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Chapter 8 Notes The rise of Teotihuacán as major imperial power by the fourth century C.E. affected Maya cities like Tikal, whose elite was replaced by men like Siyaj K’ak from Teotihuacán. This was in part borne out of economic needs for goods produced in the highlands that could not be otherwise obtained in central Mexico. Because Teotihuacán culture was not literate, there is much that we do not know about how their state was governed and how it came to an end in the eighth century C.E. However, its size and later influence on all succeeding civilizations in central Mexico was never forgotten. Although Teotihuacán was isolated, its story follows a similar trajectory to the path of the great Eurasian empires of this time. I. The Western Roman Empire and Its Invaders By the end of Marcus Aurelius’ reign in 180, Rome had reached its apex. Pressures of an overlong frontier, overly politicized soldiers, and tension between itself and its German and Persian neighbors were growing dangers. Christianity, for many, posed a threat to Rome’s traditional belief system. Marcus Aurelius anticipated some of the solutions that would be tried: division of political/military authority between East and West and adoption of a pragmatic Stoicism as a common philosophy for personal behavior and government. By the fourth century C.E., invasions by Germanic peoples threatened the cohesion of the western empire. The Germans were a very different cultural group attracted by the wealth of the empire, but with little or no experience with its urban culture or complex government. The Germans, who for centuries had farmed lands in Eastern Europe, were driven in their thousands into the empire during this period because of climatic changes and invasions by nomadic Central Asian peoples, such as the Huns, who had pushed them from their homelands. The Visigothic migration of approximately 200,000 in 376 C.E. was one of the largest and most tragic. Abused by the Roman locals, the Visigoths fought back at a battle at Adrianople (378 C.E.) that left an emperor dead and a mass of Visigoths on a destructive march through the heart of the western empire that would see the sack of Rome itself (410 C.E.) and did not end until the Visigoths settled in Spain in 418 C.E. A. Changes within the Roman Empire Power and the imperial capital shifted to the east with the Emperor Constantine’s move to Constantinople in 323 C.E. Defense of the east was an easier matter because of geography and wealth. The city of Rome stagnated and the Senate once again became a town council. The aristocracy withdrew to their villas, bishops replaced bureaucrats, and Germanic commanders led what remained of the western legions. By 476, the last Roman emperor was deposed without ceremony. A pretense of imperial rule was kept, but real power was in the hands of independent Germanic rulers. B. The “Barbarian” West The new Germanic rulers styled themselves as Roman governors and consuls; they even maintained this flattering fiction in their correspondence with Constantinople. However, some of these Germans practiced forms of Christianity different from those of the Roman church, they held to their own traditions, and even maintained laws for themselves separate from Roman law. Theodoric the Ostrogoth, who maintained Roman government, but acted as a Germanic king, is a fine representative of this transitional world. II. Steppelanders and Their Victims Peoples of the steppe, such as the Huns, had a greater impact on China and India. A. China 1. China’s more-defensible borders and greater ease in assimilating outsiders made it more lasting than Rome. Its positive balance of trade with the West helped, too. Its gravest weakness, as with Rome, was the problem of succession in a monarchy. To counterbalance this, eunuchs were employed as bureaucrats, but this merely created yet another faction. 2. Amidst the succession struggles of the third century C.E., the Han dynasty collapsed and later vying dynasts called in barbarian armies for support. Soon a variety of kingdoms and empires ruled by Turkic and Mongol overlords appeared. B. India By the fifth century C.E. Hun invaders made their way south wiping out Bactria and Gandhara. During the fourth century C.E. the ruler of Maghada had attempted to restore unity in the Indian sub-continent, but the weak government established by Chandra Gupta really only made the region ripe for conquest. Moreover, the corrupt regime and the low morale of a people living under the harsh caste system only helped invaders. By 467 C.E. the empire was in rapid decline and soon India was an array of independent states. IIII. New Frontiers in Asia New powers arose in place of the old empires. A. Korea While China disintegrated, neighboring Korguryo expanded in population, wealth, and culture. In a similar fashion, the kingdoms of Silla and Paekche built royal tombs filled with gold and luxury items, developed their iron trade, and became rich from abundant agriculture. Silla followed the model of the Chinese state and Confucian teaching had a great impact. By the mid-sixth century, Silla had unified the Korean peninsula. B. Funan In the Gulf of Thailand, Funan became rich from a burgeoning trade between India and China, and it developed a culture that was much affected by India. IV. The Rise of Ethiopia A. Axum Furthest to the west in the Indian Ocean network was Ethiopia with its capital in the highlands at Axum. From here came rhino horn and hippo hides, ivory and obsidian, exotic animals and slaves. Greek was used in inscriptions alongside the native language Ge’ez. Aside from trade, the area was very fertile (2-3 crops per year) and is the likely origin point for coffee. By the 340s Ethiopia had converted to Christianity, and by the early sixth century C.E. it conquered much of the southern Arabian Peninsula. V. The Crises of the Sixth and Seventh Centuries Environmental crises brought on by the outbreak of massive pandemics and climatic changes (that may have had volcanic eruptions in Sumatra behind them) weakened states across Eurasia and perhaps in Mesoamerica. Plague also may have created an impetus for the invaders from the steppe. VI. Justinian and the Eastern Roman Empire Now centered on the new capital of Constantinople, the eastern empire or Byzantines avoided the Germanic invasions and even launched a reconquest of the west under the emperor Justinian (527-565 C.E.). The policy ultimately failed and was extremely costly in human and financial terms. VII. The New Barbarians In the aftermath of the bloody Byzantine campaigns in the west came the Lombards, who seized much of northern Italy. New peoples arrived in Eastern Europe, such as the Bulgars and the Slavs during the seventh to eighth centuries. In North Africa, Berber tribesmen terrorized the Mediterranean coast and, by the eighth century, Scandinavians began to take to the sea as Vikings. VIII. The Arabs The nomadic peoples of the Arabian Peninsula had developed a growing, artistically creative, and militarily robust culture that would present the Byzantines and Sasanid Persians with their greatest threat. Familiar with these empires through trade and raiding, the Arabs were also familiar with the religions of Judaism, Christianity, and Zoroastrianism. A. Islam 1. The prophet Muhammad (ca. 570-632 C.E.) preached a religion that had elements in common with Judaism and Christianity (e.g., monotheism, providence, compassion for the poor). It was also a powerful social and political organization that promised paradise to those who died fighting in its cause. B. The Arabs against Persia and Rome The Sasanians had inherited Persia from the Parthians in 226 C.E. and had lived in an uneasy détente with their Roman neighbors until the early sixth century, when a series of violent wars broke out that would last a century and exhaust the Byzantines, but nearly destroy the Sasanids. With the rise of Islamic armies in 630, the Sasanid Empire quickly succumbed and the Byzantine-ruled Levant and North Africa quickly fell. IX. The Muslim World 1. A unified empire with an Arab elite and a Muslim faith was created for awhile, but Muhammad’s vision had been for a smaller community and Muslim clerics set out to define a new set of rules that Muslims would live by, the Sharia. Christians, Jews, and even Zoroastrians were generally tolerated. 2. For Muslims, the secular and spiritual worlds were interconnected; after all, Muhammad had been a political ruler as well as God’s prophet. Indeed, the earliest split in Islam was over who was the rightful successor to Muhammad (the caliph). Those who believed that the caliph had to come from Ali’s family were Shi’a, others who did not share this were Sunni. The Arab expansion was dramatic and, by the early eighth century, Arab armies spanned from the Atlantic to the Indus and even into Central Asia. X. Recovery and Its Limits in China In China, the military commander Yang Jian succeeded in taking power in the north and then successfully destroying his southern rivals to reunite China into the Sui dynasty in 581 C.E. His rule was harsh and represented a return to strict Legalist doctrine in contempt of Confucian principle; it was successful, though, in rebuilding a centralized state. His successor Yangdi (r. 605-617) saw a return to Confucian values and the building of the Grand Canal, but his dreams were too costly to be popular and he was overthrown in a revolt. A. Rise of the Tang 1. Established after a period of civil strife, the Tang ushered in a period of peace, stability, and expansion. B. Empress Wu 1. From humble beginnings as a concubine, Wu Zhao rose to marry the heir to the throne and managed to seize the throne for herself in 690 C.E. She was supported by the Buddhist clergy in her rise to power. C. Tang Decline Expansion created frontiers that were difficult and costly to protect, especially against the northern nomadic peoples. Military rebellions, such as that of An Lushan, broke out during the middle of the eighth century and confirmed the cost of this policy. By the ninth century, imperial power was only a reality in the Yangtze Valley. XI. In the Shadow of Tang: Tibet and Japan A. Tibet 1. During the fifth to sixth centuries C.E., improvements in agriculture led to a rise in population and the beginnings of the Tibetan state. By the seventh century, kings such as Songtsen Gampo appear to have wielded significant power, and during the next 250 years Tibet expanded to incorporate neighboring kingdoms in every direction. By the early ninth century, however, the Tang decline also saw a situation in which Tibet was in decline as well. B. Japan Without the threat of steppe nomads, state-building in Japan was more secure. Chinese culture and Buddhism began to spread from the fifth century C.E. through the dominant kingdom of Yamato. By at least the seventh century, Japan saw itself in the same league as China. Women during this period were acceptable as potential rulers, and often rulers abdicated in favor of their successors, something that made transitions of power smoother. XII. In Perspective: The Triumph of Barbarism? The relative stability of empire in Mesoamerica stands in contrast to the history of Eurasia. Peoples from the steppe overran much of Eurasia, but the cultures the empires had nurtured outlasted the political structures from Rome to China. Moreover, new political states arose on the peripheries of the old empires. New civilizations arose that were hybrids (e.g., Western = Rome, Germanic heritage, and Christian; Islamic = biblical heritage via Muhammad, legacies of Greece, Rome, and Persia, plus Arabic culture). This was a period of great transformations