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6 INF IFCS Chemical Safety in a Vulnerable World IFCS/FORUM-IV/6 INF Original: English 16 April 2003 FORUM IV Fourth Session of the Intergovernmental Forum on Chemical Safety Bangkok, Thailand 1 – 7 November 2003 ************************************ Ongoing and future Pollutant Release and Transfer Registries (PRTRs) capacity building projects that the International Council of Chemical Associations (ICCA) has been involved with or supported Prepared by: ICCA For the protection of the environment and reasons of economy, this document is printed in limited number. Delegates are kindly requested to bring their copies to the meeting and not to request additional copies Secretariat: c/o World Health Organization, 20 Avenue Appia, CH-1211 Geneva 27, Switzerland Tel: +41 (22) 791 3873/3650; Fax: +41 (22) 791 4875; Email: [email protected]; Website: www.ifcs.ch INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF INTERNATIONAL COUNCIL OF CHEMICAL ASSOCIATIONS REPORT TO FORUM IV BANGKOK, THAILAND NOVEMBER 2003 ONGOING AND FUTURE POLLUTANT RELEASE AND TRANSFER REGISTRIES (PRTRs) CAPACITY BUILDING PROJECTS THAT THE INTERNATIONAL COUNCIL OF CHEMICAL ASSOCIATIONS (ICCA) HAS BEEN INVOLVED WITH OR SUPPORTED The ICCA has developed two detailed papers on Pollutant Release and Transfer Registries (PRTRs), namely “ICCA Comments on Pollutant Release and Transfer Registers (Sept 2000)” and “ICCA Comments on Use of Pollutant Release and Transfer Register Data (Aug 2001)”. ICCA has clearly stated that it supports emissions reporting and believes these programs can provide valuable information that can help document and stimulate reduction in emissions and communicate information to key audiences. ICCA members have worked closely with a number of governments to develop national emissions reporting programs. We see these as complementary to reporting provisions of Responsible Care. As with Responsible Care, our experience is that PRTR programs need to be able to vary considerable from country to country, but should be based on certain basic concepts and guiding principles. Designed in this manner, our experience has been that there are benefits of emissions reporting to industry, governments and local authorities, and to the public. Specific principles that ICCA has promoted for capacity building in the development of emissions inventories are: ICCA supports and promotes development and use of properly designed emission inventories. The Responsible Care® program aims at continuous improvement, including long-term reductions in the amount of all releases to air, water and land; and continuous reductions in the amount of wastes generated at facilities. In developing or refining an emission reporting program, countries should focus on their own needs by targeting a baseline set of substances that are of national concern and collect data from point and non - point source activities that may generate emissions. An emission reporting program should seek to achieve the following basic objectives: document and stimulate emission reduction; provide data that enhances government and industry management of chemicals; and provide the public with information that will improve their awareness and understanding of chemical emissions in their communities. Emission reporting programs should be effective, manageable and concentrate on reporting requirements that provide real benefits without imposing unnecessary costs upon government, industry and society as a whole. 1 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF Emission reporting programs should focus reporting on a moderate number of substances, whose hazard characteristics and probable release quantities suggest a need for surveillance and control and for which set threshold values are exceeded. Reporting should be as simple as possible to not unreasonably burden reporting facilities and the level of detail should be commensurate with the use of the data. Emission reporting programs should focus on environmental releases, not on in-plant processing or materials use. The benefits and limits of emission reporting information must be widely understood. When properly used, emission reporting can be extremely useful in communication and in improving industry’s environmental performance. However, there is a tendency to overextend the application of emission reporting data, most notably by using the information as a surrogate for risk. ICCA has been involved in promoting the spread of appropriately designed PRTRs as described above and has done so by participating in and supporting a number of international activities including: PRTR special session at Forum III in Bahia, Brazil workshops to promote PRTRs in Chili and the Caribbean participation in IOMC PRTR Coordinating Group participation in UNECE discussions on development of PRTR protocol. ICCA specifically endorses the guidance provided on PRTRs developed at Forum III in Bahia, Brazil namely: “Pollutant Release and Transfer Registers (PRTRs) / emission inventories are recognized in Chapter 19 of Agenda 21 as an important tool to raise public awareness about potential chemical risks and as an effective environmental management tool to stimulate chemical risk reduction. Although PRTRs are designed to be country-specific, there are commonalities between national systems. Common characteristics of many successful PRTR programmes include: a listing of pollutant; environmental multi-media and / or integrated reporting of releases and transfers (i.e. to air, water, and land); reporting of data by source; reporting of data periodically (normally annually); and making data and information available to the public.” 2 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF Attachments: ICCA Comments on Pollutant Release and Transfer Registers (Sept 2000) ICCA Comments on Use of Pollutant Release and Transfer Register Data (Aug 2001) 3 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF INTERNATIONAL COUNCIL OF CHEMICAL ASSOCIATIONS ICCA COMMENTS ON POLLUTANT RELEASE AND TRANSFER REGISTER (PRTR) 19 September 2000 INTRODUCTION The International Council of Chemical Associations (ICCA) is a council of leading trade organizations and their member companies representing chemical manufacturers in Japan, Australia and New Zealand, Europe, and North and South America. ICCA represents approximately eighty percent of worldwide chemical production. ICCA’s focus is on developing global chemical industry positions and evolving programs on issues of international significance to the industry in areas such as health, safety, and the environment; international transport safety; intellectual property; trade policy; and industry efforts to eliminate chemical weapons and diversion of illegal drugs. ICCA also promotes and co-ordinates Responsible Care® and other voluntary chemical industry initiatives. The chemical associations in forty-five countries implement ICCA’s Responsible Care® initiative. Pollutant Release and Transfer Register (PRTR) programs provide information on releases of substances to the environment and on offsite transfers of the substances for final disposal. These emission inventory programs -- which can be either government or industry initiatives -- collect a range of information on substances into one data source. The information in the inventory database may include a variety of emissions, including air releases, water discharges and transfers off-site for disposal. Typically the information is collected on a regular basis to allow tracking progress over time. The International Council of Chemical Associations (ICCA) supports emissions reporting and believes these programs can provide valuable information that can help document and stimulate reduction in emissions and communicate information to key audiences. All ICCA members support the reporting provisions of Responsible Care® and several members have worked closely with governments to develop national emission reporting programs. These programs vary considerably and there are ways to improve them – which will be presented in this paper - but the basic concept and guiding principles of the programs are sound. In this paper, ICCA will focus on the applications of PRTR, specifically to industrial sites producing and handling chemicals. Attachment 1 - 1 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 Attachment 1 - 1 IFCS/FORUM-IV/6 INF INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF BENEFITS OF EMISSION REPORTING The value of a well-designed emission-reporting program is that it provides useful information that increases awareness about emissions. Industry gains knowledge needed to document and stimulate emissions reduction. Governments gain awareness and understanding about national, regional, and local emissions. The public gains awareness about emissions in their communities. The modalities for emission reporting vary from country to country. Some countries have enacted legislation, such as with the U.S. TRI - the first PRTR - while in others, industry has established voluntary programs. For example, the European chemical federations voluntarily report data on air, water and waste emissions, using the comprehensive and clearly defined set of Responsible Care® Performance Indicators developed by the European Chemical Industry Council (CEFIC). In addition, the European Commission has recently adopted a binding European Pollutant Emission Register (EPER), which would report industrial emissions to air and water exceeding a certain threshold. In the case of Canada, Australia, Mexico and the UK, national multi-stakeholder processes were initiated to address important emission register design questions through a dialogue involving all concerned parties. In Canada this process also benefited from the Canadian chemical industry first having developed in 1992 a voluntary emissions reporting program that served as an important input for the subsequent government regulation that took effect in 1993. In Sweden, the Czech Republic and Switzerland, initial emission reporting work focused on working with a select number of companies to implement a pilot reporting trial. The Japanese chemical industry voluntarily initiated emission reporting on a selected number of companies and substances in 1992 and increased the number of substances and companies over time. When a national law was enacted in 1999 the results from the voluntary program were integrated into the new national system. In Brazil, where no national PRTR legislation exists, companies have reported emissions data to the national chemical industry association as part of their commitment to Responsible Care®. The results are still inconclusive but have clearly indicated that the process of reporting is important to stimulate actual improvements. The ICCA itself has started a discussion on performance indicators for the Responsible Care® Program worldwide, aimed at providing data on different aspects of health, safety and environment in the chemical industry. Employee’s safety information has already been collected and environmental data may follow in the near future. The data will be used to demonstrate the industry commitment to the continuous improvement of its environmental performance. Each of the referenced approaches provides valuable lessons and ideas from which other countries may benefit. Attachment 1 - 2 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF Benefits to Industry Emission reporting information is useful to industry to determine current releases and design new processes or modifications to existing ones that will result in a reduction in emissions. The information helps identify opportunities for emissions reductions and to establish reduction goals. Emission reductions are often driven by factors other than regulatory requirements, most prominently the chemical industry’s commitment to Responsible Care®, which promotes a range of risk reduction and management practices, including source reduction. In addition, reductions are often linked to material and energy savings, due to higher process efficiencies, creating a positive economic result. Reductions have occurred in countries that use different approaches for reporting emissions. For example, in Germany the chemical industry has made significant reductions: in SO2 air emissions by 60%, in phosphorus water discharges by 42%, and in energy-related CO2 emissions by 29% (from 1990) since the beginning of the voluntary Responsible Care® reporting in 1995. In the first seven years of operation under the U.S. PRTR program, the Toxic Release Inventory (TRI), the chemical industry documented a 50% reduction in releases, even with an 18% increase in production. Similarly, in the first eight years of operation of an emission reporting system the Canadian chemical industry documented a 90% reduction in releases of NPRI (National Pollutant Release Inventory) substances and 60% reduction of total releases, while production increased by 27%. To maximize emission reduction potential and to make these programs more costeffective, emission reporting programs should focus on environmental releases of the industrial site as a whole, not on in-plant processes or materials use. Releases are directly related to pollution. Materials use, however, does not imply pollution and the collection of such data only increases the administrative burden while adding little useful information relating to actual pollution. In addition, materials use data can contain sensitive business information. Industry can use emission reporting information to communicate with key audiences about substances in the environment and how process changes can result in reduction in emissions. The public typically views established emission reporting programs as trusted and valuable sources of information. Thus, by focusing on emission reporting information, industry and key publics can have fruitful discussions and develop an open and trusting relationship. To maximize the communication benefits it is important that emission registers focus on reporting of those substances whose hazard characteristics and probable release quantities suggest a need for surveillance and control. Benefits to Government and Local Authorities Information on emissions of materials can enable governments to design an efficient management regulatory framework. In particular, governments can use emission information to develop strategies for substances, industries or regions that require the most attention. Chapter 19 of Agenda 21 identifies information gathering and dissemination about chemical emissions as a basic element for the sound management of chemicals and specifically advocates the establishment of national emission inventories. This can Attachment 1 - 3 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF most usefully be done through the development of reporting systems, which include emissions from chemical factories in the totality of emissions from industry and other sources. The challenge facing governments is to design an effective, yet manageable emission reporting system. Because environmental issues and priorities vary between countries and regions, emission-reporting programs must be tailored to meet local, regional or national conditions. Ideally, emission reporting is not limited to industrial emissions, going beyond industrial releases and also considering environmental emissions from other sources, including diffuse ones derived from transportation, agriculture and housing. However, each country must decide how much information is needed; where it should be collected; what are the costs involved in collecting, maintaining and disseminating the information; and what are the ultimate goals of the program. Governments should give careful consideration to the range of substances for which they require reporting. Ideally, emission reporting programs should target a manageable number of substances that pose the greatest concern from a relative risk standpoint, thereby focusing on priority concerns and limiting reporting and data management costs. Emission reporting programs can become burdened by an excessive number of chemicals of limited public relevance resulting in rising costs to both industry and government with limited return in useful information. Countries should also consider the possibility of starting their PRTR national scheme as a voluntary program, that could be used as a model to understand the difficulties involved in collecting and reporting emission data. Based on the results from such a voluntary initiative, a mandatory national PRTR could be better established. Benefits to the Public Emission reporting programs enhance the public’s awareness and understanding about emissions in their communities. The availability of emission information provides the public with a tool to communicate with industry and government. The challenge to the public is to understand the benefits and limits of emission reporting information. The information needs to be considered in context and can inadvertently be overextended, most notably by using it as a surrogate for risk. Some public interest groups - particularly in the United States - have called for expansion of emission reporting requirements: more substances without any clear rationale, lower reporting thresholds, and collection of material use information. They advocate that more information will result in a more informed public. However, the key to reporting PRTRs is to focus on those substances that have the greatest potential to harm the environment and track environmental performance by showing where and why emissions are reduced. Attachment 1 - 4 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF ICCA PRINCIPLES FOR EMISSION INVENTORIES ICCA supports and promotes development and use of properly designed emission inventories. The Responsible Care® program aims at continuous improvement, including long-term reductions in the amount of all releases to air, water and land; and continuous reductions in the amount of wastes generated at facilities. In developing or refining an emission reporting program, countries should focus on their own needs by targeting a baseline set of substances that are of national concern and collect data from point and non - point source activities that may generate emissions. An emission reporting program should seek to achieve the following basic objectives: document and stimulate emission reduction; provide data that enhances government and industry management of chemicals; and, provide the public with information that will improve their awareness and understanding of chemical emissions in their communities. Emission reporting programs should be effective, manageable and concentrate on reporting requirements that provide real benefits without imposing unnecessary costs upon government, industry and society as a whole. Emission reporting programs should focus reporting on a moderate number of substances, whose hazard characteristics and probable release quantities suggest a need for surveillance and control and for which set threshold values are exceeded. Reporting should be as simple as possible to not unreasonably burden reporting facilities and the level of detail should be commensurate with the use of the data. Emission reporting programs should focus on environmental releases, not on in-plant processing or materials use. The benefits and limits of emission reporting information must be widely understood. When properly used, emission reporting can be extremely useful in communication and in improving industry’s environmental performance. However, there is a tendency to overextend the application of emission reporting data, most notably by using the information as a surrogate for risk. Attachment 1 - 5 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF INTERNATIONAL COUNCIL OF CHEMICAL ASSOCIATIONS 8 August 2001 ICCA COMMENTS ON USE OF POLLUTANT RELEASE AND TRANSFER REGISTER (PRTR) DATA INTRODUCTION Background The International Council of Chemical Associations (ICCA) is a council of leading trade organizations and their member companies representing chemical manufacturers in Japan, Australia and New Zealand, Europe, and North and South America. ICCA represents approximately eighty percent of worldwide chemical production. ICCA’s focus is on developing global chemical industry positions and evolving programs on issues of international significance to the industry in areas such as health, safety, and the environment; international transport safety; intellectual property; trade policy; and industry efforts to eliminate chemical weapons and diversion of illegal drugs. ICCA also promotes and coordinates Responsible Care® and other voluntary chemical industry initiatives. The chemical associations in forty-five countries implement ICCA’s Responsible Care® initiative. In September 2000 the ICCA published a paper setting out its comments on Pollutant Release and Transfer Register (PRTR) programs. The principal statement made in the paper is the following: The International Council of Chemical Associations (ICCA) supports emissions reporting and believes that these programs can provide valuable information that can help document and stimulate reduction in emissions and communicate information to key audiences. The September 2000 paper focused on the benefits of emission reporting, including benefits to industry, government and local authorities, and the public. The paper also listed a series of emission inventory principles supported by the ICCA. Purpose This paper serves as a companion to the ICCA’s September 2000 paper by focusing on the legitimate uses of PRTR data to meet the information needs of the public by placing emissions data into a risk context. Attachment 2 - 1 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF The paper highlights the importance of ensuring that the public has confidence in the emissions data. It describes how emissions data are currently communicated by national industry associations and companies. The paper also addresses the link between emissions data and risk information, and provides examples of both helpful and questionable approaches. INFORMATION STEWARDSHIP PRINCIPLES Emissions data are core sets of information used by national and international organizations as well as individual companies and facilities to document performance in emissions reduction and to communicate with key audiences. In order to maximize their use as a performance measure and a communication tool, the data should be placed in a context describing the proper interpretation of the information. While there are several challenges in doing so, many of these can be met by using good information stewardship principles. The establishment of a national or regional emission inventory program will result in an information resource of use to many audiences. To be effective, the information resource must be maintained by an organization – a unit of government, trade association or other group -- that is trusted and respected. An organization that intends to be a trusted supplier of environmental information to the public should assume responsibilities of “information stewardship,” a concept derived by analogy from the chemical industry’s Responsible Care concept of product stewardship. Under product stewardship, the manufacturer of a tangible product makes health, safety and environmental protection an integral part of the product’s life cycle. It does this in part by identifying reasonably foreseeable exposures to the product’s hazards and providing information to enable the product to be used safely. When an organization compiles, analyzes and disseminates information in a report or website, it is creating an “information product.” The concept of information stewardship requires such an organization to identify the reasonably foreseeable ways an information product may be misunderstood or misused, and to take those possibilities into account in designing and packaging the information product. In the case of PRTR data, therefore, the essence of this stewardship responsibility is the provision of information about emissions data in a form that is accurate and likely to be properly understood by the customer. A basic requirement is accuracy of the data. When dealing with a large volume of data there is a strong likelihood of errors occurring. The key is for the information steward to have a commitment to improvement and a process by which errors can be corrected and the database continually upgraded. The first task for the information steward is to define the purpose and audience for the information product that is being developed or maintained. Once the purpose and audience for a product is defined, then the following questions can be answered: What is the level of data accuracy needed for the emission inventory and how can it be ensured? Attachment 2 - 2 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF What context is needed, in terms of scientific, technical, operational or program background information, for the audience to understand the meaning of the emission inventory data? What process steps, such as public comment and stakeholder review, are appropriate for the type of information? Based on its purpose and audience, and the answers to these questions, an information product using PRTR data can be responsibly developed. INDUSTRY USE AND COMMUNICATION OF EMISSIONS DATA Emissions data are widely used by industry as a key performance indicator for measurement and communication. The data are important to industry because they track how a facility or company is managing its emissions to the environment. This information is important to outside audiences – government, environmental organizations, and the general public – because it can be a quantified measure of environmental improvement. Thus, most chemical companies collect emissions data and many publish them in annual reports or post them on facility web sites. Emissions data should be made available to the public. There is no single best way to present emissions information to the public. Rather, it depends on the culture and traditions of the particular country. Companies have successfully used various methods to communicate emissions data, including published reports, community meetings, visits to the facility and web sites. The most common way of disseminating emissions data is through written reports. Many ICCA members issue annual documents that address performance indicators – including emissions reduction -- and have mechanisms for communicating with interested parties. In addition, several individual chemical associations publish Responsible Care® reports that provide detailed information on emissions reduction performance and trends. Increasingly these reports are available through the organization’s corporate web site. Emissions data are often most effectively presented and discussed in person. Many ICCA member companies have established community advisory panels that meet on a regular basis and discuss performance issues, including emissions reductions. PLACING EMISSIONS DATA IN A RISK CONTEXT The ICCA believes that emissions data should be easily accessible, thereby increasing their use by government, the public and industry. The different sectors can and do use the data in a variety of ways. For example, industry uses the data to document and stimulate reduction in emissions and communicate information to key audiences; governments use the data to design an efficient regulatory framework; and the public uses the data to understand emissions in their communities. The ICCA supports these and other uses of the data, provided that the limitations of the information are recognized and clearly communicated. This is particularly important when emissions data are placed into a risk context, as is being increasingly attempted by regulatory agencies and other organizations. Attachment 2 - 3 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF In order to maximize its use as a performance measure and a communication tool, emissions data should be placed in context. Currently, the most common context provided is a trend analysis in which emissions data are presented over a three to five year timeframe that allows the reader to determine whether emissions have decreased. Many companies also provide emission reduction goals as well as statistics such as number of employees and units of production that provide an indication of the size of the facility. The public is often interested in knowing more than simply whether emissions have increased or decreased over time. Increasingly, they want answers to questions such as “do emissions place me at risk?” Industry and government are attempting to answer such questions, and emissions data can help. Although emissions data alone are not sufficient to quantify actual risks posed to public health from any single facility, they can be used to provide important information for risk-related questions. The ICCA supports use of scientifically valid risk assessment methods for evaluating and prioritizing health, safety and environmental risks (Principles for Risk Based Decision Making, June 1995). However, to conduct a risk assessment it is necessary to have a full range of information, well beyond simply emissions data. The ICCA supports the “use of all valid scientific data regarding human health, hazard and exposure, including long- term fate of our products, in conducting risk assessments.” When communicating emissions data in a risk context it is essential that the following risk concepts be fully explained, to ensure an understanding that it is the combination of these factors (not one factor in isolation) that determines the risk. Toxicity. Some substances are more toxic than others and have more potential to harm human health or the environment. The toxic potency of substances reported under most PRTRs can vary considerably. Thus, one substance may be emitted in greater volume than another but may not pose as significant a risk due to the differences in toxicity. Environmental Fate. Some substances remain in the environment longer than others and are transported differently in air, water and in the soil. Some substances may quickly break down into simpler, less toxic forms; others may accumulate in the environment, becoming a potential source of long-term exposure. Exposure Potential. The likelihood that an environmental receptor (fish, wildlife, plant species, human) will come into contact with a substance that is emitted depends on where the emission source is located, how the substance is transported and its environmental fate, which affects the method and likelihood of uptake. Exposure potential is also affected by the receptor’s activities, location and diet. Emissions data provide only one of the factors that need to be taken into account in assessing risk to humans or wildlife: the amount of a substance that is put into the environment from particular sources in a given time period. In most cases, even that information is incomplete because major sources of the same substance are not included in the PRTR. Most PRTRs include emissions data only from industrial facilities and do not include emissions from transport, commercial or domestic sources. For many substances these other sectors account for a significant, or even the major, proportion of total emissions. When emissions data are placed in a risk context, attempts are sometimes made to assign a relative score or weight to each substance based on toxicity, environmental Attachment 2 - 4 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF fate and exposure potential. However, any such weighting scheme will contain a significant number of default assumptions, uncertainties, and biases that limit its use. These assumptions are made to fill in gaps about toxicity, fate, or exposure potential. Most importantly, the assumptions must be thoroughly communicated to audiences and the limitations of this approach should be clearly stated. Example of Emissions Data in a Risk Context In the Netherlands, government, academia and the chemical industry association (VNCI) are collaborating to develop an environmental measure that could effectively communicate the impact of emissions. The parties recognized that simply reporting annual emissions provides little insight into the environmental impact of the substances emitted, particularly since the substances possess different toxicities. It was recognized that what was needed was an unambiguous method that rendered the environmental impact of the emissions understandable. In 1999, the VNCI began a collaborative effort with the Centre for Energy and Conservation and Environmental Technology (CE Delft) and the Centre of Environmental Science (CML) of Leiden University that resulted in the development of the Environmental Theme Key Figure method. The method consists of seven environmental themes that comprise categories of environmental impacts that may occur as a result of the discharge of emissions to the air or waters. The use of the method results in a more risk-based presentation of the annual reductions in emissions achieved by the chemical industry. In addition, the Ministry of Housing, Spatial Planning and the Environment will also deploy the method, which may result in a new prioritization of the environmental objectives to be achieved by the chemical industry. The U.S. EPA developed a tool – the Risk-Screening Environmental Indicators (RSEI) Model – that is designed to assist the agency in ranking and screening air emissions data submitted under the Toxic Release Inventory. The stated purpose of RSEI is to provide “a screening-level, risk-related perspective for relative comparisons of chemical releases.” RSEI contains a significant number of default assumptions, uncertainties, and biases that limit its use, and the documentation associated with RSEI provides frequent caveats and fully describes the limitations of the tool. RSEI undoubtedly can be useful as a mechanism for placing emissions data into context, provided that the user understands the documented caveats and limitations. However, the RSEI tool can be run without reviewing the documentation provided, and the results can be exported to other software packages, printed, inappropriately modified, and presented out of context. Some environmental organizations have used emissions data in models that rely on exposure and toxicity factors imported from RSEI and the State of California. Such models, by extrapolating the available information beyond its purpose, violate good stewardship principles and thus mischaracterize the information. Most importantly, they do not clearly communicate the limitations of the data and the calculations. Despite all the caveats regarding the use of RSEI, the environmental organizations extracted surrogate dose data and calculated individual added cancer risks for facilities with emissions data. Some of the limitations are described and links provided to the RSEI website, but most caveats and limitations are secondary to the presentation of cancer risks. Attachment 2 - 5 INTERGOVERNMENTAL FORUM ON CHEMICAL SAFETY Fourth SESSION – FORUM IV 1-7 November 2003 IFCS/FORUM-IV/6 INF Emissions data should be easily accessible and used by government, the public and industry. Different sectors can and do use the data in varying ways. However, any organization that places emissions data in a risk or performance based context needs to ensure that good information stewardship principles are followed. ICCA PRINCIPLES FOR THE USE OF EMISSION INVENTORY DATA ICCA supports emissions reporting and believes that these programs can provide valuable information that can help document and stimulate reduction in emissions and communicate information to key audiences. The public must feel confident that emissions data is collected, managed and disseminated in a responsible manner. The unit of government, trade association or company that collects and manages emissions data must agree to follow basic stewardship principles, including: Define the purpose and the audience for the data. Ensure that the information is accurate and that a process exists for making corrections. Provide a proper context for the information so that it can be correctly understood by intended audiences. Health, safety and environmental information are used throughout the chemical industry to establish performance goals and measure progress. Emissions data are core sets of information that are used by national and international organizations as well as individual companies and facilities to document performance and to communicate with key audiences. Emissions data should be made available to the public. There is no single best way to present emissions information to the public. Rather, it depends on the culture and traditions of the country. Trade associations and companies have successfully used several different methods to communicate emissions data, including published reports, web sites, community meetings and visits to the facility. In order to maximize its use as a performance measure and a communication tool, emissions data should be placed in context. Currently, the most common context provided is a trend analysis in which emissions data are presented over a three to five year timeframe that allows the reader to determine whether emissions have decreased. Many companies also provide emission reduction goals, as well as statistics -- such as number of employees and units of production -- that provide an indication of the size of the facility. Emissions data provide only one of the factors that need to be taken into account in assessing risk to humans and wildlife. Several governments and other organizations have attempted to place emissions data into a risk context. Such attempts are understandable because the public wants risk-related information. However, it is essential that good information stewardship principles be followed. Most importantly, the limitations of emissions data must be clearly recognized and communicated. Attachment 2 - 6