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Cleveland Clinic Laboratories
Technical Brief
DNA Fingerprinting Analysis for Specimen Identification
Background
Interpretation
Specimen misidentification or cross contamination (“floaters”)
are potential sources of error in the surgical pathology lab.
Many instances of specimen misidentification and crosscontamination are easily resolved through clinical and laboratory correlation, but others are not.1 In particular, it may be
quite difficult to determine whether or not small neoplastic
fragments embedded in the tissue block truly belong within
the block and ultimately to the patient. In one study, up to
3% of slides contained extraneous tissue, with up to 28%
embedded in the tissue block, and up to 14% representing
neoplastic tissue.2 DNA-based identity testing, or DNA
fingerprinting, may be employed in these difficult-to-resolve
instances.
Results are reported as the number of identical or nonidentical alleles between the known and unknown samples.
If the suspected source tissue is provided, an interpretation
as to the identity of the unknown specimens also is given.
Clinical Indications
Assessment of tissue identity by DNA fingerprinting is
useful for:
1. Confirming possible tissue contaminants (“floaters”)
identified on histologic slides.
2. Determining specimen identity in the case of suspected
mislabeling.
Please Note: Cleveland Clinic does NOT perform paternity
testing. See www.aabb.org for labs accredited by the
American Association of Blood Banks for information
regarding paternity testing.
Specimen Requirements
DNA fingerprinting can be performed on formalin-fixed,
paraffin-embedded tissue, blood in EDTA, or fresh/frozen
tissue. The submitting pathologist must designate the
suspected contaminant/mix-up as well as the patient’s
known sample with which to compare. It is optional to
include the suspected source tissue.
If the suspected contaminant and patient’s known sample
derived from unrelated individuals, there is a > 99.9998%
likelihood that one or more loci will be different.
Methodology
DNA fingerprinting analysis by PCR is a highly accurate
technique for determining the patient identity of a tissue
sample. This assay uses PCR amplification of short tandem
repeats (STRs), which are short, repetitive DNA sequences.
Each STR locus has two alleles, and each allele has a specific
length that is stably inherited. Microdissection is performed
as needed. PCR amplification of 15 highly polymorphic STR
loci [D3S1358, THO1, D21S11, PentaE, D5S818, D13S317,
D7S820, D16S539, CSF1PO, PentaD, vWA, D8S1179,
TPOX, D18S51, FGA] and a sex chromosome specific locus
(amelogenin) is performed.3 The fluorescently labeled PCR
products are detected, analyzed, and quantified by capillary
gel electrophoresis. Positive and negative external controls
are included.
Limitations of the Assay
Fixatives that cause poor DNA quality such as mercurybased fixatives, picric acid-based fixatives and decalcifying
agents will not yield interpretable results.
In the event that deeper levels have exhausted the tissue
from the sample block and the only sample remaining for
testing is tissue on the original stained slides, we will attempt
to remove the coverslip and use the stained tissues for DNA
testing. We will attempt analysis from any tissue fragment
size, but success rates go down with progressively smaller
samples.
08.24.11
Cleveland Clinic Laboratories
9500 Euclid Avenue, L15, Cleveland, Ohio 44195
800.628.6816 | clevelandcliniclabs.com
The assay is composed of tetranucleotide and pentanucleotide
repeats (microsatellites) that are susceptible to microsatellite
instability. Microsatellite instability causes the generation of
new alleles, which is also the basis of determination of tissue
non-identity. If the tumor demonstrates high-microsatellite
instability (a minority of colon, stomach, endometrium, and
head and neck malignancies, among many others), interpretation of DNA identity testing may be less reliable.4,5
References
1. Hunt JL. Identifying cross contaminants and specimen
mix-ups in surgical pathology. Adv Anat Pathol. 2008
Jul;15(4):211-7.
2. Gephardt GN, Zarbo RJ. Extraneous tissue in surgical
pathology: a College of American Pathologists Q-Probes
study of 275 laboratories. Arch Pathol Lab Med.
1996;120(11):1009-14.
3. Krenke BE et al. Validation of a 16-locus fluorescent
multiplex system. J Forensic Sc. 2002;47(4):773-785.
4. Vauhkonen H et al. Evaluation of gastrointestinal cancer
tissues as a source of genetic information for forensic
investigations by using STRs. Forensic Sci Int.
2004;139(2-3):159-67.
5. Pelotti S et al. Cancerous tissues in forensic genetic
analysis. Genet Test. 2007;11(4):397-400.
Test Overview
Test Name
DNA Fingerprinting Analysis for Specimen Identification
Methodology Polymerase Chain Reaction
Specimen Requirements
Tube/Container: See note
Note: KNOWN SPECIMEN: 5-10 unstained 5 µm sections of a “known” tissue sample derived from the patient (formalin-fixed, paraffin-embedded tissue) on charged, unbaked slides OR the formalin-fixed paraffin block containing representative tissue. The corresponding H&E marked to indicate the tissue of interest for testing is also required. A block that is separate from the block with the unknown tissue is requested, to reduce the risk of contamination and need for micro-
dissection. ALTERNATIVELY, 4 mL of EDTA anticoagulated whole blood (not refrigerated, at ambient temperature only) may be used for analysis.
UNKNOWN SPECIMEN: 5-10 unstained 5 µm sections containing the tissue of unknown identity on charged, unbaked slides OR the formalin-fixed paraffin block. The corresponding H&E is also required, marked to indicate the tissue for identity testing.
Special Information
Submit specimens with an Anatomic Pathology request form. Indicate DNA Fingerprinting Analysis on request form. In the event that deeper levels have exhausted the tissue from the sample block and the only sample remaining for testing is tissue on the original stained slides, we will attempt
to remove the coverslip and use the stained tissues for DNA testing.We will attempt analysis from any fragment size, but success rates are not guaranteed for samples <2 mm.
Billing Code
83305
CPT Codes 83891 (x2); 83901 (x2); 83894 (x2); 83912
Technical Information Contact:
James Pettay, MT(ASCP)
216.444.9486
[email protected]
Scientific Information Contact:
Thomas Plesec, MD
216.636.9707
[email protected]
201012.018