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CASE REPORT Orthognathic treatment for a patient with Class III malocclusion and surgically restricted mandible Marcos Janson,a Guilherme Janson,b Eduardo Sant’Ana,c Douglas Tibola,d and Décio Rodrigues Martinse Bauru, Brazil This case report describes the orthodontic-surgical treatment of an adult with Down syndrome and a Class III skeletal malocclusion with posterior open bite, horizontal facial pattern, missing mandibular posterior teeth, and surgical restriction of the mandible. (Am J Orthod Dentofacial Orthop 2009;136:290-8) C lass III malocclusion is a difficult anomaly to understand. Studies conducted to identify the etiologic features of Class III malocclusion showed that the deformity is not restricted to the jaws but involves the total craniofacial complex.1,2 Most subjects with Class III malocclusions have combinations of skeletal and dentoalveolar components.3 The factors contributing to the anomaly are complex. They can act synergistically or in isolation, or they might cancel each other.2 Treatment of skeletal Class III malocclusion in an adult requires dentoalveolar compensation or combined orthodontic and surgical procedures, with the aim to achieve normal occlusion and improve facial esthetics.4-6 However, not every patient is amenable to all necessary surgical procedures.7-10 Therefore, the objective of this article is to present the treatment of a skeletal Class III malocclusion in a patient with mild Down syndrome and a horizontal growth pattern, absence of several posterior teeth, hypertrophied musculature, and mandibular alveolar bone reduction that restricted surgery in the mandible. The dentoalveolar orthodontic compensation and surgical alternative are discussed. a Private practice, Bauru, Brazil. Professor and head, Department of Orthodontics, Bauru Dental School, University of São Paulo, Bauru, SP, Brazil. c Associate professor, Department of Oral and Maxillofacial Surgery, Bauru Dental School, University of São Paulo, Bauru, SP, Brazil. d Graduate student, Department of Orthodontics, Bauru Dental School, University of São Paulo, Bauru, SP, Brazil. e Professor, Department of Orthodontics, Bauru Dental School, University of São Paulo, Bauru, SP, Brazil. The authors report no commercial, proprietary, or financial interest in the products or companies described in this article. Reprint requests to: Guilherme Janson, Department of Orthodontics, Bauru Dental School, University of São Paulo, Alameda Octávio Pinheiro Brisolla 9-75, Bauru - SP - 17012-901, Brazil; e-mail, [email protected]. Submitted, January 2007; revised and accepted, January 2007. 0889-5406/$36.00 Copyright © 2009 by the American Association of Orthodontists. doi:10.1016/j.ajodo.2007.01.039 b 290 DIAGNOSIS AND ETIOLOGY An 18-year-old man with mild Down syndrome came for orthodontic treatment at private orthodontic office of Marcos Janson. His main complaint was difficulty in chewing. He had a skeletal Class III malocclusion with bilateral posterior crossbite, a concave facial profile, and facial asymmetry (Figs 1-4 and Tables I and II) The absence of the mandibular right first and second molars and left first molar aggravated his occlusal problems. In the mandible, the left deciduous canine and the right third molar and the left second and third molars were present. The periodontal tissues were healthy. TREATMENT OBJECTIVES The treatment objectives were to surgically advance and rotate the maxilla clockwise, retract and produce an intrabasal clockwise rotation of the mandible to rotate the occlusal plane, and correct the anterior and posterior crossbites. In addition, the maxillary and mandibular dental arches would be aligned, improving the patient’s facial profile. In the mandible, extraction of the right third molar, the left second and third molars, and the left deciduous canine would also be necessary. Dental implants would replace the missing mandibular molars. These procedures would improve his chewing efficiency. TREATMENT ALTERNATIVES Three alternatives were presented to the patient. The first consisted of dental compensation by removing the deciduous canine and closing the spaces with Class III intermaxillary elastics. Although this approach would correct the anteroposterior and transverse problems, it could compromise the posterior occlusion and the smile line. Because of the missng mandibular posterior teeth, the use of Class III elastics could Janson et al 291 American Journal of Orthodontics and Dentofacial Orthopedics Volume 136, Number 2 Fig 1. Pretreatment facial and intraoral photographs. aggravate the mandibular occlusal plane inclination, worsening the posterior open bite. Moreover, the maxillary occlusal plane would rotate counterclockwise and completely hide the maxillary anterior teeth.11-13 The second option included surgical advancement and clockwise rotation of the maxilla, and mandibular reduction with intrabasal clockwise rotation. This seemed to be the best option to obtain the treatment objectives. However, the absence of posterior teeth in the mandible for many years caused severe resorption and atrophy of dentoalveolar height and width, leaving a thin residual basal bone. Additionally, the patient had strong masticatory muscles and Down syndrome, which caused some uncertainty about his compliance with postoperative care.14,15 The third treatment option was to advance and rotate the maxilla clockwise without surgical intervention in the mandible. Postsurgical orthodontic extrusion of the mandibular premolars would be necessary to reach the occlusal contacts. Because of the limitations of the first 2 options, the patient and his parents chose this alternative. TREATMENT PROGRESS Preoperative orthodontic preparation was performed with conventional 0.022-in edgewise appliances. After extraction of the mandibular left deciduous canine, leveling and alignment began with 0.016-in nickel-titanium archwires, followed by 0.016-, 0.018-, and 0.020-in stainless steel round archwires up to 0.019 ⫻ 0.025-in rectangular archwires. In the leveling and alignment stage, the archwires were coordinated, and the mandibular left permanent canine was moved to the deciduous canine extraction space with an elastic chain on the anterior teeth and an open-coil spring distal to the canine (Figs 5 and 6). This procedure took 12 months. After alignment and implant-site preparation, 0.019 ⫻ 0.025-in stainless steel rectangular archwires were placed in the maxillary and mandibular arches in preparation for surgery. The surgery consisted of maxillary advancement to obtain a Class I occlusion and proper overjet. Postoperatively, since it was not possible to rotate the mandibular plane, a posterior open bite 292 Janson et al American Journal of Orthodontics and Dentofacial Orthopedics August 2009 Fig 2. Pretreatment study models. Fig 4. Pretreatment panoramic radiographic. Fig 3. Pretreatment cephalometric tracing. remained. To achieve the proper occlusal contacts, vertical intermaxillary (1/8 in) and Class III elastics (5/16 in) were used (Fig 7). The final occlusal relationship was retained with a maxillary Hawley plate and a mandibular canine-to-canine retainer. A partial removable prosthesis was placed after treatment to rehabilitate the edentulous area. Osseointe- Janson et al 293 American Journal of Orthodontics and Dentofacial Orthopedics Volume 136, Number 2 Fig 5. Intraoral photographs during treatment showing tooth movement to prepare site for implant placement in area of newly formed alveolar bone, between the canine and the first premolar. Fig 6. Presurgical intraoral photographs. Fig 7. Postsurgical intraoral photographs showing vertical intermaxillary elastics for posterior dentoalveolar extrusion. grated implants were rejected by the patient’s parents because a bone graft would be necessary, with increased treatment costs. RESULTS The posttreatment photographs show improvement in the facial profile and elimination of facial asymmetry caused by the malocclusion. The patient was satisfied with his teeth, profile, and smile line. The final occlusion showed a Class I canine relationship on both sides. The maxillary right third molar and the mandibular left second and third molars were not removed because of the complexity of the procedure. The mandibular right third molar was extracted (Figs 8-11). In addition to maxillary protrusion, the maxillary and mandibular incisors were labially tipped and 294 Janson et al American Journal of Orthodontics and Dentofacial Orthopedics August 2009 Fig 8. Posttreatment facial and intraoral photographs. slightly protruded (Table II). The superimposition of the cephalometric tracings show that the maxilla was advanced with the orthognathic surgery, and the mandible experienced minimal counterclockwise rotation and protrusion (Fig 12). A considerable reduction in the nasolabial angle was observed. Facial concavity decreased, maxillary incisal exposure at rest was increased, and the lips were protruded. The orthodontic tooth movement provided successful alveolar bone development in the horizontal and vertical planes for implantation of 1 dental implant distal to the mandibular left canine. Occlusal equilibration was performed after appliance removal to refine the interocclusal contacts. Root resorption was minimal (Fig 11). DISCUSSION The treatment protocol produced a satisfactory occlusal and esthetic result for the patient and his parents, as demonstrated by their attitude at the end of treatment. Maxillary advancement provided good support for the upper lip, filled the soft-tissue midface, and favorably improved the patient’s profile. Facial profile change is important in syndromic patients, since 1 characteristic is a retruded midface.14,16 The surgical advancement of the maxilla also provided a satisfactory anteroposterior relationship with the mandible and improved maxillary incisor exposure. Better dental relationships also improved the functional mandibular asymmetry on the left side that was caused by the anterior and posterior crossbites (Fig 1).15,17 Ideally, mandibular surgery also should have been performed to rotate the mandible clockwise, decreasing the chin prominence and reducing the vertical distance between the posterior teeth. The posterior open bite might have been caused by the hypotonic tongue, which had tooth imprints along its lateral border.18,19 Surgery of the maxilla aggravated the posterior open bite (Fig 6), but atrophy of the mandibular alveolar rim and the rigid masticatory muscles were contraindications for the procedure. Also, the syndrome elevated the surgical risks, especially for necessary postoperative patient care. Fortunately, facial and occlusal analyses showed that surgical intervention in the maxilla with complementary orthodontic treatment in the mandibular arch could produce a satisfactory result.4,5,20 Janson et al 295 American Journal of Orthodontics and Dentofacial Orthopedics Volume 136, Number 2 Fig 9. Posttreatment study models. Fig 11. Posttreatment panoramic radiograph. Fig 10. Posttreatment cephalometric tracing. The impacted mandibular left second and third molars should have been removed, but the surgical difficulty experienced with the right third molar extraction and the reduced bone width eliminated the procedure. In addition, patients with Down syndrome could have blood alterations that might cause complications 296 Janson et al Table I. Definitions of cephalometric variables A-Nperp P-Nperp Convexity SN.GoGn Mx1.NA Mx1-NA Mx1-PP Mx6-PP Md1.NB Md1-NB Md1-GoMe Md5-GoMe IMPA Overjet Overbite Nasolabial angle ST convexity Upper 1 exposure Upper lip to E Lower lip to E Linear distance from A-point to perpendicular to Frankfort plane through N Linear distance from pogonion to perpendicular to Frankfort plane through N Angle between NA line and AP line Angle between SN line and GoGn plane Angle between maxillary central incisor long axis and NA line Perpendicular distance between the labial surface of the maxillary central incisor and NA line Perpendicular distance between the incisal edge of the maxillary central incisor and the palatal plane Perpendicular distance between the mesiobuccal cusp of the maxillary first molar and the palatal plane Angle between the mandibular central incisor long axis and NB line Linear distance from the labial surface of the mandibular central incisor to NB line Perpendicular distance between the incisal edge of the mandibular central incisor and the mandibular plane Perpendicular distance between the buccal cusp of the mandibular second premolar and the mandibular plane Incisor-mandibular plane angle Distance from the incisal edge of the mandibular incisor to the incisal edge of the maxillary incisor, measured parallel to the functional occlusal plane Distance from the incisal edge of the mandibular incisor to the incisal edge of the maxillary incisor, measured perpendicular to the functional occlusal plane Angle between columella, subnasale, and labrale superius Angle formed between soft-tissue glabella, subnasale, and pogonion Distance between the incisal edge of the maxillary central incisor and the most inferior point on the upper lip Linear distance from upper lip to E line (line between pronasale and soft-tissue pogonion) Linear distance from lower lip to E line (line between pronasale and soft-tissue pogonion) such as infections or healing problems. These patients have a reduced resistance to infections because of deficiency of blood circulation in the terminal vascular areas, defects of T-cell maturation, problems in the polymorphonuclear leukocytes and neutrophil chemotaxis, and deficits in phagocytosis and intracellular destruction.7-9 Because of the limited number of natural teeth in the mandible and the small mandibular body height in the molar area, the mandibular left deciduous canine was extracted to mesialize the permanent canine, opening a space between it and the first premolar to receive American Journal of Orthodontics and Dentofacial Orthopedics August 2009 Table II. Pretreatment and posttreatment cephalometric status Measurement Maxillary components SNA (°) A-Nperp (mm) Mandibular components SNB (°) P-NPerp (mm) Maxillomandibular relationship ANB (°) Convexity (NAP) (°) Facial growth pattern SN.GoGn (°) Maxillary dentoalveolar components Mx1.NA (°) Mx1-NA (mm) Mx1-PP (mm) Mx6-PP (mm) Mandibular dentoalveolar components Md1.NB (°) Md1-NB (mm) Md1-GoMe (mm) Md5-GoMe (mm) IMPA (°) Overjet (mm) Overbite (mm) Soft-tissue components Nasolabial angle (°) ST convexity (°) Upper 1 exposure (mm) Upper lip to E (mm) Lower lip to E (mm) Norm29-35 Pretreatment Posttreatment 82 1 77.5 ⫺3.5 80.6 ⫺0.3 80 ⫺2-4 82.2 6.8 83.5 11.0 2 3 ⫺4.7 ⫺14.7 ⫺2.9 ⫺12.5 32 27.7 25.2 22 4 30.3 25.5 33.9 6.4 24.8 22.6 35.1 8.3 26.1 24.5 25 4 44.5 — 90 2.08 2.87 6.5 ⫺1.4 37.2 28.1 74.2 1.7 0.5 18.2 0.4 38.2 25.9 87.3 4.3 3.3 110 12 2 85.7 ⫺9.9 2.9 75.6 ⫺7.3 3.7 ⫺6 ⫺4 ⫺8.9 ⫺4.1 ⫺6.8 ⫺2.4 an implant (Figs 5-7).21,22 This increased the possibility for favorable bone formation in an ideal and stable site for future rehabilitation with an implant.23 Horizontal and vertical increases of the alveolar bone always occur with tooth movement.24-26 Also, the number of replacement teeth would be increased with the procedure. After the LeFort I osteotomy and fixation with titanium miniplates, the remaining posterior open bite was closed with vertical intermaxillary elastics, leveling the occlusal plane by tooth extrusion.10,27,28 The intermaxillary elastics were introduced immediately after the surgical procedure and were used continuously for 4 months until satisfactory and stable occlusal contacts were obtained. During this procedure, a 0.019 ⫻ 0.025-in stainless steel rectangular archwire in the maxillary arch and an 0.018-in round wire in the mandibular arch were used. The changes in the variable Mx6-PP confirm the maxillary molar extrusion. However, there was American Journal of Orthodontics and Dentofacial Orthopedics Volume 136, Number 2 Fig 12. Superimposed cephalometric tracings. mild reduction in the variable Md5-GoMe. It was speculated that this resulted from distalization and slight distal tipping of the premolars. The more the posterior teeth move distally, the closer the teeth are to the mandibular plane (Table II). A partial removable prosthesis was placed after treatment to rehabilitate the edentulous area (Fig 8). This treatment option was chosen because of insufficient bone in the posterior area of the mandible, a contraindication for implant placement. CONCLUSIONS This case report demonstrates that surgical options can be satisfactory in patients with Down syndrome. They can be excellent orthodontic patients. The orthodontic-surgical protocol provided good maxillary incisor exposure and excellent functional occlusion, and improved the patient’s midface retrusion. Rehabilitation with a removable prosthesis showed that treatment had realistic rather than idealistic objectives. REFERENCES 1. Guyer EC, Ellis EE 3rd, McNamara JA Jr, Behrents RG. Components of Class III malocclusion in juveniles and adolescents. Angle Orthod 1986;56:7-30. 2. Battagel JM. 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