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2
Heterocycles
Heterocycles
1. Structures
2. Aromaticity and Basicity
2.1 Pyrrole
2.2 Imidazole
2.3 Pyridine
2.4 Pyrimidine
2.5 Purine
3. Π-excessive and Π-deficient Heterocycles
4. Electrophilic Aromatic Substitution
5. Oxidation-Reduction
6. DNA and RNA Bases
7. Tautomers
8. H-bond Formation
9. Absorption of UV Radiation
10. Reactions and Mutations
Daniel Palleros
3
Heterocycles
Daniel Palleros
Heterocycles
Heterocycles are cyclic compounds in which one or more atoms of the ring are
heteroatoms: O, N, S, P, etc. They are present in many biologically important molecules
such as amino acids, nucleic acids and hormones. They are also indispensable
components of pharmaceuticals and therapeutic drugs. Caffeine, sildenafil (the active
ingredient in Viagra), acyclovir (an antiviral agent), clopidogrel (an antiplatelet agent)
and nicotine, they all have heterocyclic systems.
O
HN
O
H3C
O
N
N
N
N
O
N
O
CH3
CH3
N
O S O
N
N
CH3
N
HN
H2N
N
OH
N
O
N
CH3
caffeine
sildenafil
Cl
acyclovir
S
N
CH3
N
N
H
COOCH3
(S)-clopidogrel
nicotine
Here we will discuss the chemistry of this important group of compounds beginning with
the simplest rings and continuing to more complex systems such as those present in
nucleic acids.
4
Heterocycles
Daniel Palleros
1. Structures
Some of the most important heterocycles are shown below. Note that they have five or
six-membered rings such as pyrrole and pyridine or polycyclic ring systems such as
quinoline and purine. Imidazole, pyrimidine and purine play a very important role in
the chemistry of nucleic acids and are highlighted.
Five-membered
3
O
N
H
Furan
S
N
Thiophene
N
4
3 N
5
H
Pyrrole
O
2
4
N
2
1
Imidazole
N
5
O
S
1
Oxazole
Thiazole
S
H
Tetrahydrofuran
(THF)
Pyrrolidine
Thiolane
Six-membered
N
N
N
N
N
Pyridine
Pyrimidine
N
N
Pyridazine
Pyrazine
O
N
H
N
H
Piperidine
Morpholine
Polycyclic
5
4
5
3
6
2
7
8
N
Quinoline
1
4
4
3
6
7
N
8
1
Isoquinoline
3
5
2
6
2
N
7
1 H
Indole
7 N
5
9 N
4
6
N
8
H
N
1
2
3
Purine
2. Aromaticity and Basicity
Heterocycles are aromatic if they obey Hückel’s rules of aromaticity:
a) The ring is planar.
b) There is a continuous conjugated system (all atoms of the ring are sp2 hybridized).
c) The number of pi electrons is equal to 4 n +2, where n = 0; 1; 2; 3; etc.
According to these rules, pyrrole, imidazole, pyridine, pyrimidine and purine, just to
mention a few, are aromatic heterocycles. We will discuss these five systems in some
detail because they play an important role in the chemistry of nucleic acids and
5
Heterocycles
Daniel Palleros
pharmaceuticals. We will pay special attention to the hybridization and basicity of the
nitrogen atoms.
2.1 Pyrrole
The nitrogen atom is sp2 hybridized. The N electron pair is on a p orbital, perpendicular
to the plane of the ring and overlapping with the other p orbitals. There are a total of 6 π
electrons, which is a Hückel number (Hückel numbers are 2, 6, 10, etc.) and, therefore,
the molecule is aromatic.
sp2
N H
H
H
N
H
nonbasic
H
H
6 pi electrons
You may wonder why the hybridization of the nitrogen atom is sp2 and not sp3 as
expected for a nitrogen attached to three other atoms. The answer to this question can be
found in the fact that the sp2 hybridization makes the nitrogen coplanar with the rest of
the molecule and places the lone electron pair on a p orbital parallel to the other p
orbitals. This leads to aromaticity and further stability. If the nitrogen were sp3
hybridized, it wouldn’t be coplanar and the molecule couldn’t be aromatic.
H
H
N
H
H
nonaromatic
H
sp3
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Heterocycles
Daniel Palleros
Because the N electron pair is forming part of the aromatic system, it is not available for
protonation (protonation would destroy the aromaticity), thus pyrrole is nonbasic.
not available
for protonation
N H
nonbasic
This is demonstrated by an unusually low pKa value for the conjugate acid of pyrrole,
which is 11 orders of magnitude more acidic than the conjugate acid of the nonaromatic
counterpart, pyrrolidine.
conjugate acid of pyrrole:
pKa = 11.3
pKa = 0.4
N
H
conjugate acid of pyrrolidine:
N
H
H
H
Let’s consider now the dissociation of pyrrole itself.
N
+ H2O
pKa = 17.5
+ H3O+
N
H
sp2
The pKa of pyrrole (the dissociation of the H on the nitrogen) is 17.5. Compared to the
pKa of pyrrolidine (≈ 35), it is about 20 orders of magnitude lower.
Pyrrolidine
N
+ H2O
pKa ! 35
N
+ H3O+
H
sp3
2
The higher acidity of pyrrole is due to the sp hybridization of its N; sp2 hybridized atoms
have more s-character, hold electrons tighter and, in general, are more tolerant of
negative charges than sp3 hybridized atoms and thus yield more stable anions.
2.2 Imidazole
The imidazole ring is aromatic. Both N atoms are sp2 hybridized. The N attached to H
(N1) has the electron pair on a p orbital, perpendicular to the plane of the ring. This
electron pair forms part of the six-electron aromatic cloud and, like in the case of pyrrole,
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Heterocycles
Daniel Palleros
is not available for protonation. The double-bonded nitrogen (N3), on the other hand, has
the electron pair on an sp2 hybrid orbital which lies outside the ring and, thus, does not
form part of the aromatic system. This electron pair is available for protonation.
sp2
outside the ring
available for protonation
(basic N)
2
N
3
4
N
1
5
H
inside the ring; aromatic
not available for protonation
(nonbasic N)
available
for protonation
H
N
not available
for protonation
N
H
H
H
6 pi electrons
It is worth mentioning that once the basic N gets protonated, both N atoms become
indistinguishable because of resonance:
H
N
H
N
HA
N
A-
N
N
N
H
H
H
Protonated imidazole is often represented by the following structure that clearly shows
that both N atoms are identical. The pKa of the conjugate acid of imidazole is 6.95.
H
N
+
pKa = 6.95
N
H
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Heterocycles
Daniel Palleros
The pKa of imidazole itself is 14.2, about three order of magnitude lower than the pKa of
pyrrole (pKa = 17.5). This is due to the extra N atom in imidazole which is electronwithdrawing and thus stabilizes the negative charge in the conjugate base.
electron withdrawing:
stabilizes the negative charge
N
+ H2O
N
N
pKa = 14.2
N
+ H3O+
H
The imidazole ring is present in histidine, a basic amino acid, and histamine, a
biologically active amine involved in immune responses.
O
H
O
N
NH3
N
N
N
NH2
H
H
histidine
histamine
2.3 Pyridine
The N atom is sp2 hybridized. The N electron pair lies outside the ring on an sp2 hybrid
orbital and is available for protonation, making pyridine a basic heterocycle. The pKa of
the conjugate acid of pyridine is 5.25.
N
N
outside the ring
available for protonation
(basic N)
2.4 Pyrimidine
pKa = 5.25
H
Both N atoms are equivalent and sp2 hybridized. Both electron pairs lie outside the
aromatic ring on sp2 hybrid orbitals. Both N are slightly basic. Pyrimidine is less basic
than pyridine because of the inductive, electron-withdrawing effect of the second N atom.
The pKa of the conjugate acid of pyrimidine is 1.3.
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Heterocycles
N
Daniel Palleros
N
N
N
H
pKa = 1.3
Note that pyrimidine is about six orders of magnitude less basic than imidazole.
2.5 Purine
Purine consists of a pyrimidine ring fused with an imidazole ring. All four N atoms are
sp2 hybridized. N1, N3 and N7 are basic but N9 is not. N7, being on the imidazole side of
the molecule, is more basic than N1 and N3 on the pyrimidine side.
less basic than
imidazole
7
3
N
N
more acidic than
imidazole
1
5
2
N
H
9
N
4
N
1
3
N
H
nonbasic
Purine
Imidazole
However, N7 less basic than the corresponding N in imidazole (N3) because the
neighboring pyrimidine ring with two N atoms, which are electron-withdrawing, takes
electron density away from the imidazole ring. Once N7 gets protonated both N7 and N9
become almost indistinguishable; they both have a pKa of 2.4, which makes them about
four orders of magnitude more acidic than the protonated nitrogens in imidazole.
H
7
pKa = 2.4
9
N
N
N
N
H
H
1
N
N
3
pKa = 6.95
H
The pyrimidine ring, because of the electron-withdrawing effect of the nitrogen atoms,
also makes the H on N9 more acidic than the corresponding H in imidazole (on N1).
7
9
pKa = 8.9
3
N
N
H
N
N
N
1
N 1
H
3
pKa = 14.2
It should be remarked that there are two important tautomers of purine. As you may
recall, tautomers are constitutional isomers in rapid equilibrium with one another.
Usually, they differ in the position of a hydrogen atom (tautomers are also treated in
section 7). The only difference between the two tautomers of purine is in the position of
the hydrogen on the imidazole ring.
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Heterocycles
Daniel Palleros
H
7 N
7 N
N
9 N
N
N
9 N
H
H9
N
H7
In solution, both tautomers exist in equilibrium in equal amounts. However, from a
biological standpoint, the tautomer with hydrogen on N9, called H9, is more important
that the one with the hydrogen on N7 (H7), because in biological systems N9 is usually
the most reactive nitrogen and gets attached to other molecules by losing its hydrogen.
A summary of pKa values for all the heterocycles discussed so far is presented in the
table below.
Table of pKa values for selected heterocycles
Pyrrole
Pyrrolidine
N
H
N
H
N
H
17.5
H
0.4
N
H
H
11.3
! 35
Imidazole
H
N
N
+
N
H
N
H
6.95
14.2
Pyridine
Pyrimidine
N
N
H
N
H
5.25
1.3
Purine
H
H
N
N
H
8.9
N
N
N
N
N
N
8.9
N
N
+
N
N
H
2.4
3. Π− excessive and Π -deficient Heterocycles
The presence of a nitrogen atom in an aromatic ring affects the electron density of the rest
of the atoms. If the nitrogen atom acts as an electron-donor, there is a net gain in electron
density in the ring and the ring is called π-excessive. If, on the other hand, the nitrogen
atom acts as an electron-withdrawing group, the aromatic ring loses electron density and
is called π-deficient.
Whether the N atom donates or takes electron density away depends on the location of its
electron pair. There are two possibilities. Possibility one: the electron pair is on a p
orbital, perpendicular to the plane of the ring. The electron pair forms part of the π
system and is delocalized around the ring, increasing its electron density. In such cases,
the nitrogen atom acts as an electron donor and the ring is π-excessive. An example of a
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Heterocycles
Daniel Palleros
π-excessive heterocycle is pyrrole. In the figure below the resonance forms show a
negative charge delocalized in the pyrrole ring (note that the nitrogen atom is positive).
As a result, the four carbon atoms have an excess of electron density, which can be
calculated with the tools of quantum mechanics and it’s called the effective π charge. In
general, the effective π charge ranges from -1 to +1. A negative value indicates an
excess of π electron density and a positive value a deficiency. The results for pyrrole are
shown below. It can be observed that all four carbon atoms have a negative effective π
charge (and the nitrogen atom a positive value).
Pyrrole, a π -excessive heterocycle
N
H
N
H
N
H
N
H
N
H
-0.105
-0.105
-0.035
-0.035
N + 0.28
H
The second possibility is that the N electron pair is on an sp2 hybrid orbital that lies
outside the ring, does not form part of the aromatic ring and cannot be donated to the
ring. Under these circumstances the nitrogen atom, due to its electronegativity, acts solely
as an electron-withdrawing group and the ring is π-deficient. Pyridine and pyrimidine are
examples of π-deficient rings.
The resonance forms for pyridine show a positive charge spread on the aromatic ring
while the nitrogen remains negative. This is also reflected by the effective π
charge values.
Pyridine, a π -deficient heterocycle
N
N
N
+0.050
!0
!0
+0.077
N
-0.195
+0.077
N
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Heterocycles
Daniel Palleros
Imidazole with two N atoms, one with the electron pair on a p orbital (electron-donor N)
and the other with the electron pair on an sp2 hybrid orbital (electron-withdrawing N), is
both π-excessive and π-deficient. This is illustrated by the positive and negative effective
π-charge values for the ring carbons.
-0.068
-0.287 N
-0.037
+0.094
N +0.298
H
4. Electrophilic Aromatic Substitution
Aromatic heterocycles undergo electrophilic aromatic substitutions such as bromination,
and nitration like benzene rings do. If the heterocycle is π-excessive, the excess of
electron density activates the ring for such reactions. Pyrrole, a π-excessive ring,
undergoes bromination so easily that the reaction must be controlled by carrying it out at
low temperature.
3
0o C
+ Br2
2
N 1
H
Br
N
H
+ HBr
The bromination takes place preferentially at C2 rather than C3. This can be explained by
the more effective charge delocalization for the transition state and the intermediate that
results when the bromine gets attached to C2. As shown below, there are three resonance
forms for the intermediate with bromine at C2 but only two with bromine at C3.
Reaction on C2:
Br
Br+
N
H
Br
H
N
H
H
N
H
three resonance forms
Reaction on C3:
Br
Br+
N
H
Br
H
N
H
H
N
H
two resonance forms
Br
N
H
H
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Heterocycles
Daniel Palleros
Contrary to pyrrole, pyridine is a π-deficient heterocycle and thus, undergoes
electrophilic aromatic substitution with difficulty. The bromination of pyridine occurs
only at high temperature (300oC) and yields exclusively 3-bromopyridine.
4
Br
3
+ Br2
2
N
300oC
+ HBr
N
1
Pyridines are so unreactive in electrophilic aromatic substitutions in part because of the
electron-withdrawing effect of the nitrogen atom itself, but also because the N electron
pair easily reacts with the electrophiles needed for the reaction resulting in a net positive
charge that deactivates the ring even further.
+ E+
N
N
strong electron-withdrawing effect
(inductive and resonance):
the ring is strongly deactivated
E
5. Oxidation-Reduction
In general, the presence of an electron-withdrawing group in an organic molecule lowers
the energy of its molecular orbitals. The electrons located in these low-lying energy
levels are more stabilized and are less reactive as they are less prone to be donated. As a
result, such molecules have little tendency to lose their electrons or get oxidized. Instead,
they have a greater tendency to gain electrons and get reduced. Examples of such
compounds are pyridine and pyridinium ions and other π-deficient heterocycles.
In the case of pyridinium ions, the nitrogen atom with a positive charge acts as a very
strong electron-withdrawing group, making these compounds easy targets for electronrich reagents such as the hydride anion and other nucleophiles. An example of reduction
by hydride is shown below with NAD+.
H
O
NH2
H
H-
NH2
N
N
R
R
NAD+
O
NADH
Nature uses this reaction to drive many biological oxidation-reduction processes.
Contrary to π-deficient heterocycles, π-excessive heterocycles have their π electrons in
high energy molecular orbitals. These compounds have higher tendency to lose their
electrons and get oxidized. At the same time, they have low tendency to gain more
14
Heterocycles
Daniel Palleros
electrons and thus, are difficult to reduce. An example of such compounds is pyrrole. The
reaction below shows the oxidation of pyrrole with a mild oxidizing agent, 0.3% H2O2. It
yields 2-hydroxypyrrole which tautomerizes to a mixture of pyrrolinones.
0.3% H2O2
N
H
OH
N
H
2-hydroxypyrrole
+
O
N
H
N
H
O
mixture of tautomeric pyrrolinones
6. DNA and RNA Bases
The bases present in both nucleic acids (DNA and RNA) are adenine, guanine and
cytosine. Thymine is exclusively present in DNA and uracil exclusively present in RNA.
The structures of these nucleobases are shown below.
DNA and RNA
NH2
7
6
5
N
N
8
9
N
H
4
2
N
N
N
1
N
H
3
NH
N
N
H
NH2
Guanine
Adenine
DNA
NH2
O
H3C
Cytosine
RNA
O
O
NH
N
H
Thymine
O
NH
O
N
H
O
Uracil
These compounds are planar and fully conjugated. Adenine has 6 π electrons in each ring
and is aromatic.
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Heterocycles
Daniel Palleros
Adenine
NH2
N
N
N
H
N
pyrimidine ring: 6 ! electrons
aromatic
imidazole ring:
6 ! electrons
aromatic
Several important resonance forms can be drawn for each one of the nucleobases. Some
of the resonance forms for guanine, cytosine, thymine and uracil are also aromatic.
However, their contribution to the total stability of these molecules is small because these
aromatic resonance forms involve separation of charges which is energetically
unfavorable.
Guanine
O
N
O
N
NH
N
H
N
NH2
N
N
H
H
etc
N
6 ! electrons
aromatic
NH2
6 ! electrons
aromatic
Cytosine
NH2
NH2
N
N
etc
N
H
O
N
O
H
6 ! electrons
aromatic
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Heterocycles
Daniel Palleros
Uracil and Thymine
O
O
R
R
N
NH
N
H
H
etc
N
O
O
H
6 ! electrons
aromatic
R = H : Uracil
R= CH3: Thymine
7. Tautomers
The five nucleobases: adenine, guanine, cytosine, thymine and uracil can exits in more
than one tautomeric form. As mentioned earlier (section 2), tautomers are constitutional
isomers in rapid equilibrium with one another. Usually they differ in the position of a
hydrogen atom. A typical example of a tautomeric reaction is the keto-enol equilibrium.
Since a carbonyl group is more stable than a carbon-carbon double bond, the equilibrium
normally favors the keto form.
O
OH
C
H
C
C
C
keto
enol
The reaction is catalyzed by acids and bases.
O
C
H
O
H-A
H
C
C
A-
O
AH
H
C
C
C
H-A
Guanine, thymine and uracil undergo a keto-enol-like tautomeric equilibrium. At
physiological pH they exist mainly in the keto form.
Guanine
O
N
N
H
OH
N
NH
N
99.99 %
NH2
N
H
N
N
0.01 %
NH2
17
Heterocycles
Daniel Palleros
Thymine and Uracil
OH
O
4
R
3
R
NH
5
OH
O
R
N
R
NH
N
2
6
N
1 H
N
H
O
I
O
N
II
OH
III
N
OH
IV
R = H : Uracil
R= CH3: Thymine
For uracil and thymine only tautomers I and II are important in biological systems.
Tautomer I is the predominant form at physiological pH values. Tautomer II exists only
at low pH.
Adenine and cytosine undergo an amino-imino-like tautomeric equilibrium in which the
amino form is favored.
NH2
NH
H
amino
imino
Cytosine
NH2
NH
4
5
3
N
NH
2
6
N
H
O
1
N
H
O
Adenine
NH2
N
N
H
N
N
N
N
N
H
H
NH
N
8. H-bond Formation
All five nucleobases can form H-bonds. The NH and NH2 groups can act as H-bond
donors and the N and O atoms as H-bond acceptors. It should be noticed, however, that
only the nitrogen atoms whose electron pairs are outside the ring can act as H-bond
acceptors. If the electron pair is inside the ring, forming part of the aromatic π system, is
not available to accept H-bonds. In the structures below the nucleobases are shown as
they appear in nucleic acids, bound to the rest of the molecule through one of the N atoms
(shown as a squiggly bond). Their H-bond donor (d) and acceptor (a) capabilities are
indicated.
18
Heterocycles
NH2
d
Daniel Palleros
O
a
NH2
a
d
a
N
a
N
N
H
N
N
N
N
N
N
N
a
a
d
NH2
O
a
d
a
Adenine
Cytosine
Guanine
a
O
H3C
N
O
H
H
N
d
N
a
a
O
N
Thymine
d
O
a
Uracil
You may wonder why the NH2 group in adenine and cytosine, with a free electron pair on
the nitrogen atom, acts exclusively as an H-bond donor and not as an H-bond acceptor.
The answer can be found in the resonance forms of adenine and cytosine (shown below
for cytosine). In one of the resonance forms, there is positive charge on that N atom
making it an unlikely acceptor of H-bonds.
unable to accept H-bonds
NH2
NH2
N
N
H
N
O
etc.
N
H
O
Once the nucleobase is forming part of a nucleic acid molecule, not all of the atoms that
can form H-bonds actually do. Only those indicated by stars () and moons () form Hbonds in normal DNA. In the figure below, stars indicate H-bond donors and moons,
acceptors.
O
NH2
H
N
N
!
"
!
N
"
N
N
Guanine
NH2
!
N
Cytosine
O
"
19
Heterocycles
!
NH2
N
O
N
N
"
"
H3C
N
Daniel Palleros
N
N
H
O
!
!
H
N
O
N
Thymine
Adenine
"
O
Uracil
Guanine and cytosine form three H-bonds each and adenine, thymine and uracil two
each. Guanine has a pattern of acceptor-donor-donor (from top to bottom) that is
complementary to the pattern of cytosine: donor-acceptor-acceptor. In DNA these two
bases are associated through H-bonds. Adenine having a donor and an acceptor is
complementary to thymine and uracil, each with an acceptor and a donor.
R
H
O
N
H
H
HN
O
N
N
H
N
H
N
N
N
N
N
O
O
H
N
N
N
Cytosine
N
N
R = CH3 : Thymine
R = H : Uracil
H
Adenine
Guanine
In normal DNA guanine is paired with cytosine (G≡C) and adenine to thymine (A=T).
A mismatch between bases can occur if the less stable tautomers of the nucleobases are
present at the time of DNA replication because the less stable tautomers have different Hbond donor-acceptor pattern. This mismatch may lead to mutations. Let’s examine for
example, cytosine. In the stable tautomer, the NH2 group is an H-bond donor, while in
the less stable tautomer the same N (now double-bonded to the adjacent carbon) is an Hbond acceptor. In the stable tautomer, N3 is an H-bond acceptor while in the less stable
tautomer this nitrogen (now with an H attached) is an H-bond donor.
Cytosine
NH2
"
4
3
5
N
NH
!
2
6
N
H
1
amino
O
!
NH
!
N
H
imino
"
O
!
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Heterocycles
Daniel Palleros
The H-bond donor-acceptor capabilities of the less stable tautomer of cytosine can be
explained by its resonance forms. In one of them there is a negative charge on the
nitrogen atom at C4 and a positive charge on N3, making them an acceptor and a donor
of H-bonds, respectively.
N
NH
4
4
3 H
5
2
6
N
H
N
etc
2
6
N
O
1
3 H
5
N
H
O
1 H
This tautomer of cytosine forms hydrogen bonds with adenine instead of guanine,
resulting in the abnormal A=C pairing.
Abnormal pairing
H
N
H
HN
N
N
H
N
N
O
N
N
Cytosine
(minor tautomer)
Adenine
Similarly, the minor tautomer of guanine has a different H-bond acceptor-donor pattern
than the major tautomer and this may lead to mutations through abnormal pairing.
Guanine can form abnormal pairing to thymine.
Guanine
O
N
N
H
!
NH
N
"
OH
"
N
"
NH2
N
H
N
!
N
minor tautomer
"
NH2
21
Heterocycles
Daniel Palleros
Abnormal pairing:
CH3
O
H
O
N
N
H
N
N
O
N
H
N
N
Thymine
H
Guanine
(minor tautomer)
Notice that in normal DNA, thymine forms only two H-bonds but in abnormal pairing to
guanine it forms three.
9. Absorption of UV Radiation
Depending on its wavelength, UV radiation can be divided into three regions: UVA,
UVB and UVC. UVA radiation is between 400 and 320 nm (called “black light”) and is
the least energetic and least damaging of all UV radiation. UVB radiation is between 320
and 280 nm and UVC between 280 and 100 nm. Most of the UVC radiation is absorbed
by the ozone layer in the atmosphere but the fraction that makes it through is the most
damaging to life.
Because of the extended π system of the purine and pyrimidine bases, nucleosides,
nucleotides and nucleic acids all absorb UV radiation. They show maxima around 185,
205 and 260 nm due to π  π* transitions. The free base and the corresponding
nucleosides and nucleotides all absorb in the same region and have nearly the same molar
absorptivities and λmax. The absorption of UV radiation around 260 nm (UVC) is
responsible for UV-induced DNA damage that may result in cancer and other genetic
aberrations.
UV spectra of nucleosides adenosine (A); guanosine (G); cytidine (C); uridine (U)
and free base thymine (T); pH 7.2. From Experimental Organic Chemistry, D. Palleros.
22
Heterocycles
Daniel Palleros
10. Reactions and Mutations
The absorption of UV radiation may result in photochemical reactions which in turn may
lead to mutations. For example, the thymine residue attached to DNA undergoes a
dimerization reaction upon interaction with UV light. The reaction is a cycloaddition
(you may recall that the Diels-Alder reaction is also a cycloaddition) involving the π
electrons of the carbon-carbon double bonds.
O
H
O
N
O
O
CH3
H 3C
N
+
N
H
N
Thymine
H
UV light
N
N
O
O
O
CH3 CH3
N
N
Thymine
H
O
Thymine dimer
A cyclobutane ring forms and this creates a kink or bend in the DNA molecule; this
precludes proper base pairing which may lead to mutations.
The purine and pyrimidine rings can also react with nucleophiles and electrophiles. An
inspection of the electrostatic potential maps for these molecules (see Fig. 28.2 in
McMurry and the figure below) shows that there are atoms with positive charge density
(shown in blue – online- or bold black in print) and atoms with negative charge density
(shown in red – online - or gray in print). The atoms with negative charge density act as
nucleophiles (indicated by a thick arrow ) and react with electrophiles, while the
atoms with positive charge density are electrophilic (indicated by a thin arrow ) and
are attacked by nucleophiles. Notice that the atoms with negative charge density are the
same atoms that can act as H-bond acceptors.
NH2
C
N
N
N
N
N
N
Adenine
C
C
H
N
N
N
NH2
Cytosine
O
C
N
C
N
Thymine
C
H
H
N
O
N
C
C
Guanine
O
H3C
NH2
O
C
N
Uracil
O
O
23
Heterocycles
Daniel Palleros
An example of a nucleophilic attack on a nucleobase is the reaction of cytosine with
water. The overall reaction leads to the deamination of the cytosine residue and its
transformation to uracil. The reaction begins with the protonation of N3 followed by the
nucleophilic attack of water on C4. After a proton transfer, NH3 leaves.
NH2
NH2
4
5
6
3
H3O+
2
H2O
N
N
N
N
O
1
H2N
H
H2O
N
N
O
H3N
OH2
OH
H
N
proton transfer
O
H
N
cytosine
O
- NH3
O
O
N
H
H
H2O
N
H
H3O+
N
N
O
O
uracil
This deamination reaction takes place at very low rate but environmental factors such as
pH and the presence of certain chemicals such as nitrites may accelerate it. Nitrites
(NO2-), present in most cure meats, can form nitrous acid that may lead to the
deamination of cytosine via the formation of unstable diazonium salts.
N2
NH2
N
N
Cytosine
O
several
steps
H2O
N
HNO2
N
O
OH
O
a diazonium salt
NH
N
N2
N
O
N
O
Uracil
If cytosine is chemically transformed into uracil, it may lead to a mutation as cytosine
pairs up with guanine but uracil pairs up with adenine. This reaction may be the reason
why DNA does not contain uracil but has thymine instead. Any uracil that is formed as a
result of the deamination of cytosine is recognized by the DNA repair enzymes as a
foreign base and rapidly removed. If uracil was a native base of DNA then the repair
enzymes wouldn’t be able to tell it apart from the uracil formed as a result of the
deamination reaction, the deamination would go unnoticed and unrepaired and soon the
genetic information contained in DNA would vanish.
Purine and pyrimidine bases also react with electrophiles. Some of the most powerful
electrophiles are alkylating agents such as methyl bromide (largely used as a pesticide),
dimethyl sulfate and mustard gas (sadly used as a chemical weapon). They are mutationinducing agents.
24
Heterocycles
!-
!+
H 3C
Br
!+
!-
H 3C
O
O
S
Daniel Palleros
!-
!+
O
CH3
!-
!-
Cl
Cl
S
!+
!+
O
methyl bromide
mustard gas
dimethyl sulfate
They react with centers of negative charge density (nitrogen and oxygen atoms; see
figure on the previous page) and prevent them from participating in H-bonding.
The reaction between adenine and methyl bromide is shown below. N1 gets methylated
and, as a result, it is unable to form H-bonds because it no longer has a free electron pair.
This may lead to a mutation. N3 and N7 can also react with methyl bromide but since
they are not directly involved in base pairing, their methylation may have less important
consequences.
NH2
NH2
7
N
6
5
H 3C
N
8
9 N
1
2
4
N
adenine
Br
CH3
N
N
Br
N
N
3
methylated adenine