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British Journal of Rheumatology 1997;36:941±944 HLA-DRB1*04 SUBTYPES ARE ASSOCIATED WITH INCREASED INFLAMMATORY ACTIVITY IN EARLY RHEUMATOID ARTHRITIS C. SEIDL, U. KOCH,* T. BUHLEIER, R. FRANK,* B. MOÈLLER,* E. MARKERT,$ G. KOLLER-WAGNER,$ E. SEIFRIED AND J. P. KALTWASSER* Institute for Transfusion Medicine and Immunohematology, Red Cross Blood Donor Service Hessen, Frankfurt/Main, *Department of Rheumatology, Internal Medicine III, J-W Goethe University, Frankfurt/Main and $Sandoz AG, NuÈrnberg, Germany SUMMARY The sequence polymorphism of HLA-DRB1 molecules in 84 rheumatoid arthritis (RA) patients with early RA has been analysed to evaluate whether particular HLA-DR alleles in¯uence disease progression in the early stage of the disease. Clinical data were analysed by grouping the patients according to disease-associated haplotype combinations (DRB1*04,04/ DRB1*04,01/DRB1*04,X/DRB1*01,X) in comparison to patients who did not carry these haplotypes (DRB1*X,X). Our results indicate that patients with early RA who are homozygous for DRB1*04 exhibit an elevated in¯ammatory activity and an increase of joint aections. In addition, the amino acid polymorphism (QR/KRAA) at position 70±74 seems to aect the production of rheumatoid factors. These results support the role of HLA-DRB1 alleles in the pathogenesis of RA and indicate that patients with particular HLA-DRB1*04 haplotype combinations may require intensi®ed therapeutic interventions in the early stage of the disease to prevent disease progression. KEY WORDS: HLA, Human leucocyte antigen, Early rheumatoid arthritis, Genetics, Sequence analysis, Disease severity, HLA and disease association, Rheumatoid factor. (ACR) for in¯ammatory active RA as revised in 1987. The disease duration was between 6 and 36 months, median age at disease onset was 51.5 yr (range 25±65 yr). Fifty-two patients were seropositive and 32 were seronegative for rheumatoid factors (RFs). RHEUMATOID arthritis (RA) is a major representative of a large group of rheumatic diseases with autoimmune components [1]. The occurrence of RA is strongly associated with the expression of particular HLA-DRB1 alleles [2]. Despite dierences in the type of HLA-DRB1 alleles that are associated with RA in some ethnic groups, sequence studies have shown that the disease-associated HLA molecules share a common amino acid (AA) sequence in the third hypervariable region of the DRB chain (AA 67±74: LLEQRRAA or LLEQKRAA) [3]. These shared AA epitopes are the main structural part of a peptide binding pocket in the DR heterodimer [4, 5]. Recent studies revealed that patients who are homozygous for disease-associated HLA-DR haplotypes exhibit a more progressive form of the disease [6±10]. These studies were conducted on patients in a late and progressive stage of the disease. In the present study, we have analysed the HLA-DRB1 allele distribution among RA patients with a disease duration of 3 yr to investigate whether particular alleles already in¯uence disease progression in the early stage of the disease. Clinical and laboratory parameters Clinical and laboratory data of patients who were recruited by a multicentre study protocol (SIMERA, OL2 404-E-00, Sandoz AG) were recorded. In the present study, only those parameters re¯ecting the actual clinical status of the patient before entering the therapeutic protocol of the SIMERA study were used. All laboratory parameters were determined according to standard protocols in a central laboratory facility. From each patient radiographs of both hands (including ®nger and wrist joints), both forefeet and the chest were taken. Radiographs were evaluated using three X-ray scores: number of juxtaarticular erosions, number of eroded joints (possible score 0±32) and joint damage score (possible score 0±200), according to Larsen and Dale [11, 12]. In addition to the X-ray scores, joint aection was assessed by determining the Ritchie index [13]. Physical disability was determined by the Health Assessment Questionnaire (HAQ) [14]. PATIENTS AND METHODS RA patients and controls Eighty-four German RA patients (25 male/59 female) and 277 healthy blood donors were included in our study. All patients ful®lled the diagnostic criteria of the American College of Rheumatology Polymerase chain reaction (PCR) SSP typing of HLA-DRB1 alleles Genomic DNA was extracted from frozen (±208C) whole-blood samples anticoagulated with EDTA following the salting-out procedure [15]. HLA typing of patients for DRB1*01±DRB1*16 was conducted by PCR ampli®cation of genomic DNA using nested Submitted 22 July 1996; revised version accepted 2 April 1997. Correspondence to: J. P. Kaltwasser, Medizinische Klinik III, Bereich Rheumatologie, J-W Goethe UniversitaÈt, Theodor-Stern Kai 7, D-60596 Frankfurt, Germany. # 1997 British Society for Rheumatology 941 942 BRITISH JOURNAL OF RHEUMATOLOGY VOL. 36 NO. 9 heterozygote position. With this strategy, we were able to de®ne whether individuals were homozygous or heterozygous for DRB1 alleles. primer combinations. The ®rst round of ampli®cation consisted of two primer sets: one speci®c for exon 2 of all HLA-DRB genes and the second speci®c for the DRw52 allele group. Subsequently, a total of 19 PCR reactions was performed to determine the DRB1*01±DRB1*16 speci®cities. Primer sequences and PCR reaction conditions were chosen as described elsewhere [16]. Statistical methods The numbers of patients and controls positive for an allele were compared by the w2 test or Fisher's exact test. The level of signi®cance was set to 0.05 and P values were corrected (Pc) for the number of comparisons. The relative risk (RR) was calculated as described by Woolf [17]. Clinical data were analysed using the Kruskal±Wallis test (Statistical Software Program SPSS, release 6.01, SPSS Inc., Chicago, IL, USA). Sequence-based analysis of HLA-DRB1 alleles Individuals carrying RA-associated DRB1 alleles (DRB1*01, DRB1*04, DRB1*10 and DRB1*14) were analysed by sequence-based typing. Sequencebased typing was performed by PCR ampli®cation using the same strategy as for HLA-SSP typing, but including one biotinylated primer in the nested PCR reactions. Subsequently, single-stranded DNA was generated by magnetic separation with streptavidincoated magnetic beads (Dynabeads M-280, Dynal A.S., Norway) that bound to the biotin-labelled PCR product. Sequencing reactions were performed including ¯uorescence-labelled dideoxynucleotides according to standard protocols (PRISM T7 Sequencing kit, Applied Biosystem Division, Perkin-Elmer, Foster City, CA, USA). Sequence analysis was conducted on a 373A automated DNA sequencer (Applied Biosystem Division, Perkin-Elmer) using the Sequence EDITOR2 and NAVIGATOR2 software (Applied Biosystem Division, Perkin-Elmer). Sequence ambiguities of heterozygote samples were de®ned by comparing the ¯uorescence intensities of the two dierent dideoxynucleotides at each RESULTS Sequence analysis revealed the characteristic restriction of particular DR4 subtypes in Caucasian RA patients to the subtypes DRB1*0401/04/05/08 (Table I). Only HLA-DRB1*0401 was signi®cantly increased in the patient group (P < 10 ±8) and there was no signi®cant increase in HLA-DR4 homozygotes given the increased frequency of DRB1*04 alleles in the patient group overall. In order to evaluate the in¯uence of HLA-DRB1 allele combinations on disease progression, patients were grouped according to the HLA-DRB1 alleles associated with RA. Patients who did not carry either of these alleles were grouped separately and are referred to as DRB1*X,X. The majority of RA patients expressed either the DR1 or the DR4 allele TABLE I Frequencies of HLA-DRB1 alleles in RA patients and controls (CO) DRB1* 01 0101/02 0103 15 16 03 04 0401 0402 0403 0404 0405 0406 0407 0408 0409 11 12 13 14 07 08 09 10 RA (N = 84) CO (N = 277) Antigen gene frequency N (%) N (%) Antigen gene frequency N (%) N (%) 28 27 1 20 4 18 49 42 3 2 5 7 1 9 4 9 4 3 4 (33.3) (33) (1.2) (23.8) (4.8) (21.4) (58.3) (50) 0 0 (3.6) (2.4) 0 0 (6.0) 0 (8.3) (1.2) (10.7) (4.8)$ (10.7) (4.8) (3.6) (4.8) 28 27 1 21 4 18 56 46 ±, P > 0.05. $All RA patients were typed as DRB1*1401. 3 2 5 7 1 9 4 9 4 3 4 (16.7) (16) (0.6) (12.5) (2.4) (10.7) (33.3) (27.4) 0 0 (1.8) (1.2) 0 0 (0.3) 0 (4.2) (0.6) (5.4) (2.4)$ (5.4) (2.4) (1.8) (2.4) 62 61 1 69 16 59 57 38 1 3 4 1 2 6 2 2 72 10 58 9 69 14 5 12 (22.4) (22) (0.4) (24.9) (5.8) (21.3) (20.6) (13.7) (0.4) (1.1) (1.4) (0.4) (0.7) (2.2) (0.7) (0.7) (26.0) (3.6) (20.9) (3.2) (24.9) (5.1) (1.8) (4.3) 66 65 1 75 16 64 62 41 1 3 4 1 2 6 2 2 76 11 65 10 76 15 5 13 (11.9) (11.2) (0.2) (13.5) (5.8) (11.6) (11.2) (7.4) (0.2) (0.5) (0.7) (0.2) (0.4) (1.1) (0.4) (0.4) (13.7) (2.0) (11.7) (1.8) (13.7) (2.7) (0.9) (2.3) Pc RR ± ± ± ± ± ± <10±8 <10±8 ± ± ± ± ± ± ± ± ± ± ± ± ± ± ± ± 1.48 1.41 ± 0.91 0.82 0.92 3.97 4.72 ± ± 2.5 ± ± 0.0 8.47 ± 0.27 0.30 0.43 1.33 0.36 0.88 2.0 1.02 943 SEIDL ET AL.: HLA-DRB1 AND INFLAMMATORY ACTIVITY IN RA TABLE II Clinical and laboratory characteristics of RA patients according to HLA-DRB1 alleles DRB1* Patients ESR CRP RF value Larsen score Ritchie index HAQ index 04,04 n=7 04,01 n = 10 04,X n = 32 01,X n = 18 X,X n = 17 60 (36±80) 71 (36±106) 446 (226±787) 28 (4±44) 22 (20±29) 1.75 (1.0±2.0) 33 (24±46) 14 (7±42) 80 (25±165) 24 (1.5±33.5) 17 (13±22) 1.13 (0.94±1.53) 30 (16±48) 8 (5±23) 113 (25±268) 26 (13.5±41.3) 14 (10±24) 1.0 (0.53±1.38) 36 (17±56) 7 (3±53) 34 (20±193) 17 (10.8±37.8) 15 (12±20) 0.75 (0.59±1.03) 45 (23±63) 16 (6±42) 20 (20±78) 17 (6.5±42) 17 (12±24) 1.13 (0.5±1.19) P 0.045 0.02 0.015 n.s. <0.1 0.07 Values are given as median with 0.25/0.75 quartiles. (79.7%). The analysis of the clinical data from our patients according to these allele groups did exhibit a signi®cant increase of RF in patients carrying allele combinations with the QR/KRAA motif on both haplotypes (16.6% vs 3.6%, P < 0.01) or on one haplotype (25% vs 13.1%, P < 0.05) in comparison to patients without the QR/KRAA motif (7.2% vs 13.1%). Similar results were obtained when C-reactive protein (CRP) values and erythrocyte sedimentation rate (ESR) were compared between the dierent DRB1 allele combinations (Table II). DRB1*04 homozygous patients had signi®cantly increased CRP or ESR values when compared to DRB1*04 heterozygous or DRB1*04/01 negative patients. These data indicate that DRB1 alleles in¯uence the level of disease activity in RA. In this respect, we were also interested to study whether the genetic heterogeneity might be re¯ected in an increased incidence of erosions or extra-articular manifestations. Erosions were observed in the majority of early RA patients (78.6% vs 21.4%), but patients who carry the DRB1*04 or DRB1*01 alleles did not exhibit an increase in the incidence of erosions or in the severity of erosive destruction as determined by the evaluation of X-ray scores according to Larsen (Table II). Since severe erosive destructions are unlikely to occur in the early stage of the disease, we also evaluated two indexes (Ritchie and HAQ). In comparison to radiographic data, these indexes are questionnaire measures for joint aection and physical disability, and may provide more sensitive information in the early stage of the disease regarding the long-term natural history of RA. The results of this analysis demonstrated a tendential (P < 0.1) increase of both indexes in the group of DRB1*04 homozygous RA patients (Table II). This tendential increase is slightly more prominent for the HAQ index, which may be due to the fact that in comparison with the Ritchie index the HAQ index uses a questionnaire to de®ne the overall functionality of the patient, whereas the Ritchie index only includes the number of painful/tender joints. In contrast to the evaluation of disease progression, the analysis of extra-articular disease manifestations, as de®ned by the occurrence of s.c. nodules, vasculitis or secondary SjoÈgren's syndrome, did not reveal any association for particular DRB1 allele combinations. Extra-articular manifestations were observed only in 11 (13.0%) of these early RA patients. DISCUSSION In the present study, we have analysed the HLADRB1 allele distribution among patients with early manifestation of the disease. The HLA-DRB1*04 allele frequency was clearly increased in patients with elevated levels of CRP and ESR. Furthermore, the majority of patients carrying the disease-associated HLA alleles DRB1*04 and DRB1*01 produced RFs. The variation of these laboratory parameters may re¯ect an increased in¯ammatory and autoimmune activity among DRB1*04- and DRB1*01-positive RA patients. In this respect, our observation supports the pathogenetic function of particular AA residues in the third hypervariable region for RA. In contrast to previous studies, we did not observe a signi®cant increase in the incidence or severity of erosions among patients carrying arthritogenic alleles [10, 18, 19]. In particular, patients who express shared AA epitopes on both haplotypes (DRB1*04,04 or DRB1*04,01) did not exhibit an increased risk of developing erosions. This discrepancy is most likely due to the very early phase of the disease course (<3 yr) in our patient cohort. Thus, not all patients in our study might have developed erosions at this early phase of the disease course that could be veri®ed by X-ray examination. The elevated indexes for joint aection (Ritchie) and physical disability (HAQ) among DR4 homozygous RA patients may, however, re¯ect the genetic predisposition to mount an elevated autoimmune response. These indexes assess the joint aection by either evaluating the tenderness of joints or by using a questionnaire to evaluate individual disabilities. Thus, in contrast to the evaluation of the radiological joint damage as de®ned by the Larsen score, the 944 BRITISH JOURNAL OF RHEUMATOLOGY VOL. 36 NO. 9 Ritchie and HAQ indexes also assess in¯ammatory reactions that aect the joints and have not yet led to erosive alterations [11±14, 20]. In this respect, the increase in these indexes among RA patients who express alleles carrying shared AA on both haplotypes supports the pathogenetic concept that an increased cell surface expression of particular alleles results in a higher susceptibility for severe autoimmune reaction. The increased in¯ammatory reactivity that we observed in early RA patients may re¯ect the stronger response of genetically predisposed RA patients to putative autoantigens. In this respect, our data support the role of HLADRB1*04 as the most potent allele in the determination of disease severity among RA patients. Patients who carry this allele are already in the early stage of the disease, characterized by an increased in¯ammatory reactivity that may indicate an elevated risk of developing a more progressive type of the disease. ACKNOWLEDGEMENTS The authors would like to thank Dr Prestele (Sandoz AG, Basel, Switzerland) for preparing the computerized clinical data set and Dr Laasonen for performing the radiological evaluation. The authors are also indebted to the colleagues of the rheumatology departments who collected clinical data on RA patients for this study: Abt. Rheumatologie, Medizinische Hochschule Hannover (Zeidler); Rheumaklinik, Klinikum Berlin-Buch (GromnicaIhle); Rheumaklinik Rappenau (Bolten), Institut fuÈr Immunologie, UniversitaÈtsklinikum Erlangen (Manger), Abt. Rheumatologie, Seehospital Cuxhaven (KaÈstner), Schloûparkklinik Berlin (Alten); Abt. Rheumatologie, Klinikum der Alberts-LudwigsUniversitaÈt Freiburg (Peter); Klinik fuÈr Rheumakranke Bad Kreuznach (Dreher); Klinik Niedersachsen Bad Nenndorf (Becker-Capeller); Rheinisches Rheumazentrum St Elisabeth-Hospital Meerbusch-Lank (Langer); Marburg (MuÈllerBrodmann); Abt. Innere medizin Rotes-KreuzKrankenhaus Bremen (Botzenhardt); Abt. 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