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Dysphagia-related morbidity in head and neck radiotherapy
Head and neck cancer is primarily treated with radiotherapy, often in combination with other treatment
modalities. Since the results of radiotherapy for head and neck cancer has improved over the years,
chronic side effects has become increasingly important. One of the predominant side effects is
dysphagia. Swallowing is a complex process involving many critical structures and radiotherapy (RT)
may cause damage to many of these, including sensory and motor nerves, muscles, glands, joints and
connective tissue. A significant proportion of patients may consequently experience dysphagia after
treatment or the treatment may increase the frequency, severity and clinical manifestations of disorders
present before treatment.
The aim of this thesis was to establish further knowledge on the factors contributing to radiation
induced dysphagia in order to select the patients who may benefit from prophylactic procedures like
dysphagia-sparing IMRT or swallowing exercises.
The phd thesis is based on five original papers and an overview
Paper 1: Mortensen HR, Overgaard J, Specht L, et al.: Prevalence and peak incidence of acute and late
normal tissue morbidity in the DAHANCA 6&7 randomised trial with accelerated radiotherapy for head
and neck cancer. Radiother Oncol 103:69-75, 2012
The prevalence and peak incidence of acute and late normal tissue morbidity was studied in a large
prospective trial. Accelerated radiotherapy increased acute morbidity including acute dysphagia but all
acute reactions were reversible and healed within three months after radiotherapy. Accelerated
radiotherapy did not increase late dysphagia or other late side effects.
Paper 2: Mortensen HR, Overgaard J, Jensen K, Specht L, Overgaard M, Johansen J, Evensen JF,
Andersen E, Andersen LJ, Hansen HS and Grau C: Factors associated with acute and late dysphagia in
the DAHANCA 6 & 7 randomized trial with accelerated radiotherapy for head and neck cancer.
Submitted to Int J Radiat Oncol Biol Phys
Risk factors for acute and late dysphagia were examined in the same cohort as paper 1. Prognostic
models were established to characterize patients who were at risk of developing acute or late dysphagia
after RT and we found that the following parameters were significant independent factors for severe
acute dysphagia: T3-T4 tumors, N-positive, non-glottic cancer, age>62 years, baseline dysphagia > 1 and
accelerated radiotherapy. The following factors were prognostic factors for late dysphagia: non-glottic
cancer, T3-T4 and baseline dysphagia > 1.
Paper 3: Mortensen HR, Jensen K, Grau C. Aspiration pneumonia in patients treated with radiotherapy
for head and neck cancer. Acta Oncol 2013 Feb;52(2):270-6.
In a cohort treated with IMRT at the Department of Oncology, Aarhus University Hospital 2006-2010
the prevalence of severe dysphagia was 32%. A total of 18 patients developed aspiration pneumonia
corresponding to a cumulative incidence proportion 5.3 % for the first year after radiotherapy.
Paper 4: Mortensen HR, Jensen K, Aksglæde K, Behrens M, Grau C: Late dysphagia after IMRT for head
and neck cancer and correlation with dose-volume parameters.
Accepted for publication in Radiotherapy&Oncology
A group of 65 patients treated with IMRT from 2006-2010 was thoroughly examined with objective
swallowing examination (Modified Barium Swallow, MBS), quality of life questionnaires and Dahanca
dysphagia scores. Significant relationships between dysphagia measures and radiotherapy dose-volume
characteristics were found for specific organs at risk but the study showed that dysphagia is not
sufficiently described using a single endpoint.
Paper 5: Mortensen HR, Jensen K, Aksglæde K, Lambertsen K, Eriksen E, Grau C: Prophylactic
systematic swallowing exercises in radical radiotherapy in head and neck cancer patients – a
randomized trial.
Submittet to European Journal of Cancer
In a phase II trial 44 patients were randomized to ±prophylactic swallowing exercises. Patients were
followed for one year past treatment. Compliance was moderate and dropouts were concerning in both
groups. The trial will be evaluated before submission of the thesis.
In conclusion this phd project has shown that dysphagia is a complex morbidity not sufficiently
described using a single endpoint but prognostic factors were established and relationships between
dysphagia measures and dose-volume characteristics were found for specific organs at risk.
Unfortunately prophylactic treatment with swallowing exercises seems to be ineffective.