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The Wide World of Human Factors in Healthcare Rich Halstead-Nussloch, Ph.D., CPE [email protected] Agenda • Introduction • Definitions • Range- Wide World of Human Factors in Healthcare • Physical Ergonomics • Cognitive Ergonomics • HCI in Healthcare • Human Factors Risk Management • Summary Conclusions and Recommendations • Questions and Answers 2 Introduction • Speaker- Rich Halstead-Nussloch, Ph.D., C.P.E. • Today’s objectives- Participants will be able to – State a range of healthcare practices involving HF – Provide details on selected examples of the practices aiming towards identifying best practices – Follow-up with good sources of additional information • How we will proceed– Go through slides, pausing for questions along way – End with summary discussion, questions and answers • Contact after the seminar- [email protected] 3 Definitions We Will Use Today • Human Factors (HF)- Designing systems to fit human’s physical and cognitive capabilities • Ergonomics- A synonym for Human Factors • HF Problem- System requires performance beyond human capability • Human-Computer Interaction (HCI)- Studying, designing, planning and testing how people interact with computers • Healthcare- Processes to restore and maintain human health through the practice of trained and licensed professionals 4 Definitions We Will Use Today • Best Practice- According to the IIE: – A method, process, activity, incentive, or reward that is believed to be more effective at delivering a particular outcome than any other technique, method, or process, when applied to a particular condition or circumstance. – They are the processes, practices, and systems identified in public and private organizations that performed exceptionally well and are widely recognized as improving an organization's performance and efficiency in specific areas. 5 Range- Wide World of Human Factors in Healthcare- Today • Healthcare is much larger than human factors • Healthcare overlaps most of human factors Healthcare Human Factors 6 Range- Wide World of Human Factors in Healthcare Traditional • Physical ergonomics • Cognitive ergonomics • Human-Computer Interaction (HCI) – Usability/Usability Testing – User-centered design • Human errors and reliability • Risk management • Robustness and resilience Contemporary Additions, Updates and Expansion • Big data; Extreme crossdiscipline designs • Patient (User) experience • Emotion and emotional capabilities and responses • Patient as co-producer of quality of health and life • HCI-Security • Health 2.0; Self-service medical records/history, etc. • Crowd sourcing ; citizen science; citizen design 7 Future- Wide World of Human Factors Will Grow to Cover More of Healthcare • Healthcare- still larger than human factors • Healthcare- overlapped more by human factors Healthcare Human Factors 8 Trend- More Cross-Discipline Cooperation in Healthcare Past- Everybody Worked Own Ideas, Farm, Game, Territory, etc. Present and Future- More CrossDiscipline Cooperation is Key 9 Physical Ergonomics in Healthcare • What- The design of devices, tasks and the environment to fit human size, strength, etc. • HF Problem- BLS statistics show lifting/handling patients is a top cause of (back) injury in healthcare [1,2] • Best Practice- OSHA 2009 Guidelines [3] – Process- What to do and how to do it – Equipment- Devices to enhance human capability – Training- What staff need to know and best way to learn and retain that knowledge 10 Physical Ergonomics in HealthcareWhere to Learn More • CDC-NIOSH- Safe Patient Handling Portal http://www.cdc.gov/niosh/topics/safepatient/ • OSHA- Safe Patient Handling Portal http://www.osha.gov/SLTC/healthcarefacilities/safepati enthandling.html • VA- Safe Patient Handling web sites: – http://www.publichealth.va.gov/employeehealth/clini cal_occhealth/safe_patient_handling.asp – http://www.visn8.va.gov/patientsafetycenter/safepth andling/ 11 Physical Ergonomics in HealthcareWhere to Learn More • IIE Best Practices in Managing Human Factors in Healthcare Conference 8/26/13 http://www.iienet2.org/HumanFactorsHealth – Dawn Cole, R.N. and Johnny F. Williams, R.N. are speakers and well experienced in safe patient handling – Amanda Mewborn, R.N. will present on Lean Tools in Architectural Design to Develop Ergonomic Healthcare Work Environments 12 Cognitive Ergonomics in Healthcare • What- The design of devices, tasks and the environment to fit human mental capabilitiesperception, memory, problem solving, etc. • HF Problem- Developing and remembering effective passwords for healthcare systems [4] – Worst passwords: password; 12345678; qwerty; abc123 – Best passwords: make long- 12+ characters; use all character categories; use favorites, e.g., foods, TV shows; use different password for each system • Best Practice– Process- Use checklist or provide guidelines – Equipment- Biometrics/multi-point authentication 13 Cognitive Ergonomics in HealthcareWhere to Learn More • Atul Gawande- The Checklist Manifesto [5] • Pubmedhttp://www.ncbi.nlm.nih.gov/pubmed • Clinical Human Factors Group (UK NHS) http://www.chfg.org/ 14 Cognitive Ergonomics in HealthcareWhere to Learn More • IIE Best Practices in Managing Human Factors in Healthcare Conference 8/26/13 http://www.iienet2.org/HumanFactorsHealth – Brian H. Fillipo, M.D. will present on applying Human Factors Engineering to improve reliability of Healthcare, focusing on putting information into the environment to support cognition and reduce errors 15 HCI • What- The design and test of computers, devices, workflows and the environment to fit human physical and mental capabilities and to increase accessibility and user satisfaction • HF Problem- Use of computers/tablets for medical records data entry and access • Best Practice– Process- Always assess usability – Equipment- Poka-yoke or mistake-proofing 16 HCI in Healthcare- Where to Learn More • NIST Health Information Technology Usability Portal (focuses on Electronic Health Records)http://www.nist.gov/healthcare/usability/ • Generic Guidance on Usability http://www.usability.gov/ • Agency for Healthcare Research and Quality Portal- http://healthit.ahrq.gov/ (Click on Health IT Tools and Resources) 17 HCI in Healthcare- Where to Learn More • IIE Best Practices in Managing Human Factors in Healthcare Conference 8/26/13 http://www.iienet2.org/HumanFactorsHealth – Laura Moody, Ph.D. will present on developing partnerships with undergraduate IE programs to pursue joint design, research and development projects with industrial engineering undergrads – Brian H. Fillipo, M.D. will present on applying Human Factors Engineering to improve reliability of Healthcare, focusing on putting information into the environment to support cognition and reduce errors 18 Human Factors and Risk Management • What- The identification, assessment, prioritization and mitigation of risk • HF Problem- Humans are the most complex unknown and unpredictable sources of risk in a system • Best Practices– Risk Assessment with Focus on Human Factors – Risk Mitigation – Continuity Planning and Exercise 19 Human Factors and Risk Management in Healthcare- Where to Learn More • NIST – Risk Management Framework (for computer security)http://csrc.nist.gov/groups/SMA/fisma/framework.html – HIPAA Security Toolkit http://scap.nist.gov/hipaa/ • British Health and Safety Executive Portal on Human Factors and Risk Assessment http://www.hse.gov.uk/humanfactors/resources/riskassessment.htm • USDA Forest Service on Human Factors and Risk Management http://www.fs.fed.us/rm/human-factors/ 20 Human Factors and Risk Management in Healthcare- Where to Learn More • IIE Best Practices in Managing Human Factors in Healthcare Conference 8/26/13 http://www.iienet2.org/HumanFactorsHealth – Joyce Holshouser Benton, R.N. will present on current liability patterns and trends in nursing practice highlighting recommendations to support nurses in managing professional liability risk – Lynda Enos, R.N., C.P.E. will overview a systematic approach for building a business case for an ergonomics program within a health care facility 21 Summary Conclusions and Recommendations • Human factors and ergonomics play a major role in healthcare and these roles are ever expanding • There are many and wide-ranging significant areas for human factors in healthcare from physical to cognitive and HCI to risk management • Employing best practices in human factors can aid and enhance positive healthcare outcomes • We have covered some of the major best practices today • For more, attend the 8/26/13 IIE Conference on Best Practices in Managing Human Factors in Healthcare http://www.iienet2.org/HumanFactorsHealth 22 Questions and Answers 23 References 1. NIOSH look at BLS Data, Table 14 retrieved 6 July, 2013 from http://www.cdc.gov/niosh/pdfs/2001-120.pdf 2. BLS Data, Table SNR02 retrieved 6 July, 2013 from http://www.bls.gov/iif/oshwc/osh/os/ostb3180.pdf 3. OSHA, Guidelines for Nursing Homes, OSHA 3182-3R 2009, retrieved 6 July, 2013 from http://www.osha.gov/ergonomics/guidelines/nursinghom e/final_nh_guidelines.pdf 4. Sid Kirchheimer, Worst Passwords. AARP.org/Bulletin April, 2012, page 24. 5. Atul Gawande, The Checklist Manifesto. New York: Metropolitan, 2009 24 Graphic Credits • Slide 1: Earth Photo courtesy NASA (Apollo 17) • Other art from Microsoft Clip Art 25