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Innovation Fund Project Proposal SIF104 1. Background information 1.1. Organisation Name Dr. Rajendra Prasad Centre for Ophthalmic Sciences, All India Institute of Medical Sciences (AIIMS) 1.2. Organisation Address All India Institute of Medical Sciences, Ansari Nagar, New Delhi, INDIA-110029 1.3. Type of Organisation Which of the following best describes your organisation? (Select a maximum of two categories) 1.4. Main contact person 1.5. Country(ies)/ area(s) & districts of planned project Non-Governmental Organisation (NGO) Blind Peoples’ Organisation (BPO) Disabled Peoples’ Organisation (DPO) Organisation working with Disabled People Academic Institution Ethnic Minority Group or Organisation Name: Dr. Praveen Vashist, MD, MSc (CEH), LSHTM Additional Professor and Head Department of Community Ophthalmology Email: [email protected] [email protected] Phone: 011-26593140 India, North India, New Delhi Developing a cost-effective model for communitybased screening of Diabetic Retinopathy in urban slums of Delhi. 1.6. Project name 1.7. Authors of Proposal Dr.Praveen Vashist, Prof. Rajvardhan Azad, Dr. Sumit Malhotra, Dr. Suraj Singh Senjam, Dr. Noopur Gupta, Dr. Aparna Gupta, Dr. Rajesh Khadgawat 2. Core Innovation Project Information Eye Health Challenges Challenge No. 1 Challenge No. 2 Challenge No. 3 Challenge No. 4 2.1. Implementatio n Challenge the project addresses (Please tick the relevant box) Inclusive Education Challenges Challenge No. 1 Challenge No. 2 Challenge No. 3 Challenge No. 4 Social Inclusion Challenges Challenge No. 1 Challenge No. 2 Challenge No. 3 Challenge No. 4 Innovation Fund Project Proposal 2. Core Innovation Project Information 2.3.Backgroun d information and project rationale Type 2 Diabetes Mellitus is an emerging new-age epidemic in modern world and Diabetic Retinopathy is the most common complication. It is becoming an important cause of visual impairment and blindness in India. One fifth of the world’s blindness is contributed by India (approximately 7.8 million). With increase in diabetics in India, occurrence of DR in India and its contribution to blindness is likely to face inflation. However due to lack of a definite nationwide screening program, the currently available figures represent only the tip of the iceberg. Further, since Diabetic Retinopathy management requires tertiary eye care services, which are not accessible to majority of the population, most cases go undetected and present to hospitals well past the stages of treatable blindness. There is a vast disparity in the prevalence of Diabetes Mellitus in urban versus rural India (Ahuja et al,1991 ). The urban Indians are more predisposed to developing the disease due to sedentary lifestyle, increased body fat and more stressful life (Deepa et al, 2006). Hence, we propose to undertake this study in urban areas of Delhi. As per 2011 census, the population of Delhi is 16.9 million and 3.2 million (19%) lived in notified slum areas. Delhi’s slums embody some of the worst instances of urban poverty and inequality. The vast majority of the slum-dwellers comprise of daily-wage workers, factory workers, unskilled and semi-skilled workers, and rag-pickers. Poverty, overpopulation, ignorance, poor environmental hygiene and lack of healthcare facilities lead to a high degree of morbidity in these areas, including eye diseases. There is an urgent need to provide accessible diabetes management services, including identification of complications early, to these urban slums, where health awareness and the access to healthcare is poor. The incidence of Diabetes Mellitus in previous studies conducted in slums of Delhi has been found to be around 10% (Verma et al,2000; Misra et al, 2001). The prevalence of known Diabetics in urban population of India is estimated to be around 5% by earlier studies (Mohan et al, 2003). The prevalence of Diabetic Retinopathy among known diabetics in urban population is reported to be around 20-26% (Mohan et al, 2003; Narendran et al, 2002). We plan to reduce the burden of blindness in this underserved segment of urban population., Currently, the population-based models of Diabetic Retinopathy screening involve fully equipped mobile vans with or without telemedicine setup which are very expensive to create and sustain. Our model proposes a cost-effective and sustainable approach to population screening of Diabetic Retinopathy, its identification and management by involving community level and health care providers trained volunteers, local general practitioners, pharmacists, laboratories, optometrists and a tertiary care public hospital for imparting services to the needy population. 2 Innovation Fund Project Proposal 2. Core Innovation Project Information 2.4 Project Duration (please note this 18 months can be for a maximum of 18 months) 2.5. Organisations targeted for replication, and strategy to achieve scale Multidisciplinary public/private hospitals/clinics with a retina unit. This seems to be a cost-effective approach to screening and management of Diabetic Retinopathy in the population. We propose a four pronged strategy: 1. Creating awareness of DM and DR in target population 2. Identification and referral of Known Diabetics in the population 3. Community based screening using low cost device. 4. Timely management by referral to tertiary care retina unit The process is adopted from reach-in program approach recommended by Government of India, which includes screening at primary level and management at the base hospital. The success of this model could prompt initiation of diabetic retinopathy screening at primary-eye care level, and a reach-in approach to bring all those in need of intervention to the tertiary care centre for management (similar to our reach-in program for cataract associated blindness) 2.6. Other organisations working on related issues in the project area The project will be implemented with the support of local Community Based Organisations (CBOs) and religious organisations working in urban slums of Delhi, who are involved in screening of Diabetes, awareness generation and organisation of DR screening camps, in collaboration with the public hospitals and private practitioners. We have successfully run community-based eye care programs with the support of Sightsavers International, where some of these local non-government organisations were involved like ASHA, Deepalaya, Mamta, Casplan, HOST foundation, Kalyanam, Arpana Charitable Trust, Agarwal Sabha, Jain sabha, Nirankari foundation for more than ten years. 2.7. What is the total cost of the project? GBP 112,178 (In GBP sterling) 2.8. Total funding to be requested from Sightsavers for GBP 74,987 this project (In GBP sterling - Maximum: £50,000) 3 Innovation Fund Project Proposal 2.9 Summary of proposed Goal, Purpose, Expected Outcomes, Outputs and activities It is important to give the reviewers a clear idea of what the project’s Goal and Purpose (what it aims to achieve) might be, and the desired outcomes (which will later be translated into specific objectives), outputs, and some illustrative examples of activities that will be implemented in the first year. It is not necessary to develop a full logical framework at this stage. What is important is for you to demonstrate and articulate a clear overview of your “theory of change” i.e. ‘HOW’ the project will effect the change it seeks to achieve and respond to the problems identified. Goal (What is the overall, higher-level objective to which the project/programme will contribute?) To eliminate avoidable blindness due to Diabetic Retinopathy in developing nations. Purpose (Overall Objective) Expected outcomes (5 max) Expected outputs Main activities (What is the positive developmental change that the project will produce if successful?) (What are the expected short and medium term effects of the interventions outputs?) (What are the deliverables achieved as a result of implementing project activities?) (Examples of top line activities) 1. Increased awareness regarding Diabetes Mellitus (DM) and Diabetic Retinopathy(DR) and its management in the target population To develop a feasible and sustainable model for screening and management of Diabetic Retinopathy in the Indian population 1. Awareness generation for Diabetes and Diabetic Eye Disease in urban slum population 2. Increase in number of DM patients picked up from the community and increased referral for DR screening 1.Assesing current situation of awareness regarding DM and DR in urban slums 2. Developing publicity material for awareness regarding DM and DR including management and follow up. 3. Conducting 150 Eye Health Education events on DM and DR 1.Training healthcare workers, volunteers and local general practitioners in identification and referral of Known Diabetics (KD)- 25 training events 4 Innovation Fund Project Proposal Purpose (Overall Objective) Expected outcomes (5 max) Expected outputs Main activities (What is the positive developmental change that the project will produce if successful?) (What are the expected short and medium term effects of the interventions outputs?) (What are the deliverables achieved as a result of implementing project activities?) (Examples of top line activities) 2. Development of a rapid, cost-effective tool for community-based screening of DR 3. Increase in referral of diabetic patients by promoting awareness and counselling 2.Using opportunistic model for identification and referral of DM patients 1. Developing a rapid and convenient method for DR screening by using a portable, user friendly and non mydriatic fundus camera. 1.Training of Optometrist in non-mydriatic fundus photography and DR identification 2.Using hand-held nonmydriatic fundus camera in the community 1. Conducting 150 DR screening camps in slum clusters in one year 1.Transportation of subjects requiring intervention to tertiary care hospital 1.Subsidized evaluation of referred subjects using OCT and Fundus Fluorescein Angiography 2. Expert review on the preferred line of management 1. Subsidised treatment cost for intravitreal injections, laser, surgery, wherever needed 2. Increased number of Diabetics being screened for DR at primary level 1. Increased number of DR being taken for treatment 2. Quality eye-care provided to those in need of intervention 1. Referral and cost-effective services for Diabetic Retinopathy in a tertiary care hospital 3. The treatment will be provided at a subsidised cost, utilising infrastructure of public tertiary care hospital 5 Innovation Fund Project Proposal Purpose (Overall Objective) Expected outcomes (5 max) Expected outputs Main activities (What is the positive developmental change that the project will produce if successful?) (What are the expected short and medium term effects of the interventions outputs?) (What are the deliverables achieved as a result of implementing project activities?) (Examples of top line activities) 1. Coverage of 1 million population in Delhi slums 4. Reduction in the burden of blindness due to DR. 5. Model for a nationwide screening program for Diabetic Retinopathy 2. Identification of Known Diabetics(KDs) and their screening for DR 3. Early detection of slight threatening DR and quality management of all cases for prevention of blindness 1. Successful implementation of the project with specified targets. 2. Advocacy of the model to Government of India& policy makers for blindness control at national level 3. Presentation of model in National and International conferences and submission to indexed journal 1. Training of 200 volunteers for identification of Known Diabetics 1. Conducting 150 camps for screening of DR in one year 1. Adequate management of all referred cases at base hospital at subsidised cost 1. Periodic monitoring of all the targets 2. Review meetings periodically 1. Meeting key officials in Government and seeking their opinions 2. Sharing success stories 1. Presentation in at least 2 National and International conferences and submission in at least one indexed journal 6 Innovation Fund Project Proposal 3. Detailed Innovation Project Information 3.1. Why is this project needed at this time in this location? India is currently home to more than 50 million diabetics and 20% of them develop Diabetic Retinopathy (DR) at a given time, further the lifetime chances of developing DR for a diabetic patient is more than 80%. The prevention of blindness due to DR is considered to be an international priority as it mainly affects the economically productive age-group, unlike cataract and AMD. Delhi’s slums embody some of the worst instances of urban poverty and inequality. The squalor of urban slums paired with overpopulation and a lack of healthcare facilities mean that diseases and malnutrition contributing to the onset of blindness are rife. These people seek help for health problems in their immediate vicinity, to prevent loss of wages and save time that may be used to earn money. It is imperative that community based integrated comprehensive eye care services be provided to this segment of the population at their doorstep. The penetration of healthcare services in slums is poor due to lack of basic infrastructure and hygiene. Hence health awareness and delivery of health services remain a big challenge in these underserved areas. 3.2. What specific change is this initiative intended to achieve? We intend to achieve elimination of avoidable blindness due to DR in urban slums of Delhi, health-awareness generation, increase in health-seeking behavior and better quality of life. The project is planned to cover 1 million population directly. Following are the Project assumptions: 1. Around 20% population is in the age-group of 40+ years in targeted slum clusters 2. Estimated prevalence of Known Diabetics is around 5% in 40+ population. 3. Prevalence of Diabetic Retinopathy among known diabetics is around 20-25%. 4. Around 10% of Diabetic Retinopathy cases need intervention in form of laser/ intravitreal injection/ surgery. 3.3. What is the methodology and approach to be used by the project to achieve the changes described? Describe briefly the main activities of the project? 1.Training healthcare workers, volunteers and local general practitioners in identification and referral of Known Diabetics (KD)- 200 volunteers in 25 training events. 2. Using opportunistic model for identification and referral of DM patients Creating awareness in the target area with the help of community healthcare workers and volunteers. 3. Training of Optometrist in using hand-held non-mydriatic fundus camera in the community for DR identification. 4. Conducting 150 DR screening camps in slum clusters in one year. 5. Subsidized evaluation of referred subjects using OCT and Fundus Fluorescein Angiography and subsidised treatment for intravitreal injections, laser, surgery, wherever needed. 6. Periodic monitoring of all targets. 7. Meeting key officials in GOI and seeking their opinion for making the program sustainable. 7 Innovation Fund Project Proposal 3. Detailed Innovation Project Information 3.4 Who will be carrying out the project activities? The project will be implemented by Department of Community Ophthalmology, Dr. Rajendra Prasad Centre for Ophthalmic Sciences, AIIMS, New Delhi All India Institute of Medical Sciences (AIIMS) is an apex health care institute for research, training and health-care delivery in India catering to nearly 2 million patients per year. The Health minister of Government of India is ex-officio president of the Institute. The eye hospital of AIIMS, Dr. Rajendra Prasad Centre for Ophthalmic Sciences is recognized as the apex body of all ophthalmic institutions in the country by Government of India under National Programme for Control of Blindness (NPCB). Our centre is the first WHO collaborative centre for prevention of blindness and primary eye care activities in SEAR region. The Chief of Dr. R.P. Centre is advisor to Government of India for eyehealth related policies. Hence, the organization is in unique position and capability to chalk out a roadmap for future policy of Government of India on a “National Screening Program for Diabetic Retinopathy”. The hospital is equipped with world class infrastructure and state of art equipment, to manage all eye diseases. There is a distinguished faculty of experts in all ophthalmic subspecialties including retina which will ensure best service delivery to our target population. It caters to 0.4 million patients per year. The treatment cost is heavily subsidized to suit the poor population of India. It is the only public hospital with a dedicated community ophthalmology department. We have 3 permanent faculty members and the department is involved in community eye health related research, training and service delivery. The department in the last 10 years has handled 25 research projects, national level surveys and training programs in collaboration with agencies like Sightsavers International, ORBIS, OEU, Wellcome trust, WHO, ICMR and NPCB and Government of India. We have implemented 3 projects with SSI in urban slums and are sustaining them in 12 slum clusters. Public health specialists from Community ophthalmology department and ophthalmologists from retina unit were involved in designing the project. We propose to implement the project in partnership with Sightsavers International, Community Based Organisations (CBOs), local religious organisations, NGOs and Government of India with which we have already worked in the past. RPC has been working with Sightsavers since the last 10 years demonstrating approaches to addressing eye health needs of urban poor in slums. Over the years the key learning has been that meeting the unmet eye care needs of poor can be more effectively undertaken by Government in collaboration with NGOs working in these difficult situations. The community based NGOs have a strong presence, sustained and harmonized relationship with community members which will be utilised while implementing this project. This will also contribute to the sustainability of this model. 8 Innovation Fund Project Proposal 3. Detailed Innovation Project Information 3.5. Innovation: Why is this approach considered to be innovative? . The current approach used by many institutions for screening of Diabetic Retinopathy involves 1. Inviting ophthalmologists to diabetic eye check-up camps once in a while, which is not sustainable since it requires taking out time from a busy practice and there is no assured treatment or follow-up. Mostly self-reported diabetics turn up, which are just the tip of the iceberg. 2. Another approach being used is that of a fully-equipped mobile van with a fundus camera with or without a laser machine, which requires large amount of funds to install and maintain. This is not sustainable for public hospitals with limited resources. 3. There is lack of community awareness programs, community involvement and participation in the screening programmes, without which the program may not be sustainable. We are using a novel approach of 1. Identification of Known Diabetics at the community level by trained volunteers and opportunistic screening in urban slums, where penetration of healthcare information and facilities is difficult and poor. 2. Population screening of a potentially sight-threatening eye disease by optometrists at primary level, using a cost-effective user-friendly, non-mydriatic fundus camera. Who (urban slum population) or what is the inspiration behind this project? There is an obvious need for reaching out effectively with low-cost screening models for identifying Diabetic retinopathy patients at the community level in the underserved urban areas. Till now, few models that have been initiated at the community level for screening are costly and have not been scaled up for wider use. Owing to increasing burden of DR in India, newer cost-effective, scalable models are required to be tested. The following are the challenges expected: 1. We expect to face challenges in training of volunteers and optometrists in the screening methods. 2. We may face some challenge in conducting health awareness and education program in slums since they are busy struggling for the basic necessities of life and do not assign priority to healthcare. The department has successfully conducted heath education and awareness camps in urban slums and we hope to benefit from that experience. 3. The patients will not be able to pay even for the subsidised treatment, we expect Sightsavers International to fund the cost of treatment. 4. The patients may not give priority to come to base hospital for treatment- our experience from cataract surgery camps suggests that the response is enthusiastic if the quality care is assured. We plan to ensure delivery of quality services to the subjects and keep a record of non-compliant subjects for further compliance and motivation. 5. The project area could be hit by natural or man-made disasters during the operational period. We expect Sightsavers to keep that into consideration. The model being community-based and cost-effective has potential to be adopted and replicated countrywide in public hospitals with tertiary eye-care services.. 9 Innovation Fund Project Proposal 3. Detailed Innovation Project Information 3.6. Planning for sustainability Cost-effectiveness If it is successful, it is likely that the program will be adopted by the other national level institutes with support of Government of India. Government of India has included elimination of avoidable blindness as priority under National Program for Control of Blindness. Therefore we hope that project will be adopted as a nation-wide program. Since there will be training of volunteers and awareness generation programs in the community, this will increase the health-seeking behaviour among poor diabetics in slum-dwellers contributing to the sustainability of this model. Also, the project involves sensitization of general practitioners in the community about DM and DR, we believe that the community level detection of DM and timely referral for identification of DR will be done by them, benefiting the entire community at large in a sustained fashion. 4. Project Management & Required Resources 4.1. Financial requirements 4.2. Partner resources available 4.3. Management of the project Please give estimated financial requirements for each stage of the project (in GBP) Please provide a project budget in the separate Excel worksheet provided. Attached Provide information of any potential resources available from project partners, either financial or in-kind. Existing Human Resources and Infrastructure of Dr. R.P. Centre, which is an apex institute for eye care and has state of the art facilities for management of Diabetic Retinopathy including expert human resources. Detail the arrangements, structures and processes for managing the project and the roles and responsibilities of the various parties. Include an organogram if appropriate. Attached 4.4. Implementation plan Please provide an implementation plan in the separate worksheet provided. Based on the timing/ sequencing of activities as laid out in the Implementation plan can you foresee any challenges to its delivery, and if so, how do you plan to deal with them? Attached 4.5. M&E plan Attached 10