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Analysing the Investigational New Drug (IND) Application Andrew Willis A Willis Consulting Services Email‐[email protected] IND Application: About the Regulation Provides procedures for use of investigational new drugs Exempts products from pre‐marketing approval requirements: Registration, listing, interstate distribution Labelling GMPs Applies to most studies to determine drug safety and effectiveness 1 1 When IND Application is Not Required: Clinical Study Situations Drug legally marketed for indicated use Study not intended to support new indication or significant labeling change Study not intended to support significant change in advertising Study doesn’t involve change in route of admin, dosage, or use that significantly increases patient risks IVD biological for confirmatory diagnostic procedure Intended for tests of in vitro or lab research animals Placebo products 2 “Treatment” IND: When Used Drug intended to treat or diagnose serious or life‐ threatening condition No satisfactory alternative available Controlled clinical trials in progress under IND Or when trials completed and FDA review of request to market is pending Sponsor actively pursuing device marketing approval with FDA 3 2 “Emergency Use” IND: When Used Need FDA authorisation to use experimental drug in an emergency situation that does not allow time for submission of an IND in accordance with 21 CFR Part 312 May be used for patients ineligible per existing study protocol(s), or if approved study protocol does not exist 4 IND Application: Product Labelling Requirements Immediate package must be labelled: “Caution: New Drug – Limited by Federal (or United States) law to investigational use” No false or misleading statements No representation that drug is safe or effective for indicated use 5 3 IND Application: Promotion & Charging for Investigational Drugs No representation that drug is safe or effective for indicated Use No commercial distribution or test marketing No prolongation of study Prior written approval from FDA required to “charge” for drug, unless being used under “treatment” IND 6 IND Application: Clinical Study Phases Phase 1 – first time in human Small number of healthy volunteers Closely monitored – focus on safety Phase 2 – controlled studies to evaluate effectiveness Small number of subjects with condition to be treated Closely monitored – focus on efficacy (& safety) Phase 3 – expanded controlled and uncontrolled studies Large number of subjects with condition to be treated Focus on efficacy (& safety) 7 4