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Rheumatology 1999;38:631–635 Depressed proliferative responses by peripheral blood mononuclear cells from early arthritis patients to mycobacterial heat shock protein 60 J. M. Ramage and J. S. H. Gaston Department of Medicine, University of Cambridge, Cambridge CB2 2QQ, UK Abstract Objectives. T-cell responses to mycobacterial heat shock protein 60 (M.hsp60) have been implicated in the pathogenesis of adjuvant arthritis, but whether they play a role in rheumatoid arthritis (RA) is undefined. We therefore examined T-cell responses to M.hsp60 and to other recall antigens in a cohort of patients with early RA and in healthy controls. Methods. In vitro peripheral blood mononuclear cells’ (PBMC ) proliferative responses to antigen were measured by [3H ]thymidine incorporation, and results correlated with clinical and laboratory features of disease. Results. Whereas responses to the recall antigens tetanus toxin and purified protein derivative (PPD) were equivalent in the two groups, responses to both M.hsp60 and the Escherichia coli hsp60 were lower in the RA patients. These results could not be explained by either the higher prevalence of HLA-DR4 in the RA group, or the disease severity of the patients. Conclusion. In the light of results from the adjuvant arthritis model which suggest that arthritis may be ameliorated by the actions of an hsp60-reactive T-cell population, the lack of response to M.hsp60 in RA could contribute to disease persistence. K : Rheumatoid arthritis, Heat shock protein 60, T cell. Heat shock proteins have been implicated as possible target antigens in rheumatoid arthritis (RA) primarily because of work on experimental models of arthritis. The most notable of these is adjuvant arthritis, in which Lewis rats develop arthritis after injection with killed Mycobacterium tuberculosis in oil [complete Freund’s adjuvant (CFA)] [1]. From such rats, a mycobacteriaspecific T-cell line, A2, was generated [2, 3] which, on transfer into naive irradiated Lewis rats, resulted in the development of arthritis. A clone derived from this line, A2b, was found to recognize mycobacterial heat shock protein 60 (M.hsp60) and to cross-react with a component of articular cartilage proteoglycan [4, 5]. These experiments suggested that the M.hsp60-specific T-cell clone was arthritogenic because of molecular mimicry between M.hsp60 and proteoglycan. Therefore, it would have been predicted that immunization with M.hsp60 itself, instead of CFA, would also give rise to arthritis. However, instead of developing arthritis, rats immunized with M.hsp60 were protected from subsequent attempts to induce arthritis with CFA [4]. Similar effects of pre-immunization with M.hsp60 were shown in other rodent models of arthritis, including those induced by immunization with streptococcal cell walls, type II collagen, the synthetic adjuvant CP20961, mineral oil and pristane [6–8]. These results have given rise to the idea of an hsp60-specific T-cell population which is able to downregulate or protect against joint inflammation. In more recent experiments, protection could also be obtained by immunization with a particular peptide within M.hsp60, a peptide differing from that recognized by the arthritogenic clone A2. Paradoxically, the protective peptide has an amino acid sequence similar to that found in self (rat) hsp60, and the protective T cells were also responsive to self-hsp60 [9]. However, protective T cells were only induced by immunization with the peptide from M.hsp60 and not with the corresponding peptide from self-hsp60. Thus, from rodent studies, immune responses to M.hsp60 could be either arthritogenic, as suggested indirectly by the work of van Eden and Holoshitz [2–5], or protective as suggested by the more recent experiments. The relevance of these observations in animal models to human inflammatory arthritis, such as RA, remains unclear, but there are two major possibilities. Firstly, RA patients might make a response to M.hsp60 which is arthritogenic by the same mechanism which operates in adjuvant arthritis. Alternatively, RA patients might lack the protective response to M.hsp60, which in rodents is capable of downregulating arthritis due to Submitted 15 September 1998; revised version accepted 25 February 1999. Correspondence to: J. S. H. Gaston, University of Cambridge, School of Clinical Medicine, Department of Medicine, Addenbrooke’s Hospital, Level 5, Box 157, Hills Road, Cambridge CB2 2QQ, UK. 631 © 1999 British Society for Rheumatology 632 J. M. Ramage and J. S. H. Gaston several kinds of antigenic or adjuvant challenge. However, there is some controversy over the extent of the immune response to M.hsp60 in RA. Early studies in RA patients suggested that T-cell responses to M.hsp60 were readily observed in most patients and that higher responses were present in synovial fluid [10–12]. The latter observation may be explained by the preferential recruitment of memory T cells to sites of inflammation such as arthritic joints; similar responses to M.hsp60 were seen in T cells from pleural effusions. In addition, the specificity of the responses to M.hsp60 observed in RA has been questioned, since later studies indicated that many may have been due to contamination of the recombinant M.hsp60 with Escherichia coliderived proteins [13]. Taking these factors into consideration, preliminary evidence suggested that RA patients might in fact be less responsive to M.hsp60 than controls or patients with other forms of arthritis (including the human equivalent of adjuvant arthritis, associated with intra-vesical treatment with BCG [14]). The current study was designed to investigate T-cell proliferative responses to M.hsp60 in a cohort of patients with early RA. We show that peripheral blood mononuclear cells’ (PBMC ) proliferative responses to M.hsp60 were significantly lower in RA patients than in healthy controls, whereas responses to other recall antigens such as purified protein derivative (PPD) and tetanus toxoid were similar in the two groups. This difference extended to responses to another bacterial hsp60, GroEL. Despite the high prevalence of HLADR4 in early RA patients, the lower response to M.hsp60 was not confined to DR4+ patients and did not correlate with other clinical characteristics. Methods Patients Blood samples were obtained from 26 healthy individuals and 58 patients attending an early arthritis clinic. The patients each had a disease duration of <5 yr. The average age of the patients was 58 yr (range 22–84, median 60), 31 were rheumatoid factor seropositive (>60 U/ml ) and 35 were receiving disease-modifiying anti-rheumatic drugs. Thirty patients had laboratory evidence of active disease [erythrocyte sedimentation rate ( ESR) >20 mm/h and/or C-reactive protein (CRP) >10 mg/ml ]. HLA typing was performed by Jeff Faint, Department of Rheumatology, Birmingham, as previously described [15]. Antigens The following antigens were used: recombinant Mycobacterium leprae heat shock protein 60 (M.hsp60) (a kind gift of Dr P. J. Jenner, N.I.M.R., Mill Hill, UK ) used at 10 mg/ml; GroEL (a kind gift of Dr P. Lund, University of Birmingham, Birmingham, UK ) used at 10 mg/ml; PPD of tuberculin (Statens Seruminstitut, Copenhagen, Denmark) at 10 mg/ml; tetanus toxoid (Statens Seruminstitut, Copenhagen, Denmark) at a 1:200 dilution. Proliferation assays PBMC were obtained following centrifugation on FicollPaque (Pharmacia Biotechnology Ltd, Milton Keynes, UK ) at 220 g for 30 min. A total of 1 × 105 cells were cultured in 1640 RPMI (Sigma, Poole, UK ) with 5% human pre-screened male AB+ or A+ serum and 5 m HEPES (Sigma) in triplicate in 200 ml volume microtitre tissue culture plates (Falcon, Becton-Dickinson Labware, Lincoln Park, CA, USA) with the appropriate concentration of antigen for 6 days. Proliferation was measured by [3H ]thymidine (0.15 mCi/well ) incorporation over the last 16 h of culture. Lymphocyte responses were expressed as a stimulation index (SI ): the mean counts per minute (c.p.m.) in the presence of antigen divided by the mean c.p.m. without antigen. Statistical analysis Proliferative responses to antigens were compared between patients and healthy controls using the Mann– Whitney test, as a normal distribution for the T-cell response to antigen was not assumed. Differences in the proportions of responders in different groups were assessed by calculating x2. Results Rheumatoid arthritis patients are poor responders to M.hsp60 Figure 1a shows the stimulation index obtained for the proliferative response to M.hsp60 by PBMC from each healthy control and early arthritis patient. The median response for healthy controls was 6.8, compared to 1.2 for RA patients (P < 0.001, Mann–Whitney). Hence, there was a significantly lower proliferative response to M.hsp60 from T cells obtained from this cohort of RA patients compared with those from healthy controls. Furthermore, if a SI 3 was taken as a criterion for a positive response, most of the RA patients failed to respond: only 15/58 were responders, as compared to 21/26 healthy controls ( Table 1), a significantly lower proportion (P = 0.009, x2). Rheumatoid arthritis patients can make normal proliferative responses to recall antigens To address the possibility that the lower response seen to M.hsp60 was due to a general inability of RA T cells to respond to any antigens, responses to the recall antigens PPD and tetanus toxoid were measured. Responses to PPD ( Fig. 1b) were not significantly different (P = 0.1033, Mann–Whitney) between the two groups. The median PBMC response for healthy controls was 59 compared with 35 for RA patients. Furthermore, the vast majority of individuals could be classified as responders—all the healthy controls and 55/58 of the RA patients (P = 0.832, x2) ( Table 1). Similarly, proliferative responses to tetanus toxoid by the two groups were not significantly different (P = 0.1485, Mann–Whitney). The median response for PBMC proliferative responses to M.hsp60 (a) (b) (c) (d) 633 F. 1. Healthy controls’ and RA patients’ PBMC proliferative responses to (a) M.hsp60, (b) PPD, (c) tetanus toxoid and (d) GroEL. Each point on these graphs represents a response by each individual to the antigen tested, expressed as a stimulation index. The median responses for each group are also indicated on the figures. T 1. Number of healthy controls and RA patients whose PBMC proliferate to the antigens M.hsp60, GroEL, PPD and tetanus toxoid Number of responders (SI 3) Antigens RA patients Healthy controls x2 P 15/58 14/56 51/58 31/46 21/26 16/26 26/26 11/11 0.009 0.06 0.832 0.568 M.hsp60 GroEL PPD Tetanus toxoid SI, stimulation index. healthy controls was 20 compared with a median response of 14 for RA patients ( Fig. 1c). Rheumatoid arthritis patients are poor responders to GroEL To investigate whether the poor PBMC proliferative response to M.hsp60 applied only to this bacterial hsp or whether PBMC from RA patients also had low proliferative responses to other heat shock proteins, responses to the E.coli hsp60 protein, GroEL, were measured. As shown in Fig. 1d, the median response for RA patients (1.75) was again significantly below that of the healthy controls (3.5) (P = 0.0023). As observed for responses to M.hsp60, there was also a lower proportion of responders to GroEL in the RA group than in the healthy controls ( Table 1), although this difference failed to reach significance (P = 0.06, x2) Low responses to M.hsp60 are not associated with expression of HLA-DR4 To establish whether the high percentage of HLA-DR4+ individuals (58%) in the RA patient group might have accounted for the low responses to M.hsp60, RA patients were divided into those who expressed DR4 and those who did not. No significant difference between 634 J. M. Ramage and J. S. H. Gaston F. 2. HLA-DR4+ and HLA-DR4 − RA patients’ PBMC proliferative responses to M.hsp60. This figure utilizes the data for RA patients represented in Fig. 1. RA patients are divided into those who express the MHC class II allele DR4 and those who do not. Each point represents the SI of an individual experiment. The median response for the two groups is indicated. The median response for all the RA patients was 1.2 (Fig. 1). in vitro PBMC responses to M.hsp60 by these two groups was observed ( Fig. 2). The median response for each group was similar: 1.3 for DR4+ individuals compared with 1.2 for DR4 − individuals. Influence of clinical characteristics on low response to M.hsp60 The possible influence of the clinical characteristics of the RA patients was also analysed. Patients were subdivided into further groups: (I ) those with evidence of active inflammation ( ESR > 20 and CRP > 10); (II ) those seropositive for rheumatoid factor (titre > 60 U/ml ); (III ) those patients who were thought by their rheumatologists to require disease-modifying drugs (sulphasalazine, gold, methotrexate or penicillamine). Mann–Whitney tests were performed to determine whether any difference in response could be detected within these RA patient subgroups, but no significant differences were obtained using any of these criteria. Discussion This study has demonstrated that a cohort of RA patients, with relatively early disease, had significantly lower in vitro PBMC proliferative responses to the bacterial heat shock proteins, M.hsp60 and GroEL, compared to healthy controls. Moreover, PBMC from a large percentage of these RA patients failed to respond significantly in vitro to either hsp60 (SI < 3) at day 6. These results are in agreement with those obtained by Lai et al. [16 ] who also showed depressed responses to M.hsp60 by PBMC from Chinese RA patients, compared to those of healthy controls. The lack of response could not be accounted for by the high percentage of HLA-DR4+ individuals in the study, as no significant difference in proliferation was observed between DR4+ and DR4− RA patients. Although most RA patients failed to respond to M.hsp60, some responder patients were seen, showing that RA is not inevitably associated with an inability to recognize M.hsp60. Moreover, in the study by Lai et al. [16 ], inhibition of proliferative responses to M.hsp60 was achieved using a polyclonal antiserum against DRB1*0405, an allele associated with RA in Chinese patients. This result suggests that HLADR4-restricted recognition of M.hsp60 can occur in RA patients. Likewise Mustafa et al. [17, 18] generated M.hsp60-specific DR4-restricted T-cell clones from DR4 homozygous individuals, but unusually these individuals had received vaccination against M. leprae, and some of the clones developed were M. leprae specific rather than cross-reactive with Mycobacterium tuberculosis or Mycobacterium bovis BCG. Therefore, there is some evidence that DR4-restricted recognition of M.hsp60 can occur, and our findings cannot simply be explained as being due to a lack of DR4-binding peptide epitopes in M.hsp60—indeed, application of the algorithms devised to predict such epitopes suggests that there are several candidates. A direct comparison of PBMC proliferative responses to M.hsp60 by RA patients and healthy controls has previously been reported by Burmester et al. [19] who showed low responses not only in RA, but also in normal controls. This result reflects the very limited number of individuals in either group in this study who responded significantly to the antigen (5/63). This is surprising in view of the results in the present study, and in other previous work, where the majority of healthy individuals have been shown to respond to M.hsp60. The limited proliferation to M.hsp60 by lymphocytes from RA patients, reported by other investigators, has been used as evidence against a role for M.hsp60specific T cells in RA, working on the hypothesis that M.hsp60-specific T cells might be arthritogenic. However, it is of interest that PBMC from patients with another inflammatory condition, Crohn’s disease, were also shown to have lower proliferative responses to M.hsp60 compared with those obtained from controls [20]. This allows consideration of the second hypothesis which emerges from the rodent studies, i.e. that inflammatory conditions such as RA or Crohn’s disease might be associated with defective regulatory responses to hsp60. In the adjuvant arthritis model, the regulatory T cells had a low affinity for self-hsp60 and were generated by immunization with M.hsp60 or a M.hsp60-derived peptide [21]. If the induction of such a regulatory self-hsp60-specific T-cell population in humans also requires a satisfactory response to M.hsp60 or other bacterial hsp60, then a limited response by RA patients to bacterial hsp60 might result in a failure to generate the regulatory population. We have recently demonstrated that healthy individuals possess T cells able to respond to self-hsp60 [22]. These cells are within PBMC proliferative responses to M.hsp60 the CD45RA+RO− subset of CD4+ T cells, usually regarded as naive cells. Their activation in vivo may require challenge with bacterial hsp60 which bear epitopes conserved in self-hsp60. During inflammatory responses such as those which are induced by bacterial infection, such self-reactive cells may be employed to control the response through the recognition of selfhsp60 whose expression is commonly increased at sites of inflammation. One hypothesis which is worth considering would be that a defect in this regulatory mechanism could result in an inability to downregulate immune responses in the joint appropriately, irrespective of the immune response responsible for triggering the arthritis (which might or might not involve hsp). This defect would then be associated with a chronic inflammatory response, chronicity being a defining characteristic of RA. Acknowledgements We thank Professor Paul Emery and staff at the Selly Oak Hospital, Birmingham, for their assistance in obtaining patient blood samples, and Jeff Faint for performing the tissue typing. This work was supported by the Medical Research Council. 9. 10. 11. 12. 13. 14. 15. 16. References 1. Pearson CM. 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