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Special Technical Feature
SYNCHROTRON INFRARED SPECTROSCOPY
IN BIOLOGY AND BIOCHEMISTRY
Don McNaughton
Centre for Biospectroscopy and School of Chemistry, Monash University, VIC 3800
Introduction
The absorption of near infrared light by materials
provides information about the chemistry and structure
of those materials by probing their molecular vibrations.
The infrared spectra of biological macromolecules have
distinct absorbances that allow Fourier Transform InfraRed (FTIR) spectroscopy to monitor macromolecular
changes. FTIR can be carried out in aqueous solution,
organic solvents, thin films, deposits, flow cells and
membrane environments using µg quantities. Moreover,
protein secondary structure can be determined,
individual bonds in an enzyme can be monitored and
processed on time scales of µs or a few ns with rapid
scan- or step scan-based instruments. Lipid polymorph
structure and lipid phase transitions can be studied along
with the physical states and conformational transitions of
nucleic acids. Carbohydrates and glyco-conjugates and
the interactions between these molecules and proteins or
lipids can also be monitored. Membranes can be studied
as model systems, as isolated membranes, in cells or as
subcellular fractions. The macromolecular structure and
composition of tissue, whole cells and bacteria can be
used to follow disease. Until the 1980s, infrared
spectroscopy was generally carried out using dispersive
instruments and the time taken to record spectra of
adequate sensitivity precluded easy investigation of
biological systems. With the advent of fast computing,
the Fast Fourier Transform, new detectors and the earlier
development of the helium/neon laser for calibration,
commercial FTIR spectroscopy became available. With a
sensitivity some three orders of magnitude greater than
dispersive instruments, FTIR rapidly became the
instrument of choice. This increased sensitivity led to an
upsurge in techniques that were previously marginal.
The techniques that arose with particular relevance to
biological and biochemical systems include reflectance
methods, attenuated total (internal) reflectance (ATR),
microscopy, difference spectroscopy, time-resolved
spectroscopy and surface-based techniques. For a recent
review of the techniques involved and their detailed
applications see the Handbook of Vibrational
Spectroscopy (1).
Synchrotron Infrared Spectroscopy
Although synchrotron sources produce radiation over
the whole of the electromagnetic spectrum, all the early
work concentrated on the high energy X-ray end of the
spectrum where the total available photon flux results in
large advantages over traditional laboratory sources. The
Vol 36 No 1 April 2005
introduction of devices such as 'undulators' and
'wigglers' that are designed to produce highly intense
beams of radiation in specific high energy spectral
regions has lead to the third generation synchrotrons
such as that being built by the Australian Synchrotron
Project. For many years the low energy synchrotron
output, particularly the infrared portion was ignored
because the total power in the mid infrared (MIR)1 is less
than that of a high quality traditional black body source
such as a globar source operating at 2000oK. The early
work was restricted to the far infrared (FIR)2 region
where globar sources are particularly weak and the
synchrotron has an advantage in output power of an
order of magnitude or greater. Major advances in IR
instrumentation have been occurring since the 1980s, and
over the last 10 years significant advantages have also
been recognised in the MIR region.
Advantages of a synchrotron source
There are essentially four advantages of a synchrotron
IR source:
Brightness Although the MIR power from a synchrotron
source is less than that from a globar source, it is the
synchrotron's brightness that gives it a major advantage.
Brightness is the power per unit area x solid angle and
for a synchrotron, brightness is some 300 times higher
than for the globar source. Hence, for small samples, the
synchrotron has a great advantage. An infrared
microscope with a globar source operates by introducing
the radiation into the microscope through an aperture
with most of the IR photons discarded in the process.
Consequently, spectra of samples below 30-40 µm in size
are not usually of sufficient sensitivity to be useful. The
sample size under which a synchrotron source gives
greater sensitivity is typically 90 µm, although this
depends on the particular synchrotron attributes and can
be much smaller.
Pulsed beam The nature of the synchrotron beam gives rise
to pulses of radiation that are typically in the range between
~50-500 ps duration with repetition rates anywhere
between a 50-500 MHz. Previously, time-resolved broad
band IR spectroscopy has been restricted to times of a few
ns with µs being standard. With a synchrotron source this
time scale can be pushed to around 100ps, the timescale
where laser sources are normally required.
AUSTRALIAN BIOCHEMIST
1
2
MIR: 4000-500cm-1 (2.5-20 µm)
FIR: 500-10cm-1 (20-1000 µm)
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Special Technical Feature
Fig. 1. IR spectra of a
single red blood cell.
Red − synchrotron source
Blue − globar source
courtesy of Dr Lisa Miller,
Brookhaven
National
Laboratories.
Polarisation Synchrotron light can be either linearly or
circular polarised depending on how it is extracted from
the synchrotron ring. It thus provides a source of bright
broadband polarised light for dichroism, grazing angle
reflectance and ellipsometry experiments on small
samples that are not amenable to standard laboratorybased experiments.
High Power FIR Radiation At energies below 100cm-1
(wavelength 100 µm), a synchrotron can produce a
greater flux than a standard mercury arc lamp, the
benchtop source in this region. At these wavelengths,
however, the radiation is not always extracted because
synchrotron light essentially fans out as a function of
wavelength. The long wavelength light is produced at
larger angles requiring rather large holes in the
synchrotron vacuum chamber to extract the FIR flux.
Synchrotron engineers show a great reluctance to
provide such large holes!
Synchrotron Infrared Spectroscopy
in Biology and Biochemistry
Infrared Microscopy and Imaging The major use of
synchrotron sources has to date been in microscopy and
has been primarily concerned with biological samples. By
coupling a standard FTIR microscope to a synchrotron
source, it is possible to obtain spectra down to the
diffraction limit of the light. For confocal microscope
systems, a spatial resolution of λ/2 is possible. Hence
apertures of 5 µm allow spectroscopy to 1000 cm-1. Fig. 1
compares the spectrum obtained for a single red blood cell
of diameter ~7 µm with synchrotron and globar sources. It
is easily seen that with the globar the spectrum is
essentially useless whereas with the synchrotron source
the spectrum above 1000 cm-1 is of useful quality and
shows the normal strong bands from macromolecules
Page 56
with the intense amide bands of protein standing out.
Over the last six years, an increasing number of papers
have appeared dealing with biological systems; with
recent examples studying cell apoptosis and necrosis (2),
protein changes in Alzheimer's disease (3), bone
demineralisation on osteoporosis development (4), protein
structural changes in prion-infected tissue (5), microscopic
scarring in the cardiomyopathic heart (6), and secondary
structure changes in immobilised enzymes (7).
Since the development of IR microscope systems, it has
been possible to generate spectral images that can be used
to follow macromolecular changes in tissue samples. In
particular, they provide a way of determining changes in
diseased or treated tissue to give molecular based
pathological probes, and we used such a technique to
investigate cervical tissue (8). The drawback of these
systems is the many hours required to collect the data and
the limited spatial resolution. Recent advances in IR
imaging array detectors allow for such images to be
recorded in minutes with far greater spatial resolution.
Straight chemical images can be useful for determining
macromolecular content and can also be used in other
ways after treatment with multivariate statistical methods.
The images shown in Fig. 2 are from a liver biopsy. The
infrared chemical images b and c, taken using a focal
plane array infrared imaging instrument are generated
from signals due to collagen (1200-1300cm-1) and glycogen
(960-1175cm-1) and correlate well with fibrotic and normal
regions respectively. The image in Fig. 2d has been
generated via hierarchical cluster analysis (HCA) and the
various cell types colour coded. The respective colour
coded spectra are given in Fig. 2e and the coding again
correlates well with regions of high collagen and high
glycogen. Examination of the plots shows that the imaging
instrument does not resolve individual cells, even though
the pixels in the imaging array are 5.5 µm square.
AUSTRALIAN BIOCHEMIST
Vol 36 No 1 April 2005
Special Technical Feature
fast lasers to probe protein folding, using such methods
as laser-induced temperature jump relaxation
spectroscopy (10). Probing reactions on time scales of ns
and below has usually been restricted to laser-based
monitoring methods where the major restriction is the
single frequency nature of the laser. Broadband
spectroscopy however does provide great advantages in
that all the chemical species can be monitored
simultaneously. Hence, the pulsed synchrotron broad
source opens up a whole new range of possibilities in
such areas as protein folding and photochemical reaction
centers. The combination of this with the advantages
gained in single cell work through a synchrotron source
promises much. Such 'pump laser probe' FTIR
experiments have been possible for quite some time but
the development of free electron lasers (FEL) based on
synchrotron sources now allows for the synchrotron to
provide the pump in time resolved studies. A number of
current FEL sources are in operation, with new FEL
systems, termed fourth generation light sources, able to
provide broadly tunable femtosecond high intensity
pulses. Flavell et al. have summarised the benefits of a
new system to built at Daresbury, UK (11). The high
intensity will allow very high resolution spectral imaging
applications, using near-field imaging. In the IR regime,
subdiffraction limited resolution of the order of 30-50 nm
should become possible, allowing the subcellular
structure of living cells to be examined. The combination
of high brilliance with short pulse lengths from multiple
sources will allow development of techniques that probe
the nature of biomolecule interactions with surfaces.
Synchrotron-based microspectrometers should give
diffraction limited resolution and we have tested this by
recording images of diseased epithelial cervical tissue
using a variety of infrared imaging techniques. Fig. 3
shows a comparison between a synchrotron-derived
HCA map and an infrared imaging array HCA map.
The non-pyknotic nuclei indicated by the arrows in the
haemotoxylin and eosin section in Fig. 3 are just detected
in the synchrotron map but are not evident in the map
generated with the Stingray imaging spectrometer. These
nuclei are approximately 10 µm in diameter, which is
close to the wavelength dependent spatial resolution
limit and also the aperture size used in the synchrotron
measurements. The nuclei locations were confirmed by
superimposing the visible image over the infrared image.
This shows that the synchrotron image, albeit collected
over some 40 times longer, has more spatial information
than the image from the imaging array system. Recently
Moss et al. (9) have combined an infrared imaging array
with a synchrotron source and achieved images with
increased spatial resolution together with improved
spectral signals. In the near future, it is expected that a
combination of small imaging arrays that match the
beam size of the collimated synchrotron source can be
used. This will combine the benefits of the enhanced
spatial resolution of synchrotron sources and the rapid
collection time advantage of imaging arrays.
Time Resolved Experiments Broadband FTIR has to date
mainly been restricted to following reactions in the µs
timescale, although it is used in combination with very
(a)
(c)
(b)
(d)
5
Fig. 2. Human fibrotic liver.
The black pixels indicate regions where
the software deemed the signal to be of
poor quality (in b, c and d).
Vol 36 No 1 April 2005
4
3.5
Absorbance
a) Haemotoxylin and eosin stained
liver section.
b) Image generated from collagen
bands (1200-1300cm-1).
c) Image generated from glycogen
bands (960-1175 cm-1).
d) Image generated from cluster
analysis with five clusters.
e) Spectra of the five clusters.
4.5
3
2.5
2
1.5
1
0.5
0
1850
1750
(e)
AUSTRALIAN BIOCHEMIST
1650
1550
1450
1350
1250
1150
1050
950
Wavenumber
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Special Technical Feature
Polarisation Based Experiments Polarised light is useful for
probing the surface structure and orientation of thin layers
using techniques such as ellipsometry and for dichroic
experiments. Recently, both circular dichroism and
ellipsometry have been extended into the infrared region
where the chemical structural information available
significantly increases the usefulness of the techniques. The
synchrotron provides a ready source of polarised light for
these experiments with the added advantage of the brightness
allowing for experiments on extremely small samples.
Far Infrared and Terahertz Spectroscopy The FIR region
has been a notoriously difficult regime in which to work
because of the difficulty of obtaining intense sources of
radiation and the necessity of operating under vacuum
or purge to eliminate strong transitions from water. The
absorptions in this region are weak and tend to arise
mainly from large amplitude bending motions, stretches
between heavy nuclei and phonon modes that are useful
in materials research. Much of the early work was
restricted to the gas phase and the area has not been
generally well-explored. The powerful flux of radiation
produced by synchrotrons makes spectroscopy in this
region more appealing; but the brightness of the source
in this region does not allow for true microscopy because
of the long wavelength of the radiation and the resultant
diffraction limit of 100 µm at 100cm-1. The spectrum
below 100 cm-1 has become known as the terahertz (THz)
region and it is here that synchrotron sources present
real advantages. It is only lately that femtosecond laser
techniques have provided radiation sources in this
region, allowing for the characterisation of biological and
biochemical samples. Signals thought to result from large
amplitude motions in peptide backbones and DNA have
been observed and there is much excitement amongst
THz engineers over its possible uses in biological
spectroscopy and imaging. The synchrotron provides an
alternative source of THz radiation for these experiments
and recently it has been shown that THz fluxes many
orders of magnitude greater than those presently
available are possible (12). THz spectroscopy and
imaging, particularly of biosamples, is in its infancy. A
useful reference for exploring the possible biochemical
uses of this spectral region arose out of the recent THz
Bridge Workshop in Capri, Italy 2002, with the papers
published in a special issue of the Journal of Biological
Physics (13).
The Infrared Beamline
on the Australian Synchrotron
The beamline on the Australian synchrotron will use a
novel beam extraction technique to produce two
synchrotron IR beams directed to two separate
instruments. One of these instruments will be a FTIR
microspectrometer capable of diffraction limited spatial
resolution in the MIR region and capable of ATR
spectroscopy. The other will most likely be an FTIR
instrument based on a focal plane or linear imaging
detector, allowing for efficient diffraction limited
infrared imaging in the MIR region.
Page 58
(a)
50 µm
(b)
(c)
Fig. 3. Cervical epithelium section.
a) Visible light image of haemotoxylin and eosin
stained epithelium section.
b) Univariate map of the amide II spectral region
generated on a microscope system with a
synchrotron light source.
c) FPA univariate map generated on the amide II
spectral region using a globar source.
References
1. Chalmers, J.M., and Griffiths, P.R. (eds) Handbook
of Vibrational Spectroscopy (2002) Vol 5, Wiley
2. Jamin, N., Miller, L. Moncuit, J., Fridman, W., Dumas,
P., and Teillaud, J. (2003) Biopolymers 72, 366-373
3. Miller, L.M., Smith, G.D., and Carr, G.L. (2003). J.
Biol. Phys. 29, 219-230
4. Miller, L., Tibrewala, J., and Carlson, C. (2000) Cell
Mol. Biol. 46, 1035-1044
5. Kneipp, J., Miller, L., Joncic, M., Kittel, M., Lasch, P.,
Beekes, M., and Naumann, D. (2003) Biochim.
Biophys. Acta. 1639, 152-158
6. Gough, K., Zielinski, D., Wiens, R., Rak, M., and
Dixon, I. (2003) Anal. Biochem. 316, 232-242
7. Mei, Y., Miller, L., Gao, W., and Gross, R.A. (2003)
Biomacromolecules 4, 70-74
8. Wood, B.R., Chiriboga, L., Yee, H., Quinn, M.A.,
McNaughton, D., and Diem, M. (2003) Gynecol.
Oncol. 93, 59-68
9. Moss, D., Keese, M., and Pepperkok, R. (2004) in
FTIR Spectroscopy in Microbiological and Medical
Diagnostic (Naumann, D., and Bauer, A., eds)
Robert Koch Institute
10. Callender, R., and Dyer, R.B. (2002) Curr. Opin.
Struct. Biol. 12, 628-633
11. Flavell, W.R., Seddon, E.A., Weightman, P., Chesters,
M.A., Poole, M.W., Quinn, F.M., Clarke, D.T., Clarke,
J.A., and Tobin, M.J. (2004) J. Phys. - Condensed Matter
16, S2405-S2412
12. Carr, G.L., Martin, M.C., McKinney, W.R., Jordan, K.,
Neil, G.R., and Williams, G.P. (2002), Nature 420, 153-156
13. THz Bridge Workshop (2002) J. Biol. Phys. 29, 77-338
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