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Broca’s area and the evolution of language TOM SCHOENEMANN Anthropology Cognitive Science Human Brain Evolution Lab Stone Age Institute Indiana University Sunday, November 11, 12 1 我很 幸被邀请, 因为我的普通话很好了, 所以接下来我要练习英语。 Sunday, November 11, 12 2 How did language evolve? Common view in linguistics: Language required new, language-specific circuits Alternative view: Language adapted to the human brain Sunday, November 11, 12 3 Language evolution did require some brain evolution ‣ Chimps don’t have the same linguistic abilities as humans Sunday, November 11, 12 4 Co-evolution of brain and language language evolution brain evolution other behavioral evolution Sunday, November 11, 12 5 Two evolutionary routes to a neural circuit ancestral condition existing circuit new circuit existing circuit + A existing circuit + A + B modern condition Sunday, November 11, 12 new circuit + Z new circuit + Z + Y modern complex circuit 6 The process of language evolution ancestral state population lacking language ? ?? ??? population using language current state Sunday, November 11, 12 7 In each generation: ‣ It must have been beneficial to use the most sophisticated language possible ‣ Individuals were limited by the biology they were born with: behavioral adaptation vs. genetic change Sunday, November 11, 12 8 It follows that... ‣ Language evolution is constrained by the limitations of the brains that exist in each generation ‣ Language most likely evolves through the modification of pre-existing brain circuitry Sunday, November 11, 12 9 Two evolutionary routes to a neural circuit ancestral condition existing circuit new circuit existing circuit + A existing circuit + A + B modern condition Sunday, November 11, 12 new circuit + Z new circuit + Z + Y modern complex circuit 10 Does the brain adapt to behavior, or behavior adapt to the brain? “Religious concepts and activities hijack our cognitive resources, as do music, visual art, cuisine, politics, economic institutions and fashion.” Pascal Boyer 2008 Sunday, November 11, 12 11 What does a large brain allow? Sunday, November 11, 12 12 Evolution of hominin cranial capacity Data from Holloway et al., 2004 and others Sunday, November 11, 12 13 Brain size and conceptual complexity ‣ Concepts are based upon complex networks connecting different brain regions ‣ Size of cortical and subcortical areas are proportional to the degree of elaboration of functions ‣ Increasing brain size is correlated with increasing degree of specialization of parts of the brain Schoenemann 2005, 2009, 2010, 2012 Sunday, November 11, 12 14 Social group size vs. brain volume in primates Hurst 2011 Sunday, November 11, 12 15 Sunday, November 11, 12 16 Repertoire size vs. brain volume in primates Hurst 2011 Sunday, November 11, 12 17 Behavioral associations with brain volume in primates social group size repertoire size Hurst 2011 Sunday, November 11, 12 18 Different brain regions evolved in different ways Sunday, November 11, 12 19 Areas that have lagged behind... Primary Motor! ~33%! Premotor! ~60%! Olfactory bulb! ~30%! Sunday, November 11, 12 Primary Visual! ~60%! 20 Temporal lobe Temporal lobe! ~120%! Sunday, November 11, 12 21 Behavior mediated by temporal lobe areas • auditory processing • forming long-term memories • emotional assessment • face recognition • aspects of language, particularly: connecting concepts to words Sunday, November 11, 12 22 Prefrontal cortex Primary Motor! Somatosensory! Premotor! Prefrontal! Primary Visual! Primary Auditory! Brainstem! Sunday, November 11, 12 Cerebellum! 23 Areas of greatest expansion Superior Anterior left lateral Avants et al., (2006) Sunday, November 11, 12 24 Behavior mediated by prefrontal cortical areas • planning future behavior • maintaining goals • temporary storage/manipulation of information (‘working memory’) • memory for sequential order • selective attention • social information processing • aspects of language, particularly: sequential and semantic information processing Sunday, November 11, 12 25 Evolution of language areas Sunday, November 11, 12 26 Non-human primates have homologous “language” areas Striedter 2005 Sunday, November 11, 12 27 Evolutionary elaboration of the connections between Broca’s and Wernicke’s areas Evolution of language areas Rilling et al. 2008 Sunday, November 11, 12 28 Total 6 Results of Spearman’s r coordination task and o 4 No asymmetry of Broca’s area in chimpanzees 2 Parameter 0 B Left Area 44 Right Area 44 Left Area 45 Right Area 45 1200 Neuron number AQ 44 Neuron number AQ 45 Volume AQ 44 Volume AQ 45 Neuron density AQ 44 Neuron density AQ 45 Volume (cm3) 1000 800 600 400 200 0 C Left Area 44 Right Area 44 Left Area 45 30 Schenker et al. 2010 Sunday, November 11, 12 25 Right Area 45 chimpanzees. U ture and functio a crucial com characteristics our common a recent speciali support linguist There is sub topographic ex individuals and b (Amunts et al. 1 zees also indica homologue in c have further do areas 44 and 4 consistent with 29 Asymmetry of Broca’s area in humans p<.001, fdr-corrected, N=72 Kitchell and Schoenemann in prep. Sunday, November 11, 12 30 Asymmetry of Broca’s area in humans p<.001, fdr-corrected, N=72 Kitchell and Schoenemann in prep. Sunday, November 11, 12 31 Asymmetry of Broca’s area in humans p<.001, fdr-corrected, N=72 Kitchell and Schoenemann in prep. Sunday, November 11, 12 32 Asymmetry of cerebellum in humans p<.001, fdr-corrected, N=72 Kitchell and Schoenemann in prep. Sunday, November 11, 12 33 Asymmetry of Wernicke’s area in humans p<.001, fdr-corrected, N=72 Kitchell and Schoenemann in prep. Sunday, November 11, 12 34 Are brain asymmetries reflected on the inner surface of the skull? brain Sunday, November 11, 12 endocast (“braincase”) 35 Broca’s area brain Sunday, November 11, 12 Broca’s cap endocast (“braincase”) 36 Asymmetry of the endocranial surface in apes 10% Human 35% Chimpanzee Bonobo Schoenemann et al. 2008 Sunday, November 11, 12 37 Pan troglodytes morphed into Homo sapiens left lateral anterior superior right lateral posterior inferior Schoenemann et al. 2011 Sunday, November 11, 12 38 Can we trace the evolution of Broca’s cap in the fossil record? Sunday, November 11, 12 39 Evidence of the evolution of broca’s area in Homo erectus? left hemisphere right hemisphere Broca’s cap on Sambungmacan 3 ~300,000 years old Broadfield et al. 2001 Sunday, November 11, 12 40 What is the evolutionary history of Broca’s cap asymmetry? extant H. sapiens 1800 1600 1400 A. afarensis A. ethiopicus A. boisei A. robustus A. africanus 1200 Cranial Capacity (cc) Ardipithecus ramidus A. garhi H. habilis 1000 H. ergaster H. rudolfensis H. georgicus 800 H. erectus H. antecessor H. soloensis Pan troglodytes 600 400 200 H. heidelbergensis H. sapiens neanderthalensis H. sapiens idaltu H. sapiens sapiens H. floresiensis Pan troglodytes extant H. sapiens 0 5.0 4.0 3.0 2.0 Millions of Years Ago Sunday, November 11, 12 1.0 0.0 Data from Holloway et al., 2004 and others 41 right lateral left lateral Fossils are often incomplete in the region of Broca’s cap 周口店 Zhoukoudian ~600,000 - 400,000 years old Wu et al. 2010 Fig. 3. From left to right: superior, frontal, right lateral, left lateral and posterior views of the six ZKD endocasts. They are in chronological order with the geo V, in the bottom row. A1–A5: ZKD III; B1–B5: ZKD II; C1–C5: ZKD X; D1–D5: ZKD XI; E1–E5: ZKD XII; F1–F5: ZKD V. Sunday, November 11, 12 42 Evolution of asymmetrical Broca’s cap extant H. sapiens 1800 1600 1400 A. afarensis A. ethiopicus A. boisei A. robustus A. africanus 1200 Cranial Capacity (cc) Ardipithecus ramidus A. garhi H. habilis 1000 H. ergaster H. rudolfensis H. georgicus 800 H. erectus H. antecessor H. soloensis Pan troglodytes 600 400 200 H. heidelbergensis H. sapiens neanderthalensis H. sapiens idaltu H. sapiens sapiens H. floresiensis Pan troglodytes extant H. sapiens 0 5.0 4.0 3.0 2.0 Millions of Years Ago Sunday, November 11, 12 1.0 0.0 Data from Holloway et al., 2004 and others 43 Evolution of asymmetrical Broca’s cap 1800 1600 extant H. sapiens right-biased 1400 A. africanus A. ethiopicus H. rudolfensis H. ergaster H. erectus H. heidelbergensis 1200 Cranial Capacity (cc) H. soloensis H. sapiens neanderthalensis 1000 Pan troglodytes extant H. sapiens 800 no asymmetry Pan troglodytes 600 400 200 0 5.0 4.0 3.0 2.0 Millions of Years Ago Sunday, November 11, 12 1.0 0.0 Data from Holloway et al., 2004 and others 44 Evolution of left-biased Broca’s cap 1600 周口店 Zhoukoudian III, E (Z 2) 1400 and Sambungmacan 3 1200 extant H. sapiens 1800 A. africanus A. ethiopicus H. rudolfensis H. ergaster H. erectus H. heidelbergensis Cranial Capacity (cc) H. soloensis H. sapiens neanderthalensis 1000 Pan troglodytes extant H. sapiens 800 Pan troglodytes 600 400 200 0 5.0 4.0 3.0 2.0 Millions of Years Ago Sunday, November 11, 12 1.0 0.0 Data from Holloway et al., 2004 and others 45 Evidence of the evolution of broca’s area in Homo erectus? Broca’s cap on Sambungmacan 3 Broadfield et al. 2001 Sunday, November 11, 12 46 Evolution of left-biased Broca’s cap extant H. sapiens 1800 1600 1400 A. africanus A. ethiopicus H. rudolfensis H. ergaster H. erectus H. heidelbergensis 1200 Cranial Capacity (cc) H. soloensis H. sapiens neanderthalensis 1000 Pan troglodytes extant H. sapiens KNM-ER 1470 800 Pan troglodytes 600 400 200 0 5.0 4.0 3.0 2.0 Millions of Years Ago Sunday, November 11, 12 1.0 0.0 Data from Holloway et al., 2004 and others 47 Evidence of the evolution of Broca’s area in Homo habilis? KNM ER 1470 brain endocast ~1.8 MYA orangutan chimpanzee gorilla human Falk 1983 Sunday, November 11, 12 48 Reading behavior into fossil endocasts aim.uzh.ch Scientificdevelopments.com Sunday, November 11, 12 49 Can we bypass the brain? aim.uzh.ch http://muskingum.edu/~neuro/neurpage/brains.htm Sunday, November 11, 12 50 Repertoire size vs. brain volume in primates Hurst 2011 Sunday, November 11, 12 51 Does endocranial shape correlate with vocal repertoire size across primates? Sunday, November 11, 12 left lateral anterior superior right lateral posterior inferior 52 Does endocranial shape predict anything about the number of vocalizations a primate species uses? Sunday, November 11, 12 53 Correlation between endocranial surface shape and vocal repertoire size in primates left lateral anterior superior Broca’s cap N=25 posterior right lateral inferior Hurst et al. 2011 Sunday, November 11, 12 54 Why does Broca’s area process language? Two perspectives: • Language needs particular types of processing, so these areas exist (evolved) to fill this need • These areas originally processed information in ways that happen to be useful to language behavior - language adapted to them Sunday, November 11, 12 55 Predictions: • Non-linguistic - but potentially language-useful - processing occurs in language area homologs in nonhuman primates • ‘Language’ areas in humans retain these same nonlinguistic, ‘language-useful’ functions Sunday, November 11, 12 56 What does Broca’s area mediate in non-linguistic primates? • species-specific calls (Gil-da-Costa et al. 2006) • orofacial motor sequencing (Petrides et al. 2005) • active controlled retrieval of visual object and spatial information (Petrides and Pandya 2009) Sunday, November 11, 12 57 Non-linguistic processing in human Broca’s area? • Sequential pattern recognition/processing/learning (Christiansen & Ellefson 2002; Petersson et al. 2004) • Detection of tone changes (Müller et al. 2001) • Imagining hand motions (Binkofski et al. 2000) Do non-human primates activate Broca’s area when doing non-linguistic tasks? Sunday, November 11, 12 58 Two different possible outcomes in non-human primate brains: • Broca’s areas is activated: language processing hijacked pre-existing circuitry • Broca’s area is NOT activated: non-human primates accomplish the same task using other circuits (...what DID Broca’s area evolve for?) Sunday, November 11, 12 59 How can we test for sequential rule learning in non-human primates? • artificial grammar learning • implicit learning • serial reaction time Sunday, November 11, 12 60 . The participants were instructed to read the sentences carefully and attentively ehension and to indicate for each sentence whether or not it was acceptable. Before the FM A simple grammar ment started, each subject practiced on practice sentences to familiarize with the experime ure. The experimental sentences were presented in 4 blocks of approximately 10 minu with a short break between each block. # S V M S # X R M V X R (Petersson et al. 2004) 2:Sunday, TheNovember finite-state architecture parsing and producing the simple right-linear unification grammar used61in 11, 12 Stimulus pictures used (for human version) Sunday, November 11, 12 62 Sunday, November 11, 12 63 Sunday, November 11, 12 64 Sunday, November 11, 12 65 Sunday, November 11, 12 66 Sunday, November 11, 12 67 Sunday, November 11, 12 68 Sunday, November 11, 12 69 Sunday, November 11, 12 70 Sunday, November 11, 12 71 Sunday, November 11, 12 72 [at the end of the sequence, a tone sounds] Sunday, November 11, 12 73 Example human subject mean(reac%on(%me( 450# reac%on(%me((ms)( 400# p<.0001# vs.#test1# gramma0cal# 350# 300# 250# 200# 1# 2# 3# 4# Test1# Test1# gramma0cal# ungramma0cal# Block( Sunday, November 11, 12 74 Goals of the study Within humans: • What is the functional overlap of • non-linguistic implicit grammar learning • natural language grammar Within apes (and other species): • Does non-linquistic implicit grammar learning occur? • If so, is Broca’s area involved? Sunday, November 11, 12 75 Summary • Modifying pre-existing brain circuitry is always the most likely evolutionary scenario • Brain size in primates is associated with both: 1) richness of vocalizations 2) size of social group (and presumably social complexity) • Parts of the brain relevant to language have undergone disproportionate expansion during evolution • Broca’s area is asymmetric (left > right) in humans but not apes • Broca’s cap asymmetry is very old in human evolution Sunday, November 11, 12 76 Summary • Broca’s area may have evolved to extract any kind of sequential pattern information from the enviroment • This would have made it a useful substrate for language to utilize Sunday, November 11, 12 77 Acknowledgements: Indiana University: Dr. Nicholas Toth, Dr. Kathy Shick, Del Hurst, Mackenzie Loyet, Robert Mahaney Indianapolis Zoo: Dr. Robert Shumaker University of California, Berkeley: Vincent Sarich, William S-Y. Wang University of Michigan-Dearborn: Nida Syed University of Pennsylvania: Dr. James Gee, Dr. Brian Avants, Dr. Janet Monge, Dr. Murray Grossman, Daniel Glotzer, Michael Sheehan, Jason Lewis Yerkes Regional Primate Research Center: Dr. Lisa Parr, Dr. James Rilling, Dr. Thomas Insel Center for Functional Imaging, Lawrence Berkeley National Laboratory: Dr. Thomas Budinger, Dr. Xia Teng, Dr. Sundar Amartur, Babak Razani, Yenchi Wang, Mary Vasquez, Catherine Pham Magnetic Resonance Science Center, University of California, San Francisco: Dr. Sarah Nelson, Gary Ciciriello, Margaret Lobo, Evelyn Proctor, Niles Bruce Sunday, November 11, 12 78