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POLS 7000X STATISTICS IN POLITICAL SCIENCE CLASS 1 BROOKLYN COLLEGE – CUNY SHANG E. HA Leon-Guerrero and Frankfort-Nachmias, Essentials of Statistics for a Diverse Society, Chapter 1 Empirical Research What is Empirical Research? Research based on information that can be verified by using our direct experience. A research… That poses a question That constructs hypotheses (i.e., potential answers) That creates, gathers, and analyzes data That tests hypotheses – correct or wrong? That cumulates knowledge Not only in political science but also in any other social science disciplines Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Asking a Research Question To answer research questions we cannot rely on speculation, moral judgment, or subjective preference Instead, we create a set of potential answers (i.e., hypotheses) and see whether data support our hypotheses by carefully analyzing them Empirical (a “Why” question): Why do some people commit suicide (and others don’t)? Why are some individuals favorable to homosexuality (and others are not)? Why do some people vote in the mayoral elections (and others don’t)? Not Empirical: Is racial equality good for society? Should death penalty be abolished? Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Units of Analysis The level of social life on which social scientists focus (individuals, groups). Examples: Individual as unit of analysis: Why are some people politically liberal while others are conservative? City as unit of analysis: Why is crime rate higher in some cities than others? Country as unit of analysis: What determines income inequality across different countries? Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Formulating the Hypotheses Hypotheses: Tentative answers to research questions (subject to empirical verification) A statement of a relationship between characteristics that vary (variables) Variable: A property of people or objects that takes on two or more values Must include categories that are both exhaustive and mutually exclusive Examples: Social class, age, gender, income Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Types of Variables Dependent The variable to be explained (the “effect”). Should be identified in our research question Why are some people favorable to homosexuality? Dependent variable – attitudes toward homosexuality Independent The variable expected to account for (the “cause” of) the dependent variable. Should be identified in our hypothesis The more educated are more likely to harbor favorable attitudes toward homosexuality Independent variable – level of education Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications The Role of Theory A theory is an explanation of the relationship between two or more observable attributes of individuals or groups. Social scientists use theory to attempt to establish a link between what we observe (the data) and our understanding of why certain phenomena are related to each other in a particular way. Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Hypothesis: An Example Research Question: What determines white Americans’ attitudes toward immigrants from Latin American countries? Hypothesis: White Americans who live in an area populated by a significant proportion of immigrants are more likely to harbor favorable attitudes toward them than those who live in another area where few immigrants reside Theory: Contact Theory (contact makes friends) Dependent variable: attitudes toward immigrants (favorable – hostile) Independent variable: residential segregation (high: no immigrants – low: many immigrants) Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Cause and Effect Relationships Cause and effect relationships between variables are not easy to infer in the social sciences. Causal relationships must meet three criteria: 1. The cause has to precede the effect in time 2. There has to be an empirical relationship between the cause and effect 3. This relationship cannot be explained by other factors Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Guidelines for Independent and Dependent Variables 1. 2. 3. The dependent variable is always the property you are trying to explain; it is always the object of the research. The independent variable usually occurs earlier in time than the dependent variables. The independent variable is often seen as influencing, directly or indirectly, the dependent variable. Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications One Hypothesis, Many Hypotheses Social phenomena are complex Most of the social phenomena require researchers to assess the effects of several independent variables on one dependent variable One independent variable usually explains only a certain amount of the change in the values observed in the dependent variable; hence, additional independent variables have to be introduced in order to explain more of that variation. Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Example 1 • • Hypothesis: People who attend church regularly are more likely to oppose abortion than people who do not attend church regularly. Identify the IV and DV – Independent variable: Church attendance – Dependent variable: Attitudes toward abortion Identify other independent variables Gender Age Religious affiliation (Catholic, Jewish, Methodist, Islamic…) Political party identification • Are the causal arguments sound? – e.g. Does party id affect abortion views or vice versa? Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Example 2 Hypothesis: The number of books read to a child per day positively affects a child’s word recognition. • Identify the IV and DV – independent variable: – dependent variable: Number of books read Word recognition • Identify other independent variables Older siblings Gender Birth order Health status • Are the causal arguments sound? – Most likely. It is hard to construct an argument where a 36 month old child affects the number of books her/his parent reads to her/him. Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Collecting Data Asking the Research Question Contribute new evidence to literature and begin again Evaluating the Hypotheses Examine a social relationship, study the relevant literature THEORY Analyzing Data Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Formulating the Hypotheses Develop a research design Collecting Data Collecting Data Researchers must decide three things: How to measure the variables of interest How to select the cases for the research What kind of data collection techniques to use Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Levels of Measurement Not every statistical operation can be used with every variable. The type of statistical operations we employ will depend on how our variables are measured. Variables are measured in three ways: Nominal Ordinal Interval-Ratio Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Nominal Level of Measurement Numbers or other symbols are assigned to a set of categories for the purpose of naming, labeling, or classifying the observations. Examples: Political Party (Democrat, Republican, Independent) Religion (Catholic, Jewish, Muslim, Protestant) Race (African American, Latino, Native American) Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Ordinal Level of Measurement Nominal variables that can be ranked from low to high. Example: Social Class Upper Class Middle Class Working Class Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Interval-Ratio Level of Measurement Variables where measurements for all cases are expressed in the same units. (Variables with a natural zero point, such as height and weight, are called ratio variables.) Examples: Age Income SAT scores Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Cumulative Property of Levels of Measurement Variables that can be measured at the interval-ratio level of measurement can also be measured at the ordinal and nominal levels. However, variables that are measured at the nominal and ordinal levels can’t be measured at higher levels. Level Different or Equivalent Higher or Lower How Much Higher Nominal Yes No Ordinal Yes Yes No No Interval-ratio Yes Yes Yes Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Discrete and Continuous Variables Discrete variables: variables that have a minimum-sized unit of measurement, which cannot be sub-divided Example: family the number children per Continuous variables: variables that, in theory, can take on all possible numerical values in a given interval Example: length Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications Analyzing Data: Descriptive and Inferential Statistics • Population: The total set of individuals, objects, groups, or events in which the researcher is interested. • Sample: A relatively small subset selected from a population. • Descriptive statistics: Procedures that help us organize and describe data collected from either a sample or a population. • Inferential statistics: The logic and procedures concerned with making predictions or inferences about a population from observations and analyses of a sample. Leon-Guerrero/Frankfort-Nachmias: Essentials of Social Statistics for a Diverse Society © 2012 SAGE Publications