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Spirometry and Related Tests RET 2414 Pulmonary Function Testing SPIROMETRY AND RELATED TESTS Learning Objectives Determine whether spirometry is acceptable and reproducible Identify airway obstruction using forced vital capacity (FVC) and forced expiratory volume (FEV1) Differentiate between obstruction and restriction as causes of reduced vital capacity SPIROMETRY AND RELATED TESTS Learning Objectives Distinguish between large and small airway obstruction by evaluating flowvolume curves Determine whether there is a significant response to bronchodilators Select the appropriate FVC and FEV1 for reporting from series of spirometry maneuvers Spirometry: Airway Function Tests The word spirometry means “the measuring of breath.” It is the most common of the Pulmonary Function Tests (PFTs). VC: Volume It measures lung function, specifically the direct measurement of the amount (volume) and/or speed (flow) of air that can be inhaled and exhaled. FVC: Volume & Flow Spirometry: Airway Function Tests Vital Capacity (VC) Forced Vital Capacity Flow Volume Loop Pre/Post Bronchodilator Pre/Post Bronchochallenge Spirometry: Airway Function Tests Maximum Voluntary Ventilation (MVV) Maximal Inspiratory (MIP) Expiratory Pressure (MEP) Airway Resistance (Raw) Compliance (CL) Indications for Spirometry Detect the presence of lung disease Spirometry is recommended as the “Gold Standard” for diagnosis of obstructive lung disease by: National Lung Health Education Program National Heart, Lung and Blood Institute (NLHEP) (NHLBI) World Health Organization (WHO) Indications for Spirometry BOX 1-2 Diagnose the presence or absence of lung disease Quantify the extent of known disease on lung function Measure the effects of occupational or environmental exposure Indications for Spirometry BOX 1-2 Determine beneficial or negative effects of therapy Assess risk for surgical procedures Evaluate disability or impairment Epidemiologic or clinical research involving lung health or disease SPIROMETRY Vital Capacity The vital capacity (VC) is the volume of gas measured from a slow, complete expiration after a maximal inspiration, without a forced effort. SPIROMETRY Vital Capacity SPIROMETRY Vital Capacity Valid VC measurements important IC and ERV used to calculate RV and TLC Example: RV = FRC - ERV TLC = IC + FRC SPIROMETRY VC: Criteria for Acceptability 1. End-expiratory volume varies by less than 100 ml for three preceding breaths 2. Volume plateau observed at maximal inspiration and expiration SPIROMETRY VC: Criteria for Acceptability 3. Three acceptable VC maneuvers should be obtained; volume within 150 ml. 4. VC should be within 150 ml of FVC value SPIROMETRY VC: Selection Criteria The largest single value from at least 3 acceptable maneuvers should be reported SPIROMETRY VC: Significance/Pathophysiology Decreased VC Loss of distensible lung tissue Lung CA Pulmonary edema Pneumonia Pulmonary vascular congestion Surgical removal of lung tissue Tissue loss Space-occupying lesions Changes in lung tissue SPIROMETRY VC: Significance/Pathophysiology Decreased VC Obstructive lung disease Respiratory depression or neuromuscular disease Pleural effusion Pneumothorax Hiatal hernia Enlarged heart SPIROMETRY VC: Significance/Pathophysiology Decreased VC Limited movement of diaphragm Pregnancy Abdominal fluids Tumors Limitation of chest wall movement Scleraderma Kyphoscoliosis Pain Predicted Values Laboratory Normal Ranges Laboratory tests performed on a large number of normal population will show a range of results Predicted Values Laboratory Normal Ranges Predicted Values Laboratory Normal Ranges Most clinical laboratories consider two standard deviations from the mean as the normal range since it includes 95% of the normal population. PFT Reports o When performing PFT’s three values are reported: o Actual – what the patient performed o Predicted – what the patient should have performed based on Age, Height, Sex, Weight, and Ethnicity o % Predicted – a comparison of the actual value to the predicted value PFT Reports Example VC Actual Predicted %Predicted 4.0 5.0 80% SPIROMETRY VC: Significance/Pathophysiology If the VC is less than 80% of predicted: FVC can reveal if caused by obstruction SPIROMETRY VC: Significance/Pathophysiology If the VC is less than 80% of predicted: Lung volume testing can reveal if caused by restriction SPIROMETRY Forced Vital Capacity (FVC) The maximum volume of gas that can be expired when the patient exhales as forcefully and rapidly as possible after maximal inspiration (sitting or standing) SPIROMETRY FVC (should be within 150 ml of VC) SPIROMETRY FVC: Criteria for Acceptability 1. Maximal effort; no cough or glottic closure during the first second; no leaks or obstruction of the mouthpiece. 2. Good start-of-test; back extrapolated volume <5% of FVC or 150 ml, whichever is greater SPIROMETRY 3. FVC: Criteria for Acceptability Tracing shows 6 seconds of exhalation or an obvious plateau (<0.025L for ≥1s); no early termination or cutoff; or subject cannot or should not continue to exhale SPIROMETRY 4. FVC: Criteria for Acceptability Three acceptable spirograms obtained; two largest FVC values within 150 ml; two largest FEV1 values within 150 ml SPIROMETRY FVC: Selection Criteria The largest FVC and largest FEV1 (BTPS) should be reported, even if they do not come from the same curve SPIROMETRY FVC: When to call it quits !!! If reproducible values cannot be obtained after eight attempts, testing may be discontinued SPIROMETRY FVC: Significance and Pathophysiology FVC equals VC in healthy individuals FVC is often lower in patients with obstructive disease SPIROMETRY FVC: Significance and Pathophysiology FVC can be reduced by: Mucus plugging Bronchiolar narrowing Chronic or acute asthma Bronchiectasis Cystic fibrosis Trachea or mainstem bronchi obstruction SPIROMETRY FVC: Significance and Pathophysiology Healthy adults can exhale their FVC within 4 – 6 seconds Patients with severe obstruction (e.g., emphysema) may require 20 seconds, however, exhalation times >15 seconds will rarely change clinical decisions SPIROMETRY FVC: Significance and Pathophysiology FVC is also decreased in restrictive lung disease Pulmonary fibrosis Congestion of pulmonary blood flow dusts/toxins/drugs/radiation pneumonia/pulmonary hypertension/PE Space occupying lesions tumors/pleural effusion SPIROMETRY FVC: Significance and Pathophysiology FVC is also decreased in restrictive lung disease Neuromuscular disorders, e.g, Chest deformities, e.g, myasthenia gravis, Guillain-Barre scoliosis/kyphoscoliosis Obesity or pregnancy SPIROMETRY Forced Expiratory Volume (FEV1) The volume expired over the first second of an FVC maneuver SPIROMETRY Forced Expiratory Volume (FEV1) FEV1 is the most widely used spirometric parameter, particularly for assessment of airway obstruction SPIROMETRY Forced Expiratory Volume (FEV1) FEV1 is used in conjunction with FVC for: Simple screening Response to bronchodilator therapy Response to bronchoprovocation Detection of exercise-induced bronchospasm SPIROMETRY Forced Expiratory Volume (FEV1) May be reduced in obstructive or restrictive patterns, or poor patient effort SPIROMETRY Forced Expiratory Volume (FEV1) In obstructive disease, FEV1 may be decreased because of: Airway narrowing during forced expiration emphysema Mucus secretions Bronchospasm Inflammation (asthma/bronchitis) Large airway obstruction tumors/foreign bodies SPIROMETRY Forced Expiratory Volume (FEV1) The ability to work or function in daily life is related to the FEV1 and FVC Patients with markedly reduced FEV1 values are more likely to die from COPD or lung cancer SPIROMETRY Forced Expiratory Volume (FEV1) FEV1 may be reduced in restrictive lung processes Fibrosis Space-occupying lesions Neuromuscular diseases Obesity Chest wall deformity SPIROMETRY Forced Expiratory Volume Ratio (FEVT%) FEVT% = FEVT/FVC x 100 Useful in distinguishing between obstructive and restrictive causes of reduced FEV1 values SPIROMETRY Forced Expiratory Volume Ratio (FEVT%) Normal FEVT% Ratios for Health Adults FEV 0.5% = 50%-60% FEV 1% = 75%-85% FEV 2% = 90%-95% FEV 3% = 95%-98% FEV 6% = 98%-100% Patients with obstructive disease have reduced FEVT% for each interval SPIROMETRY Forced Expiratory Volume Ratio (FEVT%) A decrease FEV1/FVC ratio is the “hallmark” of obstructive disease FEV1/FVC <75% SPIROMETRY Forced Expiratory Volume Ratio (FEVT%) Patients with restrictive disease often have normal or increased FEVT% values FEV1 and FVC are usually reduced in equal proportions The presence of a restrictive disorder may by suggested by a reduced FVC and a normal or increased FEV1/FVC ration SPIROMETRY Forced Expiratory Flow 25% - 75% (maximum mid-expiratory flow) FEF 25%-75% is measured from a segment of the FVC that includes flow from medium and small airways Normal values: 4 – 5 L/sec SPIROMETRY Forced Expiratory Flow 25% - 75% In the presence of a borderline value for FEV1/FVC, a low FEF 25%-75% may help confirm airway obstruction SPIROMETRY Flow – Volume Curve AKA: Flow–Volume Loop (FVL) The maximum expiratory flowvolume (MEFV) curve shows flow as the patient exhales from maximal inspiration (TLC) to maximal expiration (RV) FVC followed by FIVC SPIROMETRY FVL FEF 25% or Vmax 75 X axis: Volume Y axis: Flow PEF (Peak Expiratory Flow) PIF (Peak Inspiratory Flow) . Vmax 75 or FEF 25% FVC Remaining or Percentage FVC exhaled . Vmax 50 or FEF 50% . Vmax 25 or FEF 75% FEF 75% or Vmax 25% SPIROMETRY FVL FEVT and FEF% can be read from the timing marks (ticks) on the FVL SPIROMETRY FVL Significant decreases in flow or volume are easily detected from a single graphic display SPIROMETRY FVL: Severe Obstruction SPIROMETRY FVL: Bronchodilation SPIROMETRY Peak Expiratory Flow (PEF) The maximum flow obtained during a FVC maneuver Measured from a FVL In laboratory, must perform a minimum of 3 PEF maneuvers Largest 2 of 3 must be within 0.67 L/S (40 L/min) Primarily measures large airway function Many portable devices available SPIROMETRY Peak Expiratory Flow (PEF) When used to monitor asthmatics Establish best PEF over a 2-3 week period Should be measured twice daily (morning and evening) Daily measurements are compared to personal best SPIROMETRY Peak Expiratory Flow (PEF) The National Asthma Education Program suggests a zone system Green: 80%-100% of personal best Routine treatment can be continued; consider reducing medications Yellow: 50%-80% of personal best Acute exacerbation may be present Temporary increase in medication may be needed Maintenance therapy may need increases Red: Less than 50% of personal best Bronchodilators should be taken immediately; begin oral steroids; clinician should be notified if PEF fails to return to yellow or green within 2 – 4 hours SPIROMETRY Peak Expiratory Flow (PEF) PEF is a recognized means of monitoring asthma Provides serial measurements of PEF as a guide to treatment ATS Recommended Ranges 60-400 L/min (children) 100-850 L/min (adults) SPIROMETRY Maximum Voluntary Ventilation (MVV) The volume of air exhaled in a specific interval during rapid, forced breathing SPIROMETRY MVV Rapid, deep breathing VT ~50% of VC For 12-15 seconds SPIROMETRY MVV Tests overall function of respiratory system Airway resistance Respiratory muscles Compliance of lungs/chest wall Ventilatory control mechanisms SPIROMETRY MVV At least 2 acceptable maneuvers should be performed Two largest should be within 10% of each other Volumes extrapolated out to 60 seconds and corrected to BTPS MVV is approximately equal to 35 time the FEV1 SPIROMETRY MVV Selection Criteria The highest MVV (L/min, BTPS) and MVV rate (breaths / min) should be reported SPIROMETRY MVV Decreased in: Patients with moderate to severe obstructive lung disease Patients who are weak or have decreased endurance Patients with neurological deficits SPIROMETRY MVV Decreased in: Patients with paralysis or nerve damage A markedly reduced MVV correlates with postoperative risk for patients having abdominal or thoracic surgery SPIROMETRY Before/After Bronchodilator Spirometry is performed before and after bronchodilator administration to determine the reversibility of airway obstruction SPIROMETRY Before/After Bronchodilator An FEV1% less than predicted is a good indication for bronchodilator study In most patients, an FEV1% less than 70% indicates obstruction SPIROMETRY Before/After Bronchodilator Any pulmonary function parameter may be measured before and after bronchodilator therapy FEV1 and specific airway conductance (SGaw) are usually evaluated SPIROMETRY Before/After Bronchodilator Lung volumes should be recorded before bronchodilator administration Lung volumes and DLco may also respond to bronchodilator therapy SPIROMETRY Before/After Bronchodilator Routine bronchodilator therapy should be withheld prior to spirometry Ruppel 9th edition, pg. 66: Table 2-2 Short-acting β-agonists Short-acting anticholinergic Long-acting β-agonists Long-acting anticholinergic Methylxanthines (theophyllines) Slow release methylxanthines Cromolyn sodium Leukotriene modifiers Inhaled steroids 4 hours 4 hours 12 hours 24 hours 12 hours 24 hours 8-12 hours 24 hours Maintain dosage SPIROMETRY Before/After Bronchodilator Minimum of 10 minutes, up to 15 minutes, between administration and repeat testing is recommended (30 minutes for short-acting anticholinergic agents) FEV1, FVC, FEF25%-75%, PEF, SGaw are commonly made before and after bronchodilator administration SPIROMETRY Before/After Bronchodilator Percentage of change is calculated %Change = Postdrug – Predrug X 100 Predrug SPIROMETRY Before/After Bronchodilator FEV1 is the most commonly used test for quantifying bronchodilator response FEV1% should not be used to judge bronchodilation response SGaw may show a marked increase after bronchodilator therapy SPIROMETRY Before/After Bronchodilator Significance and Pathophysiology Considered significant if: FEV1 or FVC increase ≥12% and ≥200 ml SGaw increases 30% - 40% SPIROMETRY Before/After Bronchodilator Significance and Pathophysiology Diseases involving the bronchial (and bronchiolar) smooth muscle usually improve most from “before” to “after” Increase >50% in FEV1 may occur in patients with asthma SPIROMETRY Before/After Bronchodilator Significance and Pathophysiology Patients with chronic obstructive diseases may show little improvement in flows Inadequate drug deposition (poor inspiratory effort) Patient may respond to different drug Paradoxical response <8% or 150 ml not significant SPIROMETRY & Related Tests Maximal Inspiratory Pressure (MIP) The lowest pressure developed during a forceful inspiration against an occluded airway Primarily measures inspiratory muscle strength SPIROMETRY & Related Tests MIP Usually measured at maximal expiration (residual volume) Can be measured at FRC Recorded as a negative number in cm H20 or mm Hg, e.g. (-60 cm H2O) SPIROMETRY & Related Tests MIP SPIROMETRY & Related Tests MIP Significance and Pathophysiology Healthy adults > -60 cm H2O Decreased in patients with: Neuromuscular disease Diseases involving the diaphragm, intercostal, or accessory muscles Hyperinflation (emphysema) SPIROMETRY & Related Tests MIP Significance and Pathophysiology Sometimes used to measure response to respiratory muscle training Often used in the assessment of respiratory muscle function in patients who need ventilatory support SPIROMETRY & Related Tests Maximal Expiratory Pressure (MEP) The highest pressure developed during a forceful exhalation against an occluded airway Dependent upon function of the abdominal muscles, accessory muscles of expiration, and elastic recoil of lung and thorax SPIROMETRY & Related Tests MEP Usually measured at maximal inspiration (total lung capacity) Can be measured at FRC Recorded as a positive number in cm H20 or mm Hg SPIROMETRY & Related Tests MIP and MEP SPIROMETRY & Related Tests MEP Significance and Pathophysiology Healthy adults >80 to 100 cm H2O Decreased in: Neuromuscular disorders High cervical spine fractures Damage to nerves controlling abdominal and accessory muscles of expiration SPIROMETRY & Related Tests MEP Significance and Pathophysiology A low MEP is associated with inability to cough May complicate chronic bronchitis, cystic fibrosis, and other diseases that result in excessive mucus production SPIROMETRY & Related Tests Airway Resistance (Raw) The drive pressure required to create a flow of air through a subject’s airway Recorded in cm H2O/L/sec When related to lung volume at the time of measurement it is known as specific airway resistance (SRaw) SPIROMETRY & Related Tests Raw Measured in a plethysmograph as the patient breathes through a pneumotachometer SPIROMETRY & Related Tests Raw Criteria of Acceptability Mean of three or more acceptable efforts should be reported; individual values should be within 10% of mean SPIROMETRY & Related Tests Airway Resistance (Raw) Normal Adult Values Raw 0.6 – 2.4 cm H2O/L/sec SRaw 0.190 – 0.667 cm H2O/L/sec/L SPIROMETRY & Related Tests Airway Resistance (Raw) May be increased in: Bronchospasm Inflammation Mucus secretion Airway collapse Lesions obstructing the larger airways Tumors, traumatic injuries, foreign bodies SPIROMETRY & Related Tests Raw Significance and Pathology Increased in acute asthmatic episodes Increased in advanced emphysema because of airway narrowing and collapse Other obstructive disease, e.g., bronchitis may cause increase in Raw proportionate to the degree of obstruction in medium and small airways SPIROMETRY & Related Tests Airway Conductance (Gaw) A measure of flow that is generated from the available drive pressure Recorded in L/sec/cm H2O Gaw is the inverse of Raw When related to lung volume at the time of measurement it is known as specific airway conductance (SGaw) SPIROMETRY & Related Tests Gaw Measured in a plethysmograph as the patient breathes through a pneumotachometer SPIROMETRY & Related Tests Gaw Criteria of Acceptability Mean of three or more acceptable efforts should be reported; individual values should be within 10% of mean SPIROMETRY & Related Tests Airway Conductance (Gaw) Normal Adult Values Gaw 0.42 – 1.67 L/sec/cmH2O SGaw 0.15 – 0.20 L/sec/cm H2O/L SPIROMETRY & Related Tests Airway Conductance (Gaw) Significance and Pathology SGaw Values <0.15 – 0.20 L/sec/cm H2O/L are consistent with airway obstruction Quiz Practice Most clinical laboratories consider two standard deviations from the mean as the normal range when determining predicted values since it includes 95% of the normal population. a. b. c. d. False Only for those individuals with lung disease This applies only to cigarette smokers True Quiz Practice Vital capacity is defined as which of the following? a. b. c. d. The volume of gas measured from a slow, complete exhalation after a maximal inspiration, without a forced effort The volume of gas measured from a rapid, complete exhalation after a rapid maximal inspiration The volume of gas measured after 3 seconds of a slow, complete exhalation The total volume of gas within the lungs after a maximal inhalation Quiz Practice Which of the following statements are true regarding the acceptability criteria for vital capacity measurement? I. II. III. IV. a. b. c. d. End-expiratory volume varies by less than 100 ml for three preceding breaths Volume plateau observed at maximal inspiration and expiration Three acceptable vital capacity maneuvers should be obtained; volume within 150 ml Vital capacity should be within 150 ml of forced vital capacity in healthy individuals I, II, and IV II, III, and IV III and IV I, II, III, IV Quiz Practice Which of the following best describes the Forced Vital Capacity (FVC) maneuver? a. b. c. d. The volume of gas measured from a slow, complete exhalation after a maximal inspiration, without a forced effort The volume of gas measured from a slow, complete exhalation after a rapid maximal inspiration The volume of gas measured after 3 seconds of a rapid, complete exhalation The maximum volume of gas that can be expired when the patient exhales as forcefully and rapidly as possible after maximal inspiration Quiz Practice All of the following are true regarding the acceptability criteria of an FVC maneuver EXCEPT? a. b. c. d. Maximal effort, no cough or glottic closure during the first second; no leaks of obstruction of the mouthpiece Good start of test; back extrapolated volume less than 5% of the FVC or 150 ml Tracing shows a minimum of 3 seconds of exhalation Three acceptable spirograms obtained; two largest FVC values within 150 ml; two largest FEV1 values within 150 ml Quiz Practice The FEV1 is the expired volume of the first second of the FVC maneuver. a. b. c. d. True False Only when done slowly Only when divided by the FVC Quiz Practice Which of following statements is true regarding FEV1? a. b. c. d. FEV1 may be larger than the FVC FEV1 is always 75% of FVC May be reduced in obstructive and restrictive lung disease Is only reduced in restrictive disease Quiz Practice The FEV1% is useful in distinguishing between obstructive and restrictive causes of reduced FEV1 values a. b. c. d. True False Only helps to distinguish obstructive lung disease Only helps to distinguish restrictive lung disease Quiz Practice Which statements are true regarding the FEV 1%, also known as the FEV1/FVC? I. II. III. IV. a. b. c. d. A decreased FEV1/FVC is the hallmark of obstructive disease Patients with restrictive lung disease often have normal or increased FEV1/FVC ratios The presence of a restrictive disorder may be suggested by a reduced FVC and a normal or increased FEV1/FVC ratio A normal FEV1/FVC ratio is between 75% - 85% I and II I, II and III II, III and IV I, II, III and IV Quiz Practice What test is represented by the graph to the right? a. b. c. d. Forced Vital Capacity Flow-Volume Loop Slow Vital Capacity Total Lung Capacity Maneuver Quiz Practice What type of pulmonary disorder is represented by the graph below? a. b. c. d. Obstructive lung disease Restrictive lung disease Upper airway obstruction Normal lung function (The dotted lines represent the predicted values) Quiz Practice Which is true regarding Peak Expiratory Flow (PEF)? I. II. III. IV. a. b. c. d. Primarily measures large airway function Is a recognized means of monitoring asthma Serial measurements of PEF are used a guide to treat asthma When less than 50% of personal best, it is an indication that immediate treatment is required I only II and III II, III, and IV I, II, III, and IV Quiz Practice MVV is decreased in patients with which of the following disorders? I. II. III. IV. a. b. c. d. Moderate to severe obstructive lung disease Weak or with decrease endurance Neurological defects Paralysis or nerve damage I and IV II and III III and IV I, II, III, and IV Quiz Practice Spirometry before and after bronchodilator therapy is used to determine which of the following? a. b. c. d. Reversibility of airway obstruction The severity of restrictive disorders The rate at which CO diffuses through the lung into the blood If the patient has exercised induced asthma Quiz Practice What is the minimum amount of time between administration of bronchodilator therapy and repeat pulmonary function testing? a. b. c. d. 5 minutes 10 minutes 30 minutes 60 minute Quiz Practice Bronchodilation is considered significant when which of the following occurs? a. b. c. d. FEV1/FVC increases by 12% SGaw increases by 12% FVC and/or FEV1 increases by 12% and 200 ml DLco increases by 12% Quiz Practice Which of the following is true regarding Maximal Inspiratory Pressure (MIP)? I. II. III. IV. a. b. c. d. Primarily measures inspiratory muscle strength Measures airway resistance during inspiration Is decreased in patients with neurological disease Often used in the assessment of respiratory muscle function in patients who need ventilatory support I, II, and III I, III, and IV II and III II, III, and IV Quiz Practice Airway resistance (Raw) is the drive pressure required to create a flow of air through a subject’s airway. a. b. c. d. True False Only in patients with COPD Only in patients with restrictive disorders Quiz Practice Airway resistance may be increased in which of the following patients? I. II. III. IV. a. b. c. d. Purely restrictive lung disorders Acute asthmatic episodes Mucus secretion Lung compliance changes I only I and IV II and III I, II, III, and IV Quiz Practice Airway Conductance (Gaw) is a measure of flow that is generated from the available drive pressure. a. b. c. d. True False Only in patients with COPD Only in patients with restrictive disorders Quiz Practice A patient’s pulmonary function tests reveal the following: Actual 4.01 L 2.58 L FVC FEV1 FEV1% 51 Predicted 4.97 L 3.67 L >75 Select the correct interpretation a. b. c. d. Restrictive pattern Obstructive pattern Inconclusive Normal %Predicted 81 56 _ Quiz Practice A patient’s pulmonary function tests reveal the following: FVC FEV1 FEV1% Actual 3.75 L 2.80 L 75 Predicted 4.97 L 3.67 L >/=75 Select the correct interpretation a. Restrictive pattern b. Obstructive pattern c. Inconclusive d. Normal %Predicted 75 76 _