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REPLACE THIS LINE WITH THE COMMUNICATION ID (DOUBLE-CLICK TO EDIT) Interrelationships among the network code, the evolution of wind power generation, and reactive power compensation. Special subjects contained in a network code. Rafael Guerrero C. Inelap-Arteche Abstract— As it appears, the evolution of the generation of wind power has been oriented towards satisfaction of the requirements, increasingly within more narrow limits imposed by network codes. Among all of the determining factors, the administration of reactive power has stood out. In the era of fixed-speed induction generators, the requirements for network access were lax, considering the lack, for all practical purposes, of capability curves. The advent of DFIGs and the evolution of electronic switches (IGBTs), have allowed wind farms (WFs), for the first time, to be able to administer reactive power through the availability of a capability curve and in this way to comply with more stringent network codes. This updating has taken place very recently, with the start-up of a WF integrated with DFIGs and full-capacity converters (full converters), which has a capability curve similar to that of a conventional plant. Looking towards the future, we can perhaps predict the elimination of the gearbox. Currently, wind turbine generators operate better at high speeds, and they therefore require gear boxes to reduce the speed. Considering that these gear trains are expensive, subject to vibrations, noise, and fatigue, and require lubrication and maintenance, elimination of the gearbox would have great advantages. Coincidentally, recent versions of network codes authorize the operator to present the WF as if it were a conventional plant, using the capacity for reactive power within a wide segment of the capability curve. This already involves not only a narrowing of the bands within which the voltage must move as well as the power factor, but now the WF must conform with a polygon of critical points of operation, which are impossible to satisfy with first-generation generators. Under this new operating policy, proper administration of reactive power involves a combination of the supply from the machines, from switched capacitor banks, and from dynamic reactive compensation achieved through devices that are based upon the application of electronic switches. The network code, tacitly, gives the owner of the WF responsibility for solving extraordinary problems, or problems outside of the typical catalog, known as subsynchronic resonance or torsional effects. The purpose of this presentation is to provide some idea of the linkages among all of these factors. Keywords—Wind farm (WF), network code, point of common coupling point (PCC) induction machines, synchronous generator, reactive control, sub-synchronous resonance. I. INTRODUCTION Those who have observed the continuing development of wind power generation can understand our perspective. It is more than a prediction. Instead, it is the point of view of someone interested in the evolution of this engineering problem. Electrical companies think that the reliability of electrical power systems could be exposed to great risk if the variable sources of wind energy continue to increase in the near future. These concerns have recently been expressed in the contents of the network codes. As the degree of penetration of wind generation increases day by day, the codes used to regulate interconnections contain correspondingly strict and demanding requirements. These can be summarized as follows: A. Requirements of the network codes • The operator of the system can opt for two modes of control: by voltage or by power factor (pf), with a particular hierarchy. The metering point will be that of the Point of Common Coupling, or PCC. • Controls by voltage or by pf must function correctly, either within or bordering on the limits of pf=0.95 (forward/reverse), and within or bordering on the voltage band that runs from 0.95 to 1.05 p.u. In graphic form, these conditions represent a polygon of operation. • Independently of the limits imposed, any mode of control must function correctly whenever the WF is generating, even when it is generating at maximum rated power. • Section 9.6.2 in reference [1] confirms the applicability of this section for all of the generation installations, including wind farms. Section 9.6.1 indicates that the pf of 0.95 (forward/reverse) is not necessarily applicable automatically to wind generation installations. However, studies of impact on the system (System Impact Study, or SIS) have determined that such is the range required. Consequentially, the range of 0.95 (forward/reverse) for the power factor has been accepted as a general rule. Voltage gaps (Low Voltage Ride Through, or LVRT). Figure 1 (voltage–time) is self-explanatory. In the blue area, the tripping of the installation is not permitted. In the green area, a reduction of the installation's generation is permitted. Finally, for any pair of voltage-time coordinates in the white area, wind generation sources can be tripped. for external disturbances in the network. The generator owner must ensure that any problem related to resonance in the system will be covered by the design of the WF's own protection and control schemes. B. Historical review Wind Energy Conversion Systems (WECS) transform the energy of wind into electrical energy. Wind is a highly variable resource that cannot be stored, and wind energy conversion systems must be operated as such. A brief review of these systems is included next. • Wind energy is transformed into mechanical energy by means of a wind turbine that has one or more blades (three is the most common number). The graphic in figure 3 shows the behavior of a wind generator. Figure 1. Requirements for voltage gaps. • The WF can generate reactive power in forward or reverse, according to the request of the system dispatcher. • From a system management point of view, it is highly desirable to view a WF as if it were a conventional generation plant. This is equivalent to saying that, with very few exceptions, it must comply with the dispatch policies for real and reactive power. • Strict compliance with the conditions of the polygon of operation as shown in figure 2 could be interpreted as a full integration of the wind generation in the same manner as a conventional generation plant, without exceptions. Figure 2. Minimum requirements for reactive power • In order to preserve the reliability of the system, the WF must operate with rolling reserve. • Network codes include constrictive conditions, such as those specified in the NERC in reference [2]. This text suggests the restriction (including the disconnection) of variable generation as soon as the conventional sources see their output reduced to a value near the minimum possible. • Resonance. The installation of wind generators and their interconnections must be designed so as avoid provoking resonances in the external system, as well as to avoid unnecessary outputs from the WF itself, Figure 3. Behavior of a wind generator. • The turbine is coupled to the generator by means of a mechanical traction train. • This usually includes a gearbox that is used to synchronize the low speed of the turbine with the higher speed of the generator. • One recent set of design criteria for wind turbines uses multiple-pole machines and low generator speeds, usually synchronous with field winding or exciting using permanent magnets, in order to eliminate the gearbox. • Some turbines include control of the wind's incidence angle (pitch regulated), in order to control the amount of power that will be transformed. Turbines that lack this type of control are known as Stall. • The electrical generator transforms the mechanical energy into electrical energy. The generator can be either synchronous or asynchronous. If the first case, a more or less elaborate system for exciting will be required, or else a configuration with permanent magnets. • Variable-speed systems require the presence of an electronic power interface that can be configured in a variety of ways. • Compensated units can include pf correction equipment (active or passive) and filtering devices. • Switched equipment can be designed to develop a smooth connection, and this is usually a requirement in the standards. The standards also specify the minimum number of protection schemes that, as a minimum, must accompany the generator units. • Finally, the control systems can have varying degrees of complexity. prevented from taking an excess of power from the wind by means of an aerodynamic effect. C. Energy conversion systems In regard to their turning speed, turbines can be divided into two types: fixed-speed units and variable-speed units. In fixed-speed machines, the generator is connected directly to the supply network. The frequency of the network determines the turning speed of the generator, and therefore the rotor. The low turning speed of the turbine rotor is coupled to the turning speed of the generator through a gearbox with a particular transmission relationship. The speed of the generator depends upon the number of pairs of poles and the frequency of the network. Asynchronous generators should have equipment for control of reactive power. The advantages of fixed-speed systems are their simplicity and low cost, but the problem is that they do not participate in the reactive power problems in the system. See figure 4 Variable-speed systems feature better energy production, less mechanical stress, and less dependable production of power due to wind variations and the oscillations of the system. In most of these systems, the gearbox can be eliminated. Some of this equipment can require harmonic compensation as a result of the presence of the electronic converters. The scheme that is most commonly applied consists of asynchronous generators connected directly to the network. This is used in a great number of turbines, from 50 to 2500 kW. Those with the highest capacity use a pitch control, while others have some other type of control. The direct connection of the synchronous generators to the network has few applications and is used only with a small number of low-capacity turbines, mainly in isolated systems (Figure 6). Figure 4. Fixed-speed system. • This is essentially an induction motor with mechanical parity applied at deflection. • The stator winding is tri-phasal, and the machine tends to have 4, 6, or 8 poles. • A cage rotor is typically used. • It may have a higher-than-usual rotor resistance in order to improve stability and global cushioning. • There is no control over the reactive power (Q) and the fault current is not sustained. In variable-speed machines, the generator is connected to the network either directly or through an inverter system. The system for exciting is supplied through an inverter (see figure 5). The generator's turning speed, and therefore that of the rotor also, is not linked to the frequency of the network, and the rotor can operate at a speed adjusted to the actual situation in terms of wind speed. Figure 5. Variable-speed system. All of the equipment can have pitch or stall regulation. Systems with pitch regulation rotate around their longitudinal axes through a regulation mechanism. With this mechanism, mechanical power can be reduced, in accordance with the characteristics of the turbine. Systems with stall regulation do not have such mechanisms, but when the wind exceeds the levels of rated operation, these systems are Figure 6. Full converter system. Variable-speed systems have the most applications, with a progressive increase in the size of the wind turbines. The main objective of operation with variable speed is to optimize efficiency, for example, in order to maximize the capture of the available wind energy. The three basic types of turbines mentioned above can be reconfigured or expanded. The figure presented by CIGRE [3] is a good summary that suggests and documents these changes. II. DEVELOPMENT A. Sources of reactive power – capacity for reactive power Premises: 1. It seems to be a general criterion that, in a stable state, the voltages should remain within the range of 0.95 to 1.05 p.u. Following a simple contingency (output of an element), the voltages of the transmission bars in a stable state should remain between 0.9 and 1.1 p.u. 2. Most companies, if not all, expect that the reactive power compensation should be capable of sustaining a pf of ±0.95 in the PCC, at full generation and with voltages in the range of 0.95 to 1.05 p.u. 3. The reactive power generation resources are defined or restricted by the capability curves that are shown, progressively, later in this article. 4. The load tap changer (LTC) has a range of regulation of ±10%, generally in 32 steps. 5. This is a convenient quantity for banks of switched capacitors. 6. Some manufacturers use the converter line-side in the rotor circuit to supply or consume reactive power. This allows regulation of voltage/pf that exploits the reactive power capacities of the individual wind turbines. A primitive capability curve is shown in figure 7. Figure 9. Characteristics of a DFIG wind turbine. With the support of reactive power from the line-side converter and selection of the appropriate generator, the capacity for reactive power can expand up to a pf of 0.9 forward/reverse. Figure 7. Primitive capability curve. The figure shows the switching sequences, inside and outside, of the capacitor bank. When the smooth start-up finishes, the turbine itself generates 200 kW. Then the condensers (1×170 and 1×120 kVAR) enter as soon as the induction machine begins to generate any amount of real power. These two capacitors remain on-line at all levels of generation. The 50 kVAR capacitor is switched inside when the generation reaches 100%, and is switched outside when generation falls below 50%. The following capability curves are given in p.u. The curve shown in figure 8 uses power electronics to delimit the authorized zone. Wind turbines can operate permanently at a point within the zone delimited by the black lines (triangular area). The zone itself is the limit for having a pf of ±0.95. In fact, the manufacturer's guarantee is only effective if the machine operates within the triangular area. In regard to the voltage gaps (LVRT), wind turbines usually go out of service when the voltage drops below 0.9 p.u. There is an option that allows the wind turbines to continue operating during and after faults in the transmission system, resulting in a severe drop in voltage in the WF. Other available options could be: • 0.3 p.u. of voltage per 100 mseg in the PCC. • 0.15 p.u. of voltage for 625 mseg in the PCC, for mono-phasal and tri-phasal faults. • 0 p.u. of voltage for 200 mseg in the PCC, for mono-phasal and tri-phasal faults. Finally, for a wind turbine with full converter, the use of a line power converter to supply or absorb reactive power results in a family of curves that depend on the voltage present at the generator's terminals. Figure 10 is self-explanatory. However, a few comments may be appropriate. At higher voltage, less capacity for reactive supply. At a voltage of 1.1 p.u., the capacity of reactive power generated in reverse is almost zero. To a certain level of voltage, the capacity of the pf in forward is substantially high. This is the closest approximation to the capability curve of a synchronous generator and it satisfies, on its own, the verticies of the operating conditions for the polygon shown in figure 2. Currently, the act of using the converter line-side to reach an extended capability curve can be viewed as if each wind unit had a VAR controller (Dynamic source of reactive power). Figure 8. Characteristics of a DFIG wind turbine. A capability curve that is a little more advanced uses the converter line-side in the rotor circuit, in order to supply or consume reactive power, and in order to open up the wind turbine's reactive capacity more widely (see figure 9). The limits seen in red are optional. The owner of the WF and the selected turbine manufacturer must determine whether the multiresonance mechanical system is susceptible to the interactions and the consequential damage caused by its proximity to the compensated transmission line. This information needed for this type of study is very specialized. The cooperation of the turbine manufacturer is indispensable. Figure 10. Characteristics of a full converter wind turbine. B. More about the network code - Requirements • The WF (the generation system) and its interconnections must be designed to avoid the introduction of disturbance in the external network and to avoid unnecessary output of the wind farm caused by disturbances occurring in the network. • The capacity for reactive power must be sufficient to ensure stability in a stable state and in a transitory state during and after a disturbance. • The interconnection studies will determine the appropriate quantity of reactive power and must be performed for each particular case. • The supply of reactive power must be available across the full range of operating conditions. • The use of mechanically switched, static VAR compensators or similar equipment can represent acceptable alternatives for providing all or part of the reactive supply, and must be corroborated by an interconnection study. C. First documented case – Sub-Synchronous Resonance (SSR) In this case, the WF is interconnected with a systems whose topology includes a line with serial compensation. There is a potential risk that, for some reason, the WF will remain connected radially through the compensated line. Connected in this manner, the serial capacitors would be able to resonate with the inductance of the network, inducing the phenomenon of subsynchronous resonance, with high possibilities of interaction with the WF's generators. In agreement with the network code, the external electrical company has an enormous interest in knowing the magnitude and the effects of the interaction that would occur between the converter's controls and the transmission system in the presence of SSR. It is also important that the owner of the WF understands the severity of the phenomenon viewed in terms of his own interest. The administration of the WF must perform the analysis and must take the necessary measures to protect its equipment. It must be emphasized that it is responsible for the damage that could occur on its own side of the interconnection. On the other hand, it must be recognized that the interconnection between the external transmission system and the serial compensated line is not a typical interconnection. The crowbar: The crowbar, located in the rotor circuit, is used to protect the power converter from the excessive overcurrents that are presented as a natural response when some type of fault occurs. It allows safe demagnetization of the machine through the intercalation of resistances in the rotor circuit. Figure 11. Diagram of a DFIG with a crowbar. As soon as the presence of high currents is detected, the crowbar is inserted in the rotor circuit that remains, temporarily, in short circuit through a DC resistance (25 Ω), by the action of a rapid-action switch (Insulated Gate Bipolar Transistor, or IGBT). The crowbar is automatically activated when a specific level of overcurrent is exceeded in the rotor (2 p.u.). The crowbar redirects the current of the Doubly-Fed Induction Generator, or DFIG, which remains temporarily disconnected. The advantage of the crowbar becomes evident after the following qualitative comparison: a simple induction machine, with the three phases of the rotor winding in short circuit. With a particular value of real power generated and a constant speed, it will respond to a fault in the following terms: the direct current in the rotor is greater than the AC, indicating that the rotor's transitory time constant is large. The quasi-component of DC in the stator current drops in a time span of approximately 25 msec, while the quasi-component of DC in the rotor falls at around 40 mseg. The value of the rotor's peak current will be a little under 5 p.u. By comparison, the induction machine is configured as DFIG, with a crowbar that significantly increases the resistance of the rotor circuit. As a consequence, this causes the rotor's time constant to be much shorter (10 msec). We can affirm that the high resistance of the rotor will cause the rotor's flow to drop, when high, in about 10 msec. The oscillogram shown in figure 12 was recorded after a severe disturbance, in which the WF remained connected in series with a compensated line. The crowbar's control was not capable of decoding a high-magnitude current with a frequency of 24 cycles, and as a consequence, simultaneous failure of 35 crowbars was produced. In the case of figure 14, the reactive power supplied by the capacitor bank flows towards the system (blue), but only if the system's voltage in p.u. is lower than the voltage in the WF (red). On the other hand, the reactive power is absorbed by each of the WF's units, which is absolutely not recommendable. If the system voltage, in reality, has such low values, it could be concluded that the network must be severely perturbed, which would signify that the bypass capacitors would be necessary for satisfaction of only one of the operational conditions for the polygon in figure 2. The description in this paragraph is valid for a scheme using full converter wind turbines and control by voltage. Figure 12. Oscillogram of an actual disturbance. D. Second documented case – Supply of reactive power In this case, the reactive power supplied by the capacitor bank, shown in red in figure 13, reestablishes the natural power of the 230 kV line (135 MW). Without the injection of the bypass capacitors, the line itself requires 53.7 MVAR, while transporting 2.2 times the natural power. Figure 14. III. CONCLUSIONS • The continuing integration of variable wind energy into electrical systems raises concerns in terms of reliability. All of these concerns can be seen reflected in the clauses of the network codes. • The magnitude of the integration of variable resources will require significant changes to the traditional operational and planning criteria. • Large-scale wind farm developments are typically located in remote areas that lack sufficient infrastructure. The criteria for planning must guarantee the availability of sufficient transmission and distribution resources, as well as resource flexibility, for the unblocking of energy resources, as well as for the management of their inherent variability. • Variable sources can be disconnected if the generation coming from conventional sources is close to the safe minimum. Disconnection of the power generated by steam units is a cause for concern; reliable short-term operation would be seen as compromised, since these would not be capable of being synchronized when the wind stops being available. This implies a great risk of seeing the global reliability of the system reduced. Figure 13. BIOGRAPHY Rafael Guerrero C. Electrical Engineer, National Autonomous University of Mexico (UNAM by its Spanish acronym), 1963. He has spent most of his career working for Mexico's Federal Electricity Commission (CFE by its Spanish acronym), as the head of the central office of protective engineering, the department of network analysis, and the specialized engineering unit. He spent 2 years in Spain with PTI (Power Technologies Inc). He was coordinator and full-time head of the power systems engineering program at the UNAM until 2008. He is the author of computer programs for calculation of faults, power flows, transitory analysis, harmonic analysis, and dynamic analysis. He is a member of the Inelap-Arteche team as a power systems engineer.