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Draft of 3 May 2017 (Please do not cite or quote without permission; comments welcome) How Good Is the Linguistic Analogy? Susan Dwyer – UMBC A striking fact about humans is that they demonstrate quite sophisticated socio-moral normative sensitivity from as early as 2 ¾ years of age. Over two decades of study in experimental and naturalistic settings, some carried out cross-culturally, shows that very young children not only have the capacity to recognize socio-moral rules, they also have the capacity to distinguish between different sub-types of such rules – in particular, between moral and conventional rules – as evidenced in their differential responses to and reasoning about associated transgressions. 3-4 year olds understand that moral rules differ from conventional rules in terms of two main criteria: the former have force that is independent of any particular authority (e.g., God, parents, social custom) and are closely tied up with considerations of harm and injury. (See Nucci 2001; Turiel 1983; Turiel 1998.) More recently, it has been shown that children of the same young age grasp the import of deontic conditionals, or permission rules (e.g., ‘If Sally plays outside, she must wear her hat’); they easily and accurately identify violations of such rules, and they distinguish between intentional and accidental violations thereof (Cummins 1996; Harris & Núñez 1996; Núñez & Harris 1998). Together with the vast amount of data from studies documenting infants’ empathy and one-year-olds’ helping and comforting behavior (e.g., Dunn et al. 1995; Hoffman 1983; Zahn-Waxler & Hastings 1999), this work strongly suggests that some basic moral capacities are in place quite early in development. A pressing empirical question is how these capacities are acquired. 1 A further striking fact about our species is that all (normal) humans develop into moral agents, that is, into creatures with (at least) the following moral capacities: the ability to make judgments about the moral permissibility, moral impermissibility, and moral obligatoriness of actions in actual and hypothetical, novel and familiar cases; the ability to register morality’s special authority (i.e., the fact that moral imperatives are non-hypothetically binding and sometimes contrary to self-interest); the ability to make attributions of moral responsibility for actions (as distinct from attributions of mere causal responsibility); and the ability to recognize the force of excuses. While moral capacities are present early in life and are virtually universal across the species, there appears not to be universal agreement about which actions are morally permissible or obligatory, nor about which creatures are owed moral concern. So, in addition, to the acquisition question, we are confronted with the task of explaining the ‘diversity within unity’ of human moral life. My own view is that a nativist moral psychology provides the best framework for explaining these facts. In particular, I have argued elsewhere that there are interesting parallels between the nature and development of human “moral competence” and the nature and development of human linguistic competence (Dwyer 1999). In my view, this suggests that the appropriation of some concepts and methodology from theoretical linguistics will be useful for working out the nativist details in the moral domain. This approach is sometimes characterized as pursuing the linguistic analogy (LA). It is not the only game in town; indeed, the LA is treated with some skepticism even by those who subscribe to some form of moral nativism (see, e.g., Nichols, prev vol). But it is far too early in this inquiry to judge with any degree of certainty which 2 version of moral nativism is best, if only because a set of competing views has not yet been fully articulated. After a brief recapitulation of a poverty-of-the-moral-stimulus argument, I turn to the issue of moral differences, and sketch a view according to which something akin to a Universal Moral Grammar provides a set of parameterizable principles whose specific values are set by the child’s environment, resulting in the acquisition of a moral idiolect or I-morality. This “moral parameters” model has not been subject to empirical investigation, and it maybe incorrect. Nonetheless, together with the poverty-of-themoral-stimulus argument, it throws into sharp relief some central challenges for anyone wanting to work out a nativist moral psychology. In the background of all this is a ‘big picture’ reason for looking to linguistics for help in thinking about morality – namely, that human moral capacities reflect the operation of a genuine competence. The idea is not merely that there are poverty-of-themoral-stimulus arguments and that morality is a universal but heterogeneous human institution. My suggestion is that morality – like language – is underpinned by a human normative competence, the possession of which both allows us to and makes us see the world in moral terms, while also making possible the acquisition of particular capacities that allow us to negotiate a world so conceived, in ways that are sensitive to local conditions. But let’s return to the children. 3 1. Poverty of the moral stimulus At the outset I cited some facts about the moral capacities that all children apparently acquire very early in life in the normal course of events. The capacity to distinguish between different socio-moral normative domains and the heightened sensitivity to permission rule violation appear to be central aspects of adult human moral competence. These capacities do not represent a sort of proto-morality limited to childhood. Rather it would appear that, over a remarkably short of period of time, human children acquire moral capacities that are shared with adult members of their communities.1 It is also worth emphasizing that the capacities in question concern a certain sort of cognition, or way the human mind/brain negotiates the world. The claim is not that children make the same particular moral judgments that adults make – say, that it is permissible to eat non-human animals; though it should not be the least surprising that young children parrot their parents’ pronouncements. The capacities in question are more fundamental. Arguably, the capacity to distinguish between a moral rule violation and a conventional rule violation needs to be in place before any judgments about the moral permissibility of a particular action or practice can be made. And any plausible acquisition story must explain how all (normal) children come to have this quite abstract capacity in the normal course of development. Traditional social-learning theory (e.g., Bandura 1986) and other empiricist accounts claim that children are able to learn all they know about morality on the basis of 1 I am not suggesting that the capacities I have mentioned thus far exhaust the exercise of mature moral competence. Indeed, as I shall emphasize throughout, the job of identifying the proper explananda for moral psychology is a difficult one. It is a singular virtue of pursuing the LA that the difficulty becomes vividly apparent. 4 observation, (perhaps) coupled with an innate general-purpose learning mechanism. Such approaches must assume that there is sufficient evidence of the right type available to all children in all environments to explain the fact that 3-year-olds grasp the difference between moral and conventional transgressions. For example, it might be argued that moral rules are manifest in behavioral regularities in the child’s environment (children are able to recover specifically moral rules from their environment); that children are explicitly encouraged to be ‘good little boys and girls’ (children get lots of positive evidence concerning what is morally required of them); and that children often meet with emotionally-charged reactions from their caretakers when they act in less than morally admirably ways (children get lots of negative evidence concerning what is morally required of them). But this won’t do. First, empiricist accounts radically underestimate the complexity of the task that faces the young child with respect to rule recovery. Second, the positive and negative evidence adverted to is either irrelevant to or inadequate to explain the child’s acquisition of the capacity to distinguish moral and conventional rules. To be sure, the general acceptance and following of rules among adults in a community is liable to result behavioral regularities which a child can observe. But there are regularities and regularities. Consider, for example, the matter of telling the difference between rule-governed behavior and merely accidentally-regular behavior. Suppose that in the Smith-Jones household there is a rule unbeknownst to 2-year-old Lisa that glass containers go in the right-hand side of the recycling bin and plastic containers go in the left-hand side of the bin. Imagine further that left-handed Jones typically lays the breakfast table, which results in the Wheaties box being placed on the table in the 5 same orientation each day. Young Lisa will observe two very regular sequences of events or dispositions of objects. But how, absent explicit instruction, will she learn to discriminate between the rule-governed behavior concerning recyclables and the merely accidental but regular placement of the cereal box? Since elements of the world rarely come with labels, it is highly implausible to claim that Lisa will manage to learn, just by observation, to make the discrimination. Of course, caretakers do engage in some explicit instruction: ‘Lisa, remember the plastic bottles go in here’. But there is simply not sufficient time to explicitly characterize every regularity to a child. And Lisa’s parents probably themselves do not notice the accidentally regular placement of the cereal box. The problem for the empiricist is worse. Presume for the sake of argument that the child does manage to make the discrimination between rule-governed regularities and merely accidental regularities just on the basis of data available in her environment. How does she then, just by observation, learn that some rule-governed regularities are merely conventional (forks go on the left for right-handed diners) while others are moral (promises ought to be kept). One could suggest that caretakers’ differential reactions to infractions of these types of rules might provide the child with some guidance. It might be argued, in particular, that caretakers have particularly strong or emotionally distinctive responses to children’s moral transgressions as opposed to their conventional transgressions. So far as I know, there is no evidence to support this hypothesis. Some parents get just as hot under the collar about conventional transgressions as they do about moral transgressions. (In some middle-class households, etiquette is taken very seriously). Moreover, it is 6 likely that conventional transgressions outnumber moral transgressions, offering little opportunity for the child to observe the peculiar type of emotional reaction allegedly associated with a moral transgression. And, there is evidence that caretakers more often correct or admonish conventional transgressions than they do moral transgressions (see Nucci 2001; Smetana, 1989). Finally, even adults have difficulty distinguishing between strong emotional reactions: is my interlocutor angry, disgusted, irritated, or disappointed with my action? It’s hardly likely that very young children are any better at making finegrained discriminations between the emotionally-laden responses of their caretakers. Again, it must be conceded that caretakers do provide explicit moral instruction. The nativist need not deny this. But she will question whether this instruction provides every child with sufficient data to acquire the capacity we are investigating. First, it’s worth noting that ‘You ought to keep your promises’ has precisely the same form as ‘You ought to put the fork on the left.’ ‘I’ve told you before, don’t do that!’ is as appropriate after a hair-pulling as it is after an episode of food-throwing. In other words, there appears little in the positive evidence concerning rule-violations generally that would cue the child to whether a moral or a conventional rule has been transgressed. Second, there may well be a paucity of negative evidence concerning the distinction between the two types of rules. Very roughly, negative evidence is evidence the child can use to correct a false assumption she has made or which she can use (in this case) to eliminate a candidate criterion for making the discrimination. At best it seems that children can become aware that the adults around them exhibit some regularities, sometimes their caretakers codify those regularities by uttering 7 ‘ought’ statements, and their caretakers seem to care about whether those ought statements are obeyed. The nativist claim is not that there is no information in the child’s environment relevant to her acquisition of the capacity to distinguish between moral and conventional rules. The nativist’s concern is whether that information is sufficient to explain the capacity the child possesses and whether it is available to all children. At present I don’t think we can be sure that it is. Moreover, I have just discussed the acquisition of a single capacity. Nothing has been said about how very young children come to grasp the difference between deontic and indicative conditionals. One might speculate that that capacity is even more abstract than the one just outlined, and thus that an empiricist account of its acquisition will be even less plausible. Poverty-of-the-stimulus arguments get traction when we are confronted with the early acquisition of some distinctive capacities which appear to be universal across the species and which cannot be explained on the basis of the positive and negative evidence available to children everywhere. The conclusion is that the child – or, more precisely, the child’s mind/brain – must contribute something to the process of acquisition. Such arguments play a central role in linguistics (Crain & Pietroski 2001; Laurence & Margolis 2001). The conclusion of such arguments in linguistics, which, it must be noted, operate in a domain where we have a much richer and more specific characterization of the relevant capacities (i.e., explananda), is that the child’s mind/brain contains (at some level of abstraction) a Language Acquisition Device (or Language Faculty) which makes possible the acquisition of all and only humanly possible languages. The Language Faculty embodies a set of rules, principles, and/or constraints 8 (Universal Grammar) which determine what aspects of her environment a child needs to pay attention to, and which determines, together with what the child hears around her, her mature linguistic competence, also called her I-language or idiolect. This account can be illustrated as in Fig. 1. INPUT (Primary linguistic data) LANGUAGE FACULTY (Universal Grammar) OUTPUT (I-language, or idiolect) Fig. 1 A similar proposal is very tempting as the conclusion of the poverty-of-the-moral -stimulus argument: the child’s mind/brain contains (at some level of abstraction) a Morality Acquisition Device (or Moral Faculty) which makes possible the acquisition of all and only humanly possible moralities. The Moral Faculty embodies a set of rules, principles, and/or constraints (Universal Moral Grammar) which determine what aspects of her environment a child needs to pay attention to, and, together with what the child hears and sees around her, determines her mature moral competence, which we can call her I-morality or moral idiolect.2 This account can be illustrated as in Fig. 2. 2 Since the use of the expression Universal Moral Grammar is apt to lead to misunderstandings, two important caveats must be entered here. First, while the content of Universal Grammar must be adequate to the task of explaining the productivity of language, moral nativism inspired by the LA need not involve this constraint. That is, when the moral nativist speaks of a moral grammar, she is not speaking of a set of principles that will generate all and only (say) true moral judgments. Second, neither the linguistic nativist nor the moral nativist need make any particular claims about how their respective grammars are ‘represented’. Obviously, if there are innate human capacities, they must be encoded in some way that permits genetic transmission. But this leaves it wide open how ‘grammars’ are manifested in actual mind/brains (Jackendoff 2002). 9 INPUT (Primary moral data) MORAL FACULTY (Universal Moral Grammar) OUTPUT (I-morality, or moral idiolect) Fig. 2 2. Moral Parameters So far I have discussed how one appropriation from linguistics – the poverty-ofthe-stimulus argument – might help us address the empirical questions concerning how children acquire the moral capacities they do. But I mentioned another fact to which moral psychology must pay attention: while all (normal) human beings become moral agents, there is diversity among the particular moral judgments that such agents are wont to make. The situation seems to be this: quite abstract moral capacities which are universal (e.g., marking the distinction between the moral and conventional, making judgments of permissibility, and attributing moral responsibility) are exercised in ways that are subject to local variations. The former point is addressed by positing the existence of an innately given Moral Faculty. Explanation of the latter point might benefit from thinking about how linguists explain differences among the world’s languages. The general issue can put be more precisely: the content of the Language Faculty must be general enough that any child in any linguistic environment can acquire a (humanly possible) language, and yet it must make possible the acquisition different languages. 10 The Principles and Parameters approach (Baker, 2001; Chomsky 1981; Lightfoot 1991) is one very powerful and influential account in linguistics of the presence of variation against the backdrop of deep similarities. But before describing that account, and how it might help us think about moral difference, it will be useful to be a bit clearer about some of the concepts that are (explicitly and implicitly) already in play. Earlier, I referred to a speaker’s I-language as the manifestation of her mature linguistic competence, and, pressing the LA, we can refer to a moral agent’s I-morality as the expression of her mature moral competence. A speaker’s competence is something she acquires (or is ‘set’) on the basis of two things: how her mind/brain is built and the linguistic environment in which she grows up. The powerful Chomskian idea is that the human mind/brain is built in a way that radically constrains its interaction with the world. A human child cannot acquire birdsong competence; and the range of languages she can acquire is itself severely constrained. This is the sense in which Universal Grammar – understood as part of the innately specified, abstract functional architecture of the human mind/brain – circumscribes a space of (linguistic) possibilities. Furthermore, a speaker’s competence, once acquired, radically constrains her perception of and linguistic action in her linguistic environment. Her I-language represents one – and not a host of other logically possible – way(s) of so perceiving and acting. The absolutely central point is this: in essence, a competence is a normative structure – that is, something that effects a highly constrained mapping from one type of thing to another. In the case of language the mapping is from signals (sounds) to meanings (Fig. 3). 11 INPUT COMPETENCE/I-LANGUAGE (Signals) (???) OUTPUT (Meanings) Fig. 3 The structure of and content of a speaker’s competence is what explains why she attributes certain meanings and not others to the signals to which she is exposed. And we discover the content and structure of a speaker’s linguistic competence, by collecting her so-called acceptability judgments. If a speaker judges that some string is ‘OK’ in her language, then we know that the normative structure of her linguistic competence permits the relevant construction. Here is a simple example (from Jackendoff, 2002, 16); there are literally thousands of others. (1) Joe thinks that Fred adores himself (2) *Joe thinks that you adore himself English speakers will judge that (1) is ‘OK’ while (2) is ‘not-OK’ (as indicated by the asterisk). This suggests that the grammar of English contains a rule according to which an anaphor in object position must be co-referential with the subject of the clause in which it appears. In (1), ‘himself’ must refer to Fred and not to Joe. English speakers judge (2) to be unacceptable because that rule is violated: ‘you’ and ‘himself’ cannot be co-referential. (Linguists will say that (2) is ungrammatical, because it violates a rule of grammar.) Acceptability judgments are also crucial to the task of understanding the ways in which human languages differ. Here is another very simple example. An English speaker will judge (3), but not (4) to be ‘OK’; whereas an Italian speaker will find both (5) and (6) acceptable. 12 (3) I am going to the cinema (4) *Am going to the cinema (5) Io vado al cinema (6) Vado al cinema Since speakers’ acceptability judgments provide evidence for the content of linguistic competence, this pattern of judgments provides some evidence for the ways in which rules of English differ from the rules of Italian. The English speaker’s competence imposes a constraint concerning the pronunciation of the subject of a sentence. The Italian’s does not. In English one must always pronounce the subject of a sentence, while Italian permits sentences with no overt subject in the main clause. Linguists refer to such features that distinguish groups of languages from one another as parameters. (The parameter in question above is called the Null Subject Parameter.) The idea is quite simple. It is hypothesized that some principles of Universal Grammar contain variables that are initially unspecified; specific values for these variables are determined by the linguistic input to which the child is exposed. A useful metaphor is that of a switch: a parameter, in principle able to be ‘on’ or ‘off’, is switched either ‘on’ or ‘off’. This is not the place to provide a thorough account of parameters. However, it is worth emphasizing three important points about parameters. First, the effects of setting of a parameter to ‘on’ or ‘off’, as it were, are noticeable throughout a language. For example, whether a language is a null subject language or not determines the acceptable form of questions formed from declarative sentences. Since Italian is a null subject language, both (7) and (8) would be judged as acceptable by native Italian speakers: 13 (7) Gianni verrá (8) Verrá (Gianni will-come) ([He] will-come) Hence (9) (Baker 2001, 42) is a perfectly acceptable-sounding question to Italian speakers, but not to English speakers: (9) Chi credi (Whom you-think che ________ verrá? that will-come?) *Whom did you say that _______ will come? (9) is ‘OK’ in Italian but not in English, because questioning the subject position in an embedded clause requires moving a question word to the front of the sentence, and this leaves behind a tensed clause with no overt subject. English doesn’t tolerate this. This is a relatively small difference. Some languages appear to differ quite profoundly. Still, it turns out that what appear to be massive differences between languages are explicable in terms of the variable setting of a single parameter (see Baker 2001 on the polysynthesis parameter). Secondly, there is good reason to believe that the setting of parameters makes the task of language acquisition much easier for the child. Consider for example, the Head Directionality Parameter: either “Heads follow phrases in forming larger phrases” or “Heads precede phrases in forming larger phrases” (Baker 2001, 68). English is a Head-first language. Hence, in (10)-(12), the complement prepositional phrase ‘at Charles’ comes after the Head, irrespective of whether the Head is a verb, a noun, or an adjective. (10) Mallory swore at Charles. (11) Mallory’s amazement at Charles. 14 (12) Mallory is mad at Charles. A child growing up in an English-speaking environment will be able to set this parameter on the basis of exposure to a wide range of triggering data; any sentences of the forms (10)-(12) will do. And, supposing that the parameter is set on the basis of sentences like (12), the child will not have to learn (independently) that verbs precede their objects, or that prepositions precede their complements, for these are necessary concomitants of the Head Position parameter being set a particular way. Finally, parameter-setting is not a conscious process. It happens as the result of a mind/brain structured in accordance with Universal Grammar existing in a linguistic environment which contains signals that embody the constraints imposed by parameters. With all this in place, we can fill the (???) in Fig 3 above by ‘parameterized principles’. So, how might the notion of moral parameters help us account for the variation we see in the local expression of universal moral capacities? To begin, consider Fig. 4a. INPUT (???) I-MORALITY (???) OUTPUT (???) Fig. 4a Right away, we are confronted with the challenge of replacing the question marks in the parentheses. As in the case of language, this task will involve some boot-strapping. Linguists don’t begin their inquiry by positing a handful of principles and parameters from their armchairs. They collect lots of detailed data – from child speech (What mistakes do kids make? What mistakes don’t they make? What evidence concerning 15 language is available in the child’s environment?); from particular languages (Which expressions do native speakers of Japanese judge to be ‘OK’? Which expressions do native speakers of Japanese judge not to be ‘OK’?); and from comparisons between languages (How does Mohawk differ from Italian?). Nothing like this sort of data – either with respect to quantity or with respect to detail – is (yet) available to the moral psychologist. This is a serious problem for any moral nativist account that has explanatory aspirations. Explanations are, quite generally, hard to come by. And, of course, they simply cannot get started without a clear idea of what is to be explained. Since the main focus of 20th century moral philosophers was moral theory (and not moral psychology), it is not surprising that we lack a thorough and detailed account of the capacities distinctively associated with morality. Moreover, developmental moral psychology carried out by psychologists has either provided mere re-descriptions of aspects of moral life (e.g., social learning accounts) or has been hampered by unwarranted assumptions about what mature moral reasoning must involve (e.g., Kohlberg 1981). The explananda identification problem is especially pressing for nativists, because nativist claims are too easily dismissed if they do not say precisely what is innate. Think of it this way: the plausibility of nativist claims is greatly increased by the provision of quite fine-grained characterizations of the innate endowment, whether that is understood a set of processes or a set of constraints. And the fineness of grain will be determined by the level of specificity attaching to the target explananda. Absent a detailed characterization of the phenomena to be explained, it is difficult to adjudicate between accounts that posit rich, domain-specific innate endowments and those that posit 16 all-purpose learning mechanisms, constrained only in the most general terms. Let me put this vital point yet another way: a sloppy or catholic characterization of what is to be explained imposes few, if any, constraints on what form the explanans takes. In effect, anything will do. But, you get what you pay for. This is why nativist claims about language are hard to refute. Linguists are able to provide a rich characterization not only of what mistakes children make (in acquiring a language), but also of what mistakes children do not make, and rich characterizations of which strings of L native speakers will judge acceptable and which they will not. All acquisition stories must be responsible to this data. They must ask: How is it possible that children exhibit this behavior (as opposed to other behavior) on the basis of what is available to them? Poverty-of-stimulus arguments, by their very nature, are acutely attuned to this epistemic requirement. Settling on the proper explananda for moral psychology is not a task I can undertake here. But I can examine a suggestion. Given the diagrammatic representation of the Principles and Parameters model above (Fig. 3), and its moral analogue (Fig. 4a), it is very tempting to think of the output of an agent’s I-morality (or competence) in terms of permissibility judgments. Like speakers’ acceptability judgments, permissibility judgments are easy to elicit and thus easy to collect and study. And there appears to be a significant degree of variability in the permissibility judgments (normal) moral agents are wont to make. For example, some people judge that same-sex sex is morally permissible, others judge that it is morally impermissible. Hence, we might fill out Fig. 4a as Fig 4b. 17 INPUT (???) I-MORALITY (???) OUTPUT (Permissibility judgments) Fig. 4b According to this way of working out the LA, an agent’s I-morality effects a highly constrained mapping from inputs (as yet unspecified) to outputs, namely to an agent’s permissibility judgments. We can bootstrap our way to articulating the content of an Imorality by noting how that mapping is effected. But, this will require knowing what the inputs are. A plausible candidate is actions – either observed or thought about. We make moral judgments about actions that we witness (‘What he did was impermissible’) and about actions we contemplate, either in an ethics workshop or preparatory to performing them ourselves (‘Is it permissible for a hypothetical agent (or me) to do X in circumstances C?’) Hence we arrive at Fig 4c. INPUT (Actions or action descriptions) I-MORALITY (???) OUTPUT (Permissibility judgments) Fig. 4c Once we have some data concerning input and output, we can ask what needs to be ‘in’ Imorality to explain how an agent gets from a particular action or action description to a judgment about whether the action is morally permissible or morally impermissible. 18 As we have seen in the case of language, assuming Universal Grammar is a highly abstract innate endowment universal in the species, we say that the content of a speaker’s competence is a set of parameterized principles. A speaker’s language faculty comes to be structured in one of a highly constrained set of ways. This structure imposes limits on how she perceives the signals to which she exposed. If the signal can be interpreted by her language faculty, if it does not violate any of the parameterized principles which characterize her competence, then she will judge the signal to be ‘OK’; if not, not. The story that Fig. 4c then encourages is this. Assuming something like Universal Moral Grammar, an agent’s I-morality comes to be structured in one of a highly constrained set of ways. This structure imposes limits on how she perceives actions to which she is exposed. But how do we complete the thought? If the action can be interpreted by her moral faculty, if it does not violate any of the parameterized principles that characterize her moral competence, then she will judge that the action is morally permissible, if not, not. Fig. 4d represents the picture we arrive at. INPUT (Actions or action descriptions) I-MORALITY (Parameterized principles) OUTPUT (Permissibility judgments) Fig. 4d The Moral Parameters model appears to have the attractive feature of suggesting an account of moral diversity, in much the same way that the Principle and Parameters theory in linguistics has actually provided an account of linguistic diversity. Universal Moral Grammar provides the cognitive resources that in turn make possible the 19 acquisition of moral capacities. Since the latter are acquired in particular moral environments, the developing moral agent will come to exercise them in ways that reflect those environments, and so will come be able to negotiate moral space in ways that are sensitive to local conditions. A pretty picture, to be sure. It would be nice to have a concrete example. But since, to the best of my knowledge, no one has actually looked for moral parameters, speculations will have to suffice for now. Recall that an agent’s moral competence, her I-morality, effects a highly constrained mapping from inputs to outputs, where, for the moment, we are working with an incredibly simple model, limiting the inputs to actions or action descriptions, and the output to permissibility judgments. Let us first think about those inputs, drawing again on linguistics. Speakers qua speakers do not hear ‘noise’; they hear words, sentences, questions, and so on. This is because their linguistic competence imposes structure on the incoming signal – where it can. This is not to say, of course, that you and I do not hear birdsong. Rather the point is that we do not interpret it as an utterance. Hence, it will be useful to think about the fact that moral agents qua moral agents ‘see’ actions, not ‘happenings’. Again, the claim is not that you and I do not see leaves falling and waves lapping. Rather we do not interpret such things as actions.3 And to see something as an action as opposed to a happening just is to impose some structure on it. At the very least it involves the marking of the agent(s) of the action, the patient(s) of the action, and the spatio-temporal boundaries of the action We are shameless anthropomorphizers. But anthropomorphism is just that – the (misguided or motivated) projection of distinctly human properties onto the non-human world. 3 20 (its identity conditions). In a very real sense, we parse parts of our environment into actions. The identification of actions is something arguably made possible by the possession of Universal Moral Grammar. We might imagine, that is, that one thing the human Moral Faculty does is to get parts of our environment into the right ‘shape’ for evaluation. Things that cannot be gotten into the right ‘shape’ – e.g., a squirrel knocking an acorn on to my head when it scampers up the roof – cannot be evaluated in terms of moral permissibility. (We can and do curse non-human animals; but we don’t really think they act impermissibly.) Moral evaluations, like permissibility judgments and attributions of responsibility simply cannot get started if we do not already ‘see’ the world in terms of agents, patients, and consequences. And since every (normal) human makes moral evaluations, it is not implausible to claim that every human has the innately specified capacity to ‘see’ actions.4 The evaluative components of an agent’s I-morality can get to work once a representation of an action is in place. Particular evaluations will depend on a number of factors: the nature of the agent; the nature of the patient; the effect(s) or outcomes of the action; and how the effects or outcomes are brought about (intentionally, accidentally, directly indirectly, alone or in concert?) All of these things will make a difference to how a moral agent’s I-morality will map an action into a permissibility judgment. Parametric variation might be evident both at the input/I-morality interface and at the I-morality/output interface. What kinds of creatures can be agents (only humans?, only adults?); which patients matter for the purpose of evaluation of actions (only 4 Considerable evidence has accumulated that shows that very, very young humans detect agency in the world. See, e.g., Gergly et al, 1995. 21 humans?, only members of the evaluator’s community? all sentient creatures?); what outcomes and good or bad?). All these are areas in which we can expect to see differences among human moral judges. Furthermore, one way of describing of observed moral differences among the world’s moral agents is to say that members of different cultures make different judgments concerning what is morally salient for the purposes of evaluation: is the fact that the agent’s father has recently died relevant to assessing his action of having a hair cut or eating chicken (see Shweder et al.1987)? Let me try to make this less abstract – again, with a very simple example. One thing seems to be true of all known human moral systems5: moral considerations (obligations and prohibitions) do not apply to everything. For example, pieces of furniture are not the sorts of things that have moral considerability: no one thinks that tables are owed special treatment in virtue of their intrinsic properties, though someone might judge that it is morally impermissible to scratch a table because that table belongs to a human being. Still, there is global variation in what things are taken to fall into the set of the morally considerable. Some human moral systems cast the net widely, including, along with human beings, all animals; others are more conservative, extending moral considerability only to human beings (and perhaps then only to a subset of human beings – what moral philosophers like to call persons). In addition, there is further variation among the systems that admit humans and non-human animals into the special class of the morally considerable: some such systems might assign different degrees of moral considerability to different types of members of the class, ranking, say, human ‘Moral system’ does not mean particular normative theory. It is shorthand for something like typical pattern of permissibility judgments made by a group of humans. 5 22 beings above non-human animals, kings above commoners, men above women, or cows above frogs. Let us then define a schweeb as ‘creature with the highest moral status’. A very basic principle of all possible I-moralities might be ‘Schweebs are to be respected’ or ‘Given the choice of saving the life of a schweeb or saving the life of a non-schweeb, always save the life of the schweeb.’ However, what counts as a schweeb might differ community of moral agents to community of moral agents. Schweebhood might be attributed only to women, or only to rational creatures, or only to sentient creatures. And so moral agents raised in different moral communities would come to have their schweebhood parameter set in one way rather than another. (In principle, there is no barrier to some parameters allowing for more than two settings.) How moral agents’ schweebhood parameter is set is, something, presumably, we could discover by eliciting permissibility judgments, across a range of moral communities, about a range of hypothetical actions involving different agents and patients.6 Having one’s schweebhood parameter set in a particular way will be reflected in one’s permissibility judgments, in ways that mirrors the cascading effects of linguistic parameter-setting described above in sentences (7)-(9). And having one’s schweebhood parameter set eliminates the need for considering the question of moral status anew each time one makes a moral judgment. The Moral Parameters model is an attractive way of beginning to cash out a nativist moral psychology, if only because it makes vivid the sorts of things to which all moral nativist accounts must pay attention. Nonetheless, even at this early stage of 6 On the not insubstantial assumption that familiar methods of eliciting permissibility judgments or moral intuitions would work in other places. (check ref.) 23 inquiry, some concerns are likely to be raised. In the remainder of the paper, I want to address a worry that might seem immediately apparent – namely, that the Moral Parameters view (and perhaps any other way of pursuing the LA) entails moral relativism. This will be a worry, of course, only for those who think moral relativism is false. But it is related to a concern that even moral objectivists might have with linguistically inspired approaches to moral psychology – namely, whether such approaches can do justice to some phenomenological aspects of moral life. The treatment will be far from complete. My present aim is quite modest: to investigate these matters in a way that makes clear what the Moral Parameters model is not and other yetto-be-proposed LA approaches need not be committed to, and that renders them generally instructive for nativist moral psychologists. 3. Moral Relativism and Moral Disagreement To see why friends of moral relativism might take comfort in the apparent potential of the Moral Parameters view to support their theoretical position, consider again the following diagrams. (Fig 3a is the completed picture of Fig. 3 above, slightly modified for comparative purposes; Fig. 4d is repeated.) Language INPUT COMPETENCE/I-LANGUAGE (Signals) (Parameterized principles) Fig. 3a 24 OUTPUT (Acceptability judgments) Morality INPUT (Actions or action descriptions) COMPETENCE/I-MORALITY (Parameterized principles) OUTPUT (Permissibility judgments) Fig. 4d Modulo performance errors, if two speakers make different acceptability judgments about the same string, they are thought to have different I-languages or idiolects. As we saw above: English and Italian speakers make different acceptability judgments about expressions with no overtly pronounced subject; English and Japanese speakers make different acceptability judgments about expressions in which the Head is preceded by modifying material. Insofar as the Moral Parameters model treats an agent’s permissibility judgments as analogous to a speaker’s acceptability judgments, it would seem to entail that, modulo performance errors, if two agents make different permissibility judgments about the same practice, then those agents have different Imoralities.7 The moral relativist will press the sensed advantage in the following way. Supposing that two speakers – Mary and Kumiko – have different I-languages, it makes no sense for Mary to complain to Kumiko that she (Kumiko) has it wrong about where Heads should go. Mary just has to and (of course) will recognize that Kumiko simply speaks a different language. It would be foolish of Mary to ask Kumiko to provide reasons for her acceptability judgments, and Kumiko’s inability to provide justification will not be a source of concern to Mary. Similarly, then, if Mary and 7 Performance errors in the moral domain cover the usual cases of distraction, drunkenness, and processing limitations as well as the possession of comforting but irrational prejudices and brute ignorance of the facts. 25 Kumiko have different I-moralities, then it makes no sense for Mary to complain about Kumiko’s views about the permissibility of certain practices. Mary just has to accept that Kumiko ‘has’ a different morality, and it would be foolish of her to ask Kumiko to provide reasons for her permissibility judgments. If the Moral Parameters model is right in treating an agent’s permissibility judgments as analogous to a speaker’s acceptability judgments, then normative relativism is true. Agents make the permissibility judgments they do, and controlling for performance errors, when those judgments diverge with respect to a particular practice, there is nothing more to be said. No reasons can be provided for saying that Mary is right and Kumiko is wrong, or vice versa. At this point, someone without moral relativistic leanings might press a related but quite different complaint, namely, that the Moral Parameters model is at odds with the lived experience of moral life insofar as it seems to allow for neither genuine disagreement (as opposed to mere diversity) nor for the fact we care about moral differences in ways we don’t care about linguistic differences. Mary and Kumiko do not really disagree about where the Head of an expression should go. But genuine moral disagreement is a fact of life. Members of the same families, exposed to virtually identical environments, disagree about the permissibility of same-sex sex, abortion, and eating non-human animals. Moreover, most of us have experienced intra-personal moral disagreement: we engage in inner dialogue about whether we should eat pork; we used to think that abortion is morally permissible, now we think not. And we care about these differences, often to the point of severing relationships and experiencing considerable anxiety about our former selves. 26 An obvious line of response is to reject the idea that the requisite output of an agent’s I-morality is a set of permissibility judgments. However, that move is neither necessary nor sufficient to defend the Moral Parameters view from the current line of criticism. It is not necessary, for the hopeful moral relativist and the skeptical objectivist rather overstate the disanalogies between language and morality. It is true that, in the normal course of speaking and understanding one another, we do not typically ask for justifications for why a speaker judges that a certain string is ‘OK’. But it is not true that there is never cause to make normative recommendations regarding language. For example, given the notorious ambiguity of the word ‘sanction’, one would advise a student not to use that verb in writing an applied ethics paper, say. And native speakers of English, who to all and intents and purposes have the same I-language – like Americans and Australians, can and do disagree about whether one takes a bottle of wine to a dinner party or whether one brings a bottle. In any case, it is not clear that dispensing with the thought that an agent’s permissibility judgments are among the outputs of her moral competence will be sufficient to assuage the critic. For, the apparent problem is somewhat deeper: any view that models human moral competence on human linguistic competence in the perfectly general way described above (Figs. 1 & 2) seems to allow no ‘gap’ between what an agent judges to be morally permissible and what she ought to judge to be morally permissible. Mary’s mind/brain is structured in such a way that permits only a highly constrained mapping between inputs and outputs; in some sense, she cannot be faulted for the judgments she makes. However, such a ‘gap’ is precisely we must presuppose to 27 make sense of genuine moral disagreement and our belief that it is appropriate to interrogate agents about the reasons for their permissibility judgments. We have reached familiar and unavoidable questions about the relation between descriptive psychology and normative theory that arise throughout cognitive science. Most familiar with respect to the empirical study of human reasoning (see Stein 1996 for useful review), it is no surprise that they arise for the empirical study of moral capacities too. But it is not as if the questions get no grip with respect to language. This bears emphasis, because it is too easy to assume that they don’t and, on that basis, infer that there are special problems about the normativity involved in rationality and morality which, at least with respect to the latter, render the LA implausible. To put the critic’s point more specifically: pursuing the LA erases an ‘is-ought’ distinction that, while irrelevant in linguistics, is essential to maintain in the study of morality. The apparent irrelevance to linguistics of the questions concerning the relation between descriptive psychology and normative theory is, I believe, an artifact of the way in which linguistic inquiry proceeds. Linguists do not begin with a theory of right syntax and then assess the extent to which speakers conform to that theory. Rather, the principles that characterize a speaker’s linguistic competence are discovered by the systematic study of signal-to-meaning mappings as evidenced in speaker’s acceptability judgments. In sharp contrast, both the moral relativist’s embrace of the Moral Parameters Model and the concern that that model cannot accommodate the fact of genuine moral disagreement, presuppose the existence of theories of right action; the very idea that two agents can be equally justified in making contradictory permissibility judgments and the very idea that an agent can make a (non-performance error) mistake about the 28 permissibility of an action assume that there are accounts of what is permissible that purport to be correct. But this comparison is misleading. For, while it implicitly recognizes two types of normative domain, it wrongly assigns language exclusively to one and morality exclusively to the other. Instead, I believe we should recognize two levels of normativity: there is the normativity that is the direct result of our mind/brains being built and developing in certain ways – call this ‘brute normativity’, and there is the normativity that is reflected the theories of right X-ing we construct – call this ‘sophisticated normativity’. Brute normativity – the innately enabled structures and processes that make judgment possible – is the proper target of linguistic and moral psychological inquiry. Sophisticated normativity – the ways in which we think and talk about our practices of judgment – is real enough, but it cannot be the subject of science. The construction of sophisticated normative theories is motivated, no doubt, by the need to facilitate communicative and social cooperation. But the factors that are relevant to those tasks in any human community are too multifarious to capture in any universally valid and systematic account. In the absence of theories of right syntax, linguists have no option but to proceed the way they do. But moral psychologists do. So, the approach I am encouraging here asks and allows us to abandon our attachment to theories of right action when we do moral psychology. Theories of right action – like Utilitarianism and versions of duty ethics – are the products of philosophical labor. The moral psychologist should neither presuppose them in her empirical inquiry, nor should she expect her investigation into the structure of 29 brute moral normativity to vindicate a particular theory or principle of right action (cf. Greene, prev. vol.). It is logically possible, I suppose, that we will find that a common component of the world’s I-moralities is some particular normative theory – Act Utilitarianism, say, or some particular moral principle – the Categorical Imperative, say. That would be both interesting and very, very surprising. The acquisition of a competence that embodies either the Greatest Happiness Principle or some version of the Categorical Imperative is consistent with neither empiricist nor nativist accounts. Most of the world’s children, not being the offspring of Western moral philosophers, will not be exposed to these principles of right action at all. And we know that the permissibility judgments of (Western) moral agents are apt sometimes to be accordance with Utilitarian considerations and sometimes to be accordance with (roughly) Kantian considerations (Nagel 1972). Hence, no single principle or theory of right action will do as the content of I-morality.8 With these remarks in place, I want to end by being as clear as I can about what the proponent of the LA is not committed to. It is very tempting to view the Moral Parameters model as a way of filling out the details of Rawls’ early view. This is a mistake. In A Theory of Justice (1971), Rawls writes, 8 While I cannot do it justice here, it is crucial to note a further consequence of this discussion. Experiments aimed at uncovering the nature of human moral ‘processing’ (to choose a suitably neutral term) that are structured to elicit particular judgments of a roughly consequentialist and/or a roughly deontological nature beg central questions in moral psychology. If inquirers are looking for contrasts between judgments of these types, they will find them. Hence studies which seek to discover which parts of the brain light up when an agent makes a judgment warranted by consequentialism and which parts light up when she makes a judgment in accordance with some version of the categorical imperative are seriously misleading and are unlikely to help us uncover the content of human I-moralities (cf. Greene et al. 2001, Greene and Haidt 2002). 30 one may regard a theory of justice as describing our sense of justice. This enterprise is very difficult. For by such a description is not meant simply a list of the judgments or institutions and actions we are prepared to render, accompanied with supporting reasons when these are offered. Rather, what is required is a formulation of a set of principles which, when conjoined with our beliefs and knowledge of the circumstances, would lead us to make these judgments with their supporting reasons were we to apply these principles conscientiously and intelligently. A conception of justice characterizes our moral sensibility when the everyday judgments we make are in accordance with its principles. . . . A useful comparison here is with the problem of describing the sense of grammaticalness that we have for the sentences of our native language (pp.46-7). Talk of parameterized principles might then be misinterpreted as implying that the content of an agent’s I-morality is a set of explicitly represented moral principles that are consciously accessible to her for deployment in the activity of moral judgment and in the practice of providing justifications for those judgments (see Nichols, prev. vol). But, as in the case of language, the proponent of the Moral Parameters view need make no particular claims about how the relevant principles are represented. As in the case of language, we are to imagine that the relevant principles are simply a theorist’s way of describing a set of constraints or cognitive structures. More importantly, pace Rawls, the moral psychologist need have no truck with the idea that the operation of an agent’s sense of justice (i.e., her moral competence) is a conscious affair. Rawls mentions that the principles that characterize an agent’s sense of justice can be applied ‘conscientiously and intelligently’. His picture characterizes the operation of an agent’s moral competence as a sort of syllogistic machine: confronted with a hypothetical or actual circumstance or practice, the agent searches for and applies a relevant moral principle (or principles), and then out pops a judgment about the justice 31 of the circumstance or the permissibility of the practice.9 Furthermore, Rawls suggests, the reasons for her judgments that an agent might be able to supply on demand mirror the operation of this ‘machine’. Put another way: moral epistemology (the justification of moral judgments) recapitulates moral psychology (the cognitive processes that actually make those judgments possible.) But there is little reason to believe that the content of an agent’s I-morality will be recognizable to us or to her as anything like a set of moral principles. Again, as we know from the study of language, speakers do not recognize the principles that characterize their linguistic competence, and even savvy linguists do not consciously deploy principles, like the Head Position Parameter, in speaking. And if it is right to posit an epistemic relation between a speaker and the content of her linguistic competence, then that relation must be tacit. There is no reason to deny the same possibility regarding an epistemic relation between a moral agent and the content of her moral competence. Indeed, both anecdotal and experimental evidence suggests that moral agents are quite bad at providing reasons for their brute permissibility judgments; at a certain point justification stops. I suspect we all judge that it is morally impermissible to torture human infants for fun, but it is notoriously difficult to say why it is morally impermissible (Haidt 20xx). 10 There is a direct parallel in linguistics. While (non-linguist) speakers of English will immediately judge that (13) is ‘not-OK’ 9 There are other more philosophical objections to this way of characterizing moral reasoning, see especially McDowell 1979. 10 The difficulty agents have in providing justifications for their permissibility judgments is thought, by some, to lend support to a view according to which moral judgments are the output of some affective (i.e., non-cognitive) system. Just as a speaker says of a *-ed sentence ‘it doesn’t sound right’, an agent might say of a particular *-ed action, ‘it just doesn’t feel right’. However, it would be wholly unjustified to take the dumbfounding of linguistic informants as evidence for the claim that their linguistic competence was not something cognitive. I see no reason to make the related inference with respect to moral dumbfounding. 32 (13) *We congratulated themselves they will not be able explain why it is. They’ll just say, ‘It doesn’t sound right’. However, it is no count against linguistic inquiry aimed at uncovering the content of speakers’ I-languages that speakers are unable to articulate parameterized principles that ‘justify’ their acceptability judgments. Linguists are expected to be able to articulate the relevant principles. Even so, their job is not to justify speakers’ acceptability judgments, but rather to explain them. Luigi makes the judgments he does because his idiolect is characterized (in part) by the Null Subject Parameter being set to ‘on’. That is a psychological fact about Luigi. He does not apply the relevant parameterized principle either ‘intelligently’ or ‘conscientiously’ in his role as a native speaker of Italian; his mind/brain just happens to be structured in a certain way. Similarly, the moral psychologist who pursues the LA is concerned with what I dubbed brute normativity, that is, the psychological structures and processes that underlie the exercise of moral capacities. Arguably, these structures and processes can be characterized, at some level of abstraction, in terms of explicit principles. But those principles are formulated by the scholars who study moral capacities, not by the folk studied. And crucially, we should not expect that, once articulated, these principles will look anything like those products of philosophical labors – theories or principles of right action. I just said that the job of the linguist is not to justify speakers’ acceptability judgments but to explain them, and I pressed the same point with respect to the moral psychologist. However, one might wonder whether this is really kosher. 33 Linguists bootstrap their way to an articulation of the content of I-languages by starting with speakers’ acceptability judgments. In this sense, it is correct to say that acceptability judgments provide data for linguistic theory, and a theory that is radically at odds with speakers’ judgments would fail on that account. Things seem to be quite different with respect to morality because we expect a gap between agents’ permissibility judgments and moral principles. Quite so. We cannot read a theory of right action off the proffered judgments of agents and certainly not off their actions. But this does not show that permissibility judgments cannot be treated as analogous to acceptability judgments. Rather the point is simply illustrative of the distinction I described above between brute and sophisticated normativity. The principles the linguist articulates are intended as an abstract characterization of the structure of speakers’ competence; they are not intended to provide speakers with guidance in their communicative endeavors. Neither should we look to the principles the moral psychologist uncovers for moral guidance. The moral psychologist’s job is to uncover the structures and processes that make moral life possible. Pursuing the LA is, I have argued, the best way to go about doing that. 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