Evaluation of the hips after Salter osteotomy Normal Parameter Average StDev ϑCE [◦ ] 37.678 8.595 −2 pmax /WB [m ] 3097.3 688.44 −3 gradpm /WB [m ] −57 141 31 393.9 pI /WB2 [m−5 ] −1.25 108 7.454 107 ϑF [◦ ] 119.28 16.359 Dysplastic Average StDev 13.214 8.329 6069.0 2699.0 190 205 243 871.4 1.69 109 2.874 109 68.08 22.585 Difference t P 18.22 < 0.001 12.34 < 0.001 12.04 < 0.001 7.67 < 0.001 17.82 < 0.001 Table 4.3. Differences between normal and dysplastic hips after estimation of the effect of the magnification. 4.2 Biomechanical evaluation of hip joint after Salter innominate osteotomy Besides the current values of biomechanical parameters in the hip, it is of interest to study the development of the hips in the longer follow-up study. The radiographs of healthy persons taken at different times are not available. Therefore the analysis of patients that have undergone Salter osteotomy in the childhood and were therefore followed for many years was made. 4.2.1 Salter innominate osteotomy The Salter innominate osteotomy was introduced by Canadian orthopaed Robert Salter for treatment of the congenital dislocation of the hip [63]. The indication for this osteotomy is the developmental dysplasia in the children. The goal of this operation is to improve the coverage of the femoral head, thereby increasing the weight-bearing area of the joint. The main part of the Salter osteotomy is the osteotomy of the ilium from the spina iliaca anterior inferior to the greater sciatic notch. The bone wedge, that was taken from the crista iliaca at the same side, is inserted into the place of the osteotomy (Fig. 4.6). Osteotomy is held open anterolaterally by this wedge and thus roof of the acetabulum is shifted more anteriorly and laterally. The advantages of the Salter osteotomy of the acetabulum are that the lateral coverage of the femoral head is provided by hyaline cartilage and that the triradiate cartilage stays intact. 4.2 Evaluation of the hips after Salter osteotomy 73 Figure 4.6. Schematic representation of the Salter innominate osteotomy. Adapted from Daugherty et al., 1998. 4.2.2 Patients At the department of Orthopaedic surgery, Ljubljana, 63 patients (70 hips) underwent Salter osteotomy due to developmental dysplasia of the hip in the period from 1974 to 1983. 44 hips met our enrollment criteria: no radiographic sign of aseptic necrosis or chondrolysis of the femoral head preoperatively and postoperatively, antero-posterior radiographs of the pelvis and both proximal femurs available after the operation, no operation on the hip in the followup period. The mean age of the patients at the operation was 54 months (from 18 months to 10 years) while at the latest control it was 14 years (from 9 to 23 years). The center-edge angle of Wiberg ϑCE was determined from the radiographs shortly after operation, once in the course of the first postoperative year, once in the 2nd or 3rd postoperative year, once 3 to 7 years postoperatively and once 7 to 13 years postoperatively. Only patients having followup period greater then 7 years were included. Our sample of the operated hips consists of 38 hips while our final sample of the contralateral nonoperated hips consists of 21 hips that fulfilled all the above criteria. The operation was performed on one hip in 32 patients and on both hips in 3 patients. Body weight of the patients was not known. The magnification factor of the radiographs was not known and therefore standard magnification 10% was used. 74 pmax /WB [m−2 ] 4.2 Evaluation of the hips after Salter osteotomy ϑCE,followup [◦ ] Figure 4.7. The correlation between the centre-edge angle ϑCE,followup and the normalized peak contact joint stress pmax /WB , both determined from the radiographs of the latest control. The curve represents numerical fit after model equations by these parameters: R/WB = 2.60, ϑR = 8.2◦ , r = 25 mm. 4.2.3 Results First we present the biomechanical parameters obtained from the radiographs taken at the latest control. These biomechanical parameters were computed for hips that have undergone the operation. Figure 4.7 shows the correlation between the center-edge angle and the normalized peak contact stress pmax /WB , both determined from the radiograph of the latest control. The correlation coefficient is 0.43 and is statistically significant (P< 0.001). Figure 4.8, figure 4.9 and figure 4.10 show the correlation between the center-edge angle determined from the radiographs of the latest control ϑCE,followup and the following parameters: the normalized gradient of the stress gradpm /WB and the normalized stress index pI /WB2 and the functional angle of the weight-bearing area ϑF , respectively. The correlation coefficients and their statistical significance are shown in table 4.4. The scattering of the data in these figures shows the influence of factors other than ϑCE on the respective biomechanical parameters, therefore the correlation coefficients (Tab. 4.4) are the measure of the influence of the parameters other than ϑCE on the biomechanical parameters. It can be seen from table 4.4 that variation is the highest in the normalized 75 gradpm /WB [m−3 ] 4.2 Evaluation of the hips after Salter osteotomy ϑCE,followup [◦ ] pI /WB2 [108 m−5 ] Figure 4.8. The correlation between the centre-edge angle ϑCE,followup and the normalized gradient of the stress gradpm /WB , , both determined from the radiographs of the latest control. The curve represents numerical fit after model equations by these parameters: R/WB = 2.72, ϑR = 7.85◦ , r = 25.45 mm. ϑCE,followup [◦ ] Figure 4.9. The correlation coefficient between the centre-edge angle ϑCE,followup and the normalized stress index pI /WB2 , both determined from the radiographs of the latest control. The curve represents numerical fit after model equations by these parameters: R/WB = 2.70, ϑR = 7.85◦ , r = 24.95 mm. 76 ϑF [◦ ] 4.2 Evaluation of the hips after Salter osteotomy ϑCE,followup [◦ ] Figure 4.10. The correlation between the centre-edge angle at ϑCE,followup and the functional angle of the weight-bearing area ϑF , , both determined from the radiographs of the latest control. The curve represents numerical fit after model equations by these parameters: R/WB = 2.60, ϑR = 8.00◦ . Correlation pmax /WB – ϑCE,followup gradpm /WB – ϑCE,followup pI /WB2 – ϑCE,followup ϑF – ϑCE,followup R2 0.433 0.872 0.745 0.938 P < 0.001 < 0.001 < 0.001 < 0.001 Table 4.4. Correlation coefficients between biomechanical parameters and the centeredge angle ϑCE,followup both determined from the radiographs of the latest control and their statistical significance. 4.2 Evaluation of the hips after Salter osteotomy 77 maximum contact stress. As in the previous section, the sources of variation are: the variations in geometrical parameters between the patients and the variation in magnification factor. Because the radiographs of the patients were taken under different conditions, in different ages and the variation in the size of the radiographs was observed we can assume that the magnification factor highly differs between the radiographs. It was shown in section 3.3.2 that in case when the magnification is unknown and, or differs considerably within the population, most appropriate biomechanical parameter that describes the status of the hip is functional angle of the weight-bearing area. Next, we studied the change of the centre-edge angle during the followup period ∆ϑCE (∆ϑCE is equal to ϑCE at the latest control minus ϑCE shortly after operation). If ∆ϑCE is positive, the center-edge angle increased while if it is negative, the center-edge angle decreased during this period. Figure 4.11 shows the histograms corresponding to the operated hips (a) and to the contralateral nonoperated hips (b). The average ∆ϑCE in the population of the operated hips is 3◦ while the average ∆ϑCE in the population of the contralateral nonoperated hips is 9◦ . In the population of the nonoperated hips, there were only 3 (15 %) in which ϑCE decreases, while in the population of the operated hips, 11 (27 %) underwent a decrease in ϑCE . The difference in ∆ϑCE the group of operated and nonoperated hips is statistically significant at the significance level 0.01 (Wilcoxon’s W two-tailed statistic). In the operated hips we found a statistically significant positive correlation between the postoperative ϑCE and ϑCE at the latest control (R2 = 0.29) at the significance level 0.001 (R2 = 0.26) (Fig. 4.12). Dashed line shows the value of ϑCE in case of ∆ϑCE = 0. For the points that lie above this line ∆ϑCE is positive while for points that lie below this line ∆ϑCE is negative. Finally we present the influence of the postoperative pelvic geometry on the long-term effect on the biomechanical status of the hip. Figure 4.13 shows the correlation between the postoperative ϑCE and the functional angle of the weight-bearing area ϑF determined from the radiographs of the latest control. The correlation is statistically significant (R2 =0.27) at the significance level 0.001 (R2 = 0.26). 4.2 Evaluation of the hips after Salter osteotomy 78 Number of hips (a) ∆ ϑCE [◦ ] Number of hips (b) ∆ ϑCE [◦ ] Figure 4.11. The histograms of the change of the centre-edge angle during the followup time ∆ϑCE corresponding to operated hips (a) and to the contralateral nonoperated hips (b). 79 ϑCE,followup [◦ ] 4.2 Evaluation of the hips after Salter osteotomy ϑCE,shortlypostop. [◦ ] ϑF [◦ ] Figure 4.12. The correlation between the postoperative center edge angle ϑCE,shortlypostop. and the center-edge angle taken at the latest control ϑCE,followup . ϑCE,shortlypostop. [◦ ] Figure 4.13. The correlation between the postoperative center-edge ϑCE,shortlypostop. angle and the functional angle of the weight-bearing area determined from the radiographs of the latest control ϑF . The curve represents numerical fit after model equations by these parameters: R/WB = 2.60, ϑR = 11.84◦ . 4.3 Evaluation of the hips subject to developmental dysplasia 4.3 80 Evaluation of the hips subject to developmental dysplasia Long-term studies of the nonoperative treatment of the developmental dysplasia of the hip have taken note of relatively high incidence of unsatisfactory outcome [22]. The reason for an elevated incidence of late radiographic and clinical abnormalities is unclear. It was suggested [51] the the unsatisfactory outcome is caused by excessive contact stress. Hadley et al. [22] suggest that the clinical hip score is result of the long-term acting stress on the hip. The concept of this study is to test the relationship between the functional and biomechanical criteria. 4.3.1 Harris hip score The Harris hip score is a worldwide distributed method for clinical evaluation of the status of the hip. This score was introduced by Harris [24] in 1969. The appointment of the score consists of two parts. The first part is filled in by the patient and it consists of questions associated with patient’s opinion on pain, ability of gait (limp, distance of the gait, support by the gait) and functional activities (stair climbing, putting on shoes, sitting, public transportation). The maximum rate of this part of the Harris hip score is 91 points. The second part is filled in by the physician after clinical examination (range of abduction, adduction, flexion, internal rotation, external rotation and absence of deformities). The maximum available rate of this part is 9 points. Maximum Harris hip score is 100 points. 4.3.2 Patients and method We studied 11 patients (2 men, 9 women) that had undergone nonoperative treatment due to developmental dysplasia of the hip at the Department of Orthopaedic Surgery in Ljubljana in the years 1926-62. The average age of patients at the latest control was 50 years (from 38 to 74 years). The radiograph of the hips was taken with a standard of known length mounted at the tip of the greater trochanter. The Harris hip score was evaluated by a physician. Fourteen hips met our enrolment criteria: radiographs that contain all the necessary bony structures, no diseases that could influence the Harris hip score and no operation on the hip. For each hip minimum two radiographs were available: the older one taken at the age of the skeletal maturity and the recent one taken at the appointment of the Harris hip score. 81 Number of hips 4.3 Evaluation of the hips subject to developmental dysplasia Harris Hip Score Figure 4.14. Histogram of the determined Harris hip scores Magnification of the recently taken radiographs was computed from the known length of the standard (section 3.3.2). The magnification of the older radiographs was scaled according to radius of the femoral head as a parameter of the stable length. In contrast with previous studies (sections 4.1 and 4.2), the body weight of the patients was known and the biomechanical parameters are expressed by their absolute values (not relative to body weight). The cumulative exposure pressure parameter pc was computed by using equation (1.47). The threshold limit was taken to be 2 MPa and the time-weightened exponent d was taken to be one, according to Maxian [51]. It was assumed that stress in the hip changes linearly from the value determined at the first control to the value determined at the most recent control. Other parameters were computed by using equations described above (section 3.1). The relation between the relevant quantities was described by linear regression. 4.3.3 Results The average Harris hip score was 90.5 and its standard deviation was 9.78. The frequency diagram of the Harris hip score, determined in our group of patients, is presented in figure 4.14. The relationship between the center-edge angle and the Harris hip score is shown in figure 4.15. The relationships between the the maximum contact stress, the gradient of the stress, the stress index, the functional angle of the weight-bearing area, the cumulative pressure and the Harris hip score are shown in the figures 4.16 – 4.20, respectively. 82 Harris Hip Score 4.3 Evaluation of the hips subject to developmental dysplasia ϑCE [◦ ] Figure 4.15. The correlation between the center-edge angle ϑCE and the Harris hip score. The above biomechanical parameters were determined from recently taken radiographs. The correlation coefficients are shown in table 4.5. The maximum contact stress and the cumulative stress show statistical significant correlation with the Harris hip score at the significance level 0.01 (R2 =0.467), however no statistical coefficient was found between other biomechanical parameters and the Harris hip score. No statistical significant correlation was found between the Harris hip score and the body weight of the patient (P=0.610) too, not shown. Figures 4.15 – 4.20 show the Harris hip score decrease with increasing pmax , gradpm , pI and pc while the Harris hip score increase with increasing ϑCE and ϑF . It is in agreement with our expectations and previous studies [22, 50] that high pmax , gradpm , pI is biomechanically unfavorable while high ϑCE and ϑF is biomechanically favorable. The statistical significance of this study is small due to small amount of data. Only preliminary results are presented as the gathering of the data is in progress. 83 Harris Hip Score 4.3 Evaluation of the hips subject to developmental dysplasia pmax [106 Pa] Harris Hip Score Figure 4.16. The correlation between the maximum contact stress pmax and the Harris hip score. gradpm [107 Pa.m−1 ] Figure 4.17. The correlation between the gradient of the stress gradpm and the Harris hip score. 84 Harris Hip Score 4.3 Evaluation of the hips subject to developmental dysplasia pI [1013 Pa2 .m−1 ] Harris Hip Score Figure 4.18. The correlation between the stress index pI and the Harris hip score. ϑF [◦ ] Figure 4.19. The correlation between the functional angle of the weight-bearing area ϑF and the Harris hip score. 4.3 Evaluation of the hips subject to developmental dysplasia Parameter ϑCE pmax pmax /WB gradpm gradpm /WB pI pI /WB2 ϑF pc pc /WB R2 0.053 0.442 0.289 0.233 0.149 0.386 0.223 0.078 0.451 0.286 85 P 0.431 0.009 0.047 0.080 0.172 0.018 0.088 0.332 0.008 0.049 Harris Hip Score Table 4.5. Correlation coefficients between radiographic, biomechanical parameters and the Harris hip score obtained by linear regression and their statistical significance. pc [107 Pa.year] Figure 4.20. Correlation between cumulative pressure pc and the Harris hip score 86 5 Discussion Part 5 Discussion The objective of this study was to define new biomechanical parameters, derive their mathematical formulations and use these parameters by evaluation of the biomechanical state of the hip. Also the effect of the magnification factor of the standard antero-posterior radiograph on biomechanical studies of large groups of patients was investigated. New biomechanical parameters like gradient of stress gradpm , stress index pI , and functional angle of the weight-bearing area ϑF have been compared with a radiographic parameter – center-edge angle of Wiberg ϑCE and biomechanical parameters: maximum contact stress in the hip joint pmax and cumulative pressure pc in the studies of the biomechanical status of the populations of hips. Determination of the biomechanical parameters is based on the recently developed model that enables the determination of the hip stress distribution and analytical expression for gradpm , pI and ϑF by using data obtained from standard antero-posterior radiographs. The method is based on the mathematical models for determination of the hip joint re~ in one-legged stance [27] and other for determination of the contact stress sultant force R distribution in the articular surface [30]. In these models several simplifications were introduced that influence the accuracy of this method. In the model for calculation of the hip joint resultant force only five muscles were included and the problem of the muscles forces required in order to maintain balance was solved by using reduction method [27]. The attachment points of the muscles were corrected for an individual subject according to the geometry of the pelvis and proximal femur determined from the standard antero-posterior radiograph. For more exact calculation of the muscle force, it would be convenient if more muscles of the lower extremity were included. In such case, the problem of unknown muscle forces should be solved by the optimization method [58]. The more muscles are involved, the more attachment points should be known. If all of the muscles of the lower extremity were involved, then it would be impossible to determine the attachment points of the muscles by scaling the standard antero-posterior radiograph of the pelvis, because we cannot extract the data on the distal part of the lower extremity from the radiograph. The best way to estimate the positions of the attachment 5 Discussion 87 points of the muscles would be to obtain their directly from tomographic scan (CT or NMR). However the computerized tomography could not be widely distributed for this purpose because of its technical complexicity and higher costs compared to the standard radiograph. Also the radiation dose received by the patient is in CT examination higher than in standard RTG examination [38]. By using standard antero-posterior radiograph we cannot compute the hip forces during dynamic activities. External measurements that are needed for computation of the hip force in these activities [6, 12, 58] are complicated and could not be used in clinical praxis. Special examinations of the patient to collect kinematic and kinetic information are required. On the other hand, the method that use standard antero-posterior radiographs enables to use the data from archives and requires no additional examination of the patient. The magnitude of the muscle forces can be determined by the reduction method or by the optimization method. The method of reduction was used in our study. It follows from the work of Maček-Lebar et al. [48] that the hip joint reaction force calculated by the model used in this work is almost the same as when the optimization procedure is applied (Tab. 1.4). Therefore, mistake in determining the quantities used in this work due to use of reduction method instead of optimization method is small. In derivation of the calculation of the biomechanical parameters (pmax , gradpm , pI , ϑF ), we used the cosine radial stress distribution [35]. It is based on the assumption that the radial stress in the hip joint articular surface can be calculated according to Hooke’s law [45], i.e. the radial strain in the articular surface of the hip is assumed to be proportional to the radial strain within the cartilage layer. As the cartilage was assumed to behave as ideally elastic body, stress was taken to be proportional to the strain. The experimental results [65] imply, that the stress/strain relationship for the human articular cartilage could approximately be described by a linear function, i.e. for the cartilage Hooke’s law can be used. In addition, the femoral head and the acetabular surface are taken to be spherical. In the normal hips the femoral head and the acetabulum are out-of-round [35]. This deviation from sphericity is even larger in some abnormalities of the hip. The articular surfaces of the femoral head and the acetabulum in normal hips were found to have a shape of rotational conchoid [39]. Since the validity of the cosine stress distribution function is based on the assumption that the acetabulum and the femoral head have spherical geometry, the deviation from this situation would lead to the stress distribution different from a cosine function. The Hooke’s law implies that stress in the cartilage is proportional to strain and 5 Discussion 88 to thickness of the cartilage. We assumed constant thickness of the cartilage layer before deformation. In reality the articular cartilage of the acetabulum is slightly thinner at the edges [56]. The same strain therefore causes higher stress in thinner than in thicker regions of the cartilage and also higher gradient of stress and stress index at the edges of the acetabulum. The model could be further upgraded by considering special corrective coefficients of the cosine function [34], that describe deviation from sphericity and by assuming different thickness of the cartilage on the weight-bearing area. In the model for the calculation of the maximum contact stress the weight-bearing area, is assumed to be a spindle-shaped spherical segment [30]. The position and the size of the weight-bearing area is determined by the inclination of the lateral and medial intersecting planes with respect to vertical (Fig. 1.29). The shape of the weight-bearing area is overestimated because it does not take into account the acetabular anteversion and the acetabular fossa that decrease the actual size of the weight-bearing area. However, the region of the acetabular fossa would not be expected to actually distribute much load [35]. It was noted earlier that the plane of the acetabulum is not only inclined laterally, but is also inclined anteriorly (acetabular anteversion). This means, that the anterior acetabular margin does not extend as far over the femoral head as the posterior margin. The anteversion may be important in determination of the contact stress, because the contact stress depends on it as well as on the lateral coverage of the femoral head [9, 21, 46]. For more exact determination of the stress distribution it would be convenient to upgrade the model by taking into account the acetabular anteversion, especially in dysplastic hips. In dysplastic hips, the anteversion varies more widely than in normal hips [21]. Due to a smaller weight-bearing area in dysplastic hips its influence on the stress distribution is higher. It was reported [38] that three-dimensional acetabular coverage of the femoral head can be estimated by using antero-posterior radiograph of the hip. 5.1 Magnification of the radiographs In the section 3.3.2 the role of magnification of standard antero-posterior radiographs in the biomechanical studies was tested. The effect of the different magnification of the radiograph was studied in one patient (Fig. 3.5) and also in the group of patients (Tabs. 3.1, 3.2). The results of the theoretical modelling were applied in the study of normal and dysplastic hips (Tab. 4.3). 5 Discussion 89 First, the effect of the magnification from 0% to 50% on the biomechanical parameters was estimated. The parameter that is most influenced by magnification is stress index pI and the parameter that depends least on the magnification is the functional angle of the weight-bearing area ϑF . This was expected from the model assumptions for the particular biomechanical parameters. The functional angle depends on the center-edge angle ϑCE and on the coordinate of the pole of the stress Θ (Eqn. 3.29). If the magnification of the whole radiograph is the same, then the center-edge angle is not influenced by the magnification. It can be seen from the model equations that the coordinate of the pole Θ depends only on the sum of the inclination of the hip joint reaction force ϑR and the center-edge angle ϑCE (Eqn. 3.19). Therefore the variation of the functional angle of the weight-bearing area due to magnification reflects the variation of the inclination of the hip joint reaction force ϑR due to magnification of the radiograph. The value of the contact stress depends on the position of the pole Θ, magnitude of the load R and radius of the femoral head r squared (Eqn. 3.20). These parameters are influenced by magnification. The equations for the computation the gradient of stress (Eqn. 3.28) and for the stress index (Eqn. 3.26) are more complex. The theoretical basis for higher influence of the magnification on these parameters is the error propagation equation [42]. Next, corrections of the obtained parameters due to different magnifications of the radiographs were calculated. The calculated magnification factors can be considered as rough estimates because several simplification were introduced. We assumed that average magnification of the biomechanical parameter (µ) is constant for a given biomechanical parameter, i.e. µ is function of Yi . But different geometrical parameters of the pelvis and proximal femur could redound to the same biomechanical parameter. Then the effect of the magnification on the biomechanical parameters is different because of different importance of the individual geometrical parameters by the computation of the biomechanical parameters [14]. For better estimation of the average value of the magnification of the biomechanical parameters (µ), the variation of the geometrical parameters together with the variation of the magnification of the radiographs in the population should be included in the model. Also, it was assumed that the average magnification of the biomechanical parameter µ is constant for a given biomechanical parameter. It is not constant as could be seen in table 3.2, but the differences are small. Therefore, as first approximation its average value 5 Discussion 90 was assumed. The sample of radiographs with known magnification, used for determination of the average magnification factor and its standard deviation, was small – consisted of twentyfour radiographs. Therefore the values of the average magnification factor and its standard deviation may not be a satisfactory representative. In the future larger sample should be analyzed. The magnification of the radiograph significantly differs between the recently taken and older radiographs. The differences may be caused by different technique of X-ray examination, for example different X-ray devices. It has practical importance in the followup studies. When we will take the average magnification 10% and there is no real differences in the biomechanical factors, computed values of the biomechanical factor from the older radiographs will be higher as the computed values from the recently taken radiographs due to different magnification of the radiographs. Therefore we suggest that by taking the radiographs in the future it would be convenient to mount a standard of known dimension at the level of the femoral head center. Then we could calculate also the magnification of the older radiographs as shown above. The correction of the average values of the biomechanical parameters and of their standard deviations due to varied magnifications, is included in the study of normal and dysplastic hips. Comparing the results obtained by considering the correction and the results obtained without considering the correction (Tabs. 4.3 and 4.2, respectively), we can state that the value of t, obtained by t-test, is approximately the same taking into account the effect of the magnification than without it. According to this we can state that the variation in the parameters due to differences in the geometrical parameters of the pelvis and proximal femur is much higher than the variation in the results due to different magnification of the radiograph. 5.2 Results on populations The next step after creation of the model is its verification. Previous studies on populations suggest that distribution of contact stress in the hip may be an important factor which affects the state of health or disease of the adult hip [22, 37, 41, 51]. In our study, new biomechanical parameters were defined and their relevance was tested. In test of new biomechanical parameters on the population of the hips different populations were studied: 5 Discussion 91 normal and dysplastic hips, hips subjected to Salter osteotomy and the untreated hips subject to developmental dysplasia of the hip. 5.2.1 Biomechanical status of normal and dysplastic hips The differences in biomechanical parameters (pmax , gradpm , pI , ϑF ) and in radiographic parameter (ϑCE ) between groups of normal and dysplastic hips are shown in table 4.2. All differences between both groups are considerably and statistically significant at the significance level lower than 0.001. To compare the differences between the parameters, t-values obtained by t-test are presented in in table 4.2. The parameter, that shows the highest difference, is the center-edge angle of Wiberg, although it is not a physical quantity. It could be explained by fact that dysplastic hips are often estimated by using this criterium. Similarly, high difference is exhibited in the functional angle of the weight-bearing area, because it depends mainly on the center-edge angle. Further, the influence of the other geometrical parameters on it is lower than in other biomechanical parameters. The difference in the peak contact stress and in the gradient of stress between both groups is approximately the same, the difference in stress index is even lower. This could be explained by the influence of the other geometrical parameters that increase standard deviation assigned to the biomechanical factor and therefore decrease the statistical significance of the difference. The relationship of small lateral coverage of the head of the femur by the acetabulum to the pathogenesis of the coxarthrosis is well explored [22, 63, 70]. Our results also show that dysplastic hips have higher peak contact stress than the normal hips. This is in accordance with previous studies [21, 30, 35]. In dysplastic hips we also obtained higher (positive) gradient of stress, higher stress index and lower functional angle of the weight-bearing area, than in the normal hips. This is in accordance with our assumptions. The analysis of the antero-posterior radiographs of healthy and dysplastic normal hips by using a simple two-dimensional mathematical model of the hip articular stress [43] showed that in the healthy human hip (corresponding to large enough ϑCE ) the calculated peak stress varied slowly in a large interval of values and directions of the resultant hip force (R and ϑR , respectively), while in dysplastic hips its value changed considerably upon the change of R and ϑR . The variation in R and ϑR represents the variation in size and shape of the pelvis and of the proximal femur (section 3.2). As it could be seen in figure 4.2 the variation in values pmax /WB is higher in dysplastic hips. Also in the gradient of stress 5 Discussion 92 and the stress index, the influence of R and ϑR in dysplastic hips is much higher. The values of gradpm and pI are approximately the same in a wide range of values of ϑCE in normal hips (Figs. 4.3 and 4.4). In the dependence of gradpm and pI on ϑCE we obtained the change of the sign of the biomechanical parameters. The change of the sign is caused by the change of the position of the pole of stress (Eqns. 3.26 and 3.28). If the pole of the stress is located inside the weight-bearing area then the gradient of stress and the stress index are negative. If the pole is located outside the weight-bearing area, they are positive. The gradient of stress and the stress index are zero, when the pole of the stress lies on the acetabular rim. The change of the sign of the gradpm and pI occurs at the center-edge angle of approximately 22◦ . It can be seen from the figures 4.3 and 4.4 that this value of the center-edge is approximately a “border” between the normal and the dysplastic hips. In the clinical praxis the range of ϑCE from 20◦ to 25◦ is considered to be lower limit for normal, while the value below 20◦ is pathognomic for the hip dysplasia [46]. Our results indicates that the border value could be related with the shape of the the stress distribution and with consecutive flow of the intersticial fluid in the articular cartilage as will be discussed below. In some hips from the group of dysplastic hips, a noticeable deviation from spherical shape of the femoral head due to degenerative changes was noticed. As mentioned above, in this case the assumption of the cosine distribution is not valid. Despite of this, these hips were included into our study. It was observed that in dysplastic hips the shape of the femoral head is changed into higher radius. According to equations (3.20), (3.26) and (3.28), the higher the radius of the femoral head, the smaller peak contact stress, gradient of stress and stress index. However, according to equations (3.19), (3.29) the value of the functional angle of the weight-bearing area is not influenced by the change of the radius of the femoral head. It looks that the increase of the radius of the femoral head in dysplastic hips occurs in order to reduce stress, gradient of the stress or stress index. Validation of this statement requires further investigation of the development of biomechanical parameters in the dysplastic hips. For exact determination of stress in the dysplastic hips a three-dimensional mathematical model of the stress distribution that includes also the anteversion and different shapes of the femoral head and of the acetabulum is needed. It is well established [46] that ϑCE lower than 20◦ is related to the development of the degenerative changes, while the value of ϑCE larger than 30◦ is found in healthy patients. If 5 Discussion 93 the ϑCE lies between these values, the center-edge angle alone is not sufficient to predict the development of the hip joint. A hip joint with a larger ϑCE sometimes develops osteoarthritis more rapidly than one with smaller ϑCE [21]. Thus, the biomechanical parameters that contribute to the development of the hip should be considered. These parameters are excepted to correlate with the center-edge angle by its larger and smaller values. All the biomechanical parameters studied in this work show such correlation. For their further validation it will be of interest to study the development of the hips with ϑCE from 20◦ to 30◦ and the influence of the particular biomechanical parameter on it. 5.2.2 Biomechanical evaluation of hip joint after Salter osteotomy It is of interest to study the development of the hips in the longer follow-up study. Therefore an analysis of the patients that have undergone Salter osteotomy was made. It would be relevant to study the correlation between the biomechanical parameters shortly after the operation and at the latest control. Unfortunately, the mathematical model for the calculation of the resultant hip joint force used in this work does not apply to young children. Therefore the status of the hip shortly after operation was estimated by centeredge angle. First, the correlation between the center-edge angle and the biomechanical parameters was tested to show influence of the parameters other than ϑCE on the biomechanical parameter. In comparison with the previous section, we found higher correlation coefficient for gradpm (ϑCE ) and pI (ϑCE ) dependencies than for the pmax (ϑCE ) dependence (Tab. 4.4). It is caused by low variation of gradpm and pI for larger ϑCE in our group, where the majority of the hips had ϑCE larger than 20◦ . The functional angle of the weight-bearing area ϑF was found to be the most relevant parameters, because by using this angle the noise due to different magnification of the radiographs was suppressed. We have found (Fig. 4.11) that in the group of the operated hips more underwent a decrease of the center-edge angle during the followup period than in the group of nonoperated hips. The cause of different development of the operated hips could be: modification of the blood supply to the acetabulum at the operation or unsatisfactory biomechanical conditions that influence the development of the hip (e.g. high peak contact stress). In the first case the change of the center-edge angle would be random, while in the second case it would depend on the unfavorable values of the biomechanical parameters. Then there would be a correlation between the biomechanical parameters in the hip and the change 5 Discussion 94 of the center-edge angle. We were not able to determine the biomechanical parameters shortly after the operation. We could only determine the relation between the change of the center-edge angle and the biomechanical parameters at the most recent control. We have studied the correlation between the postoperative center-edge angle ϑCE and the functional angle of the weight-bearing area ϑF at the latest control. We found on the average a larger postoperative angle would yield a larger ϑF , which is biomechanically favorable. A smaller postoperative center-edge angle yields a smaller ϑF , which is biomechanically unfavorable. Our results support the hypothesis that a procedure yielding a larger weight-bearing area results in a biomechanically more favorable outcome. However, in order to make a definite answer, more studies, including the improvements of the model specific for the state of Salter osteotomy, as well as for other osteotomies for treatment of the dysplastic hips would be required. 5.2.3 Evaluation of the hips subjected to developmental dysplasia For evaluation of the status of the hip clinical, radiographic and biomechanical criteria are used. The concept of this study was to test the relationship between the biomechanical criteria and the clinical score. The Harris hip score reflects the subjective feeling of the patient (e.g. pain) and ability to practice some activities (e.g. walk, range of motion, etc.). The biomechanical parameters are based on mathematical models and describe physical quantities acting on the hip (e.g. stress, gradient of the stress, size of the weight-bearing area). The evaluation of the score is more or less subjective, while the computed values of the parameters are more objective. However, there are uncertainties that rise from the simplifications included in the model. For verification of the biomechanical parameters, it is relevant to study the correlation between the biomechanical parameters (determine biomechanical status of the hip) and scores that are used for clinical evaluation. Because our sample of patients was small the statistical significance of this study is low. Gathering of the data is in process, however we give preliminary results. The maximum contact stress and the cumulative stress show statistical significant correlation with Harris hip score at the significance level 0.01. However, the correlation coefficient for the stress index is close to threshold values. The results indicate a strong dependencies and therefore a larger sample would be excepted to improve the statistical significance. From the biological point of view, the value of the biomechanical parameter determined at a certain time alone may not accurately describe the biomechanical status of the hip 5 Discussion 95 joint because usually, a long period of time is required before the degenerative changes appears [51]. Therefore in this study the parameter that includes the time exposure was also calculated. Hadley et al.[22] tested the relationship between the excessive contact pressure and the long-term outcome in hips subjected to unilateral congenital dislocation of the hip. These hips were treated conservatively. In contrast with our results no correlation was found between the clinical scores and the peak contact stress pmax determined at the most recent control and relatively good correlation was found for cumulative pressure exposure pc similarly as in our study. Hadley used a modified two-dimensional model of Pauwels [57] for calculation of the hip joint reaction force and the uniform stress distribution model for calculation of the peak contact stress [46]. With respect to the models used in our analysis (sections 3.1.1 and 1.2.2) these models are simplier and less adaptive to the geometry of an individual hip. The magnification of the radiographs in the study of Hadley [22] was also not taken into account. It would be interesting to determine the biomechanical parameters in the sample of Hadley [22] by using our models and then repeat the analysis. By computation of the cumulative contact stress, it was assumed that stress in the hip is changing linearly from the value determined at the first control to the value determined at the most recent control. This assumption is not realistic. For better determination of the cumulative stress pc we should determine the peak contact stress at more controls. The Harris hip score varied over a small range (68–100) in our sample of almost healthy people. This score was developed to evaluate the state of diseased hips and of the hips after operations [24]. For example in our sample the maximum score 100 was obtained in 2 subjects and the minimum score was 68. Therefore we suggest to use in the future another type of the hip score that reflects reflects the state in almost healthy hips. 5.3 Effects of stress on the hip To understand the effect of the load on the hip, it is necessary to take into account mechanisms that influence behavior and development of the hip. In the first step were considered the radiographical parameters (i.e. ϑCE , ϑU S , ϑAC – see Appendix C), that are determined by long term clinical experiences and were compared to the physical parameters, that describe processes in the hip (i.e. deformation of the cartilage, flow of the intersticial fluid). Next step is to better understand regulation mechanisms acting on the cellular and molecular level and connect them with the biomechanical state of the hip. As we are interesting 5 Discussion 96 in the biomechanics of the cartilage, in the following text the effect of the biomechanical parameters on the regulation mechanisms on the cartilage level is discussed. The cartilage, tendons and bones develop from a pluripotent mesenchymal tissue. According to Pauwels [57] the differentiation of the cells from the pluripotent mesenchymal cells depends on the kind of stress applied to the cells. Stretch is the mechanical stimulus for the formation of the collagenous fibrils. It occurs for example in tendons. The hydrostatic pressure causes the differentiation of the cell into the cartilage cell. There is no specific exciting mechanism for bone formation, but bone tissue can develop only from the osteogenic cells in an environment where the cells are protected from intermittent stretching by a rigid anchor (fibrils of calcified ground substance). This theory is assigned as a theory of the “causal histogenesis of mesenchymal supportive tissue”. By considering this theory, the specific shape of the cartilage in the hip joint – facies lunata can be explained [46, 49]. The cartilage in the hip is present where the compressive stress varies between the upper and lower physiological threshold of magnitude. If the stresses rise above or fall below these toleration limits, the result is a loss or degeneration of the cartilage with consequent subchondral remodelling and development of coxarthrosis [22, 57]. Pauwels [57] states that the bone is even more sensitive to the magnitude of the stress. The physiological magnitude of stress is the stimulus to continuous bone transformation whereby the formation and resorption are balanced. An increased stress stimulates formation of bone and a decreases stress stimulates resorption. The bone condensation in the roof of the acetabulum is the proof of this fact. This feature is called “sourcil” (eyebrow). With a normal distribution of joint stress, the sourcil appears narrow and even (Fig. 5.1 a). As joint stress becomes concentrated due to a lack of head coverage (e.g. by subluxation of the femoral head), the area of dense bone thickness increases towards the acetabular margin and assumes a more triangular shape – Pauwel’s triangle (Fig. 5.1 b). The similarity between the shape of the dense bone in the acetabular roof is of practical significance. It indicates directly both the magnitude and the distribution of the articular stress. In the normal hip the sourcil is even and narrow. Maquet [49] observed that the centre of the sourcil does not coincide with the direction of the force and is shifted more laterally. He suggests the explanation of this fact by the projection of the weight-bearing area by the radiography. We suppose that this fact can be explained also within the model of Brinckmann et al. [9] or Iglič et al. [31] that are described above. In these models, the point of maximal contact stress, the pole of the stress, does not coincide with the direction 5 Discussion 97 ~ Figure 5.1. Subchondral sclerosis in the normal hip (a) and in the subluxated hip (b), R denotes force acting on the hip of the force. It follows from the model equations that the pole is positioned laterally with respect to the force. It means that these models support the ideas proposed by Pauwels. The determination of the position of the center of the acetabular sourcil together with the position of the pole calculated by the model can be used to further understand the relevance of the model assumptions. Mechanical signals do not influence only differentiation of the mesenchymal cells but are also believed to be significant factors in the initiation and progression of the joint degeneration processes [55, 72]. Deformation of the cartilage is related not only to the fluid flow and deformation of the collagen–proteoglycans matrix but also with the deformation of the chondrocytes. Although chondrocytes are not believed to be sensory cells, it is evident that they have ability to respond to a diverse array of biophysical phenomena which are associated with extracelular matrix. Due to charged nature of the cartilage matrix, mechanical loading of the joint exposes the chondrocyte population to a complex array of biophysical signals such as fluid flow, fluid stress, osmotic pressure, electric potential gradients and changes in interstitial pH [20]. Deformation of the chondrocytes (i.e. changes in shape or volume) may also be involved in the process of mechanical signal transducing [72]. The pathways, through which chondrocyte deformation is transduced to an intracellular signal which regulates cellular activity, are not know. It has been proposed that mechanical signalling across membrane may be transduced via cytoskeleton. Guilak [20] used confocal scanning microscopy to perform in vivo three-dimensional morphometric analysis of the nuclei of the viable chondrocytes during compression of articular cartilage explants. He found significant decrease in the height and shape of the cells and of the nuclei after applied compression. Disruption of the actin cytoskeleton using cytochalasin D altered the 5 Discussion 98 relationship between matrix deformation and the changes in nuclear height and shape but not in volume. He also suggested that the actin cytoskeleton plays important role in the link between compression of the extracellular matrix and deformation of the chondrocyte nuclei. Wu et al. [72] developed a theoretical model of the behavior of the chondrocyte deformation by the compression of the cartilage. The change in the shape of the chondrocyte under compression is similar to the change of the shape of the chondrocyte by strain, the chondrocytes are stretched [57]. In the cartilage, the region of highest strain of the cartilage and therefore of the highest deformation of the chondrocytes is the superficial zone of the cartilage. This zone is also characteristised by low contents of proteoglycans, high contens of thin collagen fibrils and by the presence of metabolically relatively inactive elongated chondrocytes [54]. It is assumed that the collagen fibrils in the cartilage are oriented into direction of the highest strain [55]. The collagen in the superficial zone of the cartilage appears to provide the joint with a cartilage wear resistant protective skin. The superficial region of the cartilage seems to be similar to the tendons. One of the mechanisms that may contribute to this are the similar mechanical stimuli acting on the cells. The transitional and deep zones consist of collagen fibers with larger diameter than those in the superficial zone and the contents of the proteoglycans in them is higher than in the superficial zone. Hypothetically, high deformation of the cartilage causes the production of the collagen. Collagen serves as a protection against splitting of the structure of the cartilage and as a net which hold the proteoglycans. In the cartilage where the deformation is higher than normal the collagen will be produced also in the regions where normally mainly proteoglycans are produced. The compressive stiffness of articular cartilage is smallest at the cartilage surface and largest in middle zones. It was suggested that the zones of the cartilage with high contents of collagen cannot play role in resisting compression [54]. In the models for the deformation of the chondrocytes it was assumed that the gradient of the stress is zero [72]. As indicates in this work, the gradient of stress in the human hip cartilage differs from zero. From the hydrodynamics is known, that the gradient of stress is equal to the force acting on the unit volume of a fluid [25]. It follows from the second Newton’s law that the acceleration is proportional to the force acting on the body. Although articular cartilage is a porous viscoelastic material [55], and the flow of a intersticial fluid is different than the flow of an ideal liquid [39], it can be assumed that the velocity of the 5 Discussion 99 efflux of the intersticial fluid is proportional to the gradient of stress in the pores of the cartilage. The interstitial fluid flows from the regions of higher stress to the regions of lower stress in the direction opposite to the gradient of stress. The velocity of the deformation of the cartilage is then proportional to the efflux of the interstitial fluid and therefore proportional to the gradient of stress. In study of dysplastic hips it was observed that gradient of the stress is higher the dysplastic hips than in the normal hips (section 4.1). The gradient of stress differs not only in its absolute value but also in the sign (positive in dysplastic hips and negative in diseased hips). In the following, we will try to explain the effect of the gradient on the articular cartilage. In the most of the normal hips the pole of the stress is located inside the weight-bearing area. The gradient of stress (Eqn. 3.26) on the pole is zero and the flow of the interstitial fluid on the pole is slow. According to the theory of causal histogenesis, mainly hydrostatic pressure is acting on the chondrocytes and they product mainly proteoglycans [57]. In the dysplastic hips, the pole is located outside the acetabular shell. The value gradient of the stress is positive over the whole weight-bearing area. Therefore the interstitial fluid flows more rapidly. The deformation of the chondrocytes occurs and therefore they probably product mainly collagen that provides resistance to the tension. The collagenproteglycan matrix is changing and therefore the intrinsic mechanical properties of the tissue are changed. Because the collagen exert little resistant to compression (Fig. 1.8), the chondrocytes are deformed more and more and the degenerative process develops. The development of the structural changes occurs, if the deformation of the cartilage crosses the threshold value. According to this hypothesis, a different representation of the types of collagen would be found in the normal and diseased hips. It wold be interesting to study a presence of types of collagen in normal and diseases hips. There is a difference between normal and dysplastic hips also in the sign of the gradient of stress at the lateral acetabular margin. According to equation (3.26) the sign of the gradient of stress expresses a direction of the flow of the interstitial fluid. If the pole of the stress is located inside the weight-bearing area (gradient of the stress is positive), the fluid flows laterally. At the edges of the weight-bearing area, where stress diminishes we observe the bulging of the cartilage due to volume preservation of the interstitial fluid flowing from the stressed areas (Fig. 5.2). This bulging of the cartilage helps to hold the femoral head in the acetabulum and increases the weight-bearing area. In the dysplastic hips, the interstitial 5 Discussion 100 Figure 5.2. Schematic representation of the fluid flow and bulging of the cartilage under a compressive load. Adapted from Nigg, 1995. fluid flows inside the acetabular shell (pole is located outside), therefore the consecutive bulging of the cartilage extrudes the femoral head from the acetabulum. This difference between the normal and dysplastic hips was observed also in our study (Sec. 4.1) and a possible explanation with respect to the position of the pole could be as written above. In a similar way a possible role of the acetabular labrum could be elucidated. The cartilage of the acetabular labrum serves as a barrier against high gradient of stress at the edge of the acetabulum. Because the labrum is an elastic structure, it could together with the bulging of the cartilage reduce high gradient of the stress at the lateral border (i.e. reduce the strain of the chondrocytes). In the hips with arthritis a decreased viscosity of the synovial fluid [39] and an increased permeability of the cartilage [55]. Low viscosity together with the higher permeability facilitates the flow of the fluid and therefore the cartilage deforms quicker. The homogenously distributed stress causes the deformation of the chondrocyte from the spherical shape to the ellipsoidal shape [20]. If the gradient of stress in the fluid differs from zero, that the deformation of the cell will be asymmetric. This may also influence the metabolism of the cell. It is known that the incidence of the osteoarthrosis rises with the age. From the theoretical observations it is known that the elastic modulus of the cartilage decreases with the age [65]. Therefore the same force causes higher deformation of the cartilage. From this point of view, stress describes the deformation of the cartilage and the gradient of the stress describes the velocity of this deformation. The stress index includes both 5 Discussion 101 these quantities and seems to be also relevant factor. To describe the effect of the gradient of the contact stress on the cartilage, further studies based on the cellular level are needed. Also other mechanisms should be considered such as: reduction of the fluid film lubrication between the articular surfaces, loosening of the collagene network, disruption of the collagene fibers, loss of the proteoglycans [55]. We also did not consider redistribution of stress in the cartilage during dynamical loading [54] and lateral tensions in the cartilage [39, 55]. 102 6 Conclusions Part 6 Conclusions The presented biomechanical analysis includes the derivation of new biomechanical parameters – gradient of the contact stress, stress index and functional angle of the weightbearing area. To evaluate the relevance of this parameters studies on the population of patient have been performed. Also the effect of different magnifications of the radiographs on the biomechanical parameters was tested. A new, simpler method for derivation of the equations of the model for calculation of the contact stress distribution was introduced. For calculation of the biomechanical parameters the computer system HIPSTRESS was c c . and table calculator MS Excel adapted under operation system MS Windows The biomechanical parameters that are the most and the least influenced by magnification are the stress index and the functional angle of the weight-bearing area, respectively. Therefore for the studies in which the size of the radiographs is unequal or the magnification factor is unknown or largely scattered, it is relevant to use the functional angle of the weight-bearing area. In this study, a method is proposed to correct the biomechanical parameters according to the predicted scattering caused by unknown magnification. In the study of normal and dysplastic hips, it was shown that the variation in results due to magnification is much smaller than variation in results due to variation in the geometrical parameters of the pelvis and proximal femur in the population, so that our conclusions regarding the populations are sound. However, to assess correct values of biomechanical parameters to an individual hip, we suggest that it would be necessary that while taking radiographs in the future, a standard of known dimensions were mounted at the level of the femoral head centers – at the tip of trochanter. From the study of normal and dysplastic hips results we can conclude the difference in all biomechanical parameters is considerable and statistically significant at the significance level lower than 0.001. The study of the hips subject to Salter osteotomy indicates that the hip stress distribution is important in development of the hip. Because of considerable variation of the size of the radiographs, the functional angle of the weight-bearing area was proved to be the relevant parameter. We found that on the average, larger postoperative center-edge angle 6 Conclusions 103 yields a better biomechanical outcome. In the study of untreated hips subject to the developmental dysplasia of the hip, the correlation between the Harris hip score and the biomechanical parameters was examined. These results are only preliminary. The statistical significance of the study is low, because only a small sample of patients was involved. The features involving stress gradient are discussed within a frame on the microscopic level. A hypothetical explanation is proposed that links the processes of the development of the hip with the motion of the interstitial fluid, deformation of the chondrocytes and the biomechanical quantities. Our results indicate that the gradient of stress is an important quantity that affects the development of the hip. I Appendix A Computer system for determination of contact stress The computer system HIPSTRESS allows determination of the contact stress distribution in the hip joint for known pelvic and hip geometrical parameters. These parameters can be determined directly from the antero-posterior radiograph. HIPSTRESS was developed in the Laboratory of Applied Physics, Faculty of Electrical Engineering in collaboration with Medical Faculty at the University of Ljubljana. This system consists of two parts: one for determination of the load of the hip and the other for determination of the hip joint contact stress distribution. ~ is calculated by the program based on the mathematical model of The load of the hip R the hip joint in the one-legged stance [27, 30]. The hip joint contact stress can be calculated after solving a relatively simple non-linear algebraic equation [30, 35]. The calculation of the hip joint force requires as input data (Fig. 3.4): the distance between two femoral head centers l (interhip distance), the vertical coordinate of the trochanter x, the horizontal coordinate of the trochanter z, the inclination of the femoral neck ϕ, the height of the pelvis H and the horizontal distance between the most lateral point on the crista iliaca and the femoral head center C. The reference values of the muscle attachment points are then adapted for every patient individually. In the one-legged stance ~ lies almost in the frontal plane of the body [27, 64]. Therefore the output of the load R the calculation of the hip load in one-legged stance is the magnitude of the load R and its inclination with respect to vertical ϑR . If the body weight is unknown the load can be given relative to the body weight R/WB . The part of the HIPSTRESS for determination of the hip joint contact stress requires as input: the magnitude and the direction of the resultant hip force which can be obtained from the first part of program, the radius of the femoral head r and and the center-edge angle of Wiberg ϑCE (Fig. 3.4). The output of the calculation is the position of the pole Θ and the value of the maximum contact stress pmax . If the body weight is unknown the value of the maximum contact stress can be given relative to the body weight pmax /WB . II Figure A.1. The input form of the program HIPSTRESS Figure A.2. The output form of the program HIPSTRESS III c [31]. It The original version of the HIPSTRESS was written in TURBO PASCAL consists of two programs. The advantage of this version is that it does not have requirement c to operation system and runs on any computer with installed TURBO PASCAL . Because of the necessity of the user-friendly system for clinical praxis the new version c was developed within this work. This version offers to user in the Microsoft Visual Basic a user-friendly graphical interface and the graphical representation of the results. It also allows the input of the personal data of the patient and manipulation with the data – i.e. printing the results, saving the results and importing the data from the archives. The data are saved in text form, so they can be imported to other programs. Using of the program is described in more details in the help file that is distributed together with the program. c This version of HIPSTRESS requires operating system Microsoft Windows 95 or higher c version of this operating system. It was also tested on Microsoft Windows 98 . The input form is shown in figure A.1 and the results of the computation are shown in figure A.2. For extensive clinical studies the algorithms of the program were included as a macro in c the Microsoft Excel yielding the possibility of easy examination of large groups of patients and postprocessing of the results using this table editor (e.g. creating graphs, statistical calculations, manipulation of the data). ~ can be also obtained by other methods [4, The value of the hip joint reaction force R 6, 7] . In order to calculate the stress with the values of the load the HIPSTRESS2 was developed. It consists of the second part only as described above and still offers user-friendly interface. The computer system HIPSTRESS is available from the authors free of charge only to be used for scientific purposes and according to ethical principles as described in README file that is distributed together with the program. IV Appendix B Computer system for determination of geometrical parameters of the hip The hip joint morphology can be expressed by many geometrical parameters, such as point, distances and angles, which can be extracted from standard antero-posterior radiographs. To determine numerous of parameters by hand is time consuming and subjective. Therefore computer system HIJOMO (Hip Joint Morphometry) was developed to provide the possibility of objective and easy analysis of a large number of radiographs [36]. HIJOMO was developed at the Faculty of electrical engineering, University of Ljubljana by A. Jaklič and F. Pernuš. Figure B.1. Demonstration of the fitting the femoral head radius with the computer program HIJOMO The input for the program HIJOMO are the contours of the pelvis and femur obtained from the standard antero-posterior radiographs. The radiographs are digitalized using a graphical table. Then the main geometrical parameters of the proximal femur and pelvis are automatically determined. This computer system determines some characteristic points of the pelvis and of the femur (e.g. the margin of the acetabulum, the top of the trochanter, the most lateral and vertical point of the pelvis) and then computes the characteristic distances (e.g. the interhip distance, the height of the pelvis, the width of the pelvis) V and the characteristic angles (e.g. the center-edge angle, the CCD angle). The curve that represent the femoral head and the acetabulum are fitted by circles using the least squares method (Fig. B.1). The accuracy of the results depends on the accuracy of drawing and digitizing the contours of the hips. It was estimated [36] that then the distances are determined with the precision of ±1 mm and the angles with the precision of ±1◦ . Minimum system requirements: PC (processor 80486, graphical card SVGA 800×600, color monitor), graphical table NUMONICS. Program runs under operating system Micc rosoft DOS 5.0. VI Appendix C Radiograph of the hip The most common radiographic view of the hip is standard antero-posterior view (AP radiograph). This radiograph is taken in normal or intermediate position with the legs in the neutral rotation and a transverse condylar axis of the knee (confirmed by placing the patient supine with the lower legs hanging over the table edge) [46]. Figure C.1. Standard anteroposterior view of the hip with denoted characteristic points. From the standard AP radiograph the following geometrical parameters (points, distances and angles) can be obtained: • point C – the center of the femoral head (Fig. C.1) • point T – the site of insertion of the hip abductors on the greater trochanter (Figs. 3.4, C.1) VII • point E – the superior rim of the acetabulum (Fig. C.1) • point F – the inferior rim of the acetabulum (Fig. C.1) • point D – the lowest and more lateral point of the teardrop (Fig. C.1) • point L – the lowest point of the ilium at the triradiate cartilage (only by children), not shown • point K – the lowest point of the sclerosis in the acetabular roof (Fig. C.1) • point M – the center of the line from the point E to the point F (Fig. C.1) • point N – the deepest point in the acetabulum, it lies on the line that is perpendicular to the line from the point E to the point F and crosses the point M (Fig. C.1) • r – the radius of the femoral head (Figs. 3.4, C.1) • s – the radius of the acetabulum (Fig. C.1) • l – the interhip distance (Fig. 3.4) • C – the width of the pelvic (Fig. 3.4) • H – the height of the pelvis (Fig. 3.4) • γ – the projected CCD angle (Fig. C.1) • ϑCE – the center-edge angle of Wiberg, the angle between the line from the point E to the point C and vertical1 line (Figs. 3.4 C.1) • ϑU S – the Sharp-Ulman angle, the angle of the inclination of the acetabulum, US angle, the angle between the line from the point D to the point E and the horizontal2 line, not shown • ϑAC – the acetabular angle, the angle between the line from the point L to the point E and the horizontal line, not shown . 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