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1996MNRAS.281..659S Mon. Not. R. Astron. Soc. 281, 659-665 (1996) On the notions of gravitational and centrifugal force in static spherically symmetric space-times Sebastiano Sonego 1 * and Marc Massar2t lIntemational School for Advanced Studies, Via Beirut 2-4, 34014 Trieste, Italy 2RGGR, Universite Libre de Bruxelles, Campus Plaine CP 231, 1050 Brussels, Belgium Accepted 1996 February 20. Received 1995 December 18 ABSTRACT We present an assessment of some recent suggestions for performing a split between gravitational and inertial forces in general relativity. We prove, by considering a family of simple static space-times, that any such split leads necessarily to a centrifugal force that points in the direction of the local, rather than global, outward direction. We also show that Abramowicz's expression for the centrifugal force emerges spontaneously when separating the variables in the Hamilton-Jacobi and Klein-Gordon equations. Furthermore, we explain in some detail why the whole idea is not necessarily in contradiction with the equivalence principle. Key words: black hole physics - gravitation - relativity - waves. 1 INTRODUCTION In 1974, Abramowicz & Lasota pointed out the existence of a regime of anomalous dynamical behaviour for test particles in the Schwarzschild space-time (Abramowicz & Lasota 1974, 1986). For the metric! g= -(1- ~)dt2+(1- ~r! dr2+r2(d82+sin 28d(l), (1.1) one can write the four-velocity of a particle moving on a circular orbit as (1.2) where 0 is a parameter, and r = (1 - 2M/r - 02r2 sin28) -112 because of the normalization u~u~= -1. If the motion is uniform, i.e., 0 = constant, and we assume for simplicity that the orbit lies in the equatorial plane corresponding to 8=n/2, the components of the acceleration a~:=u'V,u~ are (1.3) For a particle with mass m, the thrust P (i.e., the force of non-gravitational origin) necessary in order to maintain it in the orbit identified by rand 0 is given by ma~; we have then the following situation. (i) r> 3M. The thrust on a static particle (0 = 0) points in the global outward direction. 2 As 101 increases, the intensity of the thrust decreases, until it vanishes when 0 2=M/r\ when the particle is geodesic and the motion Keplerian. For greater values of I0 I, the thrust points in the global inward direction, and its intensity increases with I0 I. (ii) r = 3M. The thrust has a fixed value, independent of I0 I, and points in the global outward direction. (iii) 3M> r > 2M. The thrust points in the global outward direction, and its intensity increases with I0 I. In the first case, this behaviour is qualitatively in agreement with the Newtonian-based idea that, in the rest frame of the particle, the thrust should balance the sum of a velocityindependent attractive gravitational force and of a repulsive centrifugal force that increases with speed. However, for 3M?:.r > 2M, it is obvious that this picture cannot be maintained. Of course, in general relativity one is not obliged to split the particle acceleration into a gravitational and a centrifugal part, because Einstein's equivalence principle guaran- * E-mail: [email protected] tE-mail: [email protected] 'We work in units in which c =G = 1, and use the metric signature + 2. Greek indices 11, v, ... denote tensor components in some chart. 2For reasons that will become clear later, we adopt the following terminology. The global outward direction is the one along which the area of the surface r=constant tends to infinity; the global inward direction is the opposite one. © 1996 RAS © Royal Astronomical Society • Provided by the NASA Astrophysics Data System 1996MNRAS.281..659S 660 S. Sonego and M Massar tees that any such distinction is locally unobservable, hence fundamentally devoid of physical meaning. The equivalence principle, however, holds also in pre-relativistic physics. Hence, strictly speaking, splitting the force that acts on a particle into a gravitational and an inertial part should be meaningless even in Newtonian mechanics. As a matter of fact, one could avoid introducing the notion of inertial forces at all, and end up with Newton-Cartan's theory - a reformulation of Newtonian mechanics where the somewhat metaphysical notion of 'absolute space' is not needed (Misner, Thorne & Wheeler 1973, pp. 289-303). However, when discussing specific problems, it is in most cases convenient to treat gravitational and inertial forces separately, even though such a distinction has, admittedly, no operational foundation at a local level. In practice, the splitting is performed by selecting a class of privileged observers; this defines a reference frame in which no inertial forces are present, and in which therefore only gravity acts. A further hypothesis, that the gravitational force should not depend on the observer's velocity, allows one to remove completely any ambiguity and to arrive at a unique form of the splitting. Of course, if one does not want to introduce absolute space, there is no a priori notion of privileged observers; it is therefore a rather surprising experimental fact that a class of observers exists (the so-called inertial observers) which leads to a definition of gravitational and inertial forces that turns out to be very simple and practically useful. The physical reasons for this circumstance are ultimately unclear (although they are often referred to as 'Mach's principle'), but for our purposes it is sufficient to recognize that the existence of such observers - hence of convenient separate notions of gravitational and inertial forces - reflects the existence of some particular symmetry in our physical universe. We have made this long digression in order to justify the introduction of a split between gravitational and inertial forces in general relativity. The situation, in fact, is not very different from the one in Newtonian theory, when the latter is freed from the concept of absolute space. If space-time has enough symmetry to justify the introduction of a class of privileged observers (as happens, e.g., in static space-times for static observers, or in cosmological models for observers orthogonal to the hypersurfaces of homogeneity), we may expect that a split of this type could still be useful, either for computational purposes or simply because it helps one's intuition in understanding the dynamical behaviour even in extreme relativistic regimes. It is nevertheless clear from the example discussed at the beginning that at least one of the following two Newtonian prejudices should be abandoned. (1) The centrifugal force points always in the global outward direction, and increases with the particle speed. (2) The gravitational force in the rest frame of the particle does not depend on the particle speed. The choice of one or the other of these two possibilities has led, in the past five years, to some controversy. In this paper we shall show that hypothesis (1) must definitely be abandoned, because rejecting (2) alone is not sufficient in order to account for the behaviour of particles, when space-times sufficiently different from Schwarzschild are considered. Although, in the literature on the subject, considerable emphasis is placed on the behaviour of orbiting gyroscopes, our arguments do not require a discussion of this topic, and we shall thus focus exclusively on the mechanics of point particles. More generally, we want to concentrate only on the basic ideas necessary in order to make a comparison between the two approaches, and therefore we shall not discuss technical details or generalizations of the analysis. The structure of this article is as follows. In the next section we present a short review of two extreme interpretations of the phenomena described above. In Section 3 we introduce static models of space-time where no gravitational field is present, and in which nevertheless particle dynamics presents anomalies of the same type. In Section 4 we show that, when separating variables in the HamiltonJacobi and Klein-Gordon equations, a centrifugal potential that violates property (1) appears spontaneously; this provides further evidence for the idea that the notion of centrifugal force should be modified when dealing with general relativistic situations. Our conclusions are presented in Section 5. 2 SPLITTING THE FORCE If we think of the particle in its rest frame as being in eqUilibrium under the action of the thrust F 1', a gravitational force GI'=m/t, and a centrifugal force CI'=mcl', we are led to write /t+cl'= -al'. (2.1) In order to identify separately the terms/t aad cl', however, it is necessary to propose additional hypotheses. For a static particle, the thrust must balance only the gravitational force. We have then, from (1.3) with 0=0 and (2.1), M /t= -c5~2' r (2.2) If we want to preserve the same form of the gravitational part for an observer ul' with arbitrary a, we find that the components of the centrifugal part cl' are 1'_ C ~I' -Ur r-3M n2 (2.3) :L3ur. r-2M-Or Whereas the gravitational acceleration points always in the global inward direction (i.e., gravity is always attractive), the centrifugal acceleration given by (2.3) changes sign as r crosses the value 3M. For r> 3M, cl' points in the global outward direction, analogously to what happens in the Newtonian case. However, for r = 3M we have cl' = 0, and for 3M> r > 2M we see that cl' points in the global inward direction. This splitting of the acceleration, aI', into an ordinary gravitational part and an unusual centrifugal one accounts easily for the paradoxical behaviour described in the previous section (Abramowicz & Lasota 1986; Abramowicz & Prasanna 1990), and can be straightfOlwardly generalized to the case of an axially symmetric static space-time (Abramowicz 1990). Strictly speaking, however, we have only shifted the difficulty, because the expression (2.3) for the centrifugal acceleration is ad hoc and has no kinematical justifica© 1996 RAS, MNRAS 281, 659-665 © Royal Astronomical Society • Provided by the NASA Astrophysics Data System 1996MNRAS.281..659S Gravitational and centrifugal forces tion yet. This problem can be solved by introducing the concept of 'optical reference geometry' (Abramowicz, Carter & Lasota 1988). For the Schwarzschild space-time, the optical reference geometry is defined by a metric h on the hypersurfaces t = constant that differs from the usual directly projected one h by a conformal factor (1 - 2M/r): h=(l- ~ -2 dr2+(1- ~ ->(d82+ sin28 d(l). (2.4) A possible justification for adopting h rather than h as metric on the sub manifold t = constant is the following. In general relativity, only the space-time metric g is determined unambiguously; hence, if a hypersurface !/ is assigned in a space-time vii, there is only one metric on !/ which is intrinsically defined - the directly projected metric h, induced by g through the embedding of !/ in vii. However, if the space-time possesses additional structure, as for example a Killing vector field or, more generally, a privileged vector field, we have the freedom to make use of these extra elements in defining metrics on !/ that may differ from h. Of course, different metrics give !/ different geometrical properties, correspond to different operational procedures for measuring distances and serve different purposes. The optical reference geometry, of which (2.4) is an example, is defined for a static space-time by the relation h = ( - 'v't) -Ih, (2.5) where rt = <5:' is the time-like Killing vector field, and is particularly suitable for the analysis of optics and particle dynamics (Abramowicz et al. 1988; Abramowicz 1992). Without entering into umiecessary details, we can get a feeling of the way in which the use of the optical reference geometry explains the strange behaviour of the centrifugal force (2.3), simply by looking at Fig. 1, which represents an embedding diagram of the surface t = constant, 8 = n/2 of Schwarzschild space-time, with the metric (2.4) (Abramowicz et al. 1988). If we consider a particle constrained on a similar surface in ordinary three-dimensional Euclidean space, and focus only on the dynamically relevant tangential component of the centrifugal acceleration, we recover the same qualitative behaviour of eJl (Abramowicz & Prasanna 661 1990; Abramowicz 1992; Abramowicz & Szuszkiewicz 1993). In particular, we understand the phenomenon of centrifugal force reversal as related to the reversal of the local concepts of inward and outward when r = 3M is crossed. The centrifugal force points always in the direction of the local outward direction, and its reversal when 3M> r > 2M simply means that in this region the local and global notions of outward do not coincide. An alternative splitting of the acceleration aJl into a gravitational and a centrifugal part can be given which preserves property (1). Then, of course, the expression of the gravitational force in the particle rest frame will contain its speed with respect to a static observer. One way to fix the precise form of this dependence is to require that the gravitational force measured by some observer could be written as m d 2p/ dr2, where p and r are, respectively, the observer's proper length in the radial direction and proper time (de Felice 1991). Using the fact that, for a static observer, the gravitational acceleration points in the global inward direction, and has absolute valueg(O)=(l-2M/r)-I!2 M/r2, it is then easy to see that the observer uJl should feel a gravitational part ~ -1/2 _l---:--:-M g(Q)= ( 1- -r-} r-2M _Q2r3 - ; ' (2.6) also directed to the global inward direction. By subtraction, the centrifugal part has the absolute value _ ( _ 2M)112 Q2r2 23' r r-2M-Qr e(Q)- 1 (2.7) and its direction coincides always with the direction of global outward. On writing g(Q) =hJlvgIlgV, where hJlv: =gJlV + uJlu" and a similar expression for e (Q), we have the form of the components gil and eJl in this approach. As we said, the centrifugal force (2.7) is always repulsive. The anomalous dynamical behaviour described in the introduction now finds its root in the property of gil of being Q-dependent, and, more precisely, of increasing its strength when Q increases. It is possible to see that, for r=3M, (2.6) and (2.7) vary with Q exactly in the same way, and that for 3M > r > 2M the gravitational force increases more than the centrifugal one when Q is increased (de Felice 1991; Bar- Figure 1. Embedding diagram for part of the surface t = constant, () = n/2 of Schwarzschild space-time, with the optical reference geometry (2.4) (Abramowicz et al. 1988). © 1996 RAS, MNRAS 281, 659-665 © Royal Astronomical Society • Provided by the NASA Astrophysics Data System 1996MNRAS.281..659S 662 S. Sonego and M. Massar rabes, Boisseau & Israel 1995). This explanation can be contrasted with the one based on (2.2) and (2.3) in that it suggests a dynamical, rather than geometrical, origin of the anomaly. (3.3) As a first simple case exhibiting anomalous behaviour, let us choose Einstein's static universe, which corresponds to [(X) =sinx, with X E (0, n). Equation (3.3) becomes 3 A SIMPLER EXAMPLE As far as the analysis in the Schwarzschild space-time is concerned, no compelling evidence can be provided in favour of either of the two views outlined in the previous section. As a matter of fact, only aesthetic (hence inconclusive) or practical arguments have been formulated until now by the supporters of the first approach. On the other hand, the counter-intuitive idea of a centrifugal force reversal and the need to resort to the uncommon notion of optical reference geometry have been often criticized. In this section we shall discuss particle dynamics in a simpler static space-time for which I'/~I'/P= -1, hence h =h and no objection of the second kind can be raised. This choice has, however, a further and even more important advantage. As we shall see in a moment, the gravitational part of the acceleration for circular orbits in such a space-time turns out to vanish according to both the approaches described in Section 2. Any anomalous behaviour of the thrust FP must therefore be taken as incontestable proof that the centrifugal force in general relativity, under suitable circumstances, does present the surprising qualitative features of (2.3). Let us consider a family of static, spherically symmetric space-times with the metric g= -dt2+RZ[dXz+[(X)Z(d02+sinZOdql)], (3.1) where R is a constant parameter, 0 and qJ are usual angular coordinates, t E IR, and X E (0, Xmax), with Xmax possibly infinite. We leave for the moment the function [(X) unspecified, apart from reasonable requirements of regularity.3 The fact that, if the Einstein field equation is imposed, (3.1) might turn out to imply an unphysical stressenergy-momentum tensor (except perhaps if a non-vanishing cosmological constant is introduced) is completely irrelevant for our discussion. For a particle with four-velocity (1.2) in the metric (3.1), the normalization condition gives r= [1 - QZRZ[ (X)Z sin z 0] -liZ. The calculation of the acceleration is straightforward, and leads to where a prime denotes the derivative with respect to X. For a static observer (0.=0) we have a"=O; this means that the gravitational force vanishes identically in this space-time, regardless of which splitting procedure (as discussed in the previous section) is used. As a consequence, the centrifugal force is unambiguously identified as c~ = - aP• In order to simplify the rest of the discussion, we restrict ourselves to considering orbits on the equatorial plane, 0 = rrJ2; the centrifugal force then reads 3For example, one must have f' (0) = 1 in order for the geometry to be locally Minkowskian when X= O. (3.4) which changes sign as X crosses the value n/2. The embedding diagram of the surface t = constant, 0 = n/2, is a sphere with parallels that correspond to the circular orbits of particles; this shows very clearly the link between the reversal of the centrifugal force (3.4) and the reversal of the notion of the local outward direction. One might still argue that in the Einstein universe there is no global outward direction, and that the unavoidable reversal of the centrifugal force in this example is not sufficient to justify the idea that the same should happen when a global outward does exist, as for example in Schwarzschild space-time. The weakness of this argument is evident if we consider the metric (3.1) with X E (0, + CD) and [(X) such that the embedding diagram of the surface t = constant, 0= n/2 is qualitatively similar to the one of Fig. 2 [a possible choice would be, for example, [(X) = X - (1.X z exp( -/h), with (1., f3 > suitably arranged]. We have now a space-time in which no gravitational force is acting and the global notion of outward is well-defined, and in which nevertheless the thrust (i.e. the centrifugal force) vanishes for X= X± [the zeros of f' (X )], and points in the global inward direction when X E (X _, X+). Furthermore, we see again from the embedding diagram that the direction of the centrifugal force coincides with the one identified by the local outward direction. It is easy to check that this property holds indeed for all the metrics in the class (3.1). ° 4 CENTRIFUGAL POTENTIAL FOR FREE PARTICLES AND WAVES The previous discussion makes the idea of a centrifugal force pointing in the local, rather than global, outward direction less difficult to accept. In this section we show that attractive centrifugal potentials emerge spontaneously when one tries to solve the Hamilton-Jacobi equation with the method of separation of variables, and that the same happens during the resolution of the wave equation for a scalar field. We shall work in a general static spherically symmetric space-time, the metric of which can always be written as g= -A(r)Zdtz+B(r)Zdrz+rZ(d02+sinzOdqJZ), (4.1) with A and B suitable functions. The Hamilton-Jacobi equation for a free particle with massm, g~'V"SVvS +mz=O, (4.2) can be completely separated, introducing the three constants of motion L z : = oS/oqJ, e: = (OS/OO)2 + L;/sinzO, and E: = aS/ot (representing, respectively, the azimuthal component of the angular momentum, the square of its absolute © 1996 RAS, MNRAS 281, 659-665 © Royal Astronomical Society • Provided by the NASA Astrophysics Data System 1996MNRAS.281..659S Gravitational and centrifugal forces 663 Figure 2. Embedding diagram for part of the surface t=constant, (J=n/2 of the static space-time (3.1) withf(X) = X- CXX2 exp( - PX). value, and the particle energy, all with respect to a static observer at infinity). Using the relation dr 1 as m---dt -B 2 or' where t (4.3) fugal potential Ve: =A2L 2/2m 2r2 gives rise to an 'acceleration' - d Ve/dr that coincides with (2.3). Let us now consider a free scalar field ¢ obeying the Klein-Gordon equation (4.6) is the particle proper time, one finally arrives at where p, is a constant. Separating the variables as (4.7) (4.4) where Y 1m (e, <p) is a spherical harmonic, and introducing the coordinate where the effective potential V (r) is given by4 1 2 2 L2 V(r)=-A +A -----z:z. 2 2mr (4.5) It is natural to identify the two terms on the right-hand side of (4.5) with a gravitational and a centrifugal potential, respectively. For the Schwarzschild space-time A = B- 1 = (1- 2Mlr)1!2, and one can easily check that the centri- r*:=f dr B(r) A(r) , which generalizes the Regge-Wheeler 'tortoise coordinate' of Schwarzschild space-time, we arrive at the one-dimensional Schrodinger equation (see also Futterman, Handler & Matzner 1988) { 4V (r) differs from the effective potential Y (r) defined elsewhere (see, e.g., Misner et al. 1973, pp. 656, 659-661), in that2V= 0. We prefer to call V, rather than Y, 'effective potential', because it reduces directly to the Newtonian effective potential (apart from an additive constant) in the non-relativistic limit. (4.8) d2 + [2 w dr*2 1 d2r r dr*2 2 2 21(I + 1)]} (rR/) =0. - - -A p, -A - - r2 (4.9) The potential term in (4.9) contains the same centrifugal part that we have already discussed in connection with the Hamilton-Jacobi equation. © 1996 RAS, MNRAS 281,659-665 © Royal Astronomical Society • Provided by the NASA Astrophysics Data System 1996MNRAS.281..659S 664 S. Sonego and M Massar 5 CONCLUSION In this article we have discussed the possibility of splitting the force that acts on a particle in a static space-time into a gravitational and an inertial part, and we have compared two specific suggestions for doing so. At first sight, the very concepts of 'gravitational' and 'inertial' force sound wrong in general relativity, because they seem to contradict the equivalence principle. However, we have already argued in the introduction that the situation is fundamentally the same in Newtonian theory, where nevertheless no objections are raised to the use of inertial forces although no local experiment can be performed that allows one to distinguish them from forces of gravitational origin. If spacetime possesses some symmetry defining a class of observers that can reasonably be thought of as non-accelerating, then a distinction between gravity and inertia can be made which might turn out to be practically useful even in the context of general relativity. As this turns out indeed to be the case (Abramowicz & Prasanna 1990; Abramowicz & Miller 1990), it seems that there is no reason - apart from prejudice - to prevent oneself from taking advantage of this new computational and intuitive paradigm. Having clarified the motivation and meaning of the splitting, we can summarize the results of this paper by saying that any notion of centrifugal force in general relativity must necessarily violate property (1) (see Introduction), and that the idea of a local reversal of the notions of inward and outward should be taken seriously. The alternative extreme possibility, to attribute the anomalous dynamical behaviours entirely to the gravitational strength, can be ruled out by considering the examples treated in Section 3, in which no such argument can be formulated for the simple reason that there is no gravitational field at all. Of course, our discussion leaves open the possibility that both properties (1) and (2) should be dropped, but at the moment there seems to be no reason for doing that, especially if we consider that Abramowicz's expression (2.3) for the centrifugal force emerges independently within the context of the Hamilton-Jacobi and wave equations. Incidentally, the latter result suggests that waves also 'feel' the reversal of the centrifugal force, and it would be very interesting to see whether there are properties of scattering from black holes that can easily be explained with the help of this idea. The notion of inertial forces is ultimately a geometric one; it should not therefore be surprising that, in a nonEuclidean space, the centrifugal force has properties that differ from those in a Euclidean space. The only difficulty is that the centrifugal force turns out to be linked not to the directly projected geometry h of space, but rather to the optical reference geometry it given by (2.5); this fact is sometimes used in order to argue that the entire subject is artificial. However, we have already noted in Section 2 that the choice of a three-geometry is not dictated by any fundamental principle in the theory of general relativity, and can thus be made on purely utilitarian grounds. 5 This remark, together with the previous arguments in favour of AbramoSOne might say that the arbitrariness of the choice of a threegeometry reflects just the arbitrariness of making a split between a gravitational and a centrifugal force. When a three-geometry is chosen, the centrifugal force is also uniquely determined. wicz's extension of the notion of centrifugal force, makes the use of it perfectly legitimate even for those cases in which 1J~1JP oF -l. In this paper we have deliberately restricted ourselves to considering circular orbits in static, spherically symmetric space-times, for which we believe that both the notion of a centrifugal force and its interpretation in terms of the optical reference geometry are well justified. The extension to more complicated cases requires some caution, because of the possible occurrence of effects that cannot be accounted for by forces with simple Newtonian analogues. A very important example is provided by Kerr space-time, in which the anomalous dynamical behaviour of particles in circular orbits is a-dependent (de Felice & UsseglioTomasset 1991; de Felice 1995), and cannot thus be attributed only to the effect of a three-geometry, but requires the additional introduction of a Lense-Thirring force (Abramowicz, Nurowski & Wex 1995).6 Furthermore, any extension of the method requires that a family of privileged observers n~ be singled out, in order to define uniquely the notion of gravitational force. The generalization to arbitrary space-times considered until now (Abramowicz 1993; Abramowicz et al. 1993), however, allows for an infinite number of such observers, and therefore leaves the split between gravity and inertia completely arbitrary from the outset (Sonego & Massar 1995). It seems plausible that further progress along this line will require additional conditions to be imposed on n P, which will lead automatically to the intuitive choice in simple cases (non-accelerating observers in Minkowski space-time; static observers in static space-times; observers orthogonal to the hypersurfaces of homogeneity in cosmological models). ACKNOWLEDGMENTS It is a pleasure to thank Dr P. Nardone and R. Rosin for their help in the preparation of the figures. SS would like also to thank Professor D. W. Sciama for hospitality at the Astrophysics Sector of SISSA. This work was partially supported by the Directorate-General for Science, Research and Development of the Commission of the European Communities (DG XII-B) under contract No. CIl */CT94/ 0004. REFERENCES Abramowicz M. A, 1990, MNRAS, 245, 733 Abramowicz M. A, 1992, MNRAS, 256, 710 Abramowicz M. A, 1993, in Ellis G., Lanza A, Miller J., eds, The Renaissance of General Relativity and Cosmology. Cambridge Univ. Press, Cambridge, p. 40 Abramowicz M. A, Lasota, J. P., 1974, Acta Phys. Pol., Ser. B, B5, 327 Abramowicz M. A, Lasota J. P., 1986, Am. J. Phys., 54, 936 Abramowicz M. A, Miller J. C., 1990, MNRAS, 245, 729 Abramowicz M. A, Prasanna A R., 1990, MNRAS, 245, 720 Abramowicz M. A, Szuszkiewicz E., 1993, Am. J. Phys., 61, 982 Abramowicz M. A, Carter B., Lasota J. P., 1988, Gen. Relativ. Gravitation, 20, 1173 6We take the opportunity to stress that this force has no Newtonian analogue, and is of 'gravo-magnetic', rather than inertial, type. 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