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Edwards, Wattenberg, and Lineberry Government in America: People, Politics, and Policy Fourteenth Edition Unit II The Constitution Still alive at 200+ Copyright © 2009 Pearson Education, Inc. Publishing as Longman. Copyright 2009 Prentice Hall Constitution Definition – A constitution is a nation’s basic law. It creates political institutions, assigns or divides powers in government, and often provides certain guarantees to citizens. Sets the broad rules of the game The rules are not neutral; some participants and policy options have advantages over others. Copyright 2009 Prentice Hall Origins of the Constitution The Road to Revolution (Was it?) – British left the 13 colonies to govern themselves for 150 years. (benign neglect) – Colonists faced tax increases after the French and Indian War. – Colonists lacked direct representation in parliament. (as did others in England) – Colonial leaders (elites?) formed the Continental Congress to address abuses of the English Crown. Essential Question Was the American Revolution liberal or conservative? Was it really a revolution? Who were these Founding Fathers? Copyright 2009 Prentice Hall Origins of the Constitution Federalist #10 by James Madison “Liberty is to faction what air is to fire, an ailment without which it instantly expires.” “Enlightened statesmen will not always be at the helm” “When a majority is included in a faction, the form of popular government, on the other hand, enables it to sacrifice to its ruling passion or interest both the public good and the rights of other citizens.” “The influence of factious leaders may kindle a flame within their particular states, but it will be unable to spread a general conflagration though the other states.” So, what is Madison talking about? F e d e r a l i s m ! Origins of the Constitution Declaring Independence – In May and June 1776, the Continental Congress debated resolutions for independence. – The Declaration of Independence, which listed the colonists grievances against the British, is adopted on July 4, 1776. – Politically, the Declaration was a polemic, announcing and justifying revolution. Origins of the Constitution The English Heritage: The Power of Ideas – Natural rights: rights inherent in human beings, not dependent on government – Consent of the governed: government derives its authority by sanction of the people – Limited Government: certain restrictions should be placed on government to protect natural rights of citizens Origins of the Constitution Winning Independence – In 1783, the American colonies prevailed in their war against England. The “Conservative” Revolution – Restored rights the colonists felt they had lost – Not a major change of lifestyles – Americans plan to return to the “status quo”. The Government That Failed The Articles of Confederation – The first document to govern the United States, ratified in 1781. – It established a confederation, a “league of friendship and perpetual union” among 13 states and former colonies. – Congress had few powers; there was no president or national court system. – Almost all government power (especially taxation) rested in the states. Founding Fathers – Elites? Copyright 2009 Prentice Hall The Government That Failed Changes in the States – Liberalized voting laws increased political participation and power among a new middle class. – An expanding economic middle class of farmers and craft workers counterbalanced the power of the old elite of professionals and wealthy merchants. – Ideas of equality spread and democracy took hold. Innovation starts at local level? The Reality is that…. America starts out as 13 distinct and independent countries united by a language, traditions and opposition to English control. Copyright 2009 Prentice Hall Articles of Confederation Weaknesses List them here. Copyright 2009 Prentice Hall The Government That Failed Economic Turmoil – Postwar depression left farmers unable to pay debts – State legislatures sympathetic to farmers (factions) and passed laws that favored debtors over creditors Shays’ Rebellion – Series of attacks on courthouses by a small band of farmers led by Revolutionary War Captain Daniel Shays to block foreclosure proceedings. – Economic elite concerned about Articles’ inability to limit these violations of individual’s property rights The Government That Failed The Aborted Annapolis Meeting – An attempt to discuss changes to the Articles of Confederation in September 1786 – Attended by only 12 delegates from 5 states – Called for a meeting in May 1787 in Philadelphia to further discuss changes – Result was Constitutional Convention Making a Constitution: The Philadelphia Convention Gentlemen in Philadelphia – 55 men from 12 of the 13 states – Mostly wealthy planters and merchants – Most were college graduates with some political experience – Many were coastal residents from the larger cities, not the rural areas – What if they had been elected? The Philadelphia Convention Philosophy into Action – Human Nature, which is self-interested – Political Conflict, which leads to factions – Objects of Government, including the preservation of property – Nature of Government, which sets power against power so that no one faction rises above and overwhelms another Today’s Task Form a team and pick a colony Develop a proposal for the Constitution based upon the needs of your state/country. Present your plan Is it best for the nation? Does that matter? Can you get a majority vote of states? Copyright 2009 Prentice Hall Teams and states Massachusetts Connecticut New Jersey Virginia Copyright 2009 Prentice Hall Due next Monday - Answer the following question from the 2009 AP Test. Time limit 45 minutes. In the Federalist paper 10, James Madison expressed concern over the possibility that both majority and minority factions would have too much power over government, and he presented ways of minimizing that danger. The U.S. Constitution established a democratic government but also contained several provisions that limited majority rule. Throughout the next two centuries, the role of majority rule in the U.S. government and politics continued to change. a. Identify the part of the national government that was originally most closely tied to citizens and explain how it was tied to citizens. b. Explain two ways the Constitution limited majority rule. c. Choose two of the following 20th century developments and explain how each moved the U.S. from a less democratic system to a more democratic system. + Primary elections + 17th Amendment + Expansion of Copyright 2009 Prentice Hall The Agenda in Philadelphia The Equality Issues – Equality and Representation of the States • New Jersey Plan — equal representation in states • Virginia Plan — population-based representation • Connecticut Compromise – Slavery • Three-fifths compromise – Political Equality and voting left to states The Agenda in Philadelphia The Agenda in Philadelphia The Economic Issues – States had tariffs on products from other states – Paper money was basically worthless – Congress couldn’t raise money – Actions taken: • Powers of Congress to be strengthened • Powers of states to be limited The Agenda in Philadelphia The Agenda in Philadelphia The Individual Rights Issues – Some were written into the Constitution: • Prohibits suspension of writ of habeas corpus • No bills of attainder • No ex post facto laws • Religious qualifications for holding office prohibited • Strict rules of evidence for conviction of treason • Right to trial by jury in criminal cases – Some were not specified • Freedom of speech and expression • Rights of the accused The Madisonian Model To prevent a tyranny of the majority, James Madison proposed a government of: – Limiting Majority Control – Separating Powers – Creating Checks and Balances – Establishing a Federal System – All of these were _____________________. The Madisonian Model The Madisonian Model Copyright 2009 Prentice Hall Copyright 2009 Prentice Hall The Madisonian Model The Constitutional Republic – Republic: A form of government in which the people select representatives to govern them and make laws – Favors the status quo – change is slow – many places to stop change! The End of the Beginning – The document was approved, but not unanimously. Now it had to be ratified by independent states. Ratifying the Constitution Ratifying the Constitution Federalist Papers – A collection of 85 articles written by Alexander Hamilton, John Jay, and James Madison under the name “Publius” to defend the Constitution Bill of Rights – The first 10 Amendments to the U.S. Constitution, drafted in response to some of the Anti-Federalist concerns about the lack of basic liberties Anti-Federalists – Saw Constitution as a class based document intended to ensure that economic elite controlled national gov’t! Ratifying the Constitution Copyright 2009 Prentice Hall Ratifying the Constitution Ratification – Lacking majority support, the Federalists specified that the Constitution be ratified by state conventions, not state legislatures. – Delaware first ratified the Constitution on December 7, 1787. – New Hampshire’s approval (the 9th state to ratify) made the Constitution official six months later. – New York ratified only after NYC threatened to secede! Constitutional Change Constitutional Change The Informal Process of Constitutional Change – Judicial Interpretation • Marbury v. Madison (1803): judicial review – Changing Political Practice • Political parties not part of FF plan! – Technology • Increases access of government officials. – Increasing Demands on Policymakers The Importance of Flexibility The Constitution is short, with fewer than 8,000 words. It does not prescribe every detail. – There is no mention of congressional committees or independent regulatory commissions. – Courts are set up by Congress! The Constitution is not static, but flexible for future generations to determine their own needs. But, only one amendment every 13 years. Understanding the Constitution The Constitution and Democracy – The Constitution is rarely described as democratic. – There has been a gradual democratization of the Constitution in our republic. The Constitution and the Scope of Government – Much of the Constitution reinforces individualism and provides multiple access points for citizens. – It also encourages stalemate and limits government. Government shutdown!!!! Summary The Constitution was ratified to strengthen congressional economic powers, even with disagreements over issues of equality. Protection of individual rights guaranteed through the Bill of Rights. Formal and informal changes continue to shape our Madisonian system of government.