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Nuclear Physics A491 (1989) 301-313 North-Holland, Amsterdam THERMAL FLUCTUATIONS IN HEAVY-ION FUSION (I). One-dimensional models C.E. AGUIAR, V.C. BARBOSA, Insiituto de Fisica, Universidade R. DONANGELO and REACTIONS S.R. SOUZA Federal do Rio de Janeiro, C. P. 68528, 21945 Rio de Janeiro R.J., Brazil Received 9 May 1988 (Revised 12 September 1988) Abstract: We consider the effect of thermal fluctuations on the heavy-ion fusion probabilities calculated within different models of the nuclear potential and dissipation function. We show that the introduction of fluctuations has effects that depend considerably on the model utilized, and which may therefore help decide among the different theoretical descriptions now available. 1. Introduction Our present understanding of heavy-ion fusion reactions has taken much benefit from classical trajectory models ‘,‘). The main ingredients of these models are: (a) a small number of collective degrees of freedom which evolve in time according to classical equations of motion, (b) conservative forces, which give rise to a potential barrier between projectile and target that must be overcome to bring these nuclei into contact, and (c) dissipative forces, that exchange energy between macroscopic and microscopic degrees of freedom. The collective coordinates are usually associated to the distance between the centers-of-mass of the two nuclei, their orbital and intrinsic rotations, and, sometimes, their deformations or other shape parameters. The conservative forces are the Coulomb repulsion from the coupling of the system. and the nuclear between the collective attraction, and the frictional and the single-particle degrees forces arise of freedom It is well known from nonequilibrium statistical mechanics that dissipative processes are always accompanied by thermal fluctuations. It has been pointed out that fluctuations, other than those associated with mass and charge asymmetry, have not received much attention in model calculations 3), although their influence in the fusion of very heavy nuclei is quite noticeable 435).The purpose of the present work is to investigate the effect of fluctuations in the radial motion on the fusion behavior of a heavy-ion system. We have preferred to introduce them through use of the Langevin approach, following Barbosa er al. 6), Abe et al. ‘) and Frobrich and Xu 8), and not the equivalent Fokker-Planck treatment proposed earlier by Nijrenberg “) because of the difficulties involved in extending the latter method to cases with 0375-9474/89/$03.50 0 Elsevier Science Publishers (North-Holland Physics Publishing Division) B.V. 302 C.E. Aguiar et al. / Thermalfluctuations (I) more degrees of freedom which will be treated in the second part of the present work. The inclusion of the fluctuating forces into the equations of motion is presented in sect. 2. The time evolution of the trajectory ensemble obtained when ~uctuations are considered is studied in sect. 3 for the case of two widely used models of nuclear interaction and dissipation. The results obtained indicate that the introduction of fluctuations leads to markedly differentiated effects according to the model employed. This could be used to help lifting, at least in part, the present ambiguities in the nuclear potential and dissipation. The question is explored in sects. 4 and 5 where we look at the effect of fluctuations on the fusion probabilities predicted by these models in the case of intermediate and very heavy systems, respectively. In the last section we present a summary and further discussion, 2. Equations of motion including Langevin forces The classical equations that describe the radial motion of two colliding nuclei are: dr P -=-dt /.L’ where r indicates the separation between the centers-of-mass of the two nuclei, p the relative radial momentum, p their reduced mass, V(r) the sum of the long-range Coulomb repulsion V,(r) and the short-range nuclear attraction V,(r) between the nuclei, and r(r) the friction coefficient. As it was mentioned in the introduction, there is considerable ambiguity in the choice of V,(r) and r(r). This comes about because most heavy-ion reaction data is sensitive to the details of these two quantities on a narrow region around the nuclear surface. It is then possible to provide quite different prescriptions for V,(r) and T(r) which balance in such a way as to give similar results. This is the case for two well-known descriptions. One is the proximity model (PM) of Blocki et al. lo) and Randrup ‘l) VN(r)=4&b@[(r-C,-Cd/b], I’(r) = 4moCbly[(r - C, - C,)/b] , (24 where C, and C2 are the half-density radii of the two nuclei, c = C,C,/( C, + C,), b the surface thickness, y the surface tension, n, the bulk nucleon current, and @ and Y are universal functions described in refs. ‘Ozl’).We have taken the values of Ci, b and no from these references, but in the case of y we took the value utilized in the work of Back et al. 12). This choice of y yields proximity model Coulomb barriers in agreement with the experimental results, while that originally provided by ref. lo) overestimates the barrier height by approximately 4% [ref. ‘“>I. C.E. Aguiur The et al. / 7’hermal_iluctuations 303 (I) other model considered here is that of Gross and Kalinowski 14) (GKM) where I? = r~(A~/3+A~‘3), and the values of r,, a, a, and r, are given in ref. 14). In fig. 1 we exhibit the total potential energies for the 58Ni-t 58Ni frontal collision case calculated within the two models given above. Also illustrated in this figure are the classical trajectories which overcome the potential barriers with minimum incident energy in each case. We observe that although the PM potential barrier is considerably higherthan the one in the GKM (101 MeVversus 95 MeV, respectively), the friction is markedly stronger in the latter case. Thus the fusion energy thresholds are 101 MeV in the PM calculation and 100 MeV in the GKM, which means they are in quite reasonable agreement with each other. r (fm) r (fm) Fig. 1. Potential barriers in the proximity and Gross-Kalinowski models. The critical trajectories overcome these barriers with minimum incident energy are shown in each case. which The trajectory descriptions of eqs. (l), (2) disregard fluctuation effects. It is, however, a quite familiar non equilibrium statistical physics result that the interaction arising from the coupling of a system with a heat bath has two components: an average friction force and a fluctuating random interaction known as the Langevin force. If we assume that the microscopic degrees of freedom of the nuclear system act as a heat bath for the collective variables, we must add this random force to the 304 C.E. Aguiar et at. / ~eTmai~uctuat~ons (I) conservative and dissipative ones. The equations of motion (1) then read dr P -=dt p’ dp -= dt -g-r;+L(t), where t(t) is the Langevin force. The random force t(t) has a null ensemble average value, and if we further assume it has a markovian character its time correlation function is a &function: (a) = 0, {L( t)L( t’)} = Zf)s( t - t’) . (4) The diffusion coefficient D appearing in eq. (4) determines the intensity of the Langevin force. It is related to the friction coefficient r by the dissipation-fluctuation theorem result, D=Tl- (5) known as Einstein’s relation ‘*), in which T stands for the temperature of the heat bath. This temperature is calculated here assuming that the kinetic energy that was dissipated until time t, Q(t), is entirely transformed into internal nuclear excitation energy, E* = Q(t), and accepting the Fermi-gas relation between this energy and the temperature T, E*=aT’. (6) In eq. (6) the value of the level density parameter a was taken to be A/10 MeV, where A = Al +A, is the total number of nucleons in the system. Quantum mechanical effects may be included in eq. (5) by use of an effective temperature T* = $Aw coth (liw/27’), where w is some characteristic frequency of the system. We have preferred not to include neither this nor other quantum effects, such as tunneling, in order not to transform our classical trajectory calculations into a less transparent hybrid. In any case one should note that since T” > T our use of the classical Einstein relation does not overestimate the role of fluctuations. The algorithm we employed to solve the equations of motion (3) is as follows. We integrate both sides of eq. (3) between times t and f + At to obtain the iteration relations (7) The impulse associated to the Langevin force acting during the time interval At, r+At 1(t) L( = If t’) dt’, (8) C.E. Aguiar et al. / Thermalfluctuations has a normal distribution with zero mean value, (I(t)) (I) 305 = 0, and a variance 2DAt [ref. “)I. For the sake of simplicity in eq. (7) we dropped in At, in spite of the possibly longer computational time involved. though, that Abe et al. ‘) have derived higher order employed in this problem. Since the equations (7) for the time evolution element I(t) we have to study the time development higher order terms We should remark, procedures of the system which contain of an ensemble associated to identical initial conditions of the system. We tions in such a way that the distance between the nuclei is the dissipative forces are effective and therefore where present. In the next sections we show the result of such (I(t)*) = may be a random of trajectories choose the initial condilarger than that at which fluctuations are not yet calculations for several systems. 3. Time evolution of a trajectory ensemble The study of sub-barrier fusion reactions has stimulated an intense interest in systems within the intermediate mass region. One of the cases more intensely studied was the 58Ni+ 58Ni used in the example shown in the previous section. We then start by considering the effect of fluctuations on this system, which is approximately representative of the general behavior in this mass region. In fig. 2 we show the result of running fifty trajectories under the effect of the random Langevin forces, at an energy above the fusion threshold for both models. In the PM case the dissipation begins to be effective only after the trajectories have gone beyond the Coulomb barrier radius. The resulting fluctuations are not able to change the outcome, and all trajectories of the ensemble fall inside the potential well thus Gross- Kollnowskl Model , i IO r (fm) 50 15 5 IO r 15 (fm) Fig. 2. Effects of thermal fluctuations on the trajectories.. The incident energy is well above the fusion threshold in the absence of fluctuations. For each calculation we show an ensemble of 50 trajectories. 306 C.E. Aguiar et al. / ‘Tkrmal$uctuations 58Ni + ‘*Ni at Proximity Model (I) E,, =I10 MeV Gross- Kolinowski Model DISTANCE ffm) Fig. 3. Time evolution in phase space of an ensemble of 2000 trajectories in the proximity and GrossKalinowski descriptions, respectively. The upper frame in each row shows the trajectory calculated using these models without inclusion of flu~uations. The numbers besides the dots indicate the time in units of 10ez3 s. The frames below it show the time evolution of the trajectory ensemble when fluctuations are included. C.E. Aguiar et al. / Thermal fluctuations 307 (I) corresponding to fusion. The GKM results display a very different behavior. In this case the dissipation starts acting before the separation between the nuclear centers reaches the Coulomb barrier radius. The strong fluctuations in this region cause some trajectories to fall into the outwardly leading part of the Coulomb barrier. These trajectories correspond to a deep inelastic collision process. The quite dissimilar effect of fluctuations on the trajectory ensemble is further illustrated by the 58. NI + Proximity 58Ni Ecm = 110 MeV at Gross - Model Kolinowski Model t=a ~ Lt t =6C =60 VELOCITY Fig. 4. Time evolution of the velocity distribution, (fm I 10-23st obtained of fig. 3 on the velocity by projection axis. of the trajectory ensembles 308 C.E. Aguiar et al. j Thermal fluctuations (I) next two figures. In fig. 3 we show the time evolution in phase space of an ensemble of 2000 trajectories treated within the two approaches discussed here. At the top of the figure we show the trajectories obtained in the absence of fluctuations. Although both of them correspond to a fusion process, we already notice here that the strong dissipation in the GKM very quickly absorbs the C.M. translational kinetic energy, while in the PM the process takes longer and presents oscillations. These oscillations appear because the trajectory bounces several times against the potential walls, as already seen in fig. 1. When the fluctuations are included the difference in the dissipation models leads to a quite diverse behavior of the trajectory ensembles. During the initial stages of the collision the GKM packet spreads out faster than the PM one. Later it breaks up into two very different parts: one that retains a more or less compact shape while slowly moving inwards, and which may be associated to the fusion process, and another that scatters away under the influence of the Coulomb potential, and which should therefore be considered to represent a deep inelastic process. Fig. 4 further emphasises these contrasting conducts. There we show the time dependence of the velocity probability distribution function for each model. The growth of a separated packet in the GKM case is clearly seen. The calculations presented in this section demonstrate that when fluctuations are incorporated into classical trajectory models the results depend very strongly on the dissipation employed. This should provide us with additional information which could be helpful in removing at least in part the present ambiguity in the existing nuclear potential and dissipation models. In the following two sections we exemplify this approach by comparing the models discussed above with experimental results in the medium and very heavy nuclear mass regions. 4. Medium heavy systems From the calculations presented in the previous section it is obvious that the GKM fusion probability for head-on collisions has a smoother energy dependence when fluctuations are included, while the PM results are practically unaltered. This effect is illustrated in fig. 5, where both calculations are presented. The inclusion of fluctuations in the GKM then results in a considerable reduction of the fusion cross sections for energies starting at a few MeV above the threshold, as already noticed by Friibrich and Xu 8)_ On the other hand the PM is relatively insensitive with regard to the inclusion of ~uctuations. Since in their absence both models reproduce about equally well the experimental data in this mass region, we expect that when fluctuations are included the present version of the GKM becomes inadequate to represent the behavior of such fusing systems. It appears that a reduction in the dissipation strength would help to improve the GKM predictions. This coincides with the trend of the PM description, according to which dissipation effects are not very important in the region before the Coulomb barrier. It is unlikely that these conclusions will change significantly if rotational degrees of freedom are C.E. Aguiar et al. / Thermal fluctuations IO- g d 2 & n 08- I I 309 (I) PM I I I I t GKM 0.6- OZ- 110 130 E,, Fig. 5. Fusion probabilities calculated IF (MeV) with thermal flucutations Kalinowski (GKM) models. for the proximity (PM) and Gross- considered and calculations are performed for partial waves other than I = 0, as the main reason for the differences between the two models, i.e. strong dissipation before or after reaching the barrier, will remain valid. A similar comment applies to the inclusion of deformation degrees of freedom or quantum mechanical effects, which are not expected to modify the results at the higher energies where the differences are quite significant (see fig. 5). 5. Very heavy systems In the last few years the experimental and theoretical study of the fusion process in the case of very heavy systems has been actively pursued. It has been recently suggested that fluctuation effects could play an important role in these reactions 435). We therefore proceed to investigate the effect of thermal fluctuations on the fusion process for heavier systems. We consider the data of ref. “) which deals with the zero angular momentum fusion probability of the systems 86Kr on 1213123Sband lz4Sn on 9oV92,94396Zr. The fusion probabilities for these systems increase very slowly with energy in the region of the Coulomb barrier. This small rate of increase cannot be accounted for by the kind of processes frequently used to describe sub-barrier fusion cross sections such as the coupling to other reaction channels. Fig. 6 shows a comparison of the experimental data with the fusion probabilities calculated with the GKM including thermal fluctuations. We see that the calculations follow the main trends of the data, but significant discrepancies can also be noticed. In particular we observe that the reduction of the dissipation strength discussed in C.E. Aguiar IO’ 4 I 86 IOO- t et al. / Thermalfluctuations IO’ I (I) I loo_ + . . * 10-I - I e6Krt ‘23Sb Kr + 12’Sb * I 1 c t ‘. . lo-‘- $ lo-2_ IO-3_ t c : & a lo-2_ $ 10-3 _: : lo-4E “b lO-5 190 I I 210 I 230 250 lo-5_ I90 I I I 210 I 230 (MeV) Ecm (MeV) E,_,, (MeV) Ecm (MeV) E,, Fig. 6. Comparison E th “b th of experimental fusion probability data for very heavy systems of the Gross-Kalinowski model including thermal fluctuations. I 250 with the predictions C. E. Aguiar et al. / Thermal flucruations 5 lo-‘_ 5 lo-‘_ I5 3 g lo-2_ 23 g lo-2_ $ g 2 10-3_ i? 10-3_ 10-4.- 230 210 E,, 50 (I) .t* I; 210 230 EC, (MeV) 2: (MeV) Fig. 6-continued IO’- I I *6Kr+ ‘23Sb IOO.. 10-l IO-*_ IO"_ -.- 10-4 - _ r,=2 r,=o 10-5_ 19 E,_,, (MeV) Fig. 7. Effect of reducing the dissipation strength parameter r, on the fusion probability. The full curve shows the results obtained with use of the standard value of I-,, and the others those found with smaller values. r,, is given in units of 10dz3 s/MeV. 312 C.E. Aguiar et al. / Thermaljluctuations the previous section does not help to improve cases. The situation changing that as we reduce region is more clearly the dissipation strength the agreement explained we improve the quality be expected since we are reducing approaching the step-like behavior with the data in many in fig. 7, where the consequence in one of the systems this parameter at the cost of damaging (I) is illustrated. the agreement in the higher of the fit at lower energies. the importance of the frictionless of fluctuations of We observe energy This could and therefore case. However, these results clearly suggest that, in contrast with the case of not-so-heavy systems discussed in the previous section, dissipation, and consequently thermal fluctuations, play an important role in the fusion behavior of very heavy systems. The GKM with fluctuations describes, although only qualitatively, the main trends of the data. On the other hand, the PM with fluctuations fails completely in reproducing this data. This is because fluctuation effects are very small in this model, while the data clearly requires an important contribution from them. As we have seen this one-dimensional proximity model cannot account for such fluctuations. But it has been shown by Swiatecki i6) and co-workers that for these very heavy systems it is mandatory to include additional degrees of freedom in order to describe two heavy nuclei in contact. Particularly important are variables that describe the size of the neck connecting the two nuclei and the asymmetry of the system, besides the radial separation considered here. When these additional degrees of freedom are included, one obtains that for sufficiently heavy systems fusion is no longer decided at the Coulomb barrier, as it was the case in the one-dimensional models, but at the unconditional saddle point in the multidimensional configuration space defined by all macroscopic degrees of freedom. The classical trajectory leading to the saddle point region feels a very strong one-body dissipation according to this model 16). We accordingly expect that fluctuations play an important role in the fusion process for such heavy systems once the additional degrees of freedom are incorporated into the classical description. In the case of a not-so-heavy system, fusion is decided at the Coulomb barrier and fluctuations, although still present, are not able to influence the outcome of the collision since they develop after the tendency towards fusion is irresistible. In this way the results of the one-dimensional PM for this system are compatible from what one expects from a multidimensional description of the fusion process. 6. Conclusions The introduction of thermal fluctuations into the classical description of a heavyion fusion reaction was observed to have qualitatively different effects according to the dissipation model employed. The proximity description leads to small fluctuation effects, which appears to be adequate for not too heavy systems but not at all in the case of very heavy systems. The model of Gross and Kalinowski, having a much stronger dissipation, introduces larger fluctuation effects than the proximity model. C. E. Aguiar et al. j ~er~ai~~efuaijo~s (I) 313 The results are reasonable for very heavy but not for lighter systems. We believe that a global description, valid over the whole systems size region, may be obtained by including additional shape degrees of freedom, e.g. in the manner of Swiatecki’s model 16). We have already included these fluctuations into the schematic version of this model 17).The results will be presented in the second part of the present work. We would like to thank R.S. Comes and J. Lopes Neto for their help and advice. This work has been partially supported by FINEP and CNPq. References 1) 2) 3) 4) 5) 6) 7) 8) 9) 10) 11) 12) 13) 14) 15) 16) 17) J.R. Birkelund, L.E. Tubbs, J.R. Huizenga, J.N. De and D. Sperber, Phys. Reports 56 (1979) 107 P. Friibrich, Phys. Reports 116 (1984) 337 L.M. Schmieder, W.U. Schroder and M.A. Butler, Phys. Rev. C37 (1988) 139 C.-C. Sahm, H.-G. Clerc, K.-H. Schmidt, W. Reisdorf, P. Armbruster, F.P. Hessberger, J.G. Keller, G. Miinzenberg and D. Vermeulen, Nucl. Phys. A441 (1985) 316 W.Q. Shen, J. Albinski, A. Gobbi, S. Gralla, K.D. Hildenbrand, N. Herrmann, J. Kuzminski, W.F.J. Miiller, H. Stelzer, J. Take, B.B. Back, S. Bjornholm and S.P. Sorensen, Phys. Rev. C36 (1987) 115 V.C. Barbosa, P.C. Soares, E.C. de Oliveira and L.C. 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