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Unified Description of Neutrino-Nucleus Interactions within Nuclear Many-Body Theory Omar Benhar INFN and Department of Physics, “Sapienza” University I-00185 Roma, Italy Based on work done in collaboration with A. Ankowski, A. Cipollone, N. Farina, C. Losa, A. Loreti, A. Lovato, D. Meloni, and E. Vagnoni Terzo Incontro Nazionale di Fisica Nucleare INFN2016 Laboratori Nazionali di Frascati, November 15, 2016 O UTLINE ? Motivation I I ? The electroweak nuclear response I I ? Low-energy regime: supernova neutrinos High-energy regime: oscillation signal of accelerator-based experiment Low-energy regime: mean field dynamics, short- and long-range correlations High-energy regime: the impulse approximation. Single particle motion in interacting many-body systems Summary & Outlook 1 / 25 S UPERNOVA N EUTRINOS Supernova Neutrinos 1500 km Core collapse tcollapse ~100 ms ? Neutrino diffuse out of neutrinos diffuse dense newly born out of the dense neutron stars, carrying newly born away ∼ 1053 erg neutron star carry away ~ 3 x 1053 ergs 3X107 km 10 km Shock wave Eshock~1051ergs Text Quasi-static ~1s 100 km • The time structure of the neutrino signal depends on how ? The time structure ofheat the isneutrino signal oncore heat transported in thedepends neutron star (1013-1015 g/cm3 ). transport in the neutron star core, the density of which is The spectrum is set by scattering in a hot (T=5-10 MeV) and • −3so dense (1011-1013 g/cm3 ) neutrino-sphere. not nB ∼ 1013 − 1015 g cm ? The spectrum is determined by scattering in the hot outer region called neutrino-sphere, with typical temperature and density T ∼ 5 − 10 MeV and nB ∼ 1011 − 1013 g cm−3 ? Energy scale Eν < ∼ 10 MeV 2 / 25 N EUTRINO O SCILLATIONS ? Neutrinos produced in weak interaction processes, e.g. β-decay, are not in mass-eigenstates ⇒ a neutrino created with a specific flavor (νe , νµ or ντ ) can be detected at a later time with different flavor ? Probability of appearance of a new flavor after travelling a distance L (consider two flavors, for simplicity) Observable'Oscilla9on'Parameters' 2 2 Pα→β = sin 2θ sin ∆m2 L 4Eν ∆m2 = m2ν1 − m2ν2 ? The energy scale of long-baseline experiments (L ∼ few 100s km) is Eν ∼ few 100s MeV to few GeV ElectronNNucleus'ScaPering'XIII' Elba,'June'26,'2014' 4' 3 / 25 N EUTRINO I NTERACTIONS ARE W EAK . Total cross section of the process 3.2 Decomposition of the Cross Section 4 (Quasi)Elastic Scattering . Neutrino-nucleon scattering νµ + n → µ− + p 2.25 • Non-resonant background / Deep inelastic scattering (DIS): Barish et al, Phys. Rev. D16, 1977 Allasia et al, Nucl. Phys. B343, 1990 Mann et al, Phys. Rev. Lett. 31, 1973 Baker et al, Phys. Rev. D23, 1981 2 l, ν ν 1.75 CC: νN →1.5 lX N σ [10-38 cm2] W, Z (3.37) 1.25 1 NC: νN → νX X (3.38) 0.75 0.5 ν stands here for every kind of neutrino flavor as well as for its antiparticle. The term 0.25 ”quasielastic” refers to the fact that the neutrino changes its identity to a charged lepton. If 0 the outgoing lepton is still a neutrino, the reaction is denoted as ”elastic”. The term ”deep 1 0.1 Eν [GeV] inelastic” refers to the kinematical regime where both Q2 and the mass of the hadronic −38 2 σνN ∼ Figure 10 4.7: Total cmcross ,section σνN /σeN ∼ final state are large compared to typical hadron masses. for ν n → µ− p. 10 −6 10 µ Having those three basic processes at hand we can describe all relevant physical reactions. The cross section is then a sum of all single contribution, namely the production of 1.25 nucleons, of pions, etas and kaons, etc: νe σ CC,N C = σ(N) ! "# $ + σ(π) !"#$ + σ(η) ! + σ(K)1 +νµ . . . "# $ ντ (3.39) 4 / 25 D ETECTING N EUTRINOS R EQUIRES B IG D ETECTORS . The SuperKamiokande detector, in Japan, is filled with 12.5 million gallon of ultra-clean water . The MiniBooNE detector,at FNAL, is filled with 800 tons of mineral oil . The detected signal results from neutrino interactions with Oxygen and Carbon nuclei . A quantitative understanding of the their response to neutrino interactions is required for the interpretation of the measured cross sections 5 / 25 N EUTRINO -N UCLEON I NTERACTIONS ? Neutrino interactions are mediated by the gauge bosons W ± and Z0 , whose masses are in the range ≈ 80 − 90 GeV ? In all processes to be discussed in this talk the momentum 2 transfer q is such that q 2 << MW,Z ∼ 80 − 90 GeV ⇒ Fermi theory of weak interaction works just fine W, Z0 J` µ G LF = √ JN µ J` µ 2 ū`− γ µ (1 − γ5 )uν = ūν 0 γ µ (1 − γ5 )uν (CC) (N C) ? The nucleon current can be cast in the non relativistic limit ( ūp γµ (1 − gA γ5 )un → χ†sp (gµ0 + gA giµ σi )χsn (CC) JN µ = ūn0 γµ (1 − cA γ5 )un → χ†s0n (gµ0 + cA giµ σi )χsn (N C) 6 / 25 N EUTRINO -N UCLEON C ROSS S ECTION ? x-section of the charged-current process ν` + n → `− + X dσ ∝ Lλµ W λµ . Lλµ is determined by the lepton kinematical variables (more on this later) . under general assumptions W λµ can be written in terms of five structure functions Wi (q 2 , (p · q)) (p is the nucleon four momentum) W2 W3 W4 + ελµαβ qα pβ + 2 + q λ q µ 2 m2N mN mN W5 +(pλ q µ + pµ q λ ) 2 mN W λµ = −g λµ W1 + pλ pµ ? In principle, the structure functions Wi can be extracted from the measured cross sections 7 / 25 N EUTRINO -N UCLEUS I NTERACTION ? Replace the nucleon tensor witht the nuclear response tensor X Wλµ = h0|Jλ† |nihn|Jµ |0iδ (4) (p + k − pn − k 0 ) n6=0 ? Consider, for example, a neutral current process ν + A → ν0 + X ? In non relativistic regime W (q, ω) ∝ GF GF cA 2 λµ ρ σ L W = (1 + cos θ)S + (3 − cos θ)S λµ 4π 2 4π 2 3 where cos θ = (k · k0 )/(|k||k0 |), while S ρ and S ρ are the nuclear responses in the density and spin-density channels, respectively. 8 / 25 ? density response Sρ = 1 X |h0|J0 |nihn|J0 |0iδ (4) (P0 + q − Pn ) N n ? spin-density response (α, β = 1, . . . 3) X ρ Sρ = Sαα α ρ Sαβ 1 X = |h0|Jα |nihn|Jβ |0iδ (4) (P0 + q − Pn ) N n ? Neutral weak current X X J0 = ji0 = eiq·xi i ? Outstanding issues i , Jα = X jiµ = i X eiq·xi σα i . Model nuclear dynamics . Determine the nuclear initial and final states 9 / 25 M ODELING N UCLEAR D YNAMICS ? ab initio (bottom-up) approach X p2 X X i H= + vij + vijk 2m j>i i k>j>i . vij provides a very accurate descritpion of the two-nucleon system, and reduces to Yukawa’s one-pion-exchange potential at large distances . inclusion of vijk needed to explain the ground-state energies of the three-nucleon systems . vij is spin and isospin dependent, and strongly repulsive at short distance . note: nuclear interactions can not be treated in perturbation theory in the basis of eigenstates of the non interacting system. Either the interaction or the basis states need to be “renormalized” to incorporate non perturbative effetcs ? Mean field (independent particle) approximation nX o X X vij + vijk → Ui j>i k>j>i i 10 / 25 E FFECTIVE I NTERACTION ? The effective interaction in nuclear matter at density ρ is defined through the relation [kF = (3π 2 ρ/2)1/3 ] h0|H|0i = 3 kF2 + h0F G |Veff |0F G i 5 2m ? unlike the bare NN potential, Veff is well behaved, and can be used to perform perturbative calculations in the basis of eigenstates of the non interacting system ? the response can be also computed using the Fermi gas states and the corresponding effective operators, defined through µ |0F G i hn|J µ |0i = hnF G |Jeff 11 / 25 E FFECTIVE I NTERACTION ? Comparison between bare and CBF effective interaction at nuclear matter equilibrium density 1000 (a) 1000 eff vS=0,T =1 (r) v(r) [MeV] 600 400 200 200 0 -200 1 1.5 r [fm−1 ] 80 2 2.5 bare (r) vS=1,T =1 400 -200 0.5 0 (c) 60 eff vS=1,T =1 (r) 600 0 0 (b) 800 bare (r) vS=0,T =1 v(r) [MeV] v(r) [MeV] 800 0.5 1 1.5 r [fm−1 ] 2 2.5 eff (r) vt,T =1 bare (r) vt,T =1 40 20 0 -20 -40 0 0.5 1 1.5 r [fm−1 ] 2 2.5 12 / 25 I NTERACTION E FFECTS ? Mean field effects . Change of nucleon energy spectrum ek = X k2 hkk0 |Veff |kk0 ia + 2m 0 k . Effective mass 1 1 dek = m?k |k| d|k| ? Correlation effects . Effective operators couple the ground state to two-particle–two-hole (2p2h) final states, thus removing strength from the 1p1h sector µ µ M2p2h = h2p2h|Jeff |0i 6= 0 → M1p1h = h1p1h|Jeff |0i < h1p1h|J µ |0i 13 / 25 ? Nucleon energy spectrum and Effective mass in isospin-symmetric matter at equilibrium density ? Quenching of Fermi transition strength in isospin-symmetric matter at equilibrium density 14 / 25 q-E VOLUTION OF I NTERACTION E FFECTS ? Density response of isospin-symmetric matter at equilibrium density |q| = 3.0 fm−1 |q| = 1.8 fm−1 |q| = 0.3 fm−1 15 / 25 L ONG -R ANGE C ORRELATIONS ? At low momentum transfer the space resolusion of the neutrino becomes much larger than the average NN separation distance (∼ 1.5 fm), and the interaction involves many nucleons ← λ ∼ q −1 → d ? Write the nuclear final state as a superposition of 1p1h states (RPA scheme) |ni = N X i=1 + + +... Ci |pi hi ) 16 / 25 E FFECTS OF LONG - RANGE CORRELATIONS |q|-evolution of the density-response of isospsin-symmetric O. Benhar, N. Farina / Physics Letters Bcarried 680 (2009) 305–309 nuclear matter. Calculation out within CBF using a realistic nuclear hamiltonian. ph states, while being eigenstates of the HF Hamiltonian I |q| ≈ 480 MeV (12) ek , ven by Eq. (10), are not eigenstates of the full nuclear n. As a consequence, there is a residual interaction V res duce transitions between different ph states, as long as momentum, q, spin and isospin are conserved. e included the effects of these transitions, using the coff (TD) approximation, which amounts to expanding ate in the basis of one 1p1h states according to [27] S M) = ! i |q| ≈ 300 MeV c iT S M | p i h i , T S M ), (13) hi + q, S and T denote the total spin and isospin of the le pair and M is the spin projection along the quantiza- q, the excitation energy of the state | f ), ω f , as well as ents c iT S M , are determined solving the eigenvalue equa- |q| ≈ 60 MeV HF + V res )| f ) = ( E 0 + ω f )| f ), (14) is the ground state energy. Within our approach this diagonalizing a N h × N h matrix whose elements are + e − e )δ + (h p , T S M | V |h p , T S M ). (15) OB Farina, PLB 680 Fig. 3. and Nuclear N. matter response calculated within305, the TD (2009) (squares) and correlated HF (diamonds) approximations, for the case of Fermi transitions. Panels (A), (B) and 17 / 25 −1 N EUTRINO M EAN F REE PATH IN N EUTRON M ATTER ? The mean free path of non degenerate neutrinos at zero temperature is obtained from Z G2 d3 q 1 = Fρ (1 + cos θ)S(q, ω) + C2A (3 − cos θ)S(q, ω) 3 λ 4 (2π) where S and S are the density (Fermi) and spin (Gamow Teller) response, respectively 2.6 CTD full expression CTD simplified expression CTD without collective mode λ/λF G 2.4 2.2 2 1.8 1.6 5 10 15 20 25 Eν [MeV] 30 35 40 ? Both short and long range correlations important 18 / 25 H IGH -E NERGY R EGIME : I THE I MPULSE A PPROXIMATION The IA amounts to replacing 2 2 q,ω q,ω Σ x i i Jµ = X i I jµ (i) , |Xi → |x, px i ⊗ |R, pR i . Nuclear dynamics and electromagnetic interactions are decoupled. Relativistic effect can be properly accounted for Z dσA = d3 kdE dσN Ph (k, E) . The electron-nucleon cross section dσN can be written in terms of stucture functions extracted from electron-proton and electron-deuteron scattering data . The hole spectral function Ph (k, E), momentum and energy distribution of the knocked out nucleon, can be obtained from ab initio many-body calculations 19 / 25 O XYGEN S PECTRAL F UNCTION • shell model states account for ∼ 80% of the strenght • the remaining ∼ 20%, arising from NN correlations, is located at high momentum and large removal energy 20 / 25 Q UASI E LASTIC E LECTRON S CATTERING I Elementary interaction vertex described in terms of the vector (p,n) (p,n) , precisely measured over a broad and F2 form factors, F1 range of Q2 I Position and width of the peak are determined by Ph (k, E) The tail extending to the region of high energy loss is due to nucleon-nucleon correlations in the initial state, leading to the occurrence of two particle-two hole (2p2h) final states I 21 / 25 A NALYSIS OF M INI B OO NE CCQE DATA . . MiniBooNe CCQE data MiniBooNE flux 22 / 25 C ONTRIBUTION OF D IFFERENT R EACTION M ECHANISMS I In neutrino interactions the lepton kinematics is not determined. The flux-averaged cross sections at fixed Tµ and cos θµ picks up contributions at different beam energies, corresponding to a variety of kinematical regimes in which different reaction mechanisms dominate . x = 1 → Eν 0.788 GeV , x = 0.5 → Eν 0.975 GeV . Φ(0.975)/Φ(0.788) = 0.83 23 / 25 “F LUX AVERAGED ” E LECTRON -N UCLEUS X -S ECTION I The electron scattering x-section off Carbon at θe = 37◦ has been measured for a number of beam energies I Theoretical calculations of the flux-averaged cross sections must include all relevant reaction mechanism—one and two -nucleon emission, excitation of nucleon resonances and deep inelastic scattering—within a consistent approach 24 / 25 S UMMARY & O UTLOOK ? The study of neutrino interactions with nuclear matter and nuclei is a strongly cross-disciplinary field, with applications in a variety of areas, ranging from the astrophysics of compact stars to the search of neutrino oscillations ? Recent studies carried out within nuclear many-body theory using realistic hamiltonians have revealed a variety of dynamical effects, whose effects on the nuclear response are large ? The emerging picture suggests that a unified description of the nuclear response in a broad kinematical range cortresponding to neutrino energies ranging from few MeV to few GeV 25 / 25 Backup slides 26 / 25 N EUTRINO -N UCLEON I NTERACTIONS ? In the regime of momentum transfer (q) discussed in this talk Fermi theory of weak interaction works just fine W, Z0 ? x-section of the charged-current process ν` + n → `− + X dσ ∝ Lλµ W λµ . Lλµ is determined by the lepton kinematical variables (more on this later) . under general assumptions W λµ can be written in terms of five structure functions Wi (q 2 , (p · q)) (p is the nucleon four momentum) W2 W3 W4 + ελµαβ qα pβ + 2 + q λ q µ 2 m2N mN mN W5 +(pλ q µ + pµ q λ ) 2 mN W λµ = −g λµ W1 + pλ pµ 27 / 25 ? In principle, the structure functions Wi can be extracted from the measured cross sections ? In the charged-current elastic sector ν` + n → `− + p they can be expressed in terms of vector (F1 (q 2 ) and F2 (q 2 )), axial-vector (FA (q 2 )) and pseudoscalar (FP (q 2 )) form factors 2 q2 q 2 (F1 + F2 ) + 2 m2N − FA 2 W1 = 2 − 2 2 2 q W2 = 4 F1 2 − F2 2 + FA 2 = 2W5 4 m2N W3 = −4 (F1 + F2 ) FA q2 F2 2 q2 2 W4 = −2 F1 F2 + 2 m2N + + F − 2 m F F P N P A 2 4 m2N 2 ? according to the CVC hypothesis, F1 and F2 can be related to the electromagnetic form factors, measured by electron-nucleon scattering, while PCAC allows one to express FP in terms of the axial form factor (more on this later) 28 / 25 Figure 4 shows Rosenbluth separation results performed in the 1970’s as the ratio GEp /GD , where GD is the dipole FF given below by Eq. 14; it is noteworthy that these results strongly suggest a decrease of GEp with increasing Q2 , a fact noted in all four references [Ber71, Pri71, Bar73, Han73]. As will be seen in section 3.4, the slope of this decrease is about half the one found in recent recoil polarization experiments. Left out of this figure are the data of Litt et al. [Lit70], the first of a series of SLAC experiments which were going to lead to the concept of “scaling” based on Rosenbluth separation results, namely the empirical relation µp GEp /GM p ∼ 1. Predictions of the proton FF GEp made in the same period and shown in Fig. 4 are from Refs. [Iac73, Hoh76, Gar85], all three are based on a dispersion relation description of the FFs, and related to the vector meson dominance model (VMD). V ECTOR F ORM FACTORS ? Proton data ? Neutron (deuteron) data Figure 5: Data base for GEp obtained by the Rosenbluth method; the references are [Han63, Lit70, Pri71, Ber71, Bar73, Han73, Bor75, Sim80, And94, Wal94, Chr04, Qat05]. Figure 6: Data base for GM p obtained by the Rosenbluth method; the references are [Han63, Jan66, Cow68, Lit70, Pri71, Ber71, Han73, Bar73, Bor75, Sil93, And94, Wal94, Chr04, Qat05]. A compilation of all GEp and GM p data obtained by the the Rosenbluth separation technique is shown in Figs. 5 and 6; in these two figures both GEp and GM p have been divided by the dipole FF GD given by: GD = 1 with GEp = GD , GM p = µp GD , and GM n = µn GD . (1 + Q2 /0.71GeV 2 )2 (14) It is apparent from Fig. 5 that the cross section data have lost track of GEp above Q2 ∼ 1 GeV2 . It is difficult to obtain G2E for large Q2 values by Rosenbluth separation from ep cross section data for several reasons; first, Figure 20: GEn data as in Fig. 18, compared to the fits [Kel04] (thick line) and [Gal71] (thin solid line). Platchkov’s fits [Pla90] with 3 different N N potentials 10 Figure 21: The complete data base for GM n , from cross section and polarization measurements. Shown as a solid curve is the polynomial fit by Kelly [Kel04]; 29 / 25 Axial structure of the nucleon A XIAL F ORM FACTOR (anti)neutrino scattering off protons [8, 9, 10], off deuterons [1 Fe) [17, 18] or composite targets like freon [19]-[22] and propa of figure 1 we show the available values for the axial mass scattering experiments. As pointed out in [24], reference Frascati (1970) Frascati (1970) GEn=0 Frascati (1972) DESY (1973) Daresbury (1975) SP Daresbury (1975) DR Daresbury (1975) FPV Daresbury (1975) BNR Daresbury (1976) SP Daresbury (1976) DR Daresbury (1976) BNR DESY (1976) Kharkov (1978) Olsson (1978) Saclay (1993) MAMI (1999) Average Argonne (1969) Argonne (1973) CERN (1977) ? Dipole parametrization Argonne (1977) CERN (1979) BNL (1980) BNL (1981) 2 FA (Q ) = Argonne (1982) gA Fermilab (1983) 2 [1 + (Q2 /MA2 )] BNL (1986) BNL (1987) BNL (1990) Average 0.85 0.95 1.05 1.15 1.25 MA [GeV] . gA from neutron β-decay Figure 1. Axial mass MA extractions. Left pane The weigh 0.021) GeV. Right panel: From charged pion electr weighted average is MA = (1.069 ± 0.016) GeV. N experiment contains both the statistical and systemat the systematical errors were not explicitly given. Th refer to different methods evaluating the correction explained in the text. antineutrino scattering experiments. . axial mass MA from (quasi) elastic ν- and and ν̄-deuteron experiment severe uncertainties in either knowledge of the incident 30 /neut 25 TAMM -D ANCOFF ( RING ) A PPROXIMATION ? Propagation of the particle-hole pair produced at the interaction vertex gives rise to a collective excitation. Replace |phi → |ni = N X i=1 Ci |pi hi ) ? The energy of the state |ni and the coefficients Ci are obtained diagonalizing the hamiltonian matrix Hij = (E0 + epi − ehi )δij + (hi pi |Veff |hj pj ) X k2 ek = + hkk0 |Veff |kk0 ia 2m 0 k ? The appearance of an eigenvalue, ωn , lying outside the particle-hole continuum signals the excitation of a collective mode 31 / 25 E XCITATION OF C OLLECTIVE M ODES ? Density (a) and spin-density (b) responses of isospin-symmetric nuclear atA 901 equilibrium density 45 A. Lovato et al.matter / Nuclear Physics (2013) 22–50 −3 Fig. 13. Fermi (a) and Gamow–Teller (b) response−1 functions of SNM at ρ = 0.16 fm , evaluated at q = 0 ? |q| = 0.1, 0.15, 0.20, 0.25,0.20, 0.30, 0.40 and 0.50 fm using the v6 + UIX potential and correlation functions. 0.25, 0.30, 0.40, and 0.50 fm−1 " distribution entering the VGS calculation at three-body cluster level, the result of whic noted VGS3b . The static structure functions corresponding to the Fermi and Gamow–Teller transit displayed in panels (a) and (b) of Fig. 14, respectively. The CTD results have been " 32 / 25 ? Mean free path of a non degenerate neutrino in neutron matter. Left: density-dependence at k0 = 1 MeV and T = 0 ; Right: energy dependence at ρ = 0.16 fm−3 and T = 0, 2 MeV 33 / 25 ? Density and temperature dependence of the mean free path of a non degenerate neutrino at k0 = 1 MeV and ρ = 0.16 fm−3 34 / 25