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The pathoanatomy of elbow fracture-dislocations: A roa
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The pathoanatomy of elbow fracture-dislocations: A road map
to treatment
January 25, 2008
By Asif M. Ilyas, MD [1] and Jesse B. Jupiter, MD [2]
Elbow fracture-dislocations are complex injuries that encompass both soft tissue and bony injury.
Recognizing the significance of the bony articulation, soft tissue complex, and support of the
musculotendinous units is central to an understanding of the pathoanatomy. Four common patterns
have been identified, 2 that are true dislocations with loss of ulnohumeral articulation and 2 that
represent only an ulnohumeral disruption but warrant inclusion as elbow fracture-dislocations.
Complications may be early (eg, instability and stiffness) or late (eg, arthrosis). Three anatomical
components provide stability and facilitate elbow function: the osseous articulation,
capsuloligamentous complex, and musculotendinous units. With each progressive stage of soft
tissue injury, the elbow experiences increasing instability. Elbow fracture-dislocations require
operative treatment. (J Musculoskel Med. 2008;25:53-62)
Elbow fracture-dislocations are complex injuries that encompass both soft tissue and bony injury.
Recognizing the significance of the bony articulation, soft tissue complex, and support of the
musculotendinous units is central to an understanding of the pathoanatomy. Four common patterns
have been identified, 2 that are true dislocations with loss of ulnohumeral articulation and 2 that
represent only an ulnohumeral disruption but warrant inclusion as elbow fracture-dislocations.
Complications may be early (eg, instability and stiffness) or late (eg, arthrosis). Three anatomical
components provide stability and facilitate elbow function: the osseous articulation,
capsuloligamentous complex, and musculotendinous units. With each progressive stage of soft
tissue injury, the elbow experiences increasing instability. Elbow fracture-dislocations require
operative treatment. (J Musculoskel Med. 2008;25:53-62)
Elbow dislocations may be divided into 2 broad categories: simple dislocations and
fracture-dislocations. The latter are complex injuries that encompass both soft tissue and bony injury
to the elbow. The result is inherent instability in the intricate relationship and functioning of the
distal humerus, proximal ulna, and radial head. Recognizing the significance of the bony articulation,
soft tissue complex, and support of the musculotendinous units is central to an understanding of the
pathoanatomy and can lead to improved outcomes.
Simple dislocations usually may be managed with closed reduction and early range of motion, with
minimal sequelae.1 In contrast, fracture-dislocations often require operative treatment and are
associated with several complications, such as instability and stiffness. Complications are best
avoided by achieving sound soft tissue and bony repair, stable reduction of the articulations, and
early motion.
In this article, we review the common patterns of elbow fracture-dislocations, elbow anatomy, the
mechanism of injury, and the management and rehabilitation of these injuries. We also discuss
management of the complications.
COMMON PATTERNS
There have been many descriptions of what defines an elbow fracture-dislocation. Ring and Jupiter2
reviewed their institutional experience and identified 4 common patterns: (1) posterior elbow
dislocation with fracture of the radial head (Figure 1), (2) posterior elbow dislocation with fracture of
the radial head and coronoid process (the “terrible triad”) (Figure 2), (3) anterior elbow dislocation
with fracture of the olecranon (Figure 3), and (4) posterior elbow dislocation with fracture of the
proximal ulna (posterior Monteggia fracture) (Figure 4).
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The pathoanatomy of elbow fracture-dislocations: A roa
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Figure 1 – A type 1 elbow fracture-dislocation with posterior
dislocation and fracture of the radial head is seen in this x-ray film. Coronoid process integrity must
be confirmed.
Figure 2 – This type 2 elbow fracture dislocation represents the
“terrible triad,” with a posterior elbow dislocation, coronoid fracture, and radial head fracture.
Figure 3 – In a type 3 anterior or transolecranon fracture dislocation,
the relationship of the radius and the ulnar shaft is maintained distally.
Figure 4 – This type 4 injury represents a proximal posterior Monteggia fracture with posterior
dislocation of the elbow.
Types 1 and 2 are true dislocations in which there is loss of ulnohumeral articulation. In types 3 and
4, the relationship between the ulna and humerus may be maintained; therefore, they represent an
ulnohumeral disruption. Although type 3 and 4 injuries are not true dislocations, they result in
sufficient disruption that their management and sequelae warrant their inclusion as elbow
fracture-dislocations.
Complications after elbow fracture-dislocations may be divided into early and late. Early
complications include instability, stiffness, and heterotopic ossification; late complications include
fracture malunion/nonunion, radioulnar synostosis, and arthrosis. Understanding the fracture and
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The pathoanatomy of elbow fracture-dislocations: A roa
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institution of appropriate treatment, as well as having awareness of the complications, may help
physicians optimize the results.
ANATOMY
Elbow anatomy illustrates an elegant balance between the functional requirements of positioning the
hand in space and the stability required for manipulating objects, bearing weight, and throwing.
Motion at the elbow may be broken down broadly into flexion-extension of the elbow and rotation of
the hand at the wrist. Three anatomic components provide stability and facilitate elbow function: (1)
the osseous articulation, (2) the capsuloligamentous complex, and (3) the musculotendinous units.
Osseous articulation
The elbow is a highly congruent joint that has significant inherent stability. The distal humerus is
angled about 30° anteriorly and has 2 articulations: the capitellum and trochlea. The capitellum
articulates with the radial head, providing rotation. The trochlea, which is covered by articular
cartilage over an arc of 300° and is highly conformed to the proximal ulna, provides
flexion-extension. This articulation alone is the predominant provider of elbow stability.3 The anterior
angulation allows for increased flexion before impingement. An olecranon and coronoid fossa on the
distal humerus allow for additional motion, as well as increased stability, with interlocking of their
corresponding processes at the extremes of elbow motion.
Stability is further enhanced at the ulnohumeral articulation by the spool-shaped anatomy of the
trochlea that interdigitates with the central groove in the corresponding ridge of the trochlear notch
of the olecranon and the height of the coronoid process. Large coronoid fractures compromise the
stability of the trochlear notch, as well as the integrity of the medial collateral ligament (MCL), which
inserts at the base of the coronoid process at the sublime tubercle.4 Consequently, the ulnohumeral
articulation provides significant stability in the anteroposterior plane of the elbow. In addition, the
highly congruent nature of the ulnohumeral joint also provides varus-valgus and rotational stability.
The radial head also contributes to elbow stability while providing for rotation of the hand and force
transmission. As much as 60% of a load seen by the hand is transmitted to the humerus through the
radiocapitellar articulation.5 In addition, the radiocapitellar joint aids in resisting valgus stress. There
is about a 30% decrease in the resistance to valgus load by the elbow with resection of the radial
head.6 This valgus stability becomes paramount when the MCL is compromised.7 The radial head has
been considered expendable when injured or dysfunctional, but in cases of concomitant injuries to
the interosseous membrane of the forearm or MCL of the elbow, significant instability can ensue with
its loss.
Capsuloligamentous complex
The MCL, which originates from the medial epicondyle and inserts on the ulna at the base of the
coronoid process, has 3 components: the anterior, posterior, and transverse bundles. The posterior
and transverse bundles are subtle thickenings of the medial joint capsule, but the anterior bundle is
readily identifiable. Several studies that examined the valgus strength provided by the MCL
suggested that the anterior band provides 33% to 50% of the resistance to valgus stress, depending
on the amount of elbow flexion.6-9 MCL incompetence may occur in several forms, including frank
rupture, chronic attenuation (as in throwing sports), and coronoid process or medial epicondyle
fractures.
The lateral collateral ligament (LCL) originates from the lateral epicondyle and inserts on the annular
ligament over the radial head and the ulna posteriorly. Its components include the radial collateral,
annular, and accessory ligaments and lateral ulnar collateral ligament (LUCL). The LCL complex
provides varus and posterolateral rotatory stability to the elbow; tension in the LCL complex and the
overlying musculotendinous structures maintains apposition of the radial head to the capitellum.10,11
Incompetence of the LCL, and particularly of the LUCL component, has been used to explain
recurrent elbow dislocation or instability through a posterolateral route without an associated
fracture.
Musculotendinous units
The muscles crossing the elbow joint provide dynamic stability. Muscular contractures help maintain
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the ulnohumeral articulation. A cadaveric study showed that in elbows with sectioned MCL
complexes, simulated physiological muscle action could partially restore normal joint kinematics.7
MECHANISM OF INJURY
In simple elbow dislocations, the articular relationship is disrupted by way of soft tissue injury. The
injury begins laterally and extends medially, involving both the anterior and posterior soft tissue
envelope. It has been described in 3 stages12: (1) the LCL complex is partially or completely torn
(posterolateral subluxation), (2) anterior and posterior soft tissue is torn (posterolateral dislocation),
and (3) the MCL complex is torn (true dislocation).
With each progressive stage of soft tissue injury, the elbow experiences increasing instability, from
posterolateral subluxation to frank dislocation. As long as the anterior band of the MCL is left intact,
the joint can be reduced and stability can be attained through reduction of the bony articulations,
despite the significant soft tissue injury. In contrast, elbow fracture-dislocations incorporate both a
ligamentous and a bony injury, eliminating the hopes of stability with reduction.
FRACTURE MANAGEMENT
In our opinion, elbow fracture-dislocations require operative treatment. Both the ligaments and
fracture must be managed during treatment. Steps include reduction of the dislocation,
management of the fracture (fixation vs replacement), and repair of the collateral ligaments.
Posterior dislocation with fracture of the radial head
Anteroposterior and lateral radiographs readily identify posterior elbow dislocation with associated
radial head fracture. The x-ray film must be scrutinized initially for associated coronoid fracture,
which may be evident as a small fragment in the soft tissue and may become incarcerated within the
trochlear groove.
In the absence of a coronoid process fracture, treatment may be nonoperative or operative.
Successful nonoperative treatment after closed reduction of elbow dislocations with fractures of the
radial head has been reported.13 Nonoperative treatment includes gradual range of motion after a
brief period of immobilization for minimally displaced radial head fractures without a block to
forearm rotation.
With increasing severity of radial head injuries, operative fixation is recommended to avoid restricted
forearm rotation and malunion. Displaced or comminuted fractures of the radial head traditionally
have been excised. Recently improved understanding now indicates that a radial head fracture
should be fixed or replaced when a ligamentous injury is suspected, as is the case with elbow
dislocations, to avoid instability.6,7
For small displaced radial head fractures, we manage the fracture with internal fixation. In
comminuted cases, radial head replacement is performed. A lateral approach is used to access the
radial head. The LCL complex is evaluated and reattached to the lateral epicondyle with drill holes or
suture anchors. The elbow also is evaluated medially; if the MCL is injured, it is examined and
repaired. The ulnar nerve also may be released through this approach.
Posterior dislocation with fracture of the radial head and coronoid process
With the addition of a coronoid fracture, operative treatment becomes more involved. Ring and
Jupiter2 advocated fixing all fractures of the coronoid process regardless of size because this injury
has instability and historically poor treatment results.
Multiple exposures and fixation options are available for the coronoid process.14 We advocate a
midline posterior approach, again facilitating access to both the medial and lateral sides. The
coronoid fracture is approached first through the medial side.The ulnar nerve is identified and
released. The split in the 2 heads of the flexor carpi ulnaris, through which the ulnar nerve travels, is
used. The anterior head is raised off the ulna while the ulnar nerve is protected, exposing the
coronoid process.
Fixation of the coronoid fracture can be accomplished with a suture passed through a drill hole or
screw fixation from posterior to anterior. Attention is then turned laterally, where the radial head is
repaired or replaced and the LCL is repaired (Figure 5). Stability is checked through examination of
range of motion. If there is instability in the midrange of motion, a hinged external fixator may be
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applied.
Figure 5 – Shown here is a type 2 “terrible triad” injury after the patient underwent open reduction,
internal fixation of the coronoid fracture; radial head replacement; and repair of the lateral collateral
ligament complex with suture anchors, resulting in a stable and congruent joint.
Anterior dislocation with fracture of the olecranon
The elbow dislocates anteriorly with anterior olecranon fracture-dislocations occurring through the
proximal ulna, most often transolecranon. This pattern is easily confused with an anterior Monteggia
fracture (fracture of the proximal ulnar shaft with radial head dislocation) but is distinguished by the
radius and ulna both dislocating anteriorly and maintaining their relationship.15 Although this injury is
not a true dislocation of the ulnohumeral joint, ulnohumeral articulation stability is disrupted and it
should be managed as a fracture-dislocation of the elbow.
Fracture of the proximal ulna often is complex and may be associated with a large coronoid
fragment. In contrast, the capsuloligamentous restraints may remain intact because the dislocation
occurs predominantly from loss of osseous articulation rather than ligamentous incompetence.
We use a midline posterior approach. The coronoid is visualized directly through the olecranon
fracture and fixed with screws. The olecranon is then reduced. The surgeon performs fixation of the
ulna with plates and screws applied to the dorsal surface of the ulna while wrapping around the
olecranon proximally. Often significant comminution is seen in the proximal ulna; it should be
bridged with a plate of adequate length. Although the injury is severe, 15 of 17 patients in a Ring
and associates15 series treated as outlined above achieved good or excellent results.
Posterior dislocation with fracture of the proximal ulna
Posterior olecranon fracture-dislocations may be considered part of the spectrum of posterior
Monteggia fractures.15,16 The pattern includes a proximal ulna fracture, again often transolecranon,
with apex posterior angulation of the fracture and posterior dislocation of the radial head. Again,
although the injury is not a true dislocation, the stability of the ulnohumeral articulation is disrupted
sufficiently to warrant its inclusion.
In addition to the proximal ulna fracture and a possible coronoid fracture, the radial head dislocates
posteriorly and often is fractured. The LCL also is often injured, predisposing to posterolateral
rotatory instability.
We use a midline posterior approach. The coronoid is examined through the proximal ulna fracture
and fixed with screws. The radial head is repaired or replaced and then reduced. The LCL is repaired.
The ulna is plated.
In a Jupiter and colleagues16 study of 11 cases of posterior Monteggia lesions, 6 had good or
excellent results. The inferior results were related to inadequate reduction of the ulna and coronoid,
with persistent posterior subluxation of the radiocapitellar joint.
REHABILITATION
The intraoperative goal is restoration of elbow stability. If this is achieved, then early motion can be
instituted after a brief (less than 2 weeks) period of immobilization. When fixation is more tenuous or
stability is guarded, the period of immobilization may have to be increased or, preferably, motion
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may be initiated with the protection of a hinged elbow fixator applied externally.
COMPLICATIONS
Instability
Early instability after operative fixation is best managed with diligent examination under fluoroscopy
intraoperatively. In addition, adequate reduction and fixation of the fracture and ligamentous repair
must be reconfirmed. In the presence of persistent instability, a hinged external elbow fixator may
be applied. In contrast, chronic instability may be the result of malunion, nonunion, bony defects, or
attenuation or inadequate repair of the soft tissue.
Stiffness
Loss of motion is common after any elbow injury, including both simple and complex dislocations.
Immobilization for longer than 2 weeks has been shown to greatly increase the risk of stiffness,
which is best avoided with early motion.1 Prolonged immobilization would be considered after elbow
fracture-dislocations only if the repair was tenuous. In this situation, both protection of the repair and
early immobilization are best managed with a hinged elbow fixator.
Stiffness after fracture healing may be managed with static progressive splinting. Open release of
the elbow capsule also may be used; assuming that the articular anatomy is well-reduced, the
chances of success are good.17
Heterotopic ossification
Risk factors for heterotopic ossification include severe trauma, burns, and brain injuries.18 Other, less
well defined risk factors include the patient’s sex and genetic makeup.
The relationship between operative management of elbow fracture-dislocations and the risk of
heterotopic ossification remains controversial. Traditionally, early operative fixation was thought to
increase the risk. More recently, the timing of surgery and the risk of heterotopic ossification have
been shown to be unrelated.19
In the trauma and joint arthroplasty literature, radiation therapy and NSAIDs have been shown to be
effective against heterotopic ossification.20 Use of these modalities must be tempered with
consideration of the risk of compromised wound healing with radiation therapy and of medical
morbidity with NSAIDs.
Resection of heterotopic ossification is successful in returning motion, but the timing of surgery
historically has been controversial. Early resection avoids formation of elbow contractures and joint
degeneration but risks return and exacerbation of the process. In cases of isolated elbow trauma
without head injury, resection has been shown to be successful without recurrence when the
heterotopic bone assumes a well-defined trabecular pattern on plain radiographs.21,22
Arthrosis
Posttraumatic arthrosis occurs as a result of severe injury, articular injury, and residual instability.
Treatment of patients with symptomatic arthrosis resistant to nonoperative management is directed
by their age. Total elbow arthroplasty is effective in treating older patients, in whom there are fewer
demands on the involved extremity.23 In younger patients, debridement and fascial interposition
arthroplasty may allow for maintenance of a more active lifestyle.24
References:
References
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results after closed treatment. J Bone Joint Surg. 1988;70A:244-249.
2. 2. Ring D, Jupiter JB. Fracture-dislocation of the elbow. J Bone Joint Surg. 1998;80A:566-580.
3. 3. Morrey BF. Anatomy of the elbow joint. In: Morrey BF, ed. The Elbow and Its Disorders. 3rd
ed. Philadelphia: WB Saunders; 2000:13-42.
4. 4. Cage DJ, Abrams RA, Callahan JJ, Botte MJ. Soft tissue attachments of the ulnar coronoid
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