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ORIGINAL ARTICLE Heart, Lung and Circulation (2016) 25, 243–249 1443-9506/04/$36.00 http://dx.doi.org/10.1016/j.hlc.2015.08.012 Relationships between Anticoagulation, Risk Scores and Adverse Outcomes in Dialysis Patients with Atrial Fibrillation Tom Kai Ming Wang, MBChB a,b*, Janarthanan Sathananthan, MBChB a,b, Mark Marshall, FRACP c, Andrew Kerr, FRACP b, Chris Hood, FRACP c a Green Lane Cardiovascular Service, Auckland City Hospital, Auckland, New Zealand Department of Cardiology, Middlemore Hospital, Auckland, New Zealand Department of Renal Medicine, Middlemore Hospital, Auckland, New Zealand b c Received 7 June 2015; received in revised form 17 August 2015; accepted 20 August 2015; online published-ahead-of-print 25 September 2015 Background Atrial fibrillation (AF) is the commonest cardiac arrhythmia including in end-stage renal failure patients, but controversy remains whether these patients benefit from anticoagulation. We reviewed the characteristics, management and outcomes of end-stage renal failure patients on dialysis with AF. Methods All patients started on dialysis at Middlemore Hospital between January 2000 and December 2008 who had AF were studied. Data regarding demographics, co-morbidities, renal disease, AF and embolic, bleeding and/or mortality events were recorded. Results There were 141 out of 774(18.2%) dialysis patients with AF followed-up for 4.4+/-2.5 years, and 41.8%(59) were on warfarin. Incidence of all embolic events, ischaemic stroke, all bleeding and intracranial bleed were 4.1, 3.1, 9.6 and 0.82/100 person years respectively. Warfarin anticoagulation was associated with increased risk of intracranial bleed (hazards ratio=11.1, P=0.038), but not total embolic, bleeding events or mortality during follow-up (P=0.317-0.980). All three scores (CHADS2, CHA2DS2-VASc and HAS-BLED) could detect all embolic events (c=0.808-0.838), but not bleeding events (c=0.459-0.498). Conclusions Anticoagulation with warfarin didn’t significantly reduce embolism or mortality in dialysis patients with AF, but increased the risk of intracranial bleeds. Convention risk scores predict embolic but not bleeding events in these patients. Keywords Atrial fibrillation Dialysis Chronic kidney failure Warfarin Stroke Introduction Atrial fibrillation (AF) is the commonest form of cardiac arrhythmia estimated at 1-2% in the general population in developed countries [1]. The prevalence is even higher in those with end-stage renal failure (ESRF) on dialysis at over 10-27% [2–5]. Anticoagulation is recommended for the prevention of ischaemic stroke in high-risk patients with AF [1,6,7]. The role of anticoagulation remains controversial for patients with ESRF and AF due to heterogeneous results from observational studies that suggest minimal if not harmful effects on both embolic and bleeding events and absence of randomised trials [5,8–14]. We reviewed the characteristics, management and outcomes of ESRF patients with AF on dialysis at our centre, with a focus on anticoagulation and risk scores. *Corresponding author at: Auckland City Hospital, 2 Grafton Road, Grafton, Auckland 1023, New Zealand. Tel.: +64 9 367 0000; fax: +64 9 307 4950, Email: [email protected] © 2015 Australian and New Zealand Society of Cardiac and Thoracic Surgeons (ANZSCTS) and the Cardiac Society of Australia and New Zealand (CSANZ). Published by Elsevier Inc. All rights reserved. 244 Material and Methods All patients with end-stage renal disease who started dialysis during January 2000 to December 2008 were obtained from the Department of Renal Medicine database at Middlemore Hospital, Auckland, New Zealand. Those who had pre-existing AF or developed AF confirmed on electrocardiogram while on dialysis were retrospectively studied, with the start date of each patient being the first day they had AF and were on dialysis. The end date was the date of death, renal transplantation or June 30, 2014 whichever was the earliest. Baseline demographics, co-morbidities and characteristics of the end-stage renal disease recorded in the database were all recollected to ensure accuracy using standard definitions. Atrial fibrillation was defined as paroxysmal or permanent as per international guidelines [1]. Demographic, renal, comorbidities and treatment data were recorded. Anticoagulation regimens with or without aspirin and/or warfarin were recorded – no patients were on novel oral anticoagulants. We pre-specified the main comparative analyses to be between those anticoagulated with warfarin to those without, regardless of whether they were on aspirin. The embolic risk scores CHADS2 [15] and CHA2DS2-VASc [16] as well as bleeding risk score HAS-BLED [17] were calculated for all patients. In terms of outcomes, embolic events encompasses ischaemic stroke (focal neurological deficit lasting >24 hours with radiological evidence on computed tomography or magnetic resonance imaging of the brain) and other arterial embolism. Bleeding events include intracranial bleed, gastrointestinal bleed, dialysis site bleed (fistula or catheter-related) and other (non-intracranial, gastrointestinal or dialysis site) bleed. Intracranial bleed required radiological confirmation, while gastrointestinal, dialysis site and other bleeds required having a blood transfusion to be counted. Mean+/-standard deviation and percentage (frequency) were used to present continuous and categorical variables, and univariate analyses for these were performed with the Mann-Whitney U test and Fisher’s exact test respectively. Variables with P<0.10 in univariate analyses were incorporated into multivariate models using logistic regression to calculate odds ratios (OR) or Cox proportional hazards regression used to calculate hazards ratios (HR) for cross-sectional and longitudinal outcomes respectively, with 95% confidence intervals (95%CI). Receiver-operative characteristics analysis was used to calculate the c-statistic (area under the curve) for the risk scores at detecting adverse outcomes. Statistical analyses were conducted with SPSS (Version 17.0, SPSS Inc., Chicago, IL, USA) and Prism (Version 5, GraphPad Software, San Diego, CA, USA), and P<0.05 deemed statistically significant. Ethical approval was obtained from our institution’s research office prior to the commencement of the study. Results During January 2000 to December 2008, 774 end-stage renal disease patients were commenced on long-term dialysis at T.K.M. Wang et al. Middlemore Hospital, 141 (18.2%) of which had preexisting or developed AF. Baseline characteristics are listed in Table 1. Mean age was 61.2+/-11.3 years and 38.3% (54) were female. Diabetes was the commonest pathology for end-stage renal failure at 44.7% (63). The majority of patients were on haemodialysis at 68.8% (97). Warfarin was used for anticoagulation in 41.8% (59), and compared to those not on warfarin was associated with lower prevalence of paroxysmal AF (45.8% vs 63.4%, P=0.041) and higher prevalence of hypertension (98.3% vs 89.0%, P=0.045). Table 2 shows the characteristics and management of atrial fibrillation in our cohort. There were 75 (53.2%) with pre-existing AF and 66 (46.8%) who developed AF after starting dialysis. Paroxysmal AF was present in 56.0% (79) and less commonly in those who were on warfarin (45.8% vs 63.4%, P=0.041). Only 2.4% (4) of the cohort had clopidogrel for three to six months while on dialysis. Mean CHADS2, CHA2DS2-VASc and HAS-BLED scores were 2.4+/-1.2, 3.8+/-1.6 and 3.3+/-1.0 respectively. CHADS2 (2.6 vs 2.2, P=0.159) and CHA2DS2-VASc (3.9 vs 3.7, P=0.676) were not significantly higher in patients on warfarin. Beta-blocker was the most commonly used rate-control medication at 59.6% (84). Rates of adverse outcomes during the mean follow-up period of 3.4+/-2.5 years are listed in Table 3. Incidence of ischaemic stroke and intracranial bleed were 10.6% (3.1/100 person years) and 2.8% (0.82/100 per years) respectively, and all embolic events and bleeding events were 13.8% (4.1/100 person years) and 32.6% (9.6/100 person years) respectively. The majority of patients died during the follow-up period at 76.6% (108). Patients on warfarin had a significantly higher incidence of intracranial bleed (6.8% vs 0.0%, P=0.029). In multivariate analyses, permanent, rather than paroxysmal, AF was the only independent predictor of warfarin use (OR 2.07, 95%CI 1.02-4.21, P=0.044). Table 4 displays results of the multivariate analyses of outcomes. Warfarin anticoagulation was independently associated with intracranial bleed (HR 11.1, P=0.038) and other bleed (HR 3.26, P=0.028), but was not associated with change in all embolic events (HR 1.01, P=0.980), ischaemic stroke (HR 0.667, P=0.482), all bleeding events (HR 1.44, P=0.317) or mortality during follow-up (HR 0.825, P=0.631). History of cerebrovascular disease predicted all embolic events (HR 9.92, P<0.001), ischaemic stroke (HR 12.6, P<0.001) and mortality during follow-up (HR 1.95, P=0.007). Results of the receiver-operative characteristics analyses are shown in Table 5. All three scores (CHADS2, CHA2DS2-VASc and HAS-BLED) were able to detect all embolic events (c=0.808-0.838), ischaemic stroke (c=0.825-0.880) and other arterial embolism (c=0.673-0.833). None of the scores could detect all bleeding events and individual bleeding outcomes, except that the HAS-BLED score detected dialysis site bleed (c=0.718). The CHA2DS2-VASc and HAS-BLED scores were also able to detect mortality during follow-up (c=0.638 and 0.627 respectively). 245 Dialysis and atrial fibrillation Table 1 Baseline characteristics All No warfarin Warfarin 141 82 59 Age (years) 61.2+/-11.3 62.1+/-11.8 59.8+/-10.5 0.120 Female 38.3% (54) 37.8% (31) 39.0% (23) 1.000 Caucasian 37.6% (53) 43.9% (36) 28.8% (17) Maori 31.9% (45) 26.8% (22) 39.0% (23) Pacific Island 27.0% (38) 26.8% (22) 27.1% (16) 3.5% (5) 32.1+/-8.2 2.4% (2) 31.2+/-8.1 5.1% (3) 33.2+/-8.2 Diabetes 44.7% (63) 42.7% (35) 47.5% (28) Hypertension/renovascular 17.7% (25) 15.9% (13) 20.3% (12) Glomerulonephritis 20.6% (29) 24.4% (20) 15.3% (9) Other 17.0% (24) 17.1% (14) 16.9% (10) 68.8% (97) 72.0% (59) 64.4% (38) 31.2% (44) 28.0% (23) 35.6% (21) Diabetes 59.6% (84) 54.9% (45) 66.1% (39) 0.224 Hypertension 92.9% (131) 89.0% (73) 98.3% (58) 0.045 Smoking 14.9% (21) 15.9% (13) 13.6% (8) 0.813 Ischaemic heart disease 71.6% (101) 72.0% (59) 71.2% (42) 1.000 6.4% (9) 9.9% (14) 7.3% (6) 11.0% (9) 5.1% (3) 8.5% (5) 0.735 0.778 Congestive heart failure 30.5% (43) 32.9% (27) 27.1% (16) 0.578 Cerebrovascular disease 20.6% (141) 15.9% (13) 27.1% (16) 0.139 Peripheral vascular disease 42.6% (60) 45.1% (37) 39.0% (23) 0.494 Chronic respiratory disease 31.2% (44) 30.5% (25) 32.2% (19) 0.855 All bleeding events 19.1% (27) 20.7% (17) 16.9% (10) 0.667 Gastrointestinal bleeding 11.3% (16) 15.9% (13) 5.1% (3) 0.060 Intracranial haemorrhage Other bleeding 0.7% (1) 7.1% (10) 1.2% (1) 3.7% (3) 0.0% (0) 11.9% (7) 1.000 0.094 N P-value Demographics 0.227 Ethnicity Asian Body mass index (kg/m^2) 0.220 Renal failure 0.581 Pathology Mode of dialysis Haemodialysis Peritoneal dialysis 0.362 Co-morbidities Percutaneous coronary intervention Coronary artery bypass grafting Discussion Our study has several important findings. Rates of embolic (mainly ischaemic strokes) and bleeding (over half of which are gastrointestinal) are significantly higher than the general population in dialysis patients with AF. Anticoagulation with warfarin does not reduce rates of embolic events but increases the risk of intracranial bleed and other non-intracranial or gastrointestinal bleed. We have also identified several important predictors of embolic, bleeding and mortality events in these high risk patients. The CHADS2, CHA2DS2-VASc and HAS-BLED scores are able to predict embolic events but not bleeding events for our cohort. Ischaemic stroke incidence was 4.1/100 person years in our cohort, comparable to the 2.8-11.8/100 person years reported in other studies [10,12,18–23]. The physiology of hypercoagulable states, accentuated atherosclerosis and recurrent immobility from dialysis puts renal failure patients at higher risk of embolism [24], alongside the higher than general population prevalence of other cerebrovascular risk factors particularly previous stroke, hypertension, diabetes and heart failure [18,21]. Notably, these factors also constitute the majority of conventional embolic risk scores for AF [15,16]. Incidence of intracranial haemorrhage is less at 0.82/100 person years in our cohort than ischaemic strokes, but similar to the 0.5-1.7/100 person years reported in other studies [12,13,21]. Despite this, all bleeding events at 9.1/100 person years was significantly higher than all embolic events at 4.6/100 person years, also seen in other studies [9,12,19,20,22]. Reasons for the higher bleeding risk in ESRF patients than the general population irrespective of AF 246 T.K.M. Wang et al. Table 2 Characteristics of atrial fibrillation and management All No warfarin Warfarin 141 82 59 Pre-existing before dialysis 53.2% (75) 51.2% (42) 55.9% (33) New after dialysis 46.8% (66) 48.8% (40) 44.1% (26) Permanent 44.0% (62) 36.6% (30) 54.2% (32) Paroxysmal 56.0% (79) 63.4% (52) 45.8% (27) CHADS2 CHA2DS2-VASc 2.4+/-1.2 3.8+/-1.6 2.2+/-1.1 3.7+/-1.6 2.6+/-1.2 3.9+/-1.7 0.159 0.676 HAS-BLED 3.4+/-1.1 3.5+/-1.1 3.3+/-1.0 0.310 2.8% (4) 2.4% (2) 3.4% (2) 1.00 N Onset P-value 0.611 0.041 Type Risk scores Anticoagulation None 14.2% (20) Aspirin alone 44.0% (62) Warfarin alone 22.7% (32) Aspirin and warfarin 19.1% (27) Clopidogrel Rate/rhythm control Beta-blocker 59.6% (84) 61.0% (50) 57.6% (34) 0.730 Calcium-channel blocker 40.4% (57) 34.1% (28) 49.2% (29) 0.084 Digoxin 16.3% (23) 13.4% (11) 20.3% (12) 0.356 Amiodarone 22.0% (31) 26.8% (22) 15.3% (9) 0.148 2.1% (3) 1.2% (1) 3.4% (2) 0.572 Direct current cardioversion Table 3 Adverse outcomes during follow-up Outcomes All No warfarin Warfarin N 141 82 59 All embolic events Ischaemic stroke 13.8% (19) 10.6% (15) 13.4% (11) 12.2% (10) 13.6% (8) 8.5% (5) 1.000 0.586 Other arterial embolism 5.0% (7) 4.9% (4) 5.1% (3) 1.000 Dialysis site thrombosis 7.1% (10) 7.3% (6) 6.8% (4) 1.000 32.6% (41) 29.3% (24) 37.3% (22) 0.364 2.8% (4) 0.0% (0) 6.8% (4) 0.029 19.1% (27) 19.5% (16) 18.6% (11) 1.000 4.3% (6) 6.1% (5) 1.7% (1) 0.401 11.3% (16) 76.6% (108) 6.1% (5) 78.0% (64) 18.6% (11) 74.6% (44) 0.030 0.689 All bleeding events Intracranial bleed Gastrointestinal bleed Dialysis site bleed Other bleed Mortality during follow-up include platelet dysfunction and accelerated turnover, altered interaction between platelets and vessel wall and levels of coagulation proteins, gastrointestinal co-morbidities, and additional anticoagulant use and frequent skin puncture of arterial vessels during haemodialysis [25–27]. Important clinical predictors of bleeding include advanced age, previous bleed or anaemia and history of stroke [9,20]. This elevated bleeding risk is the primary reason for caution with anticoagulation in dialysis patients with AF. P-value Anticoagulation use in dialysis patients with AF varies significantly in the literature. Warfarin was prescribed in 41.8% of our cohort, on the high side of the 6-47% reported in other studies [5,8–14,19,20]. Similarly, aspirin was prescribed in 63.1% compared to 19-60% reported elsewhere [8-11,19,10], although as noted above, embolic and bleeding rates of our cohort was similar to other studies. In terms of rate control, beta-blockers, amiodarone and digoxin were prescribed similarly (58.6%, 22.0% and 16.3% in our cohort 247 Dialysis and atrial fibrillation Table 4 Multivariate analyses of outcomes (all predictors with P<0.10 listed) Outcome/predictor Ratio 95% confidence interval P-value <0.001 All embolic events Cerebrovascular disease 9.92 3.28-30.0 Congestive heart failure 6.25 0.826-47.3 0.076 Ischaemic stroke Cerebrovascular disease 12.6 3.32-48.1 <0.001 Other embolism Body mass index (per 1kg/m^2) 0.893 0.783-1.02 0.093 Chronic respiratory disease 5.34 1.03-27.8 0.047 1.02 1.00-1.05 0.073 1.84 0.941-3.58 0.075 1.15-107 0.038 0.485 0.215-1.09 0.080 Warfarin anticoagulation Mortality during follow-up 3.26 1.13-9.40 0.028 All bleeds Age (per year) Warfarin and aspirin Intracranial bleed Warfarin anticoagulation 11.1 Gastrointestinal bleed Beta-blocker Other bleed Ischaemic heart disease 1.57 0.963-2.55 0.070 Cerebrovascular disease 1.95 1.20-3.17 0.007 Peripheral vascular disease 1.62 1.03-2.57 0.038 Table 5 Receiver-operative characteristics analyses Outcome CHADS2 CHA2DS2-VASc HAS-BLED All embolic events Ischaemic stroke 0.838 (0.733-0.942) 0.880 (0.797-0.964) 0.808 (0.717-0.899) 0.847 (0.768-0.926) 0.838 (0.747-0.929) 0.825 (0.716-0.934) Other arterial embolism 0.721 (0.519-0.923) 0.673 (0.506-0.841) 0.833 (0.728-0.937) Dialysis site thrombosis 0.474 (0.277-0.671) 0.381 (0.195-0.566) 0.471 (0.66-0.676) All bleeding events 0.494 (0.393-0.596) 0.459 (0.357-0.562) 0.498 (0.393-0.603) Intracranial bleed 0.380 (0.055-0.704) 0.393 (0.195-0.591) 0.317 (0.071-0.562) Gastrointestinal bleed 0.511 (0.391-0.631) 0.492 (0.367-0.618) 0.492 (0.359-0.624) Dialysis site bleed 0.652 (0.440-0.865) 0.611 (0.393-0.829) 0.718 (0.552-0.884) 0.453 (0.310-0.596) 0.579 (0.469-0.688) 0.442 (0.294-0.590) 0.638 (0.536-0.740) 0.474 (0.319-0.629) 0.627 (0.519-0.734) Other bleed Mortality during follow-up respectively) to other studies (20-74%, 1-38%, 4-22% respectively) [8,11,20,28], while calcium-channel blockers were prescribed more commonly at 40.4% than other studies 11-13% [8–11]. It remains uncertain whether aggressive rate-control improves outcomes in dialysis patients as it does in the general population with AF. We did not find warfarin, or aspirin, to significantly reduce the risk of ischaemic stroke or all embolic events statistically in univariate and multivariate analyses. Mixed results have been reported in other studies, that warfarin also has no effect [5,9,12,13,22] or even increases [10,11] the risk of ischaemic strokes in dialysis patients with AF. However, warfarin also significantly increased the risk of intracranial haemorrhage in our cohort and several others [10,12,22,28] but not all [13] studies. This may be partially because warfarin was prescribed to those at higher baseline risk of stroke and bleeding in these observational studies, and also that therapeutic INR levels are harder to maintain in dialysis patients prone to both outcomes, taking multiple other medications and getting sick more often. Randomised studies are warranted to more accurately assess whether warfarin, aspirin and novel oral anticoagulants reduce ischaemic stroke in dialysis patients with AF with minimal and acceptable increases in bleeding risks, but prior to such evidence being confirmed warfarin should not routinely be prescribed in this setting. 248 Several studies found that the CHADS2 Score helps predict those at higher risk of stroke [10,11,13,20,21], however only one study has investigated the prognostic utility of the CHA2DS2-VASc score and concluded that it is superior to the CHADS2 score [23]. Our study found that the CHA2DS2VASc Score performed well at predicting ischaemic stroke and other arterial embolism, but with similar and not improved efficacy over the CHADS2 Score. Furthermore, the HASBLED was also able to predict embolic events, not unsurprisingly as over half of its parameters are common with the CHA2DS2-VASC Score. All three scores however, particularly the HASBLED Score, were not able to predict composite or individual types of bleeding. One other study suggested that the mORBI Score could stratify patients into different levels of bleeding risk [20]. Accurate risk stratification could help the decision-making as to who receives anticoagulation, however their use would be limited in the absence of evidence that anticoagulation is effective in reducing stroke in dialysis patients. Our study had several limitations. It is a single-centre retrospective observational study. Underpowering of statistical analysis due to the cohort size and therefore the number of some adverse events was a major limitation of the study, including, for example, not finding statistically significant differences for embolic events. That time in therapeutic range for warfarin during the study period could not be obtained was another important limitation, since it has been shown to be reduced in dialysis patients and is associated with increased risk of embolism and bleeding. Some patients took aspirin, and a small proportion took clopidogrel, which could introduce further biases to the analyses although they were adjusted for. There may also be minor inaccuracies with the retrospective calculation of anticoagulation scores for embolic and bleeding events. Large sufficiently powered randomised trials are warranted to address the anticoagulation controversy in dialysis patients with AF. Conclusion Patients with ESRF on dialysis and AF have a high incidence of embolic, bleeding and mortality events. Warfarin did not significantly reduce the rates of embolic events but increased the risk of intracranial bleeds in our cohort. 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