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ABO’S OBJECTIVE GRADING SYSTEM APPLIED TO THE ANDREWS CAST SAMPLE Cristiana Vieira de Araújo, D.D.S. An Abstract Presented to the Faculty of the Graduate School of Saint Louis University in Partial Fulfillment of the Requirements for the Degree of Master of Science in Dentistry 2009 Abstract Purpose: This study investigated the scores obtained according to the ABO’s Objective Grading System from a sample of casts of untreated individuals who would not benefit from orthodontic treatment, to verify if “Board quality” occlusions are spontaneously achievable or not, as well as in which of the categories measured the most points were deducted to indicate where most discrepancies take place naturally. Materials and Methods: The ABO’s OGS was used to measure 106 cast sets of study models (panoramic radiographs were not used) from the Andrews Education and Research Foundation, by the investigator calibrated by an ABO examiner. No panoramic radiographs were measured. The total number of deducted points determined whether a case is said to have “passed” or not the certification exam. The total deducted points dictated the grouping of cases. According to the OGS, case reports from which 19 or fewer points are deducted usually “pass”, case reports from which 30 or more point are deducted usually “fail”, and cases from which 20 to 29 points are deducted are generally “undetermined” to pass. The descriptive statistics tests showed abnormal distribution of the scores, indicating the need of nonparametric tests and correlation tests to assess each component’s weight towards the total deductions. Mann-Whitney and Spearman’s tests were respectively used. Results: The total deductions ranged from 6 to 39 points, with a total mean deduction of 17.2 points (SD 5.5). Seventy seven cases “passed” with a mean deduction of 14.7 (SD 3.2); two cases failed [mean deduction of 37.0 (SD 2.0)] and 27 cases fell into the “undetermined” category, with a mean deduction of 23.0 (SD 2.78). ‘Overjet’ contributed the most to the overall total deductions. In the “passed” group, occlusal relationships weighted the most towards the total deductions and in the “undetermined” group, mandibular buccolingual inclinations had significant weight. Conclusions: “Board quality” occlusions may be observed naturally. There are significant differences in the frequencies of the spontaneously occurring discrepancies, most of which do not display a normal distribution. The total of deducted points, however, may not reflect the true severity of the discrepancies in a given case, since the data used with this system is of ordinal nature, and the discrepancies are not translated into values, but categories. ABO’S OBJECTIVE GRADING SYSTEM APPLIED TO THE ANDREWS CASTS SAMPLE Cristiana Vieira de Araújo, D.D.S. A Thesis Presented to the Faculty of the Graduate School of Saint Louis University in Partial Fulfillment of the Requirements for the Degree of Master of Science in Dentistry 2009 COMMITTEE IN CHARGE OF CANDIDACY: Assistant Professor Donald R. Oliver, Chairperson and Advisor Assistant Clinical Professor Patrick F. Foley Adjunct Associate Professor Kirk D. Satrom i To my parents. ii ACKNOWLEDGEMENTS The following individuals need to be acknowledged, for without their help, this project would not have been possible: Dr. Oliver for his guidance, infinite support and thoughfulness, Dr. Behrents for his insight, Dr. Foley for his guidance, kindness and expertise, Dr. Satrom for his time and comments, Dr. Andrews for his imense generosity and hospitality, Dr. Buschang for his statistic assistance and comments, Dr. Tako Araújo for his comments, suggestions and support, Drs. Sara Wolfe and Yi-Ping Liu for their friendship, support and endless patience. iii TABLE OF CONTENTS List of Tables …………………...….……………………………………………….…… v List of Figures ..…………………………………………….……………….……….…viii CHAPTER 1: INTRODUCTION ……………………………………………………….. 1 CHAPTER 2: REVIEW OF THE LITERATURE Normocclusion …..………….………………………… ………… 3 Malocclusions Angle’s Classification .…………………………………….… 7 Severity of malocclusions …………….……………….…..… 9 The PAR Index ……………………………………………. 12 ABO’s Discrepancy Index ………………………….……... 13 Evaluation of Treatment of Malocclusions …….………….….… 14 ABO’s Objective Grading System ………………………... 16 References ……………………………...….………………………… 26 CHAPTER 3: JOURNAL ARTICLE Abstract ……………………………………………………………… 28 Introduction ……………………………….…………………….…… 30 Materials and Methods ………………………………………...….…. 32 Results ……………………………………………………………..… 36 Discussion …………………………………………………………… 46 Conclusions ………………………………………………………..… 50 Literature Cited ……………………………………………………… 52 Appendix A: Figures ………………………………………………………..………..… 53 Appendix B: Tables ………………………………...………………………………..… 67 Vita Auctoris …………………...…………….…………………………………..…. . 107 iv LIST OF TABLES Table 2.1: Qualitative methods of recording malocclusion …………………………... 10 Table 2.2: Quantitative methods for recording malocclusion ……………………….. 11 Table 3.1: Descriptive statistics and distribution of the “passed” group …………… . 40 Table 3.2: Descriptive statistics and distribution of the “undetermined” group .......… 42 Table 3.3: Nonparametric statistics test results between the “passed” and “undetermined” groups ……………………………………………………………………….. 43 Table 3.4: Mann-Whitney’s Ranks for the “Passed” and “Undetermined” Groups … 44 Table 3.5: Descriptive statistics and distribution of entire sample ………………...... 45 Table B1: Intra-examiner Pearson’s correlation ……………………………………… 67 Table B.2: Spearman’s correlations between the Alignment and Rotations (maxillary) and the other components for the entire sample ……………….…….… 68 Table B.3: Spearman’s correlations between the Alignment and Rotations (mandibular) and the other components for the entire sample ….…………………..… 69 Table B.4: Spearman’s correlations between the Marginal Ridges (maxillary) and the other components for the entire sample ……………………..….……… 70 Table B.5: Spearman’s correlations between the Marginal Ridges (mandibular) and the other components for the entire sample ……………….……………..… 71 Table B.6: Spearman’s correlations between the Buccolingual Inclinations (maxillary) and the other components for the entire sample ………….…….……… 72 Table B.7: Spearman’s correlations between the Buccolingual Inclinations (mandibular) and the other components for the entire sample ….………………..…… 73 Table B.8: Spearman’s correlations between the Overjet and the other components for the entire sample ………………………………………………...……… 74 Table B.9: Spearman’s correlations between the Occlusal Contacts (maxillary) and the other components for the entire sample …………..…………….……… 75 Table B.10: Spearman’s correlations between the Occlusal Contacts (mandibular) and the other components for the entire sample ……………….…………… 76 v Table B.11: Spearman’s correlations between the Occlusal Relationships and the other components for the entire sample ……………….…………………...… 77 Table B.12: Spearman’s correlations between the Interproximal Contacts (maxillary) and the other components for the entire sample ……………….…… … 78 Table B.13: Spearman’s correlations between the Interproximal Contacts (mandibular) and the other components for the entire sample ….…………………..… 79 Table B.14: Spearman’s correlations between the Total Points Deducted and the other components for the entire sample ………………………...…….……… 80 Table B.15: Spearman’s correlations between the Alignment and Rotations (maxillary) and the other components for the “passed” group …..………….……… 81 Table B.16: Spearman’s correlations between the Alignment and Rotations (mandibular) and the other components for the “passed” group ….….… 82 Table B.17: Spearman’s correlations between the Marginal Ridges (maxillary) and the other components for the “passed” group …………………..…..……… 83 Table B.18: Spearman’s correlations between the Marginal Ridges (mandibular) and the other components for the “passed” group …………….…….……… 84 Table B.19: Spearman’s correlations between the Buccolingual Inclinations (maxillary) and the other components for the “passed” group ……….……..……… 85 Table B.20: Spearman’s correlations between the Buccolingual Inclinations (mandibular) and the other components for the “passed” group …..…… 86 Table B.21: Spearman’s correlations between the Overjet and the other components for the “passed” group ……………………………………………...…….… 87 Table B.22: Spearman’s correlations between the Occlusal Contacts (maxillary) and the other components for the “passed” group ….……..…………….……… 88 Table B.23: Spearman’s correlations between the Occlusal Contacts (mandibular) and the other components for the “passed” group …………….………….… 89 Table B.24: Spearman’s correlations between the Occlusal Relationships and the other components for the “passed” group ……..……….…………………...… 90 Table B.25: Spearman’s correlations between the Interproximal Contacts (maxillary) and the other components for the “passed” group ……………….…….. 91 Table B.26: Spearman’s correlations between the Interproximal Contacts (mandibular) and the other components for the “passed” group ……………………… 92 vi Table B.27: Spearman’s correlations between the Total Points Deducted and the other components for the “passed” group ……………………...…….….….… 93 Table B.28: Spearman’s correlations between the Alignment and Rotations (maxillary) and the other components for the “undetermined” group ……….……… 94 Table B.29: Spearman’s correlations between the Alignment and Rotations (mandibular) and the other components for the “undetermined” group .. 95 Table B.30: Spearman’s correlations between the Marginal Ridges (maxillary) and the other components for the “undetermined” group …..………..….……… 96 Table B.31: Spearman’s correlations between the Marginal Ridges (mandibular) and the other components for the “undetermined” group …...….…………… 97 Table B.32: Spearman’s correlations between the Buccolingual Inclinations (maxillary) and the other components for the “undetermined” group …...….……… 98 Table B.33: Spearman’s correlations between the Buccolingual Inclinations (mandibular) and the other components for the “undetermined” group ………………………………………….. 99 Table B.34: Spearman’s correlations between the Overjet and the other components for the “undetermined” group ………………………..………….............… 100 Table B.35: Spearman’s correlations between the Occlusal Contacts (maxillary) and the other components for the “undetermined” group …………….….….… 101 Table B.36: Spearman’s correlations between the Occlusal Contacts (mandibular) and the other components for the “undetermined” group …….……...….… 102 Table B.37: Spearman’s correlations between the Occlusal Relationships and the other components for the “undetermined” group ..…….…………………..... 103 Table B.38: Spearman’s correlations between the Interproximal Contacts (maxillary) and the other components for the “undetermined” group ……….……. 104 Table B.39: Spearman’s correlations between the Interproximal Contacts (mandibular) and the other components for the “undetermined” group …………….. 105 Table B.40: Spearman’s correlations between the Total Points Deducted and the other components for the “passed” group ……………………...…………… 106 vii LIST OF FIGURES Figure 2.1: The American Board measuring gauge ……………………………..,…… 17 Figure 2.2: Updated summary of the Objective Grading System’s criteria and pertinent deductions ……………………………………………….……. 24 Figure 3.1: ABO cast-radiograph evaluation form …………………………………… 34 Figure 3.2: Grouping according to scores for entire sample ……………….……… 35 Figure 3.3: Mean deductions from each component for both groups .. ..…………….. 37 Figure A.1: Frequency of total points deducted ……………………………………… 53 Figure A.2: Frequencies of points deducted from maxillary “alignment and rotations” …………………………….………….…..… 54 Figure A. 3: Frequencies of points deducted from mandibular “alignment and rotations” …..……………………………………..…..… 55 Figure A.4: Frequencies of points deducted from maxillary “marginal ridges” ……………………………………………………..… 56 Figure A.5: Frequencies of points deducted from mandibular “marginal ridges” ……………………….……………………………… 57 Figure A.6: Frequencies of points deducted from maxillary “buccolingual inclinations” ……………………………………….….… 58 Figure A.7: Frequencies of points deducted from mandibular “buccolingual inclinations” ……………………………………….….… 59 Figure A.8: Frequencies of points deducted from “overjet”………..………………… 60 Figure A.9: Frequencies of points deducted from “occlusal relationship”………………………………………..………… 61 Figure A.10: Frequencies of points deducted from maxillary “occlusal contacts” ……………………………………………………… 62 Figure A.11: Frequencies of points deducted from mandibular “occlusal contacts” …..……………………………………….…..……… 63 viii Figure A.12: Frequencies of points deducted from maxillary “interproximal contacts” ………..…………………………….…….....… 64 Figure A.13: Frequencies of points deducted from mandibular “interproximal contacts” ……….………………………..…….………… 65 Figure A.14: Mean deduction per component grouped according to their final score: “passed” vs. “undetermined” ………………………….………………... 66 ix CHAPTER 1: INTRODUCTION An understanding of normality assists one to recognize abnormalities and quantify the degree of their severity, indicating what goals are to be attained in order to achieve the result most approximate to normal standards. An original sample of 120 sets of casts from untreated individuals was gathered and described by Andrews1 as “nonorthodontic normal models”. They all displayed straight teeth (in spite of not having had orthodontic treatment), pleasant looks, “generally correct” bites and, in the author’s judgment, “would not benefit from orthodontic treatment.” All of these casts also displayed six common features that the author described as “the keys to normal occlusion”. The sample was further referred to in the study as “the best in nature”. Excellence in treatment finishing constitutes one of the fundamental goals of orthodontics, which is to establish or reproduce a normal, healthy occlusion. During all stages of treatment one should keep these goals in mind, providing a protected occlusion, better aesthetics (both dental and facial), good periodontal health and long-term stability, which are correlated to proper finishing.2 Proper finishing of orthodontic cases can be evaluated by a number of systems developed for that purpose, and if done routinely in practice, may provide the orthodontist with the chance to conduct self-assessment of his or her own work and, hopefully, with it, opportunities to improve constantly. If one does not implement systematic clinical protocols, one risks providing patients with incomplete or even unsatisfactory treatment outcomes.3 1 The American Board of Orthodontics (ABO) has set standards that serve as guidelines for adequate treatment finishing. Since 1999, it has implemented its Objective Grading System (OGS) in Part III of the examination of orthodontists applying for certification or re-certification. This system targets final panoramic radiographs and casts utilizing calibrated examiners and a specially developed gauge for evaluating alignment, marginal ridges, buccolingual inclination, occlusal relationship, occlusal contacts, overjet and interproximal contacts (on the casts) and root parallelism (on the panoramic x-ray). These criteria are used to determine if the candidate possesses adequate clinical skills to be certified.2 If the above mentioned criteria for “Board-quality” treated cases are applied to patients who do not need treatment, one would assume the scores to be satisfactory for “passing”. Would untreated normal occlusions, evaluated under the ABO’s OGS, obtain “passing” scores? What criteria would hold the greatest range in results? What criteria would weight the most towards the total? 2 CHAPTER 2: REVIEW OF THE LITERATURE Normocclusion Angle,4 the first to create a systematic classification for malocclusions, stated that it was essential for one who intended to correctly diagnose malocclusion to be educated regarding normocclusion. The familiarity with “normal or ideal occlusion of teeth” (along with “normal facial lines”) should be such that one has these concepts “so fixed in the mind as to form the basis from which to reason, and to intelligently note all deviations from the normal”, otherwise taking the risk of conducting treatment as “the merest empiricism”.4 In his description of “ideal” occlusion, Angle4 presented figures from which the reader should observe the “graceful curve” described by the teeth in the arches, as those teeth are “arranged as to be in the greatest harmony with their fellows in the same arch, as well as with those in the opposite”.4 The author perceived the relative position of first molars as being the “key” to occlusion. For normal occlusion to occur, the first molars had to be arranged so that “the mesio-buccal cusp of the upper first molars received in the sulcus between the mesial and distal buccal cusps of the lower, with the slight overhanging of the upper teeth bringing the buccal cusps of the bicuspids and molars of the lower jaw into mesio-distal sulci of their antagonists, while the upper centrals, laterals, and cuspids overlap the lower about one-third the length of their crowns”. Angle4 also believed that each individual tooth’s structural morphologies was developed in order to make “occlusion the one grand object, (…) that they may best serve the purpose for which they were designed, – namely, the cutting and gridding of the food.” It was his 3 perception that any “irregularities” would disturb the function and aesthetics of this mechanism.4 Haeger et al.5 developed an index for morphologic evaluation of dental relationships. The Ideal Tooth Relationship Index (ITRI) was based on the visual inspection for occlusal analysis according to the inclined planes, interproximal contacts, occlusal contacts and the cusp to marginal ridges relationships, of 92 sets of casts of orthodontic patients, at different times. The authors then presented a percentile quantification of the ideal dental relationships found in the population studied: the initial ITRI mean was 26%, improving to 52% at the end of treatment and continuing to improve up to a mean of 59% during and after the observed retention period. Additionally, they acknowledged the ITRI as a useful tool for analysis of assessment of treated occlusions, closer to normal, and not the most adequate one for assessing the severity of initial malocclusions, even suggesting indices such as the Occlusal Feature Index, Treatment Priority Index, Handicapping Malocclusion Assessment Record as “better” alternatives for the latter purpose. According to this study, treated cases present a higher percentile of ITRI than naturally occurring good occlusions.5 In the classic article “The six keys to normal occlusion,” Andrews1 acknowledges Angle’s “key” first molars occlusion concept as a guideline for orthodontic diagnosis, not as “sine qua non of proper occlusion”. From observations in the clinical environment and orthodontic meetings, Andrews1 noted that even occlusions displaying the mesiobuccal cusp of the upper first permanent molars occluding with the mesiobuccal groove of the lower permanent first molars, hence displaying the “vital cusp-embrasure relationship” still exhibited other “inadequacies” after orthodontic treatment. 4 Over a period of four years, Andrews1 gathered a sample of 120 sets of models of untreated individuals, which he considered to be “nonorthodontic normal models”. The entire sample displayed straight teeth in spite of not having had orthodontic treatment, was pleasant looking and had “generally correct” bites. In his judgment, the occlusions in the sample “would not benefit from orthodontic treatment”, and he further referred to those cases as “the best in nature”. More detailed observations, led the author to the conclusion that the sample shared six common features. These features were: 1) Molar relationship - not only Angle’s “key” relationship had to be present, but the distal surface of the distobuccal cusp of the upper first permanent molar had “to contact and occlude with the mesial surface of mesiobuccal cusp of the lower second molar. The mesiodistal cusp of the upper first permanent molar fell within the groove between the mesial and middle cusps of the lower first permanent molar”, while the canines and premolars should present buccal cusp-embrasure and lingual cusp-fossa relationships. According to Andrews,1 even with Angle’s buccal molar relationship present it is possible for abnormal occlusion to occur. 2) Crown angulation - the term ‘angulation’ was used to describe the desired mesiodistal “tip” the crowns displayed along their long axis – not the teeth’s, crowns’ only – so their occlusal portions were mesial to their gingival ones, and it is suggested the degree of crown tipping displayed, especially in the maxillary anterior teeth – due to the longer crowns, which dictates the amount of space teeth take up, therefore, influencing the posterior occlusion. 5 3) Crown inclination – the term designated the buccolingual or labiolingual inclinations – or crown “torque”. They vary according to the functional morphology of particular groups of teeth. 4) Rotations – they were absent. 5) Spacing – no spacing was observed. 6) Curve of Spee - all the casts to display a flat or mild Curve of Spee. Later, Andrews1 compared the untreated sample to another, referred to as “the best in treatment results”— 1150 sets of final models from orthodontically treated patients, displayed in orthodontic meetings and conferences. The above mentioned features found in all the untreated cases from the sample were then validated: the presence of all six of them constituted normal occlusions and the absence of even one of them constituted a “defect predictive of an incomplete end result” in the treated sample. Again, in his view, the sample designated as “best in nature” would not have any benefits from orthodontic treatment.1 His observations later led him to the development of the Straight Wire Appliance, in which the brackets were “preprogrammed” to position the teeth closer to the ideal values previously obtained from his “naturally excellent occlusion” sample, rather than the bends made in the wire determining their position. Some of the advantages of this approach, in his view, included greater consistency and exactness in the results, “optimizing” the later, bringing the end of an orthodontic case closer (and faster) to ideal occlusion.6 Tahir et al.7 using the ITRI, in a retrospective study, evaluated the treatment outcome of 90 ABO cases and compared, among other aspects, their occlusal changes to 147 naturally occurring good-to-excellent occlusions from the Andrews Foundation for 6 Education and Research. The treated sample displayed a marked increase in the percentage of ideal tooth relationships, surpassing the Andrews sample “group scores in all areas, except for anterior interarch relationships”, even though their study’s prediction was that the treated sample scores “would approach but fall short” of the “best in nature sample”. The Andrews sample mean total score was 47% (SD 9.98) and the ABO’s sample, 64.5% (SD 8.58). The authors, however, stated the probability of a selection on cases for the ABO, which could have influenced their higher scores, since the pattern of distribution of the scores was very similar: anterior relationships scored higher than posterior, buccal relationships higher than lingual relationships on the posterior segments and anterior intraarch relations scored the highest. In theory, the 100% “perfect” ITRI occlusion is possible, but rarely observed, neither as treatment result nor spontaneously.7 Malocclusions Angle’s classification of malocclusions Once Angle suggested the relationships present in a normal occlusion, he saw the necessity in a “definite nomenclature” in orthodontics, stating it to be just as necessary as in anatomy. The development of a classification system for malocclusions came to him as a response to what he conceived as being “totally inadequate”, since they were indefinite, not accurately indicating what needed to be addressed in order to correct the malpositioning of teeth. Angle then suggested the classification of the seven possible “malpositionings” (buccal, labial or lingual occlusion, mesial or distal occlusion, infra or supra-occlusion and torso occlusion – teeth rotated on along their axis) and their combinations to be as follows: 7 1) Class I: the relative sagittal positioning of the arches is correct (first molars may display transverse malpositioning, though) and the irregularities are usually displayed in the anterior segments of the arches, with great variation, involving from a single tooth up to both whole arches. 2) Class II: abnormal relative sagittal positioning of the arches, in which all mandibular teeth are distally placed compared to normal, resulting in disharmony of the anterior region of the arches. This malocclusion can be classified into two distinct divisions, and these have yet a subdivision each: . Class II First division – Elongated and tapered upper arch with protrusive incisors (…). Its subdivision presents itself with the same, but less severe features of the First division, since only one of the sides is in distal occlusion. . Class II Second division – Upper incisors retruded, with crowding (“bunching”) in a “slightly narrowed” upper arch. Its subdivision is just as the described for the First division subdivision. 3) Class III: abnormal sagittal positioning of the jaws, in which “all the lower teeth” occlude mesially to normal by “the width of one bicuspid, or even more in extreme cases”. The teeth can be relatively aligned to displaying “considerable bunching and overlapping, especially in the upper arch”, the lower anterior segment is often retroclined. If the mesial occlusion to normal is only observed in one of the sides of the arches, it is considered a subdivision case and, therefore, less severe.4 8 The author briefly describes the possibility of yet another category, which displays one side in mesial and the other in distal occlusion to the normal, but he acknowledges its extreme rarity, and therefore, being unnecessary to describe it into greater detail.4 Severity of malocclusions Even with Angle’s own remarks about room for improvement of his classification system, along with innumerous critiques, due to its simple objectivity and its aim – prescribing treatment – it is, to date, since its first publication in 1899, the “standard” orthodontic classification, being widely used and accepted system worldwide.8 Tang and Wei8 reviewed the pertinent literature regarding methods of recording and measuring malocclusions, divided into either qualitative or quantitative ones. Their summaries for the divisions and comparisons among the methods are displayed on Tables 2.1 and 2.2. The authors compare and indicate the shortcomings of the various methods from both types, pointing out the Occlusal Index (OI) as the least biased one and with the highest correlations with clinical standards and with validity over time. The Grade Index Scale for Assessment of Treatment is also described: a Swedish grading system based on a deduction point system which can allocate the patients from very urgent need to little need, but according to them, the criteria used was vague. At the time of this comparison, few studies had been conducted using the Index of Orthodontic Treatment Need (IOTN), in which a combination of dental health components (traits to which are attributed “longevity and satisfactory functioning of the dentition”) with five grades and a aesthetic 9 scale (in which 10 points are associated with the series of attractiveness-ratedphotographs that illustrate it). They found that this index had satisfactory validity and reproducibility, but had not been applied to diverse populations.7 Table 2.1: Qualitative methods of recording malocclusion (modified from Tang and Wei7) Author Year Features Angle 1899 Stallard 1932 McCall 1944 Sclare 1945 Fisk 1960 Björk, Krebs and Solow 1964 Proffit and Ackerman 1973 WHO/FDI 1979 Kinaan and Bruke 1981 Classification of molar relationship interpreted guideline and as a prescription for treatment. General dental status, including some malocclusion symptoms, but without specific definitions of the later items Recorded malocclusion “symptoms”: molar relationship, post. cross-bite, ant. crowding, rotated incisors, excessive overbite, open bite, labial or lingual version, tooth displacement, constriction of arches, but no definition of the symptoms were specified, and the recording was gradually undiscerning, being entered in an “allor-none” fashion Specific malocclusion “symptoms” recorded: Angle’s molar classification, arch constriction with or without incisor crowding, upper protrusion with or without incisor crowding, upper constriction without incisor crowding, labial prominence of canines, lingually placed incisors, rotated incisors, crossbite, open bite and close bite. Classification into the four dimensions of malocclusions, since dental age was used for grouping patients (time) and the three planes of space were observed: 1) Sagittal relationship: Angle’s classification, ant. Crossbite and overjet; 2) Transverse relationship: post. cross-bite (max. teeth occluding either lingually or buccally to mand.); 3) Vertical relationship: overbite (+ or -) Objective registration of malocclusion symptoms based on detailed definitions. Computerized analysis of data. Possessed 3 parts: 1) Anomalies in the dentition: tooth anomalies, abnormal eruption, malalignment of individual teeth; 2) Occlusal anomalies: deviations in the positional relationship between upper and lower dental arches in all three planes; 3) Deviations in space conditions: spacing or crowding Five-step protocol for assessing malocclusions (no definite criteria was given): 1) Alignment: Ideal, crowding, spacing, mutilated; 2) Profile: mandibular prominence or recession, lip profile to nose and chin (convex, straight, concave); 3) Crossbite: inter-arch relationship in the transverse plane; 4) Angle’s sagittal plane classification; 5) Bite depth: inter-arch vertical relationships Five major groups of items were recorded, under well defined recording criteria: 1) Gross anomalies; 2) Dentition: agenesis, supranumerary, malformed incisor, ectopic eruption; 3) Space conditions: diastema, crowding, spacing 4) Occlusion: a. incisal segment: max. overjet, mand. overjet, cross-bite, overbite, midlines OR b. lateral segment: sagittal relations, open bite, post. cross-bite; 5) Orthodontic treatment need judged subjectively: not necessary, doubtful, necessary, urgent. Five characteristics measured: 1) Overjet; 2) Overbite; 3) Post. cross-bite (# of teeth in cross-bite, uni or bilateral); 4) Buccal segment crowding or spacing; 5) Incisal segment alignment (acceptable, crowed, spaced, displaced, or rotated, following defined criteria) 10 Table 2.2: Quantitative methods for recording malocclusion (modified from Tang and Wei7) Author Year Features Massler and Frankel 1951 Malalignment index by Vankirk and Pennell Handicapping labiolingual deviation index by Draker 1959 Occlusal feature index by Poulton and Aaronson Malocclusion severity estimate (MSE) by Grainger 1961 Occlusal index (OI) by Summers 1966 Treatment priority index (TPI) by Grainger 1967 Handicapping malocclusion assessment record (HMAR) by Salzmann 1968 Count the number of teeth displaced or rotated. Assessment of tooth displacement and rotation is qualitative – all or none. Tooth displacement and rotation were measured, then defined quantitatively: <1.5mm or > 1.5 mm. Tooth rotation defined quantitatively: <45o or >45o. Measurements include cleft palate (all or none), traumatic deviations (all or none), overjet (mm), overbite (mm), mand. protrusion (mm), ant. open bite (mm), and labiolingual spread (a measurement of tooth displacement in mm). Measurements include lower ant. crowding, cuspal interdigitation, vertical overbite, and horizontal overjet. Occlusal features measured and scored according to defined criteria. Seven weighted and defined measurements: 1- Overjet, 2- Overbite, 3- ant. open bite, 4- agenesis of max. incisors, 5- first permanent molar relationship, 6- pot. Crossbite, 7- tooth displacement (actual and potential). Six malocclusion syndromes were defined: 1)positive overjet and anterior open bite. 2) Positive overjet, positive overbite, distal molar relationship, and post. crossbite w/ max. teeth buccal to mand. teeth. 3) Negative overjet, mesial molar relationship, and post. crossbite w/ max. teeth lingual to mand. teeth. 4) Congenitally missing max. incisors. 5) Tooth displacement. 6) Potential tooth displacement. Nine weighted and defined measurements: 1- Molar relation, 2-overbite, 3-overjet, 4-post. crossbite, 5- post. open bite, 6- tooth displacement, 7midline relation, 8- max. median diastema, 9-agenesis of max. incisors. Seven malocclusion syndromes defined: 1)Overjet and open bite. 2)Distal molar relation, overjet, overbite, post. crossbite, midline diastema, and midline deviation. 3) Agenesis max. incisors. 4) Tooth displacement (actual and potential). 5) Posterior open bite. 6) Mesial molar relation, overjet, overbite, post. crossbite, midline diastema, and midline deviation 7) Mesial molar relation, mixed dentition analysis (potential tooth displacement), and tooth displacement. For all the above criteria, dental development stage was taken under consideration (deciduous, mixed and permanent). Eleven weighted and defined measurements: 1- upper ant. segment overjet, 2- lower ant. segment overjet, 3- overbite of upper ant. over lower ant., 4- ant. open bite, 5- agenesis of incisors, 6- distal molar relationship, 7- mesial molar relation, 8- buccal post. crossbite, 9-lingual post. crossbite, 10- tooth displacement, 11-gross anomalies. Seven malocclusion syndromes were defined: 1- max. expansion syndrome, 2- overbite, 3- retrognathism, 4- open bite, 5- prognathism, 6- max. collapse syndrome, 7- agenesis of incisors. Weighted measurements consist of three parts: 1) Intraarch deviation – agenesis, rotation, spacing, crowding. 2) Interarch deviation – overjet, overbite, crossbite, open bite, mesiodistal deviation. 3) Six handicapping dentofacial deformities: 1- Facial and oral clefts, 2-lower lip palatal to maxillary incisors, 3-occlusal interference, 4-functional jaw limitation, 5- facial asymmetry, 6- speech impairment. (This part can only be assessed on life patients.) 1960 1960 1961 11 The PAR Index Even though a number of indices had been developed and used to assess the type and the severity of malocclusions as well as treatment outcomes, no “universal” consensus had been reached, not one enabling reliability and reproducibility of the assessments by either the same or different examiners, since they lacked “uniform interpretation and application of the criteria”.9 The British Orthodontic Standards Working Party composed of ten experienced orthodontists analyzed more than 200 dental casts in different stages of development as well as pre-treatment and post-treatment ones, projected on screens, allowing the party to view and discuss the cases at the same time, until they agreed upon the characterization of the presented features of the cases in form of estimations of occlusal alignment. In this way, the Peer Assessment Rating Index (PAR Index) was developed, providing “a single summary score for all the occlusal anomalies which may be found in a malocclusion.” The PAR Index indicates estimations of how much of a deviation from normal alignment and occlusion a case displays, these being defined “as all anatomical contact points being adjacent, with a good intercuspal mesh between upper and lower buccal teeth, nonexcessive overjet and overbite,” observed on its eleven component: upper right segment, upper anterior segment, upper left segment, lower right segment, lower anterior segment, lower left segment, right buccal occlusion, overjet, overbite, centerline and left buccal occlusion. Subtracting pre treatment scores from post ones indicate the “degree of improvement” or “success of treatment,” in a uniform standardized fashion.9 12 ABO’s Discrepancy Index Orthodontists interested in obtaining ABO certification must take its exams. The ABO’s main goal-clinical excellence-since Ketcham founded it in 1929, along with a few colleagues who shared this vision clinical excellence, because few programs were associated with university education but rather most training took the form of preceptorships or took place in proprietary schools. Those men saw the need for establishment of “national standards for orthodontists through a testing process.” Their ideals of standardization aimed at the delivery of higher quality orthodontics. These ideals were presented as part of the Board objectives for certification in the very the first application form: “to elevate the standards of the practice of orthodontia; to familiarize the public with its aims and ideals; to protect the public against irresponsible and unqualified practitioners.” The ABO has been associated with high standards in clinical orthodontics since its beginning, and has kept this association, more recently, by means of re-certification throughout a practitioner’s career.10 Board certification does not provide legal standing, nor may it be used as a promotional tool for the orthodontist bearing it. The perceived benefits of being certified vary from individual to individual, but they seem “couched in the ethical fiber of our specialty,” additionally, it is thought one would become a better clinician than he or she was before pursuing Board certification.11 As one becomes more familiar with what is involved in the certification process, one begins to understand the reasoning for the development of an ABO Discrepancy Index (DI), as a way of measuring case complexity, which is a determinant feature for cases presented for Phase III examination. Even though the difficulty in treating a case is 13 subjective, the complexity of a case, if measured by number and severity of the elements varying from normal, is quantifiable. In the attempt to test the applicant’s clinical skills as well as to standardize the types of cases presented, the ABO’ DI is made of “clinical entities that are measurable and have generally accepted norms” as overjet, overbite, anterior open bite, lateral open bite, crowding, occlusion, lingual posterior crossbite, buccal posterior crossbite, ANB angle, IMPA and SN-GoGn angle. These elements and their combination can objectively describe a malocclusion. And the greater number of elements present in a case, along with the greater their absolute values are, the more complex the case is, implying in a more difficult or “challenging” treatment.12 An applicant for Initial Board Certification must submit, for Case Report Examination, besides 6 other specified cases, 3 cases with DI equal or greater than 10 and 3 cases with DI equal or greater than 20.13 Evaluation of treatment of malocclusions While the PAR Index is useful for assessment of pre- and post- orthodontic casts, Eismann14 developed a method to analyze the efficiency of treatment, evaluating fifteen criteria: a) crowding or spacing of incisors (per jaw) b) crowding or spacing of posterior teeth (per side and jaw) c) vestibular eruption of canine (per side and jaw) d) rotation of incisors e) axial inclination of teeth f) overbite 14 g) frontal open bite (including canines; per 1-2 pairs of opposite teeth) h) open bite of posterior teeth (per pair of opposite teeth) i) overjet j) crossbite of two opposite teeth in the frontal region (including canines) k) anteroposterior occlusion of posterior teeth (per side and jaw) l) deviation between the midline of the dental arch and the raphe palatine mediana m) deviation between the midlines of the upper and lower jaws n) deviations in the transverse occlusion of posterior teeth (per jaw). Each criterion after being measured is compared to tables of values the investigators considered to be normal, and then a score in points is given to it. The final score is obtained by adding the individual scores and the total represents the “extent of the morphological abnormality.”14 Gottlieb3 attempted to develop a grading system for the orthodontist to use routinely in practice, being a tool for self-assessment. He suggested a “specific and simple grading system” to encourage its use. The treatment features selected were a variation of the list of used by the Eastern Association of Strang Tweed Study Groups, consisting of characteristics commonly used to assess orthodontic correction, which are: Class I molar and cuspid relationships, cusp interdigitation, overbite, overjet, midline, rotation, crowding or spacing, arch form, and torque and parallelism. For each of the above mentioned features, the following grades were assigned: 5 points were attributed if the condition was corrected, 3 if almost corrected, 1 if half way corrected, zero if not corrected and -1 point was given if the condition worsened as result 15 of treatment. The scoring is then recorded in a chart, comparing side-by-side pre- and post-orthodontic values for the casts. Five is given to the initial characteristic in need of correction, and zero if no correction is required. The next column holds the values as described above for the treated casts.3 The total values are added in each column. The pre-treatment values are the maximum possible score from which the added post-treatment values can reach, so that if every issue was corrected, the correction would be of 100%. The quantified correction percentile is then classified: if 85% or better is of the correction needed is achieved, the result is good. Between 75% and 85%, the result is satisfactory, between 65% and 75%, mediocre, 50% and 65% is a poor result and if less than 50% of the needed correction was obtained, the result is unsatisfactory.3 Widely based on Eismann’s and Gottlieb’s methods, even if for the ABO these methods lacked the precision and their reliability and validity had yet to be tested, hence not meeting its needs, the institution developed the Objective Grading System (OGS) for dental casts and panoramic radiographs for the Part III of the certification (or recertification) exam process. The OGS is similar to the ITRI, since both strict analyses are “based on the number of ideal tooth relationships,” but the latter method accounts solely for the presence or absence the relationship and the former takes under consideration some degree of its severity. The ABO, since 1999, has applied its OGS to evaluate treatment outcomes of the applicants, in order to attest the quality standard of the treatment provided, and therefore, the standard of the candidate to receive its certification.2 The ABO examiners evaluate seven criteria in each set of the final casts of the case reports turned in, with the aid of a 16 specifically designed gauge (Figure 2.1), and root parallelism on the panoramic radiographs. The criteria analyzed by the Board committee provide specific guidelines for what the orthodontist should be striving for in a treatment, and their achievements indicate the completion of treatment or not.2 2 1 4 3 4 Figure 2.1: The American Board of Orthodontics measuring gauge. Fig. 2.1: ABO measuring gauge. 1: Used to measure alignment, overjet, occlusal contacts, interproximal 2 the criteria bewide. evaluated and Casko et al.,the contacts According and occlusaltorelationships, ‘1’ following portion of the gaugeshould is 1 mm 2: Used to scored measure mandibular posterior buccolingual inclination, the ‘2’ portion displays 1 mm high “steps”. 3: Used to measure discrepancies in marginal ridges, the ‘3’ portion has 1mm high “steps”. 4: Used to measure on the OGS (see Table 2.3 for summary): discrepancies in maxillary posterior buccolingual inclination, the ‘4’ portion has 1 mm high “steps”. (Extracted and modified from the ABO website: www.americanboardortho.com) The alignment, according to the ABO, should be of the incisal edges along with the lingual surfaces for the upper, and labial surfaces for the lower serving as guidelines for anterior segments alignment; posteriorly, the upper arch alignment is dictated by the proper arrangement of the mesiodistal central groove of the premolars and molars, and the lower arch alignment is indicated by the correct position of the premolars and molars buccal cusps. The mandibular posterior quadrants are aligned if “the mesiobuccal and distobuccal cusps of the molars and premolars” are in the same mesiodistal alignment; 17 the posterior segments of the maxillary arch are aligned if mesiodistal central grooves are contained in the same plane. Marginal ridges should all be at the same level in the posterior segments, provided the patient has no “restorations, minimal attrition and no periodontal bone loss”, indicating that the cementoenemal junctions are also leveled and bone levels are at the same height. Besides having them leveled provides easier establishment of occlusal contacts, since some are the actual “contact for the opposing cusps.” Buccolingual inclination is measured to assess the applicant’s capacity to control “torque” of the posterior teeth, assuring proper occlusion in maximum intercuspation, with little difference in projection of buccal and lingual cusps, avoiding interferences in excursion. Occlusal relationship is used to assess the relationship of posterior upper and lower dentitions in the sagittal plane, and it is measured according to Angle’s system, along with occlusal contacts, they indicate the establishment of proper maximum intercuspation of opposing teeth. Overjet is measured to assess the sagittal relationship in the anterior teeth, and transverse on the posterior, and interproximal contacts must be present and tight, indicating that all spaces within the arches are closed.2 The actual grading or scoring deducts 1 point for each contact point out of alignment by 0.5 and 1 mm, if the misalignment is greater than 1 mm, then 2 points are subtracted for it. “No more than 2 points shall be subtracted for any tooth,” and their sum is then subtracted from the 64 points of the alignment score. The marginal ridges should be at the same level or within 0.5 mm of irregularity without any penalization, if the ridges are unleveled by 0.5 to 1 mm, 1 point is subtracted for that interproximal 18 contact. If the discrepancy is greater than 1 mm, 2 points are subtracted. Again, “no more than 2 points will be subtracted for any contact point” and the sum of the deductions is then subtracted from 32, the marginal ridges score. The buccolingual inclinations of upper and lower posterior teeth are measured with the flat surface of the gauge extended between the occlusal surfaces of both sides, so that its straight edge should contact the buccal cusps of the lower molars and their lingual cusps should be within 1 mm gingivaly located, and the opposite should take place in the upper arch, so that the lingual cusps of molars and premolars are in the same level and their buccal cusps are within 1 mm gingivaly positioned. If the discrepancies among the cusps projections are between 1 to 2 mm, 1 point is deducted for that tooth, if greater than 2 mm, 2 points are deducted, but “no more than 2 points shall be subtracted for any tooth”. The sum of deducted points is then subtracted from 40 – the score for posterior torque. The anteroposterior occlusal relationship should fall with or within 1 mm of Angle’s Class I. If there is a deviation between 1 and 2 mm in the previously described relationships, 1 point is subtracted per tooth; if the deviation is greater than 2 mm, 2 points, the maximum deductable per tooth, are deductable. Their sum is then subtracted from 24 – the occlusal relationship score. For the occlusal contacts, if a functioning posterior cusp is not contacting the opposing arch by a distance lesser than 1 mm, 1 point is deducted, if the distance is greater than 1 mm, 2 points (the maximum of deductable points per tooth) are deductable. The sum of these deducted points is then subtracted from 64 points – the total score for occlusal points. For scoring the overjet, if there is a distance between the buccal lower cusps and the center of the occlusal surface and it is lesser than 1 mm, 1 point is deducted per tooth, if greater than 1 mm, then 2 19 points are deducted; the same score takes place for the anterior overjet: if there is a distance lesser than 1 mm between lower canines and incisors in relation to the lingual surface of the upper canines and incisors, 1 point is also deducted per tooth; if the distance is greater than 1 mm, then 2 points are deducted per tooth, and the maximum deduction is also 2 points per tooth. The sum of the deductions is then subtracted from 32, giving the overjet score. The assessment of interproximal contacts is made from an occlusal view of the models, if no interproximal contact is observed between two teeth and the space is up to 1 mm, 1 point is deducted for that contact, if greater than 1 mm, than 2 points are deducted, but no more then 2 points are deducted from a contact. The sum of the deducted points is then subtracted from 60, providing the interproximal contacts score. Panoramic radiographs are to evaluate the final position of the roots, which should be parallel to one another. One point is deducted if a tooth displays its root out of parallelism and 2 points if roots are converging to the point of being “touching”.4 Similarly to the PAR index, the OGS presents for each criterion, graduating degrees of deviation from a normal value and also consists of independent scoring for each tooth or contact within the dentition, which accumulate for each criterion and further for a final score. No tooth or contact may lose more than two points per criterion. But, unlike the PAR index, weighting between the eight criteria is only based the total number the designated elements for a criterion, in the permanent dentition. So, “it could be argued that by having criteria with different maximum scores, the several criteria with lower possible deduction scores such as occlusal relationship (with a maximum score of 24) are inherently weighted in the total compared to others such as alignment (with maximum score of 64).” No reference was made as to this trait being intentional 20 or not during the design of the OGS. However, the ABO defined the OGS as a pass/fail treatment outcome evaluation.15 A perfect case, with no deductions, would score a total of 380 points. The ABO reports that a total score of 350 or lower (≤ 92.1%) on a case report is a failure – “that loses more than 30 points will fail”. Case reports with a total score of 361 or greater (≥ 94.7%) will usually pass this particular portion of the certification process, with a deduction up to 19 points. And total scores between and including 351 (92.3%) to 360 (94.5%), from which 20 to 29 points were deducted, are considered acceptable if the quality of the records and treatment plan are acceptable: other aspects evaluated on the Phase III of the examination are the quality of the presented records, the assertiveness of the treatment plan as well as the planned positioning of the maxillae, upper and lower dentitions and soft tissue alterations, which are all “carefully scrutinized”.2 Waters15 hypothesized a correlation between subjective evaluation and the ABO grading system, but then rejected it. In testing the validity of the OGS utilizing a visual analogue scale (VAS) from poor to excellent for each criterion and then the OGS itself, three groups (Board certified orthodontists, non-Board certified orthodontists and second-year graduate orthodontic residents from Saint Louis University) were asked to measure a blinded sample of consecutively finished cases from the program, previously measured by the primary investigator. Even though a number of significant correlations between the groups’ scores and the investigator’s were encountered, “the reliability was poor for all the observed criteria.” Therefore, the study was unable to validate the OGS due to “a general lack of concordance between judges’ perceptions of grading scales” or 21 the VAS scales. However the author found the OGS to be “reliable, objective, and relatively easy to learn”.15 The ABO’s Objective Grading System criteria were developed to evaluate orthodontic treatment outcomes, and were based on a number of works which describe classifications systems of malocclusions and how to evaluate their correction after orthodontic treatment is performed. The most recent update in these took place in June, 2008, according to the ABO’s website, and they are summarized in Figure 2.2. When analyzing the obtained data from cases to be scored by the Objective Grading System, one must: 1) acknowledge the nature of the data related to each of criterion observed, 2) each criterion has a specific number of possible points to be deducted, depending on the number of possible discrepant elements present at their maximum severity level, leading to a maximum 2 point deduction, regardless of the magnitude of the discrepancy. As explained by Cook16 “for example, marginal ridges at the same level or within 0.5 mm would not receive a deduction, marginal ridges that deviate from 0.5 mm to 1 mm receive a one-point deduction, and marginal ridges that deviate greater than 1 mm receive a two-point deduction.” In this fashion the obtained data is of ordinal nature: since there are only three categories for scoring a given relationship, no points deducted if discrepancy is absence or within the first established deviation, 1 point is deducted if the discrepancy is within the second established deviation and 2 points are deducted is the discrepancy is within or over the third deviation, so that the severity of a discrepancy is not translated into the points deducted on the third deviation, as it would have to be, had their nature been interval or ratio. The deducted points from each category are added up for towards the final score: summing 22 ordinal data is inappropriate, and “the ABO treats this data as interval/ratio for convenience of scoring”. When utilizing the OGS to evaluate the overall quality of a case or to compare cases, one must understand that the total final score may not accurately indicate the true severity present in a case, requiring careful interpretation of the results.16 One of the objectives of an investigation conducted by Yang-Powers et al.17 was “to assess the contribution of each of the 8 components of the OGS to the total OGS score” from a sample of 92 cases finished at the University of Illinois at Chicago and 32 cases previously presented to the ABO from five Board-certified orthodontists (14 had been evaluated with the OGS, having the ABO cases later divided into pre and postOGS) from the Chicago area. In the university group, the highest mean deduction was on the buccolingual inclination criterion at 9.42 (SD 5.03) and the lowest mean deduction, the interproximal contacts at 0.64 (SD 1.22). For the ABO group, the highest mean deduction was on the buccolingual inclination criterion as well at 7.91 (SD 4.79), and the lowest mean, at 0.38 (SD 0.66), on the interproximal contact criterion also. The mean for alignment was 7.31 (SD 4.34), for occlusal contact was 2.47 (SD 3.30), for overjet, 5.06 (SD 3.37), and for marginal ridges, 3.16 (SD 3.25). Significant differences (P < .05) between the groups were observed for the occlusal contact, overjet, panoramic radiograph and total score components. The total mean deduction for the university group was 45.54 points, and 33.88 was the mean for the ABO group. Only 18 out of the 92 university cases, 19.6%, scored 30 or less points, and only 15 (46.9%) of the 32 ABO cases scored alike. The pre-OGS ABO group, 18 cases, only 7 (38.9%) would have achieved similar score, while among the 14 post-OGS cases, 11 (78.6%) did so. The 23 authors observed an improvement of about 40% in the total scores, comparing the postOGS cases to the pre-OGS ones.17 Cast/Radiograph Evaluation June/2008 ALIGNMENT/ROTATIONS 0.5 – 1 mm = 1 for each tooth > 1 mm = 2 for each tooth BUCCOLINGUAL INCLINATION** 0 - 1 mm = satisfactory 1 - 2 mm = 1 ( for each posterior tooth) > 2 mm = 2 ** Do not score the mandibular 1st premolars OCCLUSAL CONTACTS*** Contact = satisfactory < 1 mm = 1 ( for each posterior > 1 mm = 2 tooth out of contact) INTERPROXIMAL CONTACTS 0.5 - 1 mm = 1 ( for each interproximal contact) > 1 mm = 2 MARGINAL RIDGES* 0.5 - 1 mm = 1 ( for each interproximal contact > 1 mm = 2 between posterior teeth) OVERJET < 1 mm = 1 ( for each maxillary tooth) > 1 mm = 2 * The canine-premolar contact is not to be considered The distal of lower 1st premolar is not to be included OCCLUSAL RELATIONSHIP < 1 mm = satisfactory 1 - 2 mm = 1 (for each maxillary tooth from the > 2 mm = 2 the canines to the 2nd molars) ROOT ANGULATION Parallel = 0 Not parallel = 1 Root contacting adjacent root = 2 ( for each occurrence ) Maxillary and mandibular canines are not to be scored. NOTE: Gauge Width is 0.5 mm; Gauge Height is 1 mm Third molars are not scored unless they substitute for the second molars. Figure 2.2: Updated Summary of the Objective Grading System’s Criteria and Pertinent Deductions (extracted and modified from the ABO website: www.americanboardortho.com) Having in mind that the primary objective of an orthodontic treatment is to provide the patient with a functional occlusion and esthetic harmony by emulating the 24 normal features (or assumed normal features) one should be aware that the primary emphasis of the Board examination is to evaluate the end result, and thus, the candidate’s clinical competency. Questions to be asked are: would an individual with naturally normal occlusion have the passing OGS score as if he or she were treated patients? Are the criteria considered to be orthodontic treatment goals applicable to evaluate the occlusion of an individual who does not require orthodontic treatment? Is the ABO’s OGS is a tool for assessment of good occlusions in general or just for the ones which result from orthodontic treatment and hence had the ABO standards as guidelines? 25 References 1. Andrews, LF. The six keys to normal occlusion. Am J Orthod 1972;62:271-309. 2. Casko, JS, Vaden JL, Kokich VG, Damone J, James RD, Cangialosi TJ, Riolo ML, Owens SE, Bills ED. Objective grading system for dental casts and panoramic radiographs. Am J Orthod Dentofacial Orthop 1998;114:589-99. 3. Gottlieb EL. Grading your orthodontic treatment results. J Clin Orthod 1975;9:155-61. 4. Angle, EH. Classification of Malocclusion. Dental Cosmos 1899; 248-64, 350-57. 5. Haeger, RS, Schneider BJ, BeGole EA. A static occlusal analysis based on ideal interarch and intraarch relationships. Am J Orthod Dentofacial Orthop 1992;101:459-64. 6. Andrews, LF. The straight wire appliance. Br J Orthod 1979;6:125-43. 7. Tahir E, Sadowsky C, Schneider BJ. An assessment of treatment outcome in American Board of Orthodontics cases. Am J Orthod Dentofacial Orthop 1997;111:335-42. 8. Tang, ELK, Wei, SHY. Recording and measuring malocclusion: a review of the literature. Am J Orthod Dentofacial Orthop 1993;103:344-51. 9. Richmond S, Shaw WC, O’Brien KD, Buchanan IB, Jones R, Stephens CD, Roberts CT, Andrews M. The development of the PAR index (Peer Assessment Rating): reliability and validity. Eur J Orthod 1992;14:125-39. 10. Riolo ML, Owens SE, Dykhouse VJ, Moffitt AH, Grubb JE, Greco PM, English JD, Briss BS, Cangialosi TJ. A change in the certification process by the American Board of Orthodontics. Am J Orthod Dentofacial Orthop 2005;127:278-81. 11. American Journal of Orthodontics. The benefits of certification by the American Board of Orthodontics. Am J Orthod Dentofacial Orthop 1999;116:110. 12. Cangialosi TJ, Riolo ML, Owens SE Jr., Dykhouse VJ, Moffitt AH, Grubb JE, Greco PM, English JD, James RD. The ABO discrepancy index: A measure of case complexity. Am J Orthod Dentofacial Orthop 2004;125:270-78. 13. Dykhouse VJ, Moffitt AH, Grubb JE, Greco PM, English JD, Briss BS, Jamieson SA, Kastrop MC, Owens SE. ABO initial examination: official announcement of criteria. Am J Orthod Dentofacial Ortho 2006;130:662-65. 14. Eismann D. A method of evaluating the efficiency of orthodontic treatment. Transactions of the European Orthodontic Society 1974;223-32. 26 15. Waters, J. Evaluation of orthodontically treated patients from the SLU graduate orthodontic program: the ABO objective grading system compared with subjective evaluation [Thesis]. St. Louis, MO: Saint Louis University:p47. 16. Cook, MK. Evaluation of Board-Certified Orthodontist’s Sequential Finished Cases with the ABO Objective Grading System [Thesis]. St. Louis, MO: Saint Louis University:p7. 17. Yang-Powers LC, Sadowsky C, Rosenstein S, BeGole E. Treatment outcome in a graduate orthodontic clinic using the American Board of Orthodontics grading system. Am J Orthod Dentofacial Orthop 2002;122:451-55. 27 28 CHAPTER 3: JOURNAL ARTICLE Abstract Purpose: This study investigated the scores obtained according to the ABO’s Objective Grading System from a sample of casts of untreated individuals who would not benefit from orthodontic treatment, to verify if “Board quality” occlusions are spontaneously achievable or not, as well as in which of the categories measured the most points were deducted to indicate where most discrepancies take place naturally. Materials and Methods: The ABO’s OGS was used to measure 106 sets of study models from the Andrews Education and Research Foundation, by the investigator calibrated by an ABO examiner. No panoramic radiographs were evaluated. The total number of deducted points determined whether a case is said to have “passed” or not the certification exam. The total deducted points dictated the grouping of cases. According to the OGS, case reports from which 19 or fewer points are deducted usually “pass”, case reports from which 30 or more point are deducted usually “fail”, and cases from which 20 to 29 points are deducted are generally considered borderline cases which may or may not pass in a given year. These cases have been labeled “undetermined” for the purposes of this study. The descriptive statistics tests showed abnormal distribution of the scores, indicating the need of nonparametric tests and correlation tests to assess each component’s weight towards the total deductions. Mann-Whitney and Spearman’s tests were respectively used. Results: The total deductions ranged from 6 to 39 points, with a total mean deduction of 17.2 points (SD 5.5). Seventy seven cases “passed” with a mean deduction of 14.7 (SD 3.2); two cases failed [mean deduction of 37.0 (SD 2.0)] and 27 cases fell 29 into the “undetermined” category, with a mean deduction of 23.0 (SD 2.78). ‘Overjet’ contributed the most to the overall total deductions. In the “passed” group, occlusal relationships weighted the most towards the total deductions and in the “undetermined” group, mandibular buccolingual inclinations had significant weight. Conclusions: “Board quality” occlusions may be observed naturally. There are significant differences in the frequencies of the spontaneously occurring discrepancies, most of which do not display a normal distribution. The total of deducted points, however, may not reflect the true severity of the discrepancies in a given case, since the data used with this system is of ordinal nature, and the discrepancies are not translated into values, but categories. 30 Introduction The knowledge of normality enables one to recognize abnormalities and quantify the degree of their severity, indicating what goals to be attained in order to achieve the result most approximate to normal standards. According to Andrews, who gathered a sample of 120 sets of casts of untreated individuals, which he designated as “nonorthodontic normal models” because they all displayed straight teeth in spite of not having had orthodontic treatment, they were pleasant looking, they had “generally correct” bites and, in the author’s judgment, “would not benefit from orthodontic treatment”. Those shared six features that the author advocated to be “the keys to normal occlusion”, further referring to this sample as “the best in nature”.1 The excellence in finishing and the quality displayed at the end of an orthodontic treatment constitutes a fundamental goal of the orthodontic specialty, which is to establish or reproduce a normal, healthy occlusion. During all stages of treatment one should keep the end of treatment in mind, providing a protected occlusion, better aesthetics (both dental and facial), good periodontal health and long-term stability, which is correlated to proper finishing. Proper finishing of orthodontic cases can be evaluated by a number of systems developed for that purpose, and if done routinely in practice, may provide the orthodontist with the chance the conduct self-assessment and critique his or her own work and, hopefully, with it, opportunities to improve oneself constantly. If one does not implement clear cut systematic clinical protocols, one risks providing patients with incomplete or even unsatisfactory treatment outcomes. 31 The American Board of Orthodontics (ABO) has set standards that serve as guidelines for adequate treatment finishing. Since 1999, it has implemented its Objective Grading System (OGS) in Part III of the examination to orthodontists applying for certification or re-certification. This system targets final panoramic radiographs and casts utilizing calibrated examiners and a specially developed gauge for evaluating alignment, marginal ridges, buccolingual inclination, occlusal relationship, occlusal contacts, overjet and interproximal contacts (on the casts) and root parallelism (on the panoramic x-ray). These criteria are evaluated to determine if the candidate possesses adequate clinical skills to be certified.2 If the above mentioned criteria for “Board-quality” treated cases are applied to patients who do not need treatment, one assumes the latter scores to be more than satisfactory for “passing”. Would untreated normal occlusions, if evaluated under the ABO’s OGS, obtain “passing” scores? What criteria would hold the greatest range in results? Are they the same ones as treated patients display the greatest range as well? The purpose of this investigation is to determine if the criteria evaluated by the ABO’s OGS are applicable to naturally good occlusions. 32 Materials and Methods After the training of the primary investigator with the ABO, October 2000 CDROM Board examination preparatory disc and online tutorial from the ABO website, 5 sets of final models of non-extraction cases treated at SLU-CADE were repeatedly blinded graded using the ABO gauge. It was repeated eight times for intra-examiner reliability and efficiency development. The results from these measuring sessions were then compared to the results obtained from the same 5 cases measured by an official ABO examiner. The results were compared and the mean value obtained from the main investigator was significantly higher than the ABO examiner, who then provided a tutorial session to the primary investigator until agreement on the deduction values was achieved and calibration was confirmed. One hundred and six study models displaying naturally good-to-excellent occlusions collected by Lawrence Andrews, and kept at the Andrews Foundation for Education Research, were measured, along with randomly chosen 18 cases that were remeasured, for intra-examiner reliability assessment (see table B1 in Appendix B for details). The Andrews sample is continuously amplified, since study models are still being collected. An effort was made to measure models from the original sample alone. That was not possible, but the majority of the casts (86 cases, 81.13%) did belong to the original. The mean age for the Andrews sample was 24 years old, approximately.3All of the model sets displayed full permanent dentition, except for third molars, not found in the entire sample. Casts displaying characteristics which made the OGS assessment not possible or inaccurate were excluded, such as casts with broken teeth, casts trimmed differently than that prescribed by the ABO or articulated mounted casts, and models 33 with destroyed anatomy. The measurements were recorded on copies of the official grading form used at Phase III of the ABO examination (Figure 3.1). The deductions from each of the seven observed categories were individually recorded for investigation of possible variance among them, and with this, investigation of each criterion’s contribution to the total score. Initially, three groups were obtained according to the total score or points deducted from each cast, as Casko et al.2 suggested that generally deductions of 19 or less points indicate “pass”, deductions of 30 and above generally indicate “fail” and that total deduction between 20 and 29 points usually point towards “undetermined” cases, that are then evaluated by other examiners to determine whether it would pass or not. The 106 casts were then divided and they fell into the categories as follows: 77 into the “passed” category (approx. 72.6%), 27 cases fell into the “undetermined” category (approx. 25.5%) and 2 cases score 30 or greater, falling into the “failed” category (approx. 1.9%). See Figure 3.2. For statistical purposes, since the size of the “failed” category was too small to be significant, it was not used for the analysis. Hence, a total of 104 case scores were analyzed and placed into one of the two following categories: 1st) ‘Passed’: those that scored 19 and below, and 2nd) ‘Undetermined’: those that scored between or equal to 20 and 29. It is important to stress the choice of names for the categories was based only on the measurement of casts, and for that purpose, it was assumed that no points were deducted at all due to discrepancies in root parallelism, since panoramic radiographs were unavailable for analysis. 34 XXX XXX XXX Figure 3.1: ABO cast-radiograph evaluation form (extracted and modified from the ABO’s website: www.americanboardortho.com) 35 To increase the level of detailing in the descriptive statistics of this investigation, whenever possible, the criteria having maxillary and mandibular distinct components were separated as the collected data was entered into the Statistical Package for Social Sciences (SPSS). Then, descriptive statistics analysis took place for final total scores and individual ones: the mean, median, mode, standard deviation, skeweness, standard error of skewness and range, as well as the minimum and maximum scores were obtained for each of the seven criteria and their total. The frequencies of deductions per criteria for the whole sample were also assessed. With the first descriptive analysis results, it was observed that the skeweness and the kurtosis indicated an abnormal distribution of the data. Then, nonparametric statistic testing and correlations took place, Mann-Whitney and Spearman, respectively. 25.5% 27 casts 1.9% 2 casts Pass. Undet. Fail. 72.6% 77 casts Figure 3.2: Grouping according to scores for entire sample (≤ 19 points = “passe”, 20 ≥ points ≤ 29 = “undetermined” and ≥ 30 points = “fail”). 36 Results The objective of this study was to determine whether or not a Board-quality standard of occlusion could be achieved without orthodontic intervention, or if the deducted points from naturally good-to-excellent occlusion cases would still allow them to “pass” according to the ABO’s OGS criteria. The mean deduction for the 106 cases was 17.2 (SD 5.5). The 77 cases which “passed” had a mean deduction of 14.7 (SD 3.21) points and the 2 that failed, 37 (SD 2.0) points, and the 27 undetermined ones, 23.0 (SD 2.78) points (Figure 3.2). Since the size of the “failed” group was not significant, for statistical purposes, the 2 “failed” cases were not considered. The two groups “passed” and “undetermined” were analyzed (see Figures A1 in Appendix A, for their frequencies.) Their deductions means per component are represented in Figure 3.3. 37 25 24 23 22 21 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 passed undeter. 1 2 3 4 5 6 7 8 9 10 11 12 13 Figure 3.3: Mean deducted points in each component for the “passed” and “undetermined” groups. Fig. 3.3: X-axis – components/categories of possible deductions – 1) maxillary alignment and rotations; 2) mandibular alignment and rotations; 3) maxillary marginal ridges; 4) mandibular marginal ridges; 5) maxillary buccolingual inclinations; 6) mandibular buccolingual inclinations; 7) overjet; 8) maxillary occlusal contacts; 9) mandibular occlusal contacts; 10) occlusal relationships; 11) maxillary interproximal contacts; 12) mandibular interproximal contacts; 13) total deductions. Y-axis: number of deductable points. According to the descriptive analysis, the mean deduction value for the maxillary alignment and rotations in the “passed” group was approximately 2.8 (SD 1.4) and 3.5 (SD 1.53) for the same mandibular measurement. These measurements in the “undetermined” group had their mean deduction of approximately 3.4 (SD 1.3) for the maxilla and 3.4 (SD 0.98) for the mandible (see Figures A.2 and A.3, respectively, Appendix A, for their frequencies.) In the “passed” group, the mean deduction for marginal ridges in the maxilla was of approximately 0.7 (SD 0.97) and 0.7 (SD 1.02), approximately, in the mandible. The 38 same measurements in the “undetermined” group was of 1.0 (SD 0.98) in the maxilla and 1.1 (SD 1.17) in the mandible (see Figures A.4 and A.5, respectively, for their frequencies.) The mean value of points deducted from maxillary buccolingual inclinations in the “passed” group was 0.50 (SD 0.93) and 0.75 (SD 1.11) for the same mandibular measurement. In the “undetermined” group, the mean deducted points for the maxillary buccolingual inclination was 0.5 (SD 0.98) and 1.7 (SD 2.52) for the mandibular one (see Figures A.6 and A.7, respectively, for their frequencies.) The overjet category showed a mean deduction of 2.5 (SD 2.07) points in the “passed” group and 5.3 (SD 3.50) in the “undetermined” group. Occlusal relationship had a mean deduction of 1.7 (SD 1.76) in the “passed” group and 3.5 (SD 2.06) in the “undetermined” group (see Figures A.8 and A.9, respectively, for their frequencies.) The “passed” group had a mean deduction of 0.69 (SD 1.27) for the maxilla and 0.22 (SD 0.60) for the mandible; the “undetermined” group had a mean deduction of 1.31 (SD 2.5) points in the maxilla and 0.62 (SD 1.3) points in the mandible. For maxillary occlusal contacts, 0.25 (SD 0.75) was the mean of deducted points for the “passed” group and 0.33 (SD 0.62) for the “undetermined” group; for mandibular occlusal contacts, 0.39 (SD 0.69) was the mean deduction for the “passed” group and 1.1 (SD 1.41) was the mean for the “undetermined” group (see Figures A.10 and A.11, respectively, for their frequencies.) The “passed” group in the interproximal contacts criteria showed a mean deduction of 0.69 (SD 1.27) points in the maxilla and 0.22 (SD 0.60), in the mandible. The latter deduction mean was 0.5 (SD 1.16) points and the former, 0.9 (SD 1.86) points 39 in the “undetermined” group (see Figures A.12 and A.13, respectively, for their frequencies.) The values observed for skeweness and kurtosis obtained from the descriptive statistical analysis indicated abnormal distribution of the data (Tables 3.1 and 3.2), indicating that the median and quartiles found for each criterion should be used to provide a more accurate description of the results, instead of the means and standard deviations. The association of the nature of the data analyzed (ordinal) combined with its abnormal distribution suggested the use of nonparametric tests (Mann-Whitney) and correlations (Spearman). The median of the total deducted points was 17.0, range from 6 to 39 points. Comparing the two groups, the median of the “passed” group was 15 (ranging from 6 to 19) and 22 of the “undetermined” group (ranging from 20 to 29). The median of deducted points on the maxillary alignment and rotations criterion was 3 points (ranging from 0 to 8) for the “passed” group and 4 points (ranging from 1 to 6) for the “undetermined” group. The mandibular alignment and rotations displayed a deduction median of 4 points (ranging from 0 to 9) for the “passed” group and 4 (ranging from 2 to 5) in the “undetermined” group. 40 Table 3.1: Descriptive statistics and distribution of the “passed” group, according to the measured categories (Population, N= 77). P e r c e n t i l e C Mea Med SD Skw SES Kur SEK Rng Mn Mx 25% 50% 75% 1 2 3 4 5 6 7 8 9 10 11 12 13 2.80 3.54 0.68 0.74 0.51 0.75 2.55 0.25 0.39 1.66 0.69 0.22 14.69 3.0 4.0 0.0 0.0 0.0 0.0 2.0 0.0 0.0 1.0 0.0 0.0 15.0 1.38 1.53 0.97 1.02 0.93 1.11 2.07 0.75 0.69 1.76 1.27 0.60 3.21 0.82 0.36 1.42 1.24 2.48 1.56 1.28 4.24 1.51 0.95 2.04 2.90 -0.58 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 0.27 1.60 1.78 1.40 0.64 7.47 1.82 2.11 22.16 0.84 0.37 3.78 8.19 -0.40 0.54 0.54 0.54 0.54 0.54 0.54 0.54 0.54 0.54 0.54 0.54 0.54 0.54 8.0 9.0 4.0 4.0 5.0 4.0 10.0 5.0 2.0 7.0 5.0 3.0 13.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 6.0 8.0 9.0 4.0 4.0 5.0 4.0 10.0 5.0 2.0 7.0 5.0 3.0 19.0 2 3 0 0 0 0 1 0 0 0 0 0 1 3 4 0 0 0 0 2 0 0 1 0 0 1 4.0 4.0 1.0 1.0 1.0 1.0 3.0 0.0 1.0 3.0 1.0 0.0 17.0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 3.0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 . 0 5.0 Legend: 1 – Maxillary Alignment and Rotations C - Components 2 – Mandibular Alignment and Rotations Mea. – Mean 3 – Maxillary Marginal Ridges Med. - Median 4 – Mandibular Marginal Ridges SD – Standard Deviation 5 – Maxillary Buccolingual Inclinations Skw.- Skewness 6 – Mandibular Buccolingual Inclinations SES. – Standard Error of Skewness 7 – Overjet Kur - Kurtosis 8 – Maxillary Occlusal Contacts SEK – Standard Error of Kurtosis 9 – Mandibular Occlusal Contacts Rng - Range 10 – Occlusal Relationships Mn - Minimum 11 – Maxillary Interproximal Contacts Mx - Maximum 12 – Mandibular Interproximal Contacts 13 –The Totalmedian Scores Deducted of deducted points on the maxillary marginal ridges criterion was 0 point (ranging from 0 to 4) for the “passed” group and 1 point (ranging from 0 to 3) for the “undetermined” group. The mandibular marginal ridges displayed a deduction median of 0 point (ranging from 0 to 4) for the “passed” group and 1 point (ranging from 0 to 4) in the “undetermined” group. The median of deducted points on the maxillary buccolingual inclination criterion was 0 point (ranging from 0 to 5) for the “passed” group and 0 point (ranging from 0 to 3) for the “undetermined” group. The mandibular buccolingual inclinations displayed a 41 The median deduction on the overjet criterion was 5 points (ranging from 0 to13) for the “undetermined” group and 2 point (ranging from 0 to 10) for the “passed” group. The median of deducted points on the maxillary occlusal contacts criterion was 0 point (ranging from 0 to 5) for the “passed” group and 0 point (ranging from 0 to 2) for the “undetermined” group. The mandibular occlusal contacts displayed a deduction median of 0 point (ranging from 0 to 2) for the “passed” group and 1 point (ranging from 0 to 5) for the “undetermined” group. The median deduction on the occlusal relationship criterion was 1 point (ranging from 0 to 7) for the “passed” group and 3 points (ranging from 0 to 8) for the “undetermined” group. The median of deducted points on the maxillary interproximal contacts criterion was 0 point (ranging from 0 to 5) for the “passed” group and 0 point (ranging from 0 to 8) for the “undetermined” group. The mandibular interproximal contacts displayed a deduction median of 0 point (ranging from 0 to 3) for the “passed” group and the “undetermined” group had a median deduction of 0 point (ranging from 0 to 4). 42 Table 3.2: Descriptive statistics and distribution of “undetermined” group, according to the measured categories (Population, N=27). Percentile C Mea Med SD Skw SES Kur SEK Rng Mn Mx 25% 50% 75% 1 2 3 4 5 6 7 8 9 3.44 3.41 1.04 1.15 0.55 1.70 5.30 0.33 1.07 3.48 0.92 0.52 23.04 4 . 0 4 . 0 1 . 0 1 . 0 0 . 0 0 . 0 5 . 0 0 . 0 1 . 0 3 . 0 0 . 0 0 . 0 22.0 1.28 0.97 0.98 1.17 0.97 2.52 3.49 0.62 1.41 2.06 1.86 1.16 2.78 -0.10 -0.13 0.45 0.63 1.59 2.02 0.70 1.74 1.45 0.20 2.71 2.05 0.76 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 0.45 -0.04 -0.96 -0.89 -0.43 1.27 4.37 -0.31 2.08 1.56 -0.43 8.04 2.97 -0.59 0.87 0.87 0.87 0.87 0.87 0.87 0.87 0.87 0.87 0.87 0.87 0.87 0.87 5.0 3.0 3.0 4.0 3.0 10.0 13.0 2.0 5.0 8.0 8.0 4.0 9.0 1.0 2.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 20.0 6.0 5.0 3.0 4.0 3.0 10.0 13.0 2.0 5.0 8.0 8.0 4.0 29.0 2.0 3.0 0.0 0.0 0.0 0.0 3.0 0.0 0.0 2.0 0.0 0.0 21.0 4.0 4.0 1.0 1.0 0.0 0.0 5.0 0.0 1.0 3.0 0.0 0.0 22.0 4.0 4.0 2.0 2.0 1.0 3.0 8.0 1.0 2.0 5.0 1.0 0.0 25.0 1 0 1 1 1 2 1 3 Legend: 1 – Maxillary Alignment and Rotations 2 – Mandibular Alignment and Rotations 3 – Maxillary Marginal Ridges 4 – Mandibular Marginal Ridges 5 – Maxillary Buccolingual Inclinations 6 – Mandibular Buccolingual Inclinations 7 – Overjet 8 – Maxillary Occlusal Contacts 9 – Mandibular Occlusal Contacts 10 – Occlusal Relationships 11 – Maxillary Interproximal Contacts 12 – Mandibular Interproximal Contacts 13 – Total Scores Deducted C - Components Mea. – Mean Med. - Median SD – Standard Deviation Skw.- Skewness SES. – Standard Error of Skewness Kur - Kurtosis SEK – Standard Error of Kurtosis Rng - Range Mn - Minimum Mx - Maximum In order to test the differences in the medians, the Mann-Whitney test was used, since the distribution of the sample, in most parameters did not display central tendency, but when comparing the two groups, the distributions were similar. The results are summarized in Table 3.3 and Table 3.4. 43 Table 3.3: Nonparametric statistic tests results between groups “passed” and “undetermined”. Comp. Mann-Whitney U Wilcoxon Z Asymp. Sig. (2-tailed) 1 723.50 3726.50 -2.403 0.016 2 977.50 1355.50 -0.479 0.632 3 801.50 3832.50 -1.934 0.053 4 829.50 3832.50 -1.701 0.089 5 1037.50 1415.00 -0.018 0.986 6 861.00 3864.00 -1.471 0.141 7 508.50 3511.50 -3.983 0.000 8 926.00 3929.00 -1.279 0.201 9 749.50 3752.50 -2.569 0.010 10 515.00 3518.00 -3.969 0.000 11 1001.00 4004.00 -0.350 0.726 12 975.00 3978.00 -0.762 -7.728 13 0.00 3003.00 -7.728 0.000 Legend: 1 – Maxillary Alignment and Rotations 2 – Mandibular Alignment and Rotations 3 – Maxillary Marginal Ridges 4 – Mandibular Marginal Ridges 5 – Maxillary Buccolingual Inclinations 6 – Mandibular Buccolingual Inclinations 7 – Overjet 8 – Maxillary Occlusal Contacts 9 – Mandibular Occlusal Contacts 10 – Occlusal Relationships 11 – Maxillary Interproximal Contacts 12 – Mandibular Interproximal Contacts 13 – Total Scores Deducted 44 Table 3.4: Mann-Whitney’s ranks for the “passed” and “undetermined” groups. Comp. 1 2 3 4 5 6 7 8 9 10 11 12 13 passed yes und. yes und. yes und. yes und. yes und. yes no yes und. yes und. yes und. yes und. yes und. yes und. yes und. Total N 77 27 77 27 77 27 77 27 77 27 77 27 77 27 77 27 77 27 77 27 77 27 77 27 77 27 104 Mean Rank 48.40 64.20 53.31 50.20 49.41 61.31 49.77 60.28 52.53 52.43 50.18 59.11 45.60 72.17 51.03 56.70 48.73 63.24 45.69 71.93 52.00 53.93 51.66 54.89 39.00 91.00 Sum of Ranks 3726.50 1733.50 4104.50 1355.50 3804.50 1655.50 3832.50 1627.50 4044.50 1415.50 3864.00 1596.00 3511.50 1948.50 3929.00 1531.00 3752.50 1707.50 3518.00 1942.00 4004.00 1456.00 3978.00 1482.00 3003.00 2457.00 Legend: 1 – Maxillary Alignment and Rotations 2 – Mandibular Alignment and Rotations 3 – Maxillary Marginal Ridges 4 – Mandibular Marginal Ridges 5 – Maxillary Buccolingual Inclinations 6 – Mandibular Buccolingual Inclinations 7 – Overjet 8 – Maxillary Occlusal Contacts 9 – Mandibular Occlusal Contacts 10 – Occlusal Relationships 11 – Maxillary Interproximal Contacts 12 – Mandibular Interproximal Contacts 13- Total Scores Deducted Another aspect investigated in this study was the contribution each of the OGS’s criteria had towards each total score and, therefore, how much each accounted for the “passed” or “undetermined” distinction. 45 As previously mentioned, the data was not distributed normally, indicating that the need for nonparametric correlations. The descriptions above may not truly characterize the samples and its two groupings. A description closer to reality and more detailed is given on Table 3.5, in which the median and quartiles of distribution are indicated for each criterion. Table 3.5: Descriptive statistics and distribution of entire sample, according to the measured categories (Population, N=104). Percentile 1 1 1 1 C Mea Med SD Skw SES Kur SEK Rng Mn Mx 25% 50% 75% 1 2 3 4 5 6 7 8 9 2.96 3.50 0.77 0.85 0.52 1.00 3.26 0.27 0.57 2.13 0.75 0.30 16.85 3.0 4.0 0.0 0.0 0.0 0.0 3.0 0.0 0.0 2.0 0.0 0.0 17.0 1.37 1.40 0.98 1.07 0.93 1.64 2.78 0.71 0.97 2.00 1.44 0.79 4.80 0.54 0.37 1.12 1.04 2.20 2.75 1.40 3.80 2.13 0.74 2.50 2.83 0.28 0.24 0.24 0.24 0.24 0.24 0.24 0.24 0.24 0.24 0.24 0.24 0.24 0.24 0.77 2.08 0.44 0.15 5.44 10.48 1.92 19.06 5.30 -0.15 7.24 7.66 -0.10 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 0.47 8 . 0 9 . 0 4 . 0 4 . 0 5 . 0 10.0 13.0 5 . 0 5 . 0 8 . 0 8 . 0 4 . 0 23.0 0 0 0 0 0 0 0 0 0 0 0 0 6 8.0 9.0 4.0 4.0 5.0 10.0 13.0 5.0 5.0 8.0 8.0 4.0 29.0 2.0 3.0 0.0 0.0 0.0 0.0 1.0 0.0 0.0 0.0 0.0 0.0 13.0 3.0 4.0 0.0 0.0 0.0 0.0 3.0 0.0 0.0 2.0 0.0 0.0 17.0 4.0 4.0 1.0 2.0 1.0 2.0 4.0 0.0 1.0 3.0 1.0 0.0 20.0 0 1 2 3 Legend: 1 – Maxillary Alignment and Rotations 2 – Mandibular Alignment and Rotations 3 – Maxillary Marginal Ridges 4 – Mandibular Marginal Ridges 5 – Maxillary Buccolingual Inclinations 6 – Mandibular Buccolingual Inclinations 7 – Overjet 8 – Maxillary Occlusal Contacts 9 – Mandibular Occlusal Contacts 10 – Occlusal Relationships 11 – Maxillary Interproximal Contacts 12 – Mandibular Interproximal Contacts 13 – Total Scores Deducted . . . . . . . . . . . . . 0 0 0 0 0 0 0 0 0 0 0 0 0 C - Components Mea. – Mean Med. - Median SD – Standard Deviation Skw.- Skewness SES. – Standard Error of Skewness Kur - Kurtosis SEK – Standard Error of Kurtosis Rng - Range Mn - Minimum Mx - Maximum 46 Analyzing the sample as a whole, Spearman’s correlations were significant in the following criteria, from strongest to weakest (two asterix indicating a correlation at the 0.01 level, and one asterix, correlation at the 0.05 level): overjet (ρ= 0.50**), occlusal relationship (ρ= 0.49**), maxillary alignment and rotations (ρ= 0.29**), mandibular marginal ridges (ρ= 0.28**), maxillary marginal ridges (ρ= 0.22*), maxillary and mandibular occlusal contacts (ρ= 0.21*). See Tables B.2 – B.14 in Appendix B, for details. The “passed” group’s Spearman’s correlations were significant in the following criteria, from strongest to weakest: occlusal relationship (ρ= 0.37**), overjet (ρ= 36**), mandibular alignment and rotations (ρ= 0.35**) and mandibular marginal ridges (ρ= 0.29*). See Tables B.15 – B.27, in Appendix B, for details. Analyzing the “undetermined” group, Spearman’s correlations was significant in the mandibular buccolingual inclination criterion (ρ= 0.49*). See Tables B.28 – B.40 for details. Discussion The sample utilized in this study was originally gathered by Andrews for analysis of what those occlusions, which had not had, nor would benefit from orthodontics, shared 47 in a significant fashion. The common traits were narrowed to six, which were then validated by comparison to treated cases. And not all treated cases displayed the traits. With the present study, the purpose was to investigate whether the untreated sample would “pass” if observed under the same criteria used by the ABO for the treated cases, and could also be said to display “Board-quality”. A significant 77 cases (72.6%) out of the 106 had 19 or fewer points deducted and were then considered to have “passed”, in general terms. Two cases scored 30 or above, scores that suggest, usually, immediate failures. The remaining 27 cases had from 20 to 29 points deducted, scores considered to be generally “undetermined” for passing or not a given case. This group then may contribute to the passing group, providing even greater significance to it, since 98.1% or 104 cases would have then passed. The “undetermined” group, however, was individually considered for statistical analysis purposes. Cases selected to be presented at Part III examination, in a way of “leveling” all applicants, must meet certain pre-treatment discrepancy scores. It seems is the investigators opinion that a thorough process should take place for validating both scoring systems as well as the quality of the treatment outcome: all cases submitted should be scored under the ABO’s DI and OGS for both pre and post-treatment. In this fashion, a quantifiable improvement may be attested. As of now, they are unrelated: the measurements take place at different times during the exam, and before and after records are not seating side-by-side. The DI components are, among others, overjet, overbite, anterior open bite, lateral open bite, crowding, occlusion, lingual posterior crossbite, buccal posterior crossbite. Not all of these entities may be measured with the OGS, so objectively quantifying the improvement or outcome of a given case becomes unlikely. 48 Overbite, for instance, is not a criterion of the OGS, even though it is measured three times with the DI. There are differences between the criteria observed and scored towards the Discrepancy Index and the Objective Grading System. Overbite, for example, is a criterion of the DI, but is not addressed in the OGS evaluation. The sample investigated in this study was selected based on its appropriateness to what Andrews1 was originally investigating, that being the components of good-toexcellent occlusions. Therefore, the abnormal distribution of the data from the sample observed in the present study was expected: central tendencies were not observed for the present components. Having cases with naturally occurring good occlusions measured with the OGS and having their significant majority pass displays validity in this grading system. The investigator observed that the subjective evaluation of the study models was misleading, since a number of casts had noticeable discrepancies but still obtained “passing” scores according to the OGS. These observations are in accordance with the negative correlation between subjective grading and the OGS applied to a sample of treated cases described by Waters,4 who suggests, as does Cook,5 that the OGS is less critical on the evaluation of final treatment models and ultimately, on the scoring, which favors the applicants’ attempts to pass Part III and to become certified. The true severity of some discrepancies was not represented by this scoring system. Overjet contributed significantly towards the total deduction in the entire sample and in the “passed” group. Overall, overjet and occlusal relationship had significant “weight” towards the total deductions. In the “passed” group, occlusal relationship then overjet, and mandibular alignment and rotations weighted significantly towards this 49 group total deductions. The role overbite plays in lower anterior crowding may explain this significance and their correlation. And in the “undetermined” group, mandibular buccolingual inclinations weighted significantly towards the total deducted scores. The components which were significant not only were present among the total deductions, but also displayed significant deductions in the total, suggesting their validity. The strengths of the correlations, however, were not overall high. This may be due to nature of the sample: its cases were chosen according to pre-established criteria by Andrews1, and should display good-to-excellent occlusions, therefore, should not have particular criteria significantly contributing towards their total deductions. A higher percentile of ITRI was observed in the treated group, as Tahir et al.6 described after its comparison to natural good occlusions, the Andrews sample mean total score was lower than the ABO’s sample. This fact, as the author stated, occurred probably due to the selection of cases for the ABO, for the candidates purposefully choose cases that would have better scores. This suggestion is supported by the distribution patterns of the scores, which were very similar: anterior relationships scored higher than posterior, buccal relationships higher than lingual relationships on the posterior segments and anterior intraarch relations scored the highest. The ITRI criteria evaluated differs from the OGS criteria, so that objective comparison between those results and the results from this study would not be valid or significant. Yang-Powers et al.,3 comparing the scores obtained from two different treated samples, indicated buccolingual inclination as the criterion with the highest mean deduction for both groups and interproximal contacts, the criterion with the lowest mean deducted points . Such findings partially support the results from this study, that is the 50 criterion with highest correlation towards the total in the “undetermined” group was mandibular buccolingual inclinations. But deductions from maxillary interproximal contacts also displayed a significant correlation towards the total (however weaker than buccolingual inclination’s) in the “undetermined” group. A closer comparison between the mean deductions for each category for the “passed” and “undetermined” groups can be observed in Figure A.14. Conclusions With this investigation it was concluded that a significant number of untreated cases with “good-to-excellent” occlusions would have scored well enough to pass the objective grading portion of the ABO’s Part III certification process, designed to evaluate treatment outcomes. According to the OGS general prescription, 72.6% of the sample (77 cases) had 19 or fewer points deducted, therefore “passed”, 1.9% of the sample (2 cases) had 30 or more points deducted, indicating immediate failures and 25.5% had between 20 and 29 points deducted, so their passing was “undetermined”. The two groups formed for statistical analysis, “passed” and “undetermined”, displayed a mean of 17.2 and 24.0 points deducted, respectively. The descriptive analysis indicated abnormal data distribution, hence nonparametric tests were conducted from then on, and the medians and quartiles were used to describe the distribution of the scores. Spearman’s correlation indicated ‘overjet’ as the significant contributing criterion towards deducted points on the entire sample (ρ>0.01). Overall, overjet and occlusal relationship had significant 51 “weight” towards the total deductions. In the “passed” group, occlusal relationship then overjet, and mandibular alignment and rotations weighted significantly towards the total. In the “undetermined” group, mandibular buccolingual inclinations contributed significantly to this group’s total deductions. “Board quality” occlusions are observed naturally, however, there is a significant difference in the frequency of the spontaneously occurring discrepancies. The total of deducted points, however, may not reflect the true severity of the discrepancies in a given case, since the data used with the ABO system is of ordinal nature. The discrepancies have limited severity deduction, which may not have been truly reflected in the total scores in this study. The abnormal distribution of sample and relative strength of the correlations observed in this study (overall, weak) are due to the previous selection of the cases, done by Andrews according to his components of good occlusions. 52 Literature Cited 1. Andrews, LF. The six keys to normal occlusion. Am J Orthod 1972;62:271-309. 2. Casko, JS, Vaden JL, Kokich VG, Damone J, James RD, Cangialosi TJ, Riolo ML, Owens SE, Bills ED. Objective grading system for dental casts and panoramic radiographs. Am J Orthod Dentofacial Orthop 1998;114:589-99. 3. Yang-Powers LC, Sadowsky C, Rosenstein S, BeGole E. Treatment outcome in a graduate orthodontic clinic using the American Board of Orthodontics grading system. Am J Orthod Dentofacial Orthop 2002;122:451-55. 4. Waters, J. Evaluation of orthodontically treated patients from the SLU graduate orthodontic program: the ABO objective grading system compared with subjective evaluation [Thesis]. St. Louis, MO: Saint Louis University:p47. 5. Cook, MK. Evaluation of Board-Certified Orthodontist’s Sequential Finished Cases with the ABO Objective Grading System [Thesis]. St. Louis, MO: Saint Louis University:p7. 6. Tahir E, Sadowsky C, Schneider BJ. An assessment of treatment outcome in American Board of Orthodontics cases. Am J Orthod Dentofacial Orthop 1997;111:335-42. 53 54 APPENDIX A Bar Chart Number of cases passed 12 passed Passed undetermined Undetermined 10 8 6 4 2 0 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 21. 22. 23. 24. 25. 26. 27. 28. 29. 00 11 00 12 00 13 00 14 00 15 00 16 00 17 00 00 00 002000 21 00 22 00 23 00 24 00 25 00 26 00 27 00 28 00 29 6006. 8008. 9009. 10 18 19 20. TT Total Deductions Figure A1: Frequency of total points deducted. 53 Bar Chart Number of cases passed passed Passed undetermined 25 Undetermined 20 15 10 5 0 0.00 1 1.00 2 2.00 3 3.00 4 4.00 5 5.00 6 6.00 8 8.00 Deductions due AetRmx to Alignment and Rotations (maxillary) Figure A.2: Frequency of points deducted from maxillary “alignment and rotations”. 54 Bar Chart Number of cases 30 Passed Undetermined 25 20 15 10 5 0 0 1 2 3 4 5 6 7 9 Deductions due to Alignment and Rotations (mandibular) Figure A.3: Frequency of points deducted from mandibular “alignment and rotations”. 55 Bar Chart Number of cases passed passed Passed undetermined 50 Undetermined 40 30 20 10 0 .00 0 1.00 1 2.00 2 3.00 3 4.00 4 MRmx due to Marginal Ridges (maxillary) Deductions Figure A.4: Frequency of points deducted due to maxillary “marginal ridges”. 56 Bar Chart Number of cases passed passed Passed undetermined Undetermined 50 40 30 20 10 0 .00 0 1.00 1 2.00 2 3.00 3 4.00 4 Deductions due to Marginal MRmd Ridges (mandibular) Figure A.5: Frequency of points deducted due to mandibular “marginal ridges”. 57 Bar Chart Number of cases passed Passed passed Undetermined undetermined 60 50 40 30 20 10 0 0 .00 1 1.00 2 2.00 3 3.00 5 5.00 DeductionsBImx due to Buccolingual Inclinations (maxillary) Figure A.6: Frequency of points deducted due to maxillary “buccolingual inclinations”. 58 Bar Chart Number of cases passed passed Passed undetermined Undetermined 50 40 30 20 10 0 0.00 1.00 1 2.00 2 3.00 3 4.00 4 8.00 8 10.00 10 BImd Deductions due to Buccolingual Inclinations (mandibular) Figure A.7: Frequency of points deducted due to mandibular “buccolingual inclinations”. 59 Bar Chart Number of cases passed Passed passed Passed Undetermined undetermined 20 Undetermined 15 10 5 0 .00 0 1.00 1 2.00 2 3.00 3 4.00 4 5.00 5 6.00 6 7.00 7 8.00 8 9.00 9 10.00 10 11.00 11 12.00 12 13.00 13 OJ Deductions due to Overjet Figure A.8: frequency of points deducted due to “overjet”. 60 Bar Chart Number of cases passed passed Passed undetermined Undetermined 60 40 20 0 .00 0 1.00 1 2.00 2 5.00 5 Deductions OCmx due to Occlusal Contacts (maxillary) Figure A.9: Frequency of points deducted due to maxillary “occlusal contacts”. 61 Bar Chart Number of cases passed passed Passed undetermined 60 Undetermined 50 40 30 20 10 0 0 .00 1 1.00 2 2.00 4 4.00 5 5.00 Deductions due to Occlusal Contacts (mandibular) OCmd Figure A.10: Frequency of points deducted due to mandibular “occlusal contacts”. 62 Bar Chart Number of cases passed passed Passed undetermined 30 Undetermined 25 20 15 10 5 0 .00 0 1.00 1 2.00 2 3.00 3 4.00 4 5.00 5 6.00 6 7.00 7 8.00 8 Deductions RO due to Occlusal Relationships Figure A.11: Frequency of points deducted due to “occlusal relationship”. 63 Bar Chart Number of cases passed passed Passed undetermined Undetermined 60 50 40 30 20 10 0 .00 0 1.00 1 2.00 2 3.00 3 4.00 4 5.00 5 8.00 8 DeductionsICmx due to Interproximal Contacts (maxillary) Figure A.12: Frequency of points deducted due to maxillary “interproximal contacts”. 64 Bar Chart Number of cases passed Passed passed Undetermined undetermined 60 40 20 0 .00 0 1.00 1 2.00 2 3.00 3 4.00 4 Deductions due to Interproximal Contacts (mandibular) ICmd Figure A.13: Frequency of points deducted due to mandibular “interproximal contacts”. . 65 Mean deducted points per component AetRmx 25 AetRmd MRmx MRmd BImx BImd OJ OCmx OCmd RO ICmx ICmd TT 20 15 10 5 0 Passed Undetermined Legend: AetRmx) maxillary alignment and rotations; AetRmd) mandibular alignment and rotations; MRmx) maxillary marginal ridges; MRmd) mandibular marginal ridges; BImx) maxillary buccolingual inclinations; BImd) mandibular buccolingual inclinations; OJ) overjet; OCmx) maxillary occlusal contacts; OCmd) mandibular occlusal contacts; RO) occlusal relationships; ICmx) maxillary interproximal contacts; ICmd) mandibular interproximal contacts; TT) total deductions. Figure A.14: Mean deduction per component grouped according to their final score: “passed” vs. “undetermined”. 66 APPENDIX B Table B.1: Intra-examiner Pearson’s correlation. Component Mean SD r 1o 3.27 1.17 0.963** 1r 3.38 1.19 2o 2.94 1.25 0.805** 2r 3.05 0.80 3o 0.83 0.92 0.932** 3r 0.83 0.92 4o 0.88 1.23 0.942** 4r 0.94 1.10 5o 0.50 0.85 0.946** 5r 0.61 0.97 6o 1.00 1.32 0.881** 6r 0.94 1.05 7o 3.27 2.71 0.997** 7r 3.27 2.49 8o 0.27 0.66 -0.345 8r 0.88 1.13 9o 1.16 1.61 0.564* 9r 0.55 0.98 10o 2.50 2.22 0.990** 10r 2.61 2.25 11o 0.16 0.51 0.682** 11r 0.38 0.97 12o 0.22 0.73 0.265 12r 0.05 0.23 13o 17.38 5.47 0.985** 13r 17.72 5.21 Legend: 1. Maxillary Alignment and Rotations 2. Mandibular Alignment and Rotations 3. Maxillary Marginal Ridges 4. Mandibular Marginal Ridges 5. Maxillary Buccolingual Inclinations 6. Mandibular Buccolingual Inclinations 7. Overjet 8. Maxillary Occlusal Contacts 9. Mandibular Occlusal Contacts 10. Occlusal Relationships 11. Maxillary Interproximal Contacts 12. Mandibular Interproximal Contacts 13. Total of Deducted Points “o”. Original Measurement “r”. Re-Measurement 67 Table B.2: Spearman’s correlations between the Alignment and Rotations (maxillary) and the other components for the entire sample. Component under investigation: 1 N ρ S (Sample) 1 1.00 0.00 104 2 0.15 0.14 104 3 -0.04 0.68 104 4 -0.04 0.69 104 5 -0.10 0.33 104 6 -0.07 0.50 104 7 0.08 0.40 104 8 0.14 0.17 104 9 0.13 0.18 104 10 0.09 0.35 104 11 -0.27** 0.00 104 12 -0.14 0.17 104 13 0.29** 0.00 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 68 Table B.3: Spearman’s correlations between the Alignment and Rotations (mandibular) and the other components for the entire sample. Component under investigation: 2 ρ S N (Sign. 2-tailed) (Pop.) 1 0.15 0.14 104 2 1.00 0.00 104 3 -0.10 0.30 104 4 0.26** 0.01 104 5 -0.02 0.87 104 6 -0.21* 0.03 104 7 0.01 0.95 104 8 -0.01 0.89 104 9 -0.14 0.16 104 10 -0.12 0.21 104 11 0.13 0.17 104 12 -0.09 0.39 104 13 0.16 0.11 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 69 Table B.4: Spearman’s correlations between the Marginal Ridges (maxillary) and the other components for the entire sample. Component under investigation: 3 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.04 0.68 104 2 -0.10 0.30 104 3 1.00 0.00 104 4 0.15 0.12 104 5 -0.10 0.30 104 6 -0.01 0.89 104 7 0.02 0.84 104 8 -0.15 0.12 104 9 -0.07 0.50 104 10 0.02 0.82 104 11 -0.00 0.99 104 12 0.20* 0.04 104 13 0.22* 0.03 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 70 Table B.5: Spearman’s correlations between the Marginal Ridges (mandibular) and the other components for the entire sample. Component under investigation: 4 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.04 0.69 104 2 0.26** 0.01 104 3 0.15 0.12 104 4 1.00 0.00 104 5 0.08 0.43 104 6 -0.21* 0.03 104 7 -0.04 0.71 104 8 0.06 0.53 104 9 -0.08 0.41 104 10 0.09 0.37 104 11 0.14 0.16 104 12 -0.03 0.79 104 13 0.28** 0.00 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 71 Table B.6: Spearman’s correlations between the Buccolingual Inclinations (maxillary) and the other components for the entire sample. Component under investigation: 5 ρ S N (Sig. 2 tailed) (Pop.) 1 -0.10 0.33 104 2 -0.02 0.87 104 3 -0.10 0.30 104 4 0.08 0.43 104 5 1.00 0.00 104 6 0.07 0.48 104 7 -0.17 0.09 104 8 -0.09 0.38 104 9 -0.03 0.75 104 10 -0.09 0.38 104 11 0.01 0.90 104 12 -0.09 0.37 104 13 -0.01 0.90 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 72 Table B.7: Spearman’s correlations between the Buccolingual Inclinations (mandibular) and the other components for the entire sample. Component under investigation: 6 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.07 0.50 104 2 -0.21* 0.03 104 3 -0.01 0.89 104 4 -0.21* 0.03 104 5 0.07 0.48 104 6 1.00 0.00 104 7 -0.12 0.25 104 8 0.11 0.25 104 9 0.03 0.78 104 10 0.10 0.29 104 11 -0.03 0.77 104 12 -0.18 0.07 104 13 0.11 0.25 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 73 Table B.8: Spearman’s correlations between the Overjet and the other components for the entire sample. Component under investigation: 7 ρ S N (Sig. 2-tailed) (Pop.) 1 0.08 0.40 104 2 0.01 0.95 104 3 0.02 0.84 104 4 -0.04 0.71 104 5 -0.17 0.09 104 6 -0.11 0.25 104 7 1.00 0.00 104 8 0.04 0.66 104 9 0.13 0.19 104 10 0.00 0.97 104 11 -0.08 0.43 104 12 0.01 0.90 104 13 0.50** 0.00 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 74 Table B.9: Spearman’s correlations between the Occlusal Contacts (maxillary) and the other components for the entire sample. Component under investigation: 8 ρ S N (Sig. 2-tailed) (Pop.) 1 0.14 0.17 104 2 -0.01 0.90 104 3 -0.16 0.12 104 4 0.06 0.52 104 5 -0.09 0.38 104 6 0.11 0.25 104 7 0.04 0.66 104 8 1.00 0.00 104 9 0.13 0.18 104 10 0.07 0.50 104 11 -0.06 0.55 104 12 -0.06 0.58 104 13 0.21* 0.04 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 75 Table B.10: Spearman’s correlations between the Occlusal Contacts (mandibular) and the other components for the entire sample. Component under investigation: 9 ρ S N (Sig. 2-tailed) (Pop.) 1 0.13 0.18 104 2 -0.14 0.15 104 3 -0.07 0.50 104 4 -0.08 0.42 104 5 -0.03 0.75 104 6 0.03 0.80 104 7 0.13 0.19 104 8 0.13 0.18 104 9 1.00 0.00 104 10 -0.06 0.54 104 11 -0.15 0.13 104 12 -0.10 0.30 104 13 0.21* 0.03 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 76 Table B.11: Spearman’s correlations between the Occlusal Relationships and the other components for the entire sample. Component under investigation: 10 ρ S N (Sig. 2-tailed) (Pop.) 1 0.09 0.35 104 2 -0.12 0.21 104 3 0.02 0.82 104 4 0.09 0.37 104 5 -0.09 0.38 104 6 0.10 0.29 104 7 0.00 0.97 104 8 0.07 0.50 104 9 -0.06 0.54 104 10 1.00 0.00 104 11 0.02 0.86 104 12 0.13 0.20 104 13 0.49** 0.00 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 77 Table B.12: Spearman’s correlations between the Interproximal Contacts (maxillary) and the other components for the entire sample. Component under investigation: 11 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.27** 0.01 104 2 0.13 0.17 104 3 -0.00 0.99 104 4 0.14 0.16 104 5 0.01 0.90 104 6 -0.03 0.77 104 7 -0.08 0.43 104 8 -0.06 0.55 104 9 -0.15 0.13 104 10 0.02 0.86 104 11 1.00 0.00 104 12 0.07 0.51 104 13 0.14 0.15 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 78 Table B.13: Spearman’s correlations between the Interproximal Contacts (mandibular) and the other components for the entire sample. Component under investigation: 12 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.14 0.17 104 2 -0.09 0.40 104 3 0.20* 0.04 104 4 -0.03 0.80 104 5 -0.09 0.37 104 6 -0.18 0.07 104 7 0.01 0.90 104 8 -0.06 0.58 104 9 -0.10 0.30 104 10 0.13 0.20 104 11 0.07 0.51 104 12 1.00 0.00 104 13 0.15 0.14 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 79 Table B.14: Spearman’s correlations between the Total Points Deducted and the other components for the entire sample. Component under investigation: 13 ρ S N (Sig. 2-tailed) (Pop.) 1 0.29** 0.00 104 2 0.16 0.11 104 3 0.22** 0.03 104 4 0.30** 0.00 104 5 -0.01 0.90 104 6 0.11 0.25 104 7 0.50** 0.00 104 8 0.21* 0.04 104 9 0.21* 0.03 104 10 0.49** 0.00 104 11 0.14 0.15 104 12 0.15 0.14 104 13 1.00 0.00 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 80 Table B.15: Spearman’s correlations between the Alignment and Rotations (maxillary) and the other components for the “passed” group. Component under investigation: 1 N ρ S (Sample) 1 1.00 0.00 77 2 0.20 0.08 77 3 -0.09 0.45 77 4 -0.02 0.87 77 5 -0.04 0.73 77 6 -0.19 0.09 77 7 -0.02 0.84 77 8 0.04 0.76 77 9 0.09 0.46 77 10 -.0.05 0.68 77 11 -0.024* 0.04 77 12 -0.016 0.18 77 13 0.21 0.07 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 81 Table B.16: Spearman’s correlations between the Alignment and Rotations (mandibular) and the other components for the “passed” group. Component under investigation: 2 ρ S N (Sign. 2-tailed) (Pop.) 1 0.20 0.08 77 2 1.00 0.00 77 3 -0.12 0.28 77 4 0.27* 0.02 77 5 -0.01 0.92 77 6 -0.20 0.08 77 7 0.07 0.56 77 8 -0.04 0.73 77 9 -0.03 0.80 77 10 -0.13 0.24 77 11 0.09 0.46 77 12 -0.15 0.20 77 13 0.35** 0.20 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 82 Table B.17: Spearman’s correlations between the Marginal Ridges (maxillary) and the other components for the “passed” group. Component under investigation: 3 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.09 0.45 77 2 -0.12 0.28 104 3 1.00 0.00 77 4 0.00 0.98 77 5 -0.18 0.12 77 6 -0.00 0.96 77 7 -0.01 0.95 77 8 -0.06 0.60 77 9 -0.08 0.48 77 10 -0.06 0.60 77 11 -0.13 0.25 77 12 0.13 0.27 77 13 0.13 0.27 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 83 Table B.18: Spearman’s correlations between the Marginal Ridges (mandibular) and the other components for the “passed” group. Component under investigation: 4 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.02 0.87 77 2 0.27* 0.02 77 3 0.00 0.98 77 4 1.00 0.00 77 5 -0.02 0.86 77 6 -0.21 0.07 77 7 -0.02 0.84 77 8 0.12 0.30 77 9 -0.09 0.44 77 10 -0.05 0.68 77 11 0.05 0.66 77 12 -0.05 0.67 77 13 0.29* 0.01 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 84 Table B.19: Spearman’s correlations between the Buccolingual Inclinations (maxillary) and the other components for the “passed group”. Component under investigation: 5 ρ S N (Sig. 2 tailed) (Pop.) 1 -0.04 0.73 77 2 -0.01 0.92 77 3 -0.18 0.12 77 4 -0.02 0.86 77 5 1.00 0.00 77 6 0.11 0.36 77 7 -0.06 0.61 77 8 -0.04 0.72 77 9 0.04 0.74 77 10 -0.13 0.28 77 11 -0.07 0.55 77 12 -0.06 0.59 77 13 0.00 0.99 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 85 Table B.20: Spearman’s correlations between the Buccolingual Inclinations (mandibular) and the other components for the “passed group”. Component under investigation: 6 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.19 0.09 77 2 -0.20 0.08 77 3 -0.01 0.96 77 4 -0.21 0.07 77 5 0.11 0.35 77 6 1.00 0.00 77 7 -0.30** 0.01 77 8 0.09 0.46 77 9 0.01 0.93 77 10 -0.01 0.95 77 11 0.00 0.97 77 12 -0.14 0.24 77 13 -0.06 0.58 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 86 Table B.21: Spearman’s correlations between the Overjet and the other components for the “passed” group. Component under investigation: 7 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.02 0.84 77 2 0.07 0.56 77 3 -0.01 0.95 77 4 -0.02 0.84 77 5 -0.06 0.61 77 6 -0.30** 0.01 77 7 1.00 0.00 77 8 -0.10 0.40 77 9 -0.06 0.60 77 10 -0.08 0.50 77 11 -0.11 0.34 77 12 -0.03 0.79 77 13 0.36** 0.00 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 87 Table B.22: Spearman’s correlations between the Occlusal Contacts (maxillary) and the other components for the “passed group”. Component under investigation: 8 ρ S N (Sig. 2-tailed) (Pop.) 1 0.04 0.76 77 2 -0.04 0.72 77 3 -0.06 0.06 77 4 0.12 0.30 77 5 -0.04 0.72 77 6 0.09 0.46 77 7 -0.10 0.40 77 8 1.00 0.00 77 9 0.13 0.27 77 10 -0.02 0.89 77 11 0.09 0.44 77 12 -0.06 0.60 77 13 0.20 0.09 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 88 Table B.23: Spearman’s correlations between the Occlusal Contacts (mandibular) and the other components for the “passed group”. Component under investigation: 9 ρ S N (Sig. 2-tailed) (Pop.) 1 0.09 0.46 77 2 -0.03 0.80 77 3 -0.08 0.48 77 4 -0.09 0.44 77 5 0.04 0.74 77 6 0.01 0.93 77 7 -0.06 0.60 77 8 0.13 0.27 77 9 1.00 0.00 77 10 -0.17 0.13 77 11 -0.08 0.52 77 12 -0.06 0.63 77 13 0.02 0.86 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 89 Table B.24: Spearman’s correlations between the Occlusal Relationships and the other components for the “passed group”. Component under investigation: 10 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.05 0.70 77 2 -0.13 0.24 77 3 -0.06 0.60 77 4 -0.05 0.68 77 5 -0.13 0.28 77 6 -0.01 0.95 77 7 -0.08 0.50 77 8 -0.02 0.90 77 9 -0.17 0.13 77 10 1.00 0.00 77 11 0.06 0.58 77 12 0.18 0.12 77 13 0.37** 0.00 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 90 Table B.25: Spearman’s correlations between the Interproximal Contacts (maxillary) and the other components for the “passed” group. Component under investigation: 11 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.24* 0.09 77 2 0.09 0.46 77 3 -0.13 0.25 77 4 0.05 0.66 77 5 -0.07 0.55 77 6 0.00 0.97 77 7 -0.11 0.34 77 8 0.09 0.44 77 9 -0.08 0.52 77 10 0.06 0.58 77 11 1.00 0.00 77 12 0.08 0.48 77 13 0.18 0.12 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 91 Table B.26: Spearman’s correlations between the Interproximal Contacts (mandibular) and the other components for the entire sample. Component under investigation: 12 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.16 0.18 77 2 -0.15 0.20 77 3 0.13 0.27 77 4 -0.05 0.67 77 5 -0.06 0.59 77 6 -0.14 0.24 77 7 -0.03 0.79 77 8 -0.06 0.60 77 9 -0.06 0.63 77 10 0.18 0.12 77 11 0.08 0.47 77 12 1.00 0.00 77 13 0.18 0.12 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 92 Table B.27: Spearman’s correlations between the Total Points Deducted and the other components for the “passed” group. Component under investigation: 13 ρ S N (Sig. 2-tailed) (Pop.) 1 0.21 0.07 77 2 0.35** 0.00 77 3 0.13 0.27 77 4 0.29* 0.01 77 5 0.00 0.99 77 6 -0.06 0.58 77 7 0.36** 0.00 77 8 0.20 0.08 77 9 0.02 0.86 77 10 0.37** 0.00 77 11 0.18 0.12 77 12 0.18 0.12 77 13 1.00 0.00 77 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 93 Table B.28: Spearman’s correlations between the Alignment and Rotations (maxillary) and the other components for the “undetermined” group. Component under investigation: 1 N ρ S (Sample) 1 1.00 0.00 27 2 -0.05 0.80 27 3 -0.10 0.63 27 4 -0.25 0.20 27 5 -0.27 0.17 27 6 0.06 0.78 27 7 -0.10 0.61 27 8 0.30 0.15 27 9 0.08 0.68 27 10 0.23 0.24 27 11 -0.45* 0.02 27 12 -0.14 0.50 27 13 -0.17 0.39 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 94 Table B.29: Spearman’s correlations between the Alignment and Rotations (mandibular) and the other components for the “undetermined” group. Component under investigation: 2 ρ S N (Sign. 2-tailed) (Pop.) 1 -0.05 0.80 27 2 1.00 0.00 27 3 0.02 0.94 27 4 0.29 0.14 27 5 -0.01 0.97 27 6 -0.22 0.28 27 7 -0.12 0.56 27 8 0.07 0.73 27 9 -0.44** 0.02 27 10 -0.03 0.90 27 11 0.30 0.14 27 12 0.08 0.68 27 13 -0.08 0.69 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 95 Table B.30: Spearman’s correlations between the Marginal Ridges (maxillary) and the other components for the “undetermined” group. Component under investigation: 3 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.10 0.63 27 2 0.02 0.94 27 3 1.00 0.00 27 4 0.43* 0.02 27 5 0.12 0.56 27 6 -0.16 0.44 27 7 -0.21 0.30 27 8 -0.46* 0.02 27 9 -0.23 0.25 27 10 -0.06 0.77 27 11 0.34 0.09 27 12 0.34 0.08 27 13 0.10 0.60 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 96 Table B.31: Spearman’s correlations between the Marginal Ridges (mandibular) and the other components for the “undetermined” group. Component under investigation: 4 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.25 0.20 27 2 0.29 0.14 27 3 0.43* 0.02 27 4 1.00 0.00 27 5 0.37 0.06 27 6 -0.31 0.11 27 7 -0.34 0.08 27 8 -0.08 0.68 27 9 -0.25 0.20 27 10 0.17 0.40 27 11 0.31 0.12 27 12 -0.03 0.90 27 13 0.05 0.81 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 97 Table B.32: Spearman’s correlations between the Buccolingual Inclinations (maxillary) and the other components for the “undetermined” group. Component under investigation: 5 ρ S N (Sig. 2 tailed) (Pop.) 1 -0.27 0.17 27 2 -0.01 0.97 27 3 0.12 0.56 27 4 0.36 0.06 27 5 1.00 0.00 27 6 -0.01 0.97 27 7 -0.42* 0.03 27 8 -0.20 0.32 27 9 -0.20 0.32 27 10 -0.08 0.70 27 11 0.23 0.25 27 12 -0.15 0.44 27 13 -0.17 0.41 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 98 Table B.33: Spearman’s correlations between the Buccolingual Inclinations (mandibular) and the other components for the “undetermined” group. Component under investigation: 6 ρ S N (Sig. 2-tailed) (Pop.) 1 0.06 0.78 27 2 -0.22 0.28 27 3 -0.16 0.44 27 4 -0.31 0.11 27 5 -0.01 0.98 27 6 1.00 0.00 27 7 0.09 0.66 27 8 0.10 0.63 27 9 -0.08 0.70 27 10 0.30 0.14 27 11 -0.11 0.59 27 12 -0.30 0.12 27 13 0.49** 0.01 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 99 Table B.34: Spearman’s correlations between the Overjet and the other components for the “undetermined” group. Component under investigation: 7 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.10 0.61 27 2 -0.12 0.56 27 3 -0.21 0.29 27 4 -0.34 0.08 27 5 -0.42* 0.03 27 6 0.09 0.66 27 7 1.00 0.00 27 8 0.15 0.45 27 9 0.34 0.08 27 10 -0.56** 0.00 27 11 -0.00 1.00 27 12 0.04 0.86 27 13 0.36 0.07 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 100 Table B.35: Spearman’s correlations between the Occlusal Contacts (maxillary) and the other components for the “undetermined” group. Component under investigation: 8 ρ S N (Sig. 2-tailed) (Pop.) 1 0.28 0.15 27 2 0.07 0.72 27 3 -0.46* 0.02 27 4 -0.08 0.70 27 5 -0.20 0.32 27 6 0.10 0.63 27 7 0.15 0.45 27 8 1.00 0.00 27 9 -0.03 0.88 27 10 0.11 0.58 27 11 -0.40* 0.04 27 12 -0.08 0.72 27 13 0.21* 0.04 104 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 101 Table B.36: Spearman’s correlations between the Occlusal Contacts (mandibular) and the other components for the “undetermined” group. Component under investigation: 9 ρ S N (Sig. 2-tailed) (Pop.) 1 0.08 0.68 27 2 -0.44* 0.02 27 3 -0.23 0.25 27 4 -0.25 0.20 27 5 -0.20 0.32 27 6 -0.08 0.70 27 7 0.34 0.08 27 8 -0.03 0.90 27 9 1.00 0.00 27 10 -0.15 0.46 27 11 -0.35 0.08 27 12 -0.23 0.24 27 13 0.06 0.79 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 102 Table B.37: Spearman’s correlations between the Occlusal Relationships and the other components for the “undetermined group”. Component under investigation: 10 ρ S N (Sig. 2-tailed) (Pop.) 1 0.23 0.24 27 2 -0.03 0.90 27 3 -0.06 0.77 27 4 0.17 0.40 27 5 -0.08 0.69 27 6 0.29 0.14 27 7 -0.56** 0.00 27 8 0.11 0.60 27 9 -0.15 0.46 27 10 1.00 0.00 27 11 -0.20 0.36 27 12 -0.15 0.46 27 13 0.10 0.61 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 103 Table B.38: Spearman’s correlations between the Interproximal Contacts (maxillary) and the other components for the “undetermined” group. Component under investigation: 11 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.45** 0.02 27 2 0.29 0.14 27 3 0.34 0.09 27 4 0.31 0.12 27 5 0.23 0.26 27 6 -0.11 0.59 27 7 0.00 1.00 27 8 -0.40* 0.04 27 9 -0.35 0.08 27 10 -0.18 0.36 27 11 1.00 0.00 27 12 0.02 0.91 27 13 0.27 0.17 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 104 Table B.39: Spearman’s correlations between the Interproximal Contacts (mandibular) and the other components for the “undetermined” group. Component under investigation: 12 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.14 0.50 27 2 0.08 0.68 27 3 0.34 0.08 27 4 -0.03 0.90 27 5 -0.15 0.44 27 6 -0.30 0.12 27 7 0.04 0.86 27 8 -0.07 0.72 27 9 -0.23 0.24 27 10 -0.15 0.46 27 11 0.02 0.91 27 12 1.00 0.00 27 13 -0.02 0.91 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 105 Table B.40: Spearman’s correlations between the Total Points Deducted and the other components for the “undetermined” group. Component under investigation: 13 ρ S N (Sig. 2-tailed) (Pop.) 1 -0.17 0.39 27 2 -0.08 0.69 27 3 0.10 0.60 27 4 0.05 0.81 27 5 -0.17 0.41 27 6 0.49** 0.01 27 7 0.36 0.07 27 8 0.11 0.59 27 9 0.05 0.79 27 10 0.10 0.61 27 11 0.27 0.20 27 12 -0.02 0.91 27 13 1.00 0.00 27 * Correlation significant at the 0.05 level (2-tailed). ** Correlation significant at the 0.01 level (2-tailed). 106 VITA AUCTORIS Cristiana Vieira de Araújo, the oldest child of Eustáquio and Terezinha, was born on December 23, 1981 in Belo Horizonte, Brazil. She was raised in that city. In 1999, after attending St. David Catholic Secondary School in Waterloo, Ontario as an exchange student, Cristiana graduated from Colégio Santo Antônio. She was then admitted into the Dental School of the Pontifícia Universidade Católica of Minas Gerais. In 2001, her family moved to St. Louis, Missouri, and she took a sabbatical from dental school to attend undergraduate classes at Saint Louis University and Maryville University. Back to Brazil in 2002, she pursued her Doctor of Dental Science degree, obtaining it in 2005. That same year she was accepted into the orthodontic residency program at Saint Louis University. 107