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Annals of Oncology 11: 1017-1022. 2000. © 2000 Kluwer Academic Publishers. Printed in the Netherlands Original article Tumor response and estrogen suppression in breast cancer patients treated with aromatase inhibitors E. Bajetta,1 N. Zilembo,1 E. Bichisao,2 A. Martinetti,1 R. Buzzoni,1 P. Pozzi,1 P. Bidoli,1 L. Ferrari1 & L. Celio1 'Division of Medical Oncology Unit B, Istituto Nazionale per lo Studio e la Cura det Tumori; 2Italian Trials in Medical Oncology (1TM0) Group, Milan, Italy levels, with a decrease in the levels of both hormones irrespective of any antitumor response. In particular, the degree of Background: The rationale for the hormonal treatment of breast plasma estrogen suppression was similar in the patients who cancer (BC) is based on depriving tumor cells of estrogenic experienced a complete remission and those with progressive stimulation. Aromatase inhibitors (AIs) block the conversion disease (PD). of peripheral tissue androgens to estrogens with different levels Conclusions: The plasma estrogen suppression induced by of potency. In an attempt to investigate the relationship be- aromatase inhibition is not the only mechanism accounting for tween tumor response and estrogen suppression, we reviewed its clinical activity. Many clinical trials have demonstrated that the hormonal and clinical data of two previous studies with all AIs induce a similar antitumor response regardless of their formestane (250 and 500 mg i.m. fortnightly) in advanced BC potency, and further investigations are warranted in order to patients. improve our understanding as to why the patients with PD also Patients and methods: Two hundred four BC patients were show a significant plasma estrogen suppression. It is possible selected on the basis of the availability of records concerning that intratumoral aromatase activity may be a marker for their plasma estrone (El) and estradiol (E2) levels assessed at selecting the BC patients most likely to respond to AI treatscheduled times. The degree of estrogen suppression and the ment. best clinical response of each patient during the trials were considered. Results: There was a positive and significant (P < 0.05) Key words: aromatase inhibitors, tumour response, plasma correlation between baseline and post-formestane El and E2 estrogen suppression Summary Introduction Although the ovarian production of steroids declines in postmenopausal women, the peripheral synthesis of estrogens increases in fat, muscle and liver tissues, and thus becomes the major contributor to circulating estrogen levels. It is widely accepted that at least one-third of breast cancer tumors in women is induced and sustained by estrogens, and so the rationale for hormonal treatment is based on depriving tumor cells of estrogenic stimulation. There are currently two main pharmacological approaches towards reducing the effects of estrogens on tumor cells: the administration of antiestrogens (such as tamoxifen) that interact with estrogen receptors inside the tumor, or the use of aromatase inhibitors that block the conversion of androgens to estrogens in peripheral tissues [1, 2]. The aromatase inhibitors have varying degrees of potency in inhibiting in vivo aromatisation [3, 4]. Jones et al. [5] demonstrated that formestane inhibits peripheral aromatase activity by 85%-92%, but Geisier et al. [6] have more recently shown that exemestane suppresses aromatisation by 98%, which is the same level of suppression induced by anastrozole and letrozole [7, 8]. Furthermore, it is known that there is a consistency between the degree of aromatisation and plasma estrogen suppression, although the detection limits of the assay make it difficult to assess plasma estrogen levels in postmenopausal women [9]. In any case, no direct relationship between clinical response and plasma estrogen levels during aromatase inhibitor treatment has yet been demonstrated [4], and there is no evidence that greater potency leads to a better clinical response in breast cancer patients. In fact, the clinical results of recent multicentre clinical trials of steroidal and non-steroidal aromatase inhibitors have shown that both are more active than megestrol acetate, but there is no difference between them in terms of antitumor activity and tolerability [10-14]; consequently no aromatase inhibitor can be considered the drug of choice [15, 16]. There are no published data directly comparing the activity of the new aromatase inhibitors with each other, and only letrozole [17] and vorozole [18] 1018 have been shown to be more active than aminoglutethimide (AG). No difference in the response rate between letrozole and AG or in the overall response rate between vorozole and AG has been observed, and it is difficult to understand whether the more powerful effects of letrozole on time to progression, time to treatment failure or overall survival, or of vorozole in terms of clinical benefit, are actually due to the fact that they are more potent than AG. In an attempt to investigate the relationship between tumor response and plasma estrogen suppression, we reviewed the hormonal and clinical data of two previous studies with formestane in breast cancer patients. Table 1. Antitumor response rates to aromatase inhibitors observed in trials versus megestrol acetate (patients unassessable for antitumor response have not been considered in this table). CR, Non-steroidal aromatase inhibitors 11(4) Anastrozole 1 mg Letrozole 2.5 mg 12(7) Vorozole 2.5 mg 5(2) Steroidal aromatase inhibitors Formestane 250 mg 5(6) 8(2) Exemestane 25 mg PR, SD, PD. 22(8) 29(17) 15(7) 79(30) 151(58) 19(11) 93(53) 40(19) 130(63) 10(11) 47(13) 41(45) 149(41) 34(37) 128(35) Abbreviations: CR - complete response; PR - partial response; SD stable disease; PD - progressive disease. Patients and methods In 1994 and 1997, we published two papers reporting the endocnnological and clinical results of two formestane doses (250 and 500 mg i.m. fortnightly) randomly given to postmenopausal advanced breast cancer patients. Patient selection The first study [19] involved 143 patients pre-treated for advanced disease (72 receiving 250 mg; and 71 receiving 500 mg), and the second study [20] 152 patients at first relapse (73 on 250 mg and 79 on 500 mg) Briefly, the eligibility criteria of each study were an age of < 80 years, postmenopausal status, measurable disease, a positive or unknown estrogen receptor status (in the latter case, a disease-free interval of more than 2 years was required), and a performance status <2 (ECOG scale). In agreement with the guidelines of the local Bio-Ethics Committee, all of the patients gave their informed consent before starting treatment according to the rules in force at the time. Detailed information concerning all of the patients is available in the original publications. For the present analysis, the patients were selected on the following basis: • clinical response (patients were not considered if they had progressed before the first evaluation); • the availability of estrogen values (E2 levels in the first study; E2 and El levels in the second). Hormonal measurements The plasma estrogen levels were considered separately and not pooled, because each study used a different analytical method. In the first study, plasma E2 levels were measured by means of RI A, in the second plasma E2 and El levels were evaluated using a new method consisting of solid phase extraction followed by RIA. The estrogen assays in each study were repeated in order to confirm the results. Detailed information concerning the analytical methods is available in the original publications. As both studies demonstrated that the maximum suppression of plasma estrogens induced by formestane was reached after an average of 15 days of treatment, and that there was no significant decrease thereafter, we have here considered only the baseline levels and those measured after 12 (first study) or 10 weeks (second study), when the first tumor response evaluations were made. Tumor response Tumor response was evaluated in both trials according to UICC criteria by means of physical examinations, bone scans, chest and skeletal X-rays, and liver echography or computed tomography. These examinations were performed at the beginning of each study, after 12 (first study) or 10 weeks (second study), and then every 12 weeks. Statistical analysis Spearman's correlation coefficient (r) between the baseline and posttreatment plasma E2 and El levels was calculated. The plasma estrogen suppression and best clinical response of each patient during the trials were considered, strictly following the response criteria used in each trial. The data are reported as median or mean values (±SD or SEM), together with their 95% confidence limits (95% CI). A /"-value of 0.05 was considered significant for evaluating differences. Results This analysis involved a total 204 breast cancer patients. Ninety-one patients with a median age offifty-nineyears (range 45-75) were selected from the first study on the basis of the availability of plasma E2 levels: forty-eight patients received formestane 250 mg and forty-three formestane 500 mg. In the case of the second study, 113 patients with a median age of 62 years (range 38-80), were selected on the basis of the availability of plasma E2 levels (51 patients received formestane 250 mg and 62 formestane 500 mg), and 110 patients with a median age of 62 years (range 38-80) were selected on the basis of the availability of plasma El levels (53 patients received formestane 250 mg and 57 formestane 500 mg). Plasma estrogen suppression A significant (P < 0.05) positive correlation was found between the baseline and post-treatment El and E2 levels (first study: E2 r - 0.73 and 0.62 for 250 and 500 mg, respectively; second study: E2 r - 0.34 and 0.54 for 250 and 500 mg, respectively, El /• = 0.40 and 0.69). Although the correlation coefficients are not very high, they confirm the pharmacological efficacy of formestane and are in agreement with the previously reported results analysed by means of ANOVA for repeated measure- 1019 Table 2 First study: E2 (pg/ml) suppression (mean values ± SD and 95% CI) and clinical response, by formestane dose. 500 mg 250 mg No. CR 6 PR 8 SD 4 PD 30 Baseline 250 mg group Twelve weeks 7.3 ±3.5 4.3 ± 2.4 (4.4-10.1) (2.4-6.2) 5.7 ± 1.7 2.8 ±0.9 (4.5-6.8) (2.2-3.4) 4.3 ±0.8 2.5 ±0.9 (3.5-5.1) (1 6-3 4) 5.6 ± 1.8 3.6 ± 1.3 (4.9-6.3) (3.2-4.1) No. Baseline a Twelve weeks 8 7.2 ±3.6 13 (4.7-9.7) 6.1 ±2.4 (4.8-7.3) 3.3 ±0.9 (2.6-4.0) 3.5± 1.1 (2.9-4.1) 2.6 (-) 3 (-) 5.9 ±1.9 (5.0-6.7) 2.9 + 0.9 (2.5-3.2) 1 21 7 _J 6 1. 3 2 500 mg group Table 3. Second study: E2 (pg/ml) suppression (mean values ± SD and 95% Cl) and clinical response, by formestane dose. 250 mg No. Baseline 500 mg Ten No. Baseline weeks CR 8 PR 7 SD 23 PD 13 7.7 ±3.4 (5.3-10 0) 5.8 ± 1.6 (4.6-7-0) 6.2 ±3.1 (4.9-7.5) 6.4 ± 1 9 (5.3-7.4) 5.1 ±5.2 (1.5-8.7) 3.3 ± 1.8 (1.9-4.7) 3 6±2.8 (2.4-4.7) 2.8 ±0.8 (2.4-3 3) Ten weeks 11 15 23 13 6.3 ±2.5 (4.8-7.8) 9.4 ± 6.4 (6.1-12.6) 6.4 + 2.7 (5.3-7.5) 5.2 ± 2.4 (3.8-6.5) 2.6±1.2 (1 9-3.4) 3.713.0 (2.2-5 2) 2.2 ±0.8 (1.8-2.5) 2.1 ±0.7 (1.7-2.4) Table 4 Second study: El (pg/ml) suppression (mean values ± SD and 95% CI) and clinical response, by formestane dose. 250 mg 500 mg weeks - Complete Response - Progression Figure 1. First study: E2 suppression in patients with CR and PD (mean 1 SEM). more effective than the 250 mg dose, but this difference was not statistically significant. No. Baseline Ten weeks No. Baseline Ten weeks Table 3 shows the mean E2 values after 10 weeks of CR 8 41.4 ± 14.9 27.3 1 17.9 10 33.0 ±11.0 19.2 ±4.3 treatment with formestane 250 mg in patients achieving (31.0-51.8) (14.9-39.8) (22.0-44.0) (16.3-22.0) a complete response (CR), and deserves some comments. PR 7 35.2 ± 11.4 20 6 ±4.9 15 42.4 ±23.9 25.71 13.6 The mean values at baseline and after 10 weeks were (26.7-43.6) (16.9-24.3) (30.2-54.4) (18.9-32.6) respectively 7.7(± 3.4) and 5.1(±5.2) pg/ml: the high SD 24 33.8 ± 13.9 22.218.7 20 36.9113.5 21.618.2 (30.9-42.8) (17.9-25.1) standard deviation is due to the fact that one patient (28.3-39.4) (18.7-25.7) PD 14 36.6 ±8.9 19.3 ±7.3 12 28.3 112.2 17.717.6 (aged 63 years) had 6.6 pg/ml at baseline and 17.5 pg/ml (21.3-35.2) (13.4-22.1) after treatment. Similarly, a 53-year-old patient with (31.9-41.3) (15.5-23.1) stable disease experienced an increase from 8.3 pg/ml to 13.8 pg/ml. Table 4 shows the mean (± SD and 95% CI) El levels ments. It is likely that between-patient variability accounts for this low correlation rate, which suggests that observed in the second study; there was a significant baseline estrogen values are poor predictors of plasma suppression of plasma El levels in both treatment groups, and the formestane doses seem to be equally estrogen suppression. effective. Figures 1 and 2 show the direct comparison between Clinical response according to plasma estrogen suppression the degree of plasma E2 suppression in the patients achieving CR and in those experiencing progressive Tables 2 and 3 show the clinical response according to disease (PD), which was chosen because CR and PD the mean E2 levels (±SD and 95% CI) observed at should be the most reliable antitumor responses. The baseline and after 12 (first study) and 10 weeks (second degree and trend of plasma estrogen suppression in these study). Plasma estrogen suppression was significant in two groups of patients was similar regardless of the all of the treatment groups; the 500 mg dose seems to be response. 1020 250 mg group weeks 500 mg group weeks - Complete Response - Progression Figure 2 Second study: E2 suppression in patients with CR and PD (mean ± SEM). It is worth noting that (as shown in Table 2), the baseline E2 levels are lower in the CR than in the PD patients. However, the number of patients with CR is smaller, and so no direct comparison can be made; when the number of patients with CR and PD increases (as shown in Table 3), the E2 levels become more similar. Furthermore, given the range of SEM in Figures 1 and 2, it is clear that baseline estrogen levels are not different between the two patient groups. Discussion Our analysis shows that the suppression of plasma estrogens is not the only mechanism responsible for the antitumor response induced by formestane, a finding that is in line with the clinical evidence that all aromatase inhibitors are equally useful in the treatment of advanced breast cancer patients (Table 1), regardless of their suppressive potency. A comparison of the endocrine effects of formestane (steroidal) and anastrozole (non-steroidal) has recently been made in 60 postmenopausal advanced breast cancer patients [21]. Anastrozole led to a significantly greater mean suppression of E2 levels (P - 0.0001) than formestane (79% vs. 58%), and a similar result was observed in the case of El and E1S. The curve of estrogen suppression induced by formestane was similar to that previously reported in the literature [5,19, 22], and there are still some concerns as to the optimal dose to be used in clinical practice. The antitumor response rate was no different between the two treatment groups (17% and 10%, P = 0.482 ns), and clearly demonstrates that both agents are effective despite the difference in the degree of plasma estrogen suppression, as the authors themselves pointed out: "The clinical significance of these differences in total oestrogen suppression remains to be established." The baseline estrogen levels considered in our analysis do not appear to predict clinical response, as is also clearly demonstrated by the results of two clinical trials designed to identify the optimal dose of exemestane [23, 24]. The key problem is why some breast cancer patients do not respond to treatment with aromatase inhibitors, despite a significant reduction in estrogen levels, and the presence of all of the standard requirements for hormonal treatment. It is likely that this resistance is due to some still unidentified specific characteristics of the tumour, and biological reasons may account for the absence of any relationship between clinical response and estrogen suppression. Experimental models have demonstrated [25] that tumor cells can adapt themselves to very low estrogen levels, and so even a high degree of estrogen suppression may be inadequate because the stimulation induced by the residual low levels could lead to resistance over time. Furthermore, peripheral tissues are not the only source of estrogens in postmenopausal women because breast cancer tissue itself is an endocrine organ. The cell concentrations of El, E2 and estrone sulphate (E1S) may be higher than those in the circulation as a result of local production factors, including aromatisation [26, 27], and the synthesis of El via the estrone sulphatase and estradiol dehydrogenase pathways may be the major supply route of estrogen to the tumor [28]. A number of investigations concerning intratumoral aromatase activity are currently ongoing [29], some of which have found that formestane [30] and vorozole [31] are capable of significantly suppressing intratumoral aromatase activity in breast cancer patients (by an average of 80%); however, little information is available in the case of anastrozole [32] and letrozole [33]. It is also worth noting that a correlation between tumor aromatase activity and the response to AG was observed in a study of 29 advanced breast cancer patients [34]. The tumor aromatase values in the responders were significantly higher than in the non-responders, with 10 of 14 patients (71%) having values of more than 0.5 pmol ER produced/mg protein/h responding to the therapy as against 0 of 15 patients with lower values. These results have been confirmed by another trial in which none of the five patients with aromatase-negative tumors responded, as against 11 of 18 patients (61%) with aromatase-positive cancers [35]. The real significance of intratumoral aro- 1021 matase activity in breast cancer patients is still unclear, as is the role played by aromatase inhibitors in suppressing or modulating this activity. An assay evaluating intratumoral aromatase activity in surgically excised breast tissue could lead to the identification of a marker for targetting patients suitable for treatment with aromatase inhibitors (as is routinely done in the case of estrogen receptors) especially in an adjuvant setting, and may also help to differentiate these drugs from each other. In conclusion, there is evidence indicating that plasma estrogen suppression per se is not the only mechanism accounting for the antitumor activity of aromatase inhibitors, and that it is not associated with tumor response. 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