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Persistent Pulmonary Hypertension of the Newborn Arthur E. D’Harlingue, M.D. Director of Neonatology Children’s Hospital & Research Center Oakland [email protected] Educational Objectives • Discuss the initial evaluation and diagnosis of pulmonary artery hypertension. • Describe some of the underlying causes and pathophysiology of pulmonary hypertension. • Discuss the management of pulmonary artery hypertension including the use of iNO and other therapies. Disclosures • No conflicts of interests to report • Will discuss some non-FDA approved uses of medications/treatments Incidence and mortality from neonatal pulmonary hypertension • 6.8/1000 live births • Most common cause is meconium aspiration • ~10-20% mortality despite high-frequency ventilation, surfactant, nitric oxide, and ECMO • ~ 40% non-responder rate with nitric oxide • Higher mortality when these therapies are unavailable Related terminology…… • Pulmonary hypertension • Persistence of the fetal circulation • Persistent pulmonary hypertension of the newborn (PPHN) Critical signals in transition at birth • Mechanical distention of the lung • Decrease in PCO2 • Increase in PO2 – Associated increase in endothelial NOS and COX-1 • Above factors result in increase in pulmonary blood flow and improvement in oxygenation • Failure of this transition can results in pulmonary artery hypertension and right to left shunting Transitional Circulation Fetus • PA pressure • Pulm blood flow • Oxygen tension • PDA Newborn Transitional Circulation • PA pressure Fetus High Newborn LOW • Pulm blood flow Low HIGH • Oxygen tension Low HIGH • PDA Open CLOSES Transitional Circulation-PPHN • PA pressure Fetus High • Pulm blood flow Low • Oxygen tension Low • PDA Open PPHN Transitional Circulation-PPHN • PA pressure Fetus High PPHN HIGH • Pulm blood flow Low LOW • Oxygen tension Low LOW • PDA Open OPEN Persistent Fetal Circulation Normal Heart Pulmonary Hypertension PA Ao Pulmonary Hypertension Preductal Sp02 HIGH Postductal Sp02 PA Ao LOW Pathophysiology of neonatal pulmonary hypertension • Parenchymal lung disease – Primary disease process contributes to pulmonary hypertension, maladaptation of the lung to a disease process • Meconium aspiration syndrome • Lung hypoplasia – Smaller surface area for gas exchange – Associated vascular abnormalities • Congenital diaphragmatic hernia Pathophysiology of neonatal pulmonary hypertension • Maldevelopment of the lung – Abnormal pulmonary vasculature and anatomy • Alveolar capillary dysplasia – Remodeling of the pulmonary vasculature • Premature closure of PDA • Obstruction to pulmonary venous return – Secondary changes to pulmonary vasculature • TAPVR Histologic Changes in PPHN Abnormal Muscularization in PPHN Nitric oxide (NO) and prostacyclin (PG) signaling pathways in regulation of vascular tone Steinhorn, R. H et al. Neoreviews 2007;8:e14-e21 Copyright ©2007 American Academy of Pediatrics Regulation of the Relaxation of Vascular Smooth Muscle by Nitric Oxide Griffiths M and Evans T. N Engl J Med 2005;353:2683-2695 Disorders associated with pulmonary hypertension • Meconium aspiration syndrome • Persistent pulmonary hypertension of the newborn – Absent or mild parenchymal disease – Trisomy 21, infants of diabetic mother • Bacterial pneumonia - group B strep • Viral pneumonitis - enteroviruses Disorders associated with pulmonary hypertension • Alveolar capillary dysplasia • Pulmonary venous obstruction – Total anomalous pulmonary venous return • Premature closure of fetal ductus arteriosus – Maternal prostaglandin synthesis inhibitors: ibuprofen, indomethacin, naproxen • Hyperviscosity syndrome Pulmonary hypoplasia: etiologies • • • • Congenital diaphragmatic hernia Cystic adenomatoid malformation Prolonged premature rupture of membranes Renal dysplasia and fetal compression (Potter’s syndrome) • Fetal hydrops Maternal (SSRI) and neonatal pulmonary artery hypertension • Excess of pulmonary hypertension cases among mothers on SSRI (selective serotonin reuptake inhibitors) – Serotonin: pulmonary vasoconstrictor – Pulmonary smooth muscle proliferation – Decrease in NO production N Engl J Med 2006;354:579-87 Late causes of pulmonary hypertension • Post-op cardiac patients – L to R shunt lesions (reactive post-op PA hypertension) – TAPVR (PA hypertension may persist post-op) • Bronchopulmonary dysplasia – Tends to occur with the most severe BPD – May lead to right heart failure – Tends to improve as the BPD improves • Chronic hypercarbia • Superimposed infections • Bordatella pertussis pneumonia Diagnosis of pulmonary hypertension • Clinical – Hypoxemia despite respiratory support – Pre/post ductal saturation difference – May be associated with poor cardiac output • Echocardiogram: – – – – – Elevated PA pressures R to L shunting at PFO and/or PDA Tricuspid regurgitation Septal flattening RV +/- LV dysfunction Initial management of the newborn with pulmonary hypertension • Correct hypovolemia and support BP – Critical role of cardiac output and systemic BP • Correct metabolic acidosis – Metabolic acidosis contributes to pulmonary vasoconstriction • Correct any electrolyte imbalances, hypocalcemia, or hypoglycemia Initial management of the newborn with pulmonary hypertension • Correct anemia – Improve oxygen carrying capacity • Correct polycythemia, if present • Intubation and ventilation – Adequate lung volume – Role for high frequency ventilation • Oxygen to reverse hypoxia – Avoid prolonged hyperoxia Disease Components • • • • Airway Alveolar Pulmonary Vascular Myocardial Treatment of Pulmonary Hypertension: Rationale for Old Approach • Hypoxia causes pulmonary vasoconstriction • Alkalosis/hypocarbia prevent pulmonary vasoconstriction • Therefore: – Keep PO2 high (> 100) – Keep pH high (> 7.45) – Keep PCO2 low (20s) Risks of Hyperventilation • • • • Air leak Alveolar damage, capillary leak Decreased cardiac output Decreased cerebral blood flow Effects of Alkalosis Alkalosis: Sustained vs. Acute Effects • Newborn piglets with hypoxia-induced pulmonary hypertension • Acute (20 min) resp alkalosis (25 torr) decreased hypoxia-induced increase in PVR • Sustained (70 min) respiratory alkalosis did not attenuate subsequent hypoxia-induced pulmonary hypertension • After stopping sustained (70 min) resp alkalosis, there was an increased PVR response to hypoxia Gordon, Pediatr Research 46:735, 1999 CV Effects of Hypocarbia • Normal 5-10 day old dogs – 2 hrs of hypo-CO2 (22+2) vs nl-CO2 • • • • 40% decrease in cerebral blood flow 25% decrease in myocardial blood flow Variable decrease in SVR and BP Trend to decreased cardiac output, esp in 2nd hour Cartwright, Pediatr Research 18:685, 1984 Hypocapnea and PVL • Review of 799 babies born < 28 wks • Factors predisposing to periventricular leukomalacia • Hypocapnea in first day was a major risk factor – Odds Ratio 1.7 – Highest in babies without other predisposing factors Dammann, Pediatr Res 49:388, 2001 Pulmonary Vascular Resistance Lung Volume and Vascular Resistance Lung Volume Effects of over-distention of the lungs • Alveolar and airway damage • Increased PVR – Increased shunt, decreased PaO2 – May be interpreted as need for more pressure • Decreased pulmonary venous return to heart – Decreased cardiac output • Capillary stretch injury – Capillary leak, inflammation Ventilator Strategy Summary • Optimize lung volume – avoid atelectasis – avoid overdistension • Maintain “normal” blood gases – Tolerate mildly low SpO2, high PCO2 Past therapies which were inadequate or worked only transiently • Intentional hyperoxia • Intentional hyperventilation • Metabolic alkalosis – Sodium bicarbonate infusion Surfactant and hypoxemic pulmonary failure • Meconium aspiration syndrome • Congenital diaphragmatic hernia • Randomized study in hypoxemic lung failure in term and near term infants – Lotze A et al. J Pediatr 1998;132:40-47 – 44 centers, 328 infants randomized to placebo or up to 4 doses of surfactant (4 additional if placed on ECMO) – No difference in mortality between groups – Primary outcome, need for ECMO Reduction in need for ECMO with surfactant Reduction in need for ECMO with surfactant Need for selective pulmonary vasodilator….. • …and along came inhaled nitric oxide Nitric oxide (NO) and prostacyclin (PG) signaling pathways in regulation of vascular tone Steinhorn, R. H et al. Neoreviews 2007;8:e14-e21 Copyright ©2007 American Academy of Pediatrics Biochemical Fates of Inhaled Nitric Oxide at the Alveolar-Capillary Membrane Griffiths M and Evans T. N Engl J Med 2005;353:2683-2695 Mechanism of Action and Inaction of Inhaled Nitric Oxide Griffiths M and Evans T. N Engl J Med 2005;353:2683-2695 Nitric oxide, term and near term infants with hypoxemic respiratory failure • Cochrane review – 12 randomized controlled studies – Reduced incidence of the combined endpoint of death or need for ECMO. Reduction primarily from reduction in need for ECMO; mortality is not reduced – OI improved by (weighted) mean of 15.1 within 30 to 60 minutes after start of iNO – PaO2 increased by mean of 53 mmHg. – Response to iNO does not depend on clear echocardiographic evidence pulmonary hypertension – Diaphragmatic hernia group had no benefit from iNo Nitric oxide for treatment of pulmonary hypertension • • • • • • • Starting dose 20 ppm Decrease to 5 ppm after positive response Slower wean, decreasing by 1-2 ppm Discontinue when stable on 1-2 ppm Monitor methemoglobin Monitor concentration of NO and NO2 iNO suppresses endogenous NO synthesis Indications for iNO • Term or near term infants with hypoxic respiratory failure • Documented pulmonary hypertension by echo • OI = Paw x FIO2 x 100/ PaO2 • Oxygen index (OI) >25 • Early initiation of iNO with OI 15-25 improves oxygenation, but does not reduce death or need for ECMO Possible mechanisms for iNO non-responsiveness • iNO delivery – Poor lung inflation (decreased iNO delivery) – Low dose of iNO (limited vasodilator response) – High dose of iNO (increases V/Q mismatching) • Abnormal pulmonary vasculature structure/function – Pulmonary hypoplasia, alveolar capillary dysplasia, severe muscular hypertrophy of pulmonary vessels Contraindications of iNO • Congenital heart disease dependent on right to shunt – Hypoplastic left heart syndrome – Critical aortic stenosis – Interrupted aortic arch • TAPVR (may increase pulmonary edema) • Significant methemoglobinemia Severe pulmonary hypertension with hypoxemia despite iNO: what next? • Other supportive measures optimal? – Volume status – Systemic blood pressure – Lung volume appropriate? • Is the patient an ECMO candidate? • Is there a role for other pulmonary vasodilators? Role of ECMO in pulmonary hypertension • • • • • • • Oxygenation index (OI) >=40 OI = Paw x %O2/PaO2 Gestational age >=35 weeks Weight >= 2 kg Ventilation < 10 (14) days Absence of significant CNS bleed Reversible lung disease HFV Gentle Ventilation Surfactant iNO ELSO database: Neonatal Respiratory Cases Cumulative Survival in Neonatal Respiratory Support Neonatal Diagnoses and Survival Systemic vs. inhaled pulmonary vasodilators Possible adjuncts and/or alternatives for pulmonary hypertension • Sildenafil: phosphodiesterase inhibitor (PDE5) • Dipyridamole: PDE inhibitor – anecdotal reports of augmentation of the effect of NO • Prostacyclin (PGI2): increases cAMP • PGE1: pulmonary and systemic dilator, PDA • Nitroprusside • Adenosine • Arginine • Milrinone: PDE3 inhibitor (cAMP), systemic effects Sildenafil • Phosphodiesterase (converts cGMP to GMP) inhibitor type 5 • Causes pulmonary vasodilation – Neonatal animal models, limited human data – iNO with sildenafil cause systemic vasodilation and worse oxygenation in animal model – Human adults with primary and secondary pulmonary hypertension Sildenafil pilot randomized trial • Inclusion criteria: oxygenation index (OI) >= 40 • 7 treatment and 6 control • Starting dose 1 mg/kg q 6 hr, increase to 2 mg/kg if no response • Results: Sildenafil group showed a significant and sustained drop in OI and increase in SPO2 from baseline and as compared to placebo. • 6/7 treatment vs. 1/7 placebo patients survived (p<0.02) • Baquero H, Sola A, et al. Pediatrics 2006;117:1077-1083 FIGURE 1 Oral sildenafil produced significant changes in OI Baquero, H. et al. Pediatrics 2006;117:1077-1083 Copyright ©2006 American Academy of Pediatrics FIGURE 2 SpO2 improved after oral sildenafil Baquero, H. et al. Pediatrics 2006;117:1077-1083 Copyright ©2006 American Academy of Pediatrics Cautions regarding sildenafil • Large randomized study needed to prove safety and efficacy • Unlike iNO, sildenafil’s effects are not localized: – Uncertain effects in the developing animal or human, especially CNS – Uncertain risk re: ROP in prematures – Potential to slow gastric emptying – Risk of systemic hypotension FDA warning on sildenafil (8/30/12) • FDA notified healthcare professionals…Revatio (sildenafil) should not be prescribed to children (ages 1 through 17) for pulmonary arterial hypertension… based on a recent long-term clinical pediatric trial showing that: (1) children taking a high dose of Revatio had a higher risk of death than children taking a low dose and (2) the low doses of Revatio are not effective in improving exercise ability. Implications of FDA warning on pediatric use of sildenafil • Sildenafil should be used in neonates/infants only with fully informed consent (documented in writing) and/or as part of a study • Patients on long term sildenafil should be closely monitored by a cardiologist • Need for short/long term efficacy and safety studies of sildenafil Prostacyclin (PGI2) • Stimulates adenylyl cyclase in smooth muscle, increases cAMP, smooth muscle relaxation • T½ 2-3 minutes, IV infusion vs. aerosol • Pediatric and adult patients with pulmonary hypertension by IV continuous infusion, home therapy programs for chronic use • Neonates: case reports only – IV and aerosolized, alone and in combination with iNO • Caution: can cause systemic hypotension Iloprost • Stable synthetic analog of prostacyclin (PGI2) – Increases cAMP – Aerosolized, IV • Case reports and small series – Limited experience in neonates – Aerosolized iloprost improves oxygenation in pulmonary hypertension in prematures, term, CHD • May have a role as adjunct therapy or to wean off of iNO Milrinone • Increases cAMP, causing pulmonary and systemic vasodilation • Reports in adults, pediatric and neonatal patients, post op cardiac • May be useful as adjunct therapy or to help wean off iNO References: milrinone • Milrinone improves oxygenation in neonates with severe persistent pulmonary hypertension of the newborn. Journal of critical care 2006; 21:217-233 • Neonatal persistent pulmonary hypertension treated with milrinone: Four case reports. Biology of the neonate 2006;89:1-5 Arginine: precursor to endogenous nitric oxide • Conversion of arginine to citrulline results in release of NO • Little or no neonatal data for its use in pulmonary hypertension • Probably not a limiting factor in NO production in vivo Enzymes and Intermediates in the Urea Cycle and Nitric Oxide Pathway Pearson D et al. N Engl J Med 2001;344:1832-1838 Old discarded therapies • Acetylcholine: – used to test pulmonary vascular reactivity • Tolazoline: (no longer available) – Alpha blocker, histamine effects – Associated with significant side effects • Fentanyl – Block hypoxia induced pulmonary vasoconstriction Potential future therapies of pulmonary hypertension • Modulation of endothelin-1 (ET-1) receptors – ETA: ET-1 binding causes vasoconstriction – ETB: activation causes ET-1 clearance and induces production of NO and prostacyclin • Combined ETA and ETB receptor antagonists: – Bosentan: human adult studies showed benefit – Tezosentan: decreases pulmonary artery pressure in pig meconium aspiration model • O-nitrosoethanol (ENO): – increases endogenous S-nitrosothiols Potential future therapies of pulmonary hypertension • Superoxide dismutase: – scavenger of reactive oxygen species – may augment responsiveness to inhaled nitric oxide • Platelet derived growth factor inhibitor: imatinib – Anecdotal reports in adults with PA HTN – Report of one patient with congenital diaphragmatic hernia – Adult phase III trial in progress • Magnesium sulfate, non-randomized clinical reports Management of the patient with congenital diaphragmatic hernia • Supportive ventilation: HFOV, avoid overdistention and pneumothorax • Timing of surgical repair should be individualized: delayed repair typical • Unclear role for nitric oxide – No reduction in ECMO or mortality with iNO – iNO may play role in stabilization prior to ECMO Management of the patient with HIE and pulmonary hypertension • Common underlying pathophysiology: – Placental insufficiency – In utero hypoxia, ischemia • Therapeutic hypothermia for HIE – May exacerbate pulmonary hypertension – Hypothermia may cause hypotension, dysrhythmias, coagulopathy Underlying etiologies for severe long-term pulmonary hypertension • Lung hypoplasia – Congenital diaphragmatic hernia • Pulmonary vascular anomalies – Alveolar capillary dysplasia • Pulmonary vascular remodeling – Smooth muscle hyperplasia: chronic in utero hypoxia, chronic pulmonary vascular overload due to L to R shunt, multiple pulmonary emboli Diagnostic approaches to severe persistent pulmonary hypertension • Cardiac catheterization • Lung biopsy: open vs. percutaneous • (autopsy) References: • Abman SH. Pulmonary Vascular Disease and Bronchopulmonary Dysplasia: Evaluation and Treatment of Pulmonary Hypertension. NeoReviews 2011;12;e645 • Baquero H, Sola A, et al. Oral sildenafil in infants with persistent pulmonary hypertension of the newborn: a pilot randomized blinded study. Pediatrics 2006;117:1077-1083 • Clark RH, et al for the Clinical Inhaled Nitric Oxide Research Group. Low-dose nitric oxide therapy for persistent pulmonary hypertension of the newborn. N Engl J Med 2000;342:469-74 References: • Steinhorn RH, Farrow KN. Pulmonary hypertension in the neonate. NeoReviews 2007;8;e14 • The Neonatal Inhaled Nitric Oxide Study Group (NINOS). Inhaled nitric oxide and hypoxic respiratory failure in infants with congenital diaphragmatic hernia. Pediatrics 1997;99:838-845 • The Neonatal Inhaled Nitric Oxide Study Group (NINOS). Inhaled nitric oxide in full-term and nearly full-term infants with hypoxic respiratory failure. N Engl J Med 1997;336:597-604