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Why the environment might not be the textbook example of a valence issue Alexia Katsanidou∗ Kostas Gemenis† Paper prepared for the 2010 EPOP Conference, University of Essex, 10–12 September 2010. Abstract It has been often argued that the issues relating to the environment and its protection can be best characterised as valence issues. According to this argument, all political parties endorse the same position and differ only on the degree in which they emphasise it. In this paper we challenge the conventional wisdom that parties approach the environment from a valence issue perspective. To support our claim, we triangulate among different bodies of empirical evidence: quantitative and qualitative analyses of party manifestos and political text, as well as expert and mass survey data. Our findings suggest that there are significant differences in the ways parties approach environmental issues and that, by taking into account these differences, we can effectively distinguish the environmental from the anti-environmental parties. ∗ GESIS, Cologne, Germany,e-mail: [email protected]. Department of Political Science and Research Methods, University of Twente, The Netherlands, e-mail: [email protected]. † 1 1 Introduction The term valence appeared in political science for the first time in Stokes’ seminal critique (Stokes 1963) of Downsian spatial framework (Downs 1957), where he distinguished between ‘position’ and ‘valence’ issues. Position issues were defined by Stokes as involving advocacy of government actions from a set of alternatives. These alternatives structure a continuum that captures the distribution of voter preferences on the issue (Stokes 1963, 373). This continuum presents two extremes between which voters and parties can place themselves and they can be encountered, as ‘for’ or ‘against’ positions on the same question (Budge 2001, 83), or as tradeoffs between two highly desirable but mutually exclusive outcomes. To contrast these position issues Stokes developed the term ‘valence’ to define consensual issues those issues on which there is agreement on the desired outcome for the whole electorate and one clear ideological position for all political parties. Despite being illustrated on the basis of consensus, valence issues can still structure party competition but they do so in a different way than a positional issues. Valence issues structure competition by associating political parties to desired outcomes. In other words, as all citizens agree on ends, vote choice is based on the means to achieve these desired ends. Valence-structured party competition uses mainly performance, observed or anticipated to associate possitive or negative outcomes to the parties. The theory behind valence issues has been used to measure leader and party performance (Clarke et al. 2004, Groseclose 2001, Schofield 2004, Whiteley 1984) and in concepts such as issue ownership and issue salience (Green 2007, Petrocik 1996). Furthermore, the concept of valence issues has served as the basis of the so-called ‘salience theory of party competition’ (Budge 2001, Robertson 1976). Nevertheless, valence theory was severely criticised mainly because it did not seem to provide a clear alternative to the spatial model. Despite the differences on many areas such as lack of attention to ideological distance, lack of ideological alternatives, focus on delivery, lower need for information processing and lower allowance for political manipulation (Clarke et al. 2004, 44), the two theories also have a lot of similarities. Issues, in fact, have both positional and valence aspects. Traditional spatial issues that divide the public also need a valence component to demonstrate which party is capable enough to deal with the issue, regardless of position. Similarly traditional valence issues, such as economic prosperity have a positional edge related to the path a party can take to achieve the commonly desired goal. 2 Therefore an issue can be framed one way or the other depending on the context and issues can fluctuate between position and valence. Issues can have a life cycle during which they can polarise public opinion and party ideology or they can build a consensus around a commonly desired goal. As a consequence, issues that attract high levels of consensus can be considered as valence issues. The literature that uses this concept always uses specific examples to refer to valence issues. Traditionally economic prosperity/growth, national security and crime are treated as core valence issues (Clarke et al. 2009, Green 2007). These issues have two important characteristics: public opinion on them is converged on one ideal point and subsequently party competition is structured around performance. To achieve the commonly desired outcome the mentioned issues required very complex policy making. Opinion convergence allows the voters to avoid stressing on the details of these policies and to focus on performance when deciding which party to vote for. This cognitive sequence poses a problem in the use of the term ‘valence’. Many scholars treat as valence issues those issues related to measuring of performance of leader and parties and forget about the first step of establishing whether an issue inspires opinion consensus and thus can be legitimately pass to the next level of cognition, performance. A typical example of valence issue that can fall in this category is the environment, which is used very often as a textbook example of valence issues. We argue that this should not be the case. 2 Why the environment might not be a valence issue Concern for the environment entered the political agenda strongly in the late 1960s and early 1970s, being part of what has been labelled as ‘new politics’. Since then it has been presented as a valence issue where everyone agrees on the desired policy outcome: a clean environment. From early on while making their contribution to the alignment-dealignment debate Flanagan & Dalton (1984) argued that in Western Europe some of the ‘new issues’, namely environmental pollution, are actually valence issues. Other studies of West European politics (Carter 2006, Clarke et al. 2004, Rohrschneider 1988) as well as American politics (Jacoby 1994) agree with this categorisation. Moreover, 3 Lester (1997, 107) showed that, even though there is no clear large active pro-environment bloc, environmental protection has the large support of the majority of the electorate turning it into a valence issue. Furthermore, Mertig & Dunlap (1995) concluded that environmental protection has reached the valence status, as it elicits little public opposition and predicted that environmentalism would remain a vital component of Western political systems for the foreseeable future. Rigorous quantitative studies have also used the environment as a token valence issue in their measurements together with unemployment, crime, refugees and health (van der Brug 2004). Also, in the field of estimating parties’ policy positions, the environment is presented as a valence issue as it has been argued that any differences between the parties can be attribute only to the salience that parties attach to the issue (Budge 2001). The literature that treats the environment as a valence issue usually presents empirical evidence in terms of public opinion polls but in many cases the questions asked are censored in the sense that support for the environment is not framed within given alternatives. Therefore there is a hidden but crucial assumption often made. The assumption that there is an agreement about the course of action with regards to environmental issues. However, as environmental politics go, there are various ways in which we can go about and protect the environment, some which are more costly than others. Do people agree on road taxing or green taxes in general? How about nuclear power? Should we assume that everybody agrees that it is environmentally dangerous and should be abolished as soon as possible? By thinking about the environment in these terms we can easily come to the conclusion that even though there is an apparent agreement on the goal (a clean environment) there seems to be no agreement about the specific course of action. Party politics, nevertheless, are (also) about taking specific decisions in public policy and as Dalton (1996) argued, politics entail tradeoffs between preferences and values. We cannot demand a clean environment and support industrial growth, as we cannot demand lower taxes and an increase in public spending at the same time.1 Doing so would be equivalent to eating the cake and having it. As a consequence, the political discourse on the environment has been analysed by juxtaposing it to economic growth (see Dryzek 1997). 1 As a consequence, we often observe that there is no overwhelming agreement in public opinion on issues such as the introduction of green taxes (see Inglehart 1995). 4 Following Dalton (1996) and Laver (2001b) we argue that it is more useful to present environmental issues in confrontational terms in which citizens and parties can make distinct choices. By doing so, we show that there is no apparent consensus and that we can clearly differentiate between proenvironmental and anti-environmental parties. As a consequence, we argue that the idea of treating the environment as a valence issue might not be very useful in empirical research. The rest of the paper presents some empirical evidence in support of our argument. 3 Empirical evidence Our empirical evidence start from the World Values Surveys were respondents were specifically asked to choose between environmental protection and economic growth. In constrast to the literature which uses aggregate values across countries and parties as evidence of consensus (e.g. Robertson 1987), we disaggregate the data according to party choice. As evident from Tables 1–3 which present the results for Germany, Norway and Spain, there is a nontrivial percentage of voters which prefer economic growth to environmental protection. In Germany in particular, the voters of the biggest parties are overwhelmingly in favour of economic growth, whereas in most cases there are clear differences among the voters of different parties. In contrast, the results for a majoritarian system such as Britain can be interpreted as an indication of an existence of consensus among the voters (as shown in Table 4, in a similar type of question in the British Social Attitudes Survey). With the exception of the Green Party, however, the overwhelming support is not on the pro-environmental side as valence theory would predict, but rather on the neutral position which most possibly reveals the usual problems of using a Likert midpoint (see Johns 2005). Secondly, we present a reanalysis of the Comparative Manifestos Project (CMP) data which have often been used as evidence in support of valence theory. As Laver (2001a) has argued, most of the coding categories in the CMP are explicitly positional (‘positive’ versus ‘negative’) whereas the rest are implicitly positional and censored, in the sense that there is no positive equivalent for a negative category and vice versa. Environmental protection (‘per501’) is such a category, since only positive references are coded by the CMP. Several researchers, however, have argued that it would be more appropriate to subtract from category 501 the references to category 410 (‘per410’ 5 Table 1: Germany: Attitudes towards the environment by party choice First Choice Party Vote I would not vote I would cast blank Economic Growth Environment 66.67% 33.33% 58.21% 41.79% NPD 47.06% 61.93% 60.26% 64.71% 19% 57.42% 81.26% 52.94% 38.07% 39.74% 35.29% 81% 42.58% 18.75% N 807 588 other Christian Democrats Social Democrats Free Democrats The Greens Left Democrats 6 Table 2: Norway: Attitudes towards the environment by party choice First Choice Party Vote no right not vote Economic Growth Environment 22.73% 77.27% 52.94% 83.66% 61.59% 77.22% 90.91% 100% Liberals 47.06% 16.34% 38.41% 22.78% 9.09% 0% 22.22% 77.78% 13.64% 86.36% 10.20% 89.80% N 192 715 other Labour Party Progressive Party Conservative Party Christian Democratic Communist Party Centre Party Socialist Left 7 Table 3: Spain: Attitudes towards the environment by party choice First Choice Party Vote I would not vote I would cast blank Economic Growth Environment 32% 68% 41.94% 58.06% Left Nationalists 14.29% 30.24% 47.64% 37.50% 56.76% 10.53% 85.71% 69.76% 52.36% 62.50% 43.24% 89.47% N 321 579 other PSOE PP Greens Right Nationalists 8 Table 4: United Kingdom: Ticket price should reflect environmental damage by party choice Party ID Agree Neutral Disagree Conservatives Green Party 48.25% 42.82% 44.14% 50% 20% 72.22% 29.39% 29.39% 35.14% 28.57% 60% 11.11% 22.37% 27.01% 20.72% 21.43% 20% 16.67% N 329 220 175 Labour Liberal Democrats Scottish Nationalists Plaid Cymru productivity) which measures the percentage of emphasis to economic growth (see Carter 2006, Lowe et al. 2010, Weale et al. 2000). Interestingly enough, however, the correlation between the two measures (per501+per416 and (per501+per416)-per410) for the whole CMP dataset excluding the ‘estimate’ observations which represents interpolated or copy/pasted data (progtype=3, see Benoit, Mikhaylov & Laver 2009, 501, fn. 10) and including only manifestos published after May 1974 (edate>5258), is very high (Pearson’s r = .942, p < .001 and N = 1980). This means that the positive references to environmental protection in the manifestos actually capture the whole confrontational and positional aspect of the conflict between environmental protection and economic growth. Thirdly, we present evidence from a confrontational (see Gemenis & Dinas 2010, Pellikaan, van der Meer & de Lange 2003) coding of party manifestos. For this, we use the EU Profiler data on three relevant questions2 to create an index variable which indicates how environmental a party is 2 These are: Q16: Renewable sources of energy (e.g. solar or wind energy) should be supported even if this means higher energy costs; Q17: The promotion of public transport should be fostered through green taxes (e.g. road taxing); and Q18: Policies to fight global warming should be encouraged even if it hampers economic growth or employment. 9 40 30 Frequency 20 10 0 −2 −1 0 1 Manifestos Confrontational Placement 2 Figure 1: Pro- and anti-environmental parties according to their manifestos. based on its policy statements. The three 5-point items make up a reliable scale both in terms of Cronbach’s α (.799) and in terms their monotone homogeneity by using of lowess curves (see Appendix, and also Dinas & Gemenis 2010, Gemenis & Dinas 2010). As evident from Figure 1, when we assess party environmentalism in terms of specific policy statements which have a confrontational phrasing, we can clearly distinguish pro-environmental from anti-environmental parties. Moreover, in Figure 2, we show that the confrontational estimates generally follow a similar pattern with estimates from the Benoit & Laver (2006) expert survey, which like previous expert surveys (see Huber & Inglehart 1995, Laver & Hunt 1992) have asked experts to differentiate between pro-environmental and anti-environmental parties based on their position on environmental protection versus economic growth. Finally, we consider evidence from the qualitative analysis of the 2010 UK party manifestos. Britain has been traditionally considered having a party system where valence issues prevail (Budge & Farlie 1983, Clarke 10 20 Expert Survey Placement 5 10 15 FDP VVD PP FF ODS UPR LN VB DVU VLD Cons SDKU TP DF CSU CDU Rep FPO UUP PSL DUP DPS PNL CiU CDH NDSV ADR FP CDA OVP PSD(RO) PO PiS PRM Smer SLS SPO CSV SNP LB KOK KF MR DP(LU) V FN LDS FG LiCS PN(MT) DISY SMK−MKP US−DU Labour SNS SDP(FI) MSZP LSDP UDC SDS NSi−KLS BSP(KzB) Kesk(FI) SPD CDV SZDSZ PS(BE) Fidesz KDU−CSL KD CSSD SF M CDS−PP PL(MT) MPF ND LS−HZDS JL N−VA KDH PNV SLD−UP TB−LNNK PCTVL SNS KKE LSAP MDF PvdA SF(NI) SP(NL) SDLP AKEL EDEK Verts(LU) PSD DIKO PCF(FG) KD SAP KSCM PASOK DeSUS SNK Tric/MA/PP/AC SDE SFP UDMR CU−SGP PSOE PS(PT) SmS SD SPSp VAS It.Val. D66 C ZZS PC LibDems RV PCTP AD(MT) IU SZ SYRIZA V(SE) Grunen ECO−PER GRU BE GR Verts(FR) Green(FI) Ecolo Groen MP 0 SF GL −2 −1 0 1 Manifestos Confrontational Placement 2 Figure 2: Expert survey and confrontational party placements on the environmental dimension (fit line with 95% CI). 11 et al. 2004, Clarke et al. 2009, Green 2007). When looking beyond the campaign slogans where all parties try to present a pro-environmental image in abstract terms, into the more specific issues such as nuclear power, green taxes and measures against global warming we find a divergence in policy positions. On the one hand the Green Party emerges as the most pro-environmental party whereas the BNP which considers global warming to be a hoax and opposes green taxes and supports nuclear power emerges as the most anti-environmental. UKIP is similarly anti-environmental, whereas there are notable differences among the three major parties as well. In most cases we do not observe an agreement among the parties with regards to the course of action as valence theory implies and the differences among the parties are not just differences of emphasis. Needless to say, anecdotal evidence from across Europe (Mair 2001) shows that proportional representation could be conducive to the emergence of anti-environmental policy positions as political parties, especially on the extreme right, could compete for the anti-environmental niche among the electorate. 4 Conclusion In the introduction to this paper we presented the argument that environmental issues can be best analysed in terms of valence theory which assumes that voters and parties agree and whatever differences among them lie in the importance and emphasis they place to the issue. In this paper, we challenged this notion by arguing that politics entail choices and tradeoffs between mutually exclusive goals and that looking at environmental issues purely from the side of environmental protection is miselading. By operationalising environmental issues as tradeoffs between environmental protection and economic growth in line with the literature on environmental discourse and practice (Dryzek 1997, Weale et al. 2000), we showed that there is no overall consensus among voters and parties and that we can clearly differentiate pro-environmental from anti-environmental parties. This picture is consistent across different data sources including mass and expert surveys and the quantitative and qualitative analysis of election manifestos. 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Whiteley, Paul F. 1984. “Perceptions of economic performance and voting behavior in the 1983 general election in Britain.” Political Behavior 6:395–410. 16 −.5 0 lowess issue16 rest1 .5 1 1.5 Appendix: examining the monotone homogeneity of three EU Profiler items. −2 −1 0 rest1 1 2 Figure 3: Q16: Renewable sources of energy (e.g. solar or wind energy) should be supported even if this means higher energy costs. 17 2 lowess issue17 rest2 0 1 −1 −2 −2 −1 0 rest2 1 2 Figure 4: Q17: The promotion of public transport should be fostered through green taxes (e.g. road taxing). 18 2 lowess issue18 rest3 0 1 −1 −2 −2 −1 0 rest3 1 2 Figure 5: Q18: Policies to fight global warming should be encouraged even if it hampers economic growth or employment. 19