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Including the Patient’s Voice February 20, 2014 David Cella, PhD Professor and Chair Department of Medical Social Sciences Northwestern University Feinberg School of Medicine American Society for Experimental NeuroTherapeutics | 16th Annual Meeting Disclosure National Institutes of Health Grantee American Society for Experimental NeuroTherapeutics | 16th Annual Meeting Learning Objectives 1) Understand the options that ensure the content validity and patient-centeredness of questions that get included into patient-reported clinical trial data 2) Be familiar with the family of NIH-sponsored person-centered outcome measures a) PROMIS b) Neuro-QoL c) NIH Toolbox American Society for Experimental NeuroTherapeutics | 16th Annual Meeting Distinguishing PROs from Other Assessments Patient-reported outcome (PRO) ClinRO Standardized assessment based on patient self-report, completed alone (Examples: SF-36; PROMIS; Neuro-QoL; Toolbox Emotion; MSQLI; PDQ-39) Assessment based on physician interpretation of patient status (Examples: Ham-D, Karnofsky; EDSS; Rankin/mRS) Performance-based assessment Clinical assessment Objective test measuring patient performance (Examples: reaction time, 6MWT, FEV1; Toolbox Motor, Sensory and Cognition) Based on clinical examination and diagnostic evaluation (Examples: disease stage; histology; pathology; EEG; radiography) 5 5 “Performance Measure” “Self report” Both provide information, r = 0.40 Content Validity: Content Consensus through Qualitative Research Concept Elicitation (Focus Groups & Interviews) Generated Words & Phrases Instrument Evaluation (Cognitive Interviews) Consensus Wording Items & Response Options Interpretation & Meaning Structure Recall, Instructions Format Developer Expertise 7 ISPOR Task Force on Content Validity of Existing Instruments. Value in Health. 2009. (Figure 2) What is Saturation? Defined as “Data adequacy” Operationalized as “collecting data until no new information is obtained” Glaser and Strauss (1967) “Boredom that occurred when investigators had ‘heard it all’” – Margaret Mead Rule of Thumb for Number of Interviews • Bertaux (1981) - 15 is the smallest acceptable sample size in qualitative research. • Kuzel (1992) - 6-8 interviews for a homogeneous sample and 12-20 data sources “when looking for disconfirming evidence or trying to achieve maximum variation.” • Morse (1994) - at least 6 participants for phenomenological studies, and 35 participants for ethnographies, grounded theory studies, and ethno-science studies • Creswell (1998) - 5-25 interviews for a phenomenological study and 20-30 for a grounded theory study. • Bernard (2000) - most ethnographic studies are based on 36 interviews • Guest et al (2006) – conducted 60 interviews and achieved saturation by 12 • None of these sources except Guest provided any evidence for their recommendations Rule of Thumb for Number of Focus Groups • Vaughan et al. (1996) – 3-4 focus groups per any defined group Construction of a PRO Instrument: an Iterative Process* Establish - target population - scope of assessment - concepts to include - available resources Revise and finalize instrument Pilot test candidate instrument Develop items based on - literature review - focus groups - in-depth interviews Item reduction Evaluate psychometric properties Pretest in sample of target population *Note: The sequence of steps may vary Evaluate cross-cultural equivalence Planning for PRO Assessment in a Clinical Trial All endpoints require thoughtful development and proper validation. Review medical and health services research literature Review various PRO bibliographies/websites/guides Select instruments that best match relevant domains – Sensitivity of measurement – Coverage of domains Align endpoints chosen with clinical trial population and endpoint model 12 Bloating bothers me! I’m worried and concerned Heartburn disturbs my sleep I hate my life I can’t bend over or exercise I can’t eat and drink whatever I like PROMIS Cooperative Group 2004-2014 Highlights 50 protocols aligned with evolving PROMIS standards 50,000 people have contributed data 2,000 in qualitative research 45,000 in quantitative research 15,000 children 3,000 adult proxies for children 30,000 adults on their own behalf …including more than 5,000 Spanish-speaking adults and children 14 PROMIS Domain Framework Symptoms Physical Health Function Affect Self-Reported Health Mental Health Behavior Cognition Social Health 15 Relationships Function Cycle of Development and Validation Qualitative Research and Item Writing 16 Testing Item Bank Analysis Interpretation Refining General Population Clinical Samples The PROMIS Metric T Score Mean = 50 SD = 10 Referenced to the US General Population 17 PROMIS Basic Tools Derived from Item Banks Computerized Adaptive Testing (CAT) Dynamic testing averaging 6 items per domain Fixed Length Forms By individual domain (8-10 items) By health profile (-29, -43, -57) Global Health Index 18 0 50 100 Physical Functioning Item Bank Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 Are you able to get in and out of bed? Are you able to stand without losing your balance for 1 minute? Are you able to walk from one room to another? Are you able to walk a block on flat ground? Are you able to run or jog for two miles? Are you able to run five miles? Item 9 Item n Neurological Outcomes Beyond Mobility • It’s important to be able to walk to the store. • It’s also important to remember why you did. • Also important to manage finances, maintain a household, plan social events, sexual function QoL, etc.) • Are the important things measured by the usual outcome tools? 20 Neuro-QoL: PRO Measures for Neurology Research and Practice • • • • NINDS-funded initiative Use in chronic neurologic conditions Can be administered as CATs or short forms Most scores can be linked to PROMIS www.NeuroQol.org Neuro-QoL Domain Framework Physical Health Self-Reported Health Mental Health Social Health Symptoms Function Emotional Health Cognitive Health Delirium as a model for a factor affecting specific domains Mobility hardly different, applied cognition very different. AC - Executive AC - General Function Concerns Fine Motor Physical Function Mobility Satisfaction with social roles and activity Fatigue 55 45 50 50 55 45.5 44.2 42.5 40 41.7 39.7 60 39.3 37.8 35 65 35.1 33.6 20 67.0 31.3 30 25 25 46.5 45 70 75 25.5 Ever delirious Never delirious Delirium retrieved from EDW and charted bedside assessments (~2400 assessments in ~100 pts) 80 T-Score (50=normal) T-Score (50 ± 10 normal) 50.2 What it is: 26 Brief unified set of measures Use in large longitudinal, epidemiological, clinical trials Measures the same constructs over lifespan Where possible, objective measures over self-report What it is not: Not a diagnostic tool Not conceptualized to substitute for the indepth assessment of a domain or sub-domain Toolbox Domains Cognition Emotion Motor Sensory How do I select an instrument? • There is no simple formula or algorithm – Research is needed – Consultation can help • • • • 34 Identify participant age group (pediatric vs adult) Select language(s) Select relevant domains Select mode of administration (paper, web, offline computer, interview) Instrument Selection • What disease/condition? – Expected range? • Why are you capturing PROs? – Need for label claim? – Clinically meaningful change? – Desire to cover specific content? • Assess need for brevity versus precision – Expected change? • Assess available reliability and clinical validation data 35 Impact on Clinical Care and Practice • There are several patient-centered outcome tools ready for clinical and research use. • Many are freely available • All were developed with patient-centric or person-centric methods. • Domain content is abundant • Precise, valid measurement is possible without burdening patients • Further work can enhance clinical utility Assessment Center video tutorials Thank You • • • • www.nihpromis.org www.neuroqol.org www.nihtoolbox.org www.assessmentcenter.net