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CLINICAL SUMMARY NAVIGATE X4 STUDY (with the ACUITY™ X4 lead family) CAUTION: Federal (US) law restricts this device to sale by or on the order of a physician trained or experienced in device implant and follow-up procedures. TABLE OF CONTENTS STUDY DESIGN........................................................................................................................................ 1 METHODS................................................................................................................................................. 1 Subject Selection................................................................................................................................. 1 Inclusion and Exclusion Criteria.......................................................................................................... 1 ACUITY X4 Endpoints......................................................................................................................... 2 Safety Endpoint............................................................................................................................ 2 Effectiveness Endpoints............................................................................................................... 2 RESULTS.................................................................................................................................................. 3 Subject Demographics ....................................................................................................................... 4 Study Endpoint Results....................................................................................................................... 7 ACUITY X4 Primary Effectiveness Endpoint 1............................................................................. 9 Data Analysis............................................................................................................................... 9 ACUITY X4 Primary Effectiveness Endpoint 2............................................................................11 ACUITY X4 Secondary Effectiveness Endpoint 1...................................................................... 13 ACUITY X4 Secondary Effectiveness Endpoint 2...................................................................... 16 Utility of ACUITY X4 Leads................................................................................................................ 19 Lead Measurements in Programmed Configurations throughout Follow-up..................................... 20 Pacing Capture Threshold Measurements in Programmed Configurations throughout Follow-up.................................................................................................................................... 20 Sensed Amplitude Measurements in Programmed Configurations throughout Follow-up......... 22 Pacing Impedance Measurements in Programmed Configurations throughout Follow-up........ 24 Programmed Cathode at 3 Months............................................................................................ 26 ACUITY X4 Lead Placement Times........................................................................................... 32 ACUITY X4 Lead Location......................................................................................................... 33 ADVERSE EVENTS SUMMARY............................................................................................................. 34 DEATH SUMMARY................................................................................................................................. 39 CONCLUSIONS...................................................................................................................................... 39 The following is a trademark of Boston Scientific or its affiliates: ACUITY. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY STUDY DESIGN 1 CLINICAL STUDY — SUMMARY OF NAVIGATE X4 CLINICAL STUDY The NAVIGATE X4 Clinical Study was designed to collect data to establish the safety, performance and effectiveness of the ACUITY™ X4 quadripolar coronary venous leads. STUDY DESIGN The NAVIGATE X4 Clinical Study is a prospective, non-randomized, multi-center, single-arm, clinical study. All study sites are in the United States. Data points were collected at Enrollment, Implant/ Attempted Implant, Follow-up at 3-72 hours, 3- and 6 months post implant procedure to study the Safety and Effectiveness Endpoints, with additional follow up required at 1, 2, 3, 4, and 5 years post-implant for long-term follow up. METHODS Subject Selection The study enrolled patient with an approved Class I/IIa indication for a cardiac resynchronization- defibrillator (CRT-D) who were intended to be implanted with the ACUITY X4 quadripolar lead and a Boston Scientific CRT-D as their initial (de novo) CRT-D system implant. Only patients who met all of the inclusion criteria and none of the exclusion criteria, were enrolled. Inclusion and Exclusion Criteria Inclusion Criteria • Subjects indicated for a CRT-D that fulfill one of the following 5 criteria: 1. Subject with LVEF less than or equal to 35%, sinus rhythm, LBBB with a QRS duration greater than or equal to 150 ms, and a NYHA class II, III or ambulatory IV symptoms on GDMT1 2. Subject with LVEF less than or equal to 35%, sinus rhythm, LBBB with a QRS duration 120 to 149 ms, and NYHA class II, III, or ambulatory IV symptoms on GDMT 3. Subject with LVEF less than or equal to 35%, sinus rhythm, a non-LBBB pattern with a QRS duration greater than or equal to 150 ms, and NYHA class III/ ambulatory class IV symptoms on GDMT 4. Subject with atrial fibrillation and LVEF less than or equal to 35% on GDMT if a) the subject requires ventricular pacing or otherwise meets CRT criteria [listed here] and b) AV nodal ablation or pharmacological rate control will allow near 100% ventricular pacing with CRT 5. Subject on GDMT who have LVEF less than or equal to 35% and are undergoing new device placement with anticipated requirement for significant (>40%) ventricular pacing • Subject is intended to receive the ACUITY X4 LV lead and RELIANCE 4-FRONT RV lead (optional in Study Phase 1) and BSC CRT-D with quad header as their initial (de novo) cardiac implants • Subject is willing and capable of providing informed consent (which can include the use of a legally authorized representative (LAR) for documentation of informed consent) and participating in all testing associated with this investigation at an approved center and at the intervals defined by this protocol • Subject is age 18 or above, or of legal age to give informed consent specific to state and national law Exclusion Criteria • Subject has a known or suspected sensitivity to dexamethasone acetate (DXA) • Subject has a mechanical tricuspid heart valve 1 GDMT = Guideline-directed medical therapy (formerly known as optimal pharmaceutical therapy (OPT)), represents optimal medical therapy as defined by ACCF/ AHA guideline-recommended therapies (primarily Class I) 2 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY METHODS NOTE: This is a contraindication for the RELIANCE 4-FRONT lead. Therefore, it was included in the NAVIGATE X4 Study for the purpose of the implant of that lead, and is not related to the implant of the ACUITY X4 lead. • Subject is enrolled in any other concurrent study, with the exception of local mandatory governmental registries and observational studies/registries2 that are not in conflict and do not affect the following: • Schedule of procedures for the Study (i.e. should not cause additional or missed visits); • Study outcome (i.e. involve medications that could affect the heart rate of the subject); • Conduct of the Study per GCP/ ISO 14155:2011/ 21 CFR 812, local regulations • Subject is currently on the active heart transplant list • Subject has a documented life expectancy of less than twelve months • Women of childbearing potential who are or might be pregnant at the time of study enrollment or CRT-D System implant (method of assessment upon physician’s discretion) • Subjects currently requiring chronic dialysis ACUITY X4 Endpoints The long and short spiral ACUITY X4 leads serve as cohort 1 and the straight ACUITY X4 leads are cohort 2 in the study endpoints. Safety Endpoint Primary Safety Endpoint: Lead-related Complication-free Rate from Implant through Six Months Post-Implant. Cohorts 1 and 2 were evaluated separately for this endpoint. Lead-related complications associated with attempted ACUITY X4 lead implants count toward the safety endpoint. Lead-related adverse events that are not a complication are counted as a complication if intravenous (IV) drug therapy is necessary to treat the event. IV drug therapy that occurs concomitant but unrelated to the lead-related adverse event is not counted as a lead-related complication. Complications involving an ACUITY X4 lead that occur as a result of a procedure unrelated to that ACUITY X4 lead do not count toward the safety endpoints. Two examples of this scenario are 1) an ACUITY X4 lead dislodgement resulting from a repositioning of an RA and/or RV lead and 2) an ACUITY X4 lead dislodgement resulting from a CABG procedure. Effectiveness Endpoints The following endpoints were evaluated to establish effectiveness of the ACUITY X4 lead. • Primary Effectiveness Endpoint 1: Pacing Capture Threshold in the Programmed Configuration. This endpoint was evaluated at 3 months post-implant. X4 Cohorts 1 and 2 will be analyzed together. For this endpoint, responders will be defined as subjects with PCT ≤ 2.5 V in the programmed configuration. The hypothesis for this endpoint is that the 3 month responder rate will be greater than 75%. • Primary Effectiveness Endpoint 2: Pacing Capture Threshold in the Proximal Zone (electrode E2, E3, or E4) for the ACUITY X4 primary cohort. This endpoint was evaluated at 3 months post-implant. For this endpoint, responders will be defined as patients with PCT ≤ 2.5 V in the best proximal zone at 3 months post-implant. For this endpoint “best” will be defined as the electrode with the lowest PCT without PNS. The hypothesis for this endpoint is that the 3 month responder rate will be greater than 75%. • Secondary Effectiveness Endpoint 1: Sensed Amplitude in the programmed configuration. This endpoint was evaluated at 3 months post-implant. The hypothesis for this endpoint is that the 3 month mean R-wave amplitude will be greater than 3.0mV. 2 Sponsors of such studies/registries should be informed and Boston Scientific must be informed by the investigator about the parallel conduct of these projects in the subject and of the project’s basic nature. The decision if a desired mandatory governmental registry or observational study/ registry is in conflict with this exclusion criterion is up to the enrolling investigator. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 3 • Secondary Effectiveness Endpoint 2: Pacing impedance in the programmed configuration. This endpoint was evaluated at 3 months post-implant. The hypothesis for this endpoint is that the mean LV lead impedance is greater than 300Ω. RESULTS Results included in this NAVIGATE X4 study summary were collected through July 17, 2015. If a follow-up visit was missed, the subject remained eligible to contribute data at subsequent follow-up visits. A summary of the subject disposition is shown in Figure 1 on page 3. Figure 1. Subject Disposition 4 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Subject Demographics A total of 791 subjects were enrolled at 88 centers in the study. See Table 1 on page 4 for a summary of the subject demographics. Overall, the average age of the subjects at implant was 68.3 ± 10.9 years, with an overall gender ratio of 66.4% males to 33.6% females. NOTE: Intent and partial attempt subjects did not contribute to a lead cohort, therefore the N for Cohort 1 added to the N for Cohort 2 does not equal the N for All Patients Table 1. PMA Population Subject Demographics Characteristic Age at Implant (years) Gender [N (%)] Race [N (%)] NYHA Class [N (%)] LVEF (%) QRS Duration (ms) Height (cm) Weight (kg) Systolic Blood Pressure (mm Hg) Measurement Cohort 1 Cohort 2 ACUITY X4 ACUITY X4 Spiral Straight (N=536) (N=228) All Patients (N=791) N 536 228 791 Mean ± SD 68.2 ± 11.0 68.9 ± 10.5 68.3 ± 10.9 Range 25.0 - 89.0 27.0 - 89.0 25.0 - 89.0 Male 352 (65.7%) 155 (68.0%) 525 (66.4%) Female 184 (34.3%) 73 (32.0%) 266 (33.6%) White 433 (84.2%) 188 (85.5%) 640 (84.4%) Black 74 (14.4%) 25 (11.4%) 103 (13.6%) Asian 5 (1.0%) 4 (1.8%) 10 (1.3%) Pacific 0 (0%) 1 (0.5%) 1 (0.1%) Other 2 (0.4%) 2 (0.9%) 4 (0.5%) Class I 1 (0.2%) 1 (0.4%) 2 (0.3%) Class II 150 (28.0%) 63 (27.6%) 221 (27.9%) Class III 357 (66.6%) 159 (69.7%) 534 (67.5%) Class IV 16 (3.0%) 3 (1.3%) 19 (2.4%) Non-HF Subject 3 (0.6%) 0 (0%) 3 (0.4%) Not Available 9 (1.7%) 2 (0.9%) 12 (1.5%) N 536 228 791 Mean ± SD 25.5 ± 6.3 24.6 ± 6.5 25.2 ± 6.5 Range 10.0 - 35.0 10.0 - 35.0 10.0 - 45.0 N 536 228 791 Mean ± SD 152 ± 22 151 ± 24 152 ± 23 Range 0 - 226 86 - 218 0 - 226 N 536 228 791 Mean ± SD 172 ± 10 172 ± 10 172 ± 10 Range 142 - 198 142 - 195 142 - 198 N 536 228 791 Mean ± SD 90 ± 23 90 ± 23 90 ± 23 Range 41 - 199 35 - 201 35 - 201 N 536 228 791 Mean ± SD 129 ± 20 127 ± 22 128 ± 21 Range 76 - 201 52 - 198 52 - 201 * Patients may contribute to more than one category CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Characteristic Diastolic Blood Pressure (mm Hg) Heart Rate (bpm) Medications* [N (%)] Etiology [N (%)] Conduction Disorder [N (%)] Ventricular Arrhythmia History* [N (%)] Atrial Arrhythmia History* [N (%)] Measurement Cohort 1 Cohort 2 ACUITY X4 ACUITY X4 Spiral Straight (N=536) (N=228) All Patients (N=791) N 536 228 791 Mean ± SD 74 ± 12 73 ± 14 73 ± 13 Range 43 - 110 42 - 141 42 - 141 N 536 228 791 Mean ± SD 74 ± 15 73 ± 15 73 ± 15 Range 34 - 150 34 - 139 34 - 150 Potassium Channel Blockers 67 (12.5%) 30 (13.2%) 100 (12.6%) Sodium Channel Blockers 3 (0.6%) 0 (0%) 3 (0.4%) Congenital Heart Disease 0 (0%) 0 (0%) 1 (0.1%) Hypertrophic Cardiomyopathy 12 (2.2%) 4 (1.8%) 17 (2.1%) Idiopathic Cardiomyopathy 253 (47.2%) 102 (44.7%) 364 (46.0%) Ischemic Cardiomyopathy 254 (47.4%) 103 (45.2%) 373 (47.2%) No Disease 11 (2.1%) 13 (5.7%) 24 (3.0%) Valvular Cardiomyopathy 6 (1.1%) 6 (2.6%) 12 (1.5%) Left Bundle Branch Block 434 (81.0%) 182 (79.8%) 638 (80.7%) None 41 (7.6%) 12 (5.3%) 53 (6.7%) Other 23 (4.3%) 23 (10.1%) 47 (5.9%) Right Bundle Branch Block 38 (7.1%) 11 (4.8%) 53 (6.7%) Premature Ventricular Contractions (PVC) 73 (13.6%) 30 (13.2%) 106 (13.4%) Non-sustained VT (NSVT) 47 (8.8%) 29 (12.7%) 79 (10.0%) Monomorphic VT (MVT) 11 (2.1%) 9 (3.9%) 21 (2.7%) Ventricular Fibrillation (VF) 11 (2.1%) 3 (1.3%) 15 (1.9%) Polymorphic VT (PVT) 7 (1.3%) 1 (0.4%) 8 (1.0%) Torsades de Pointes (TdP) 1 (0.2%) 1 (0.4%) 2 (0.3%) Other Ventricular Arrhythmia 24 (4.5%) 8 (3.5%) 32 (4.0%) Paroxysmal Atrial Fibrillation 91 (17.0%) 40 (17.5%) 135 (17.1%) Permanent Atrial Fibrillation 41 (7.6%) 20 (8.8%) 61 (7.7%) Persistent Atrial Fibrillation 45 (8.4%) 15 (6.6%) 61 (7.7%) Atrial Flutter 41 (7.6%) 11 (4.8%) 53 (6.7%) Atrial Tachycardia 21 (3.9%) 6 (2.6%) 27 (3.4%) Other Atrial Arrhythmia 18 (3.4%) 8 (3.5%) 26 (3.3%) * Patients may contribute to more than one category 5 6 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Characteristic Brady Arrhythmia History* [N (%)] Associated Diseases and Risk Factors* [N (%)] Measurement Cohort 1 Cohort 2 All Patients ACUITY X4 ACUITY X4 Spiral Straight (N=536) (N=228) Sinus Bradycardia 85 (50.0%) 29 (34.9%) 1st Degree AV Block 71 (41.8%) 34 (41.0%) 110 (42.3%) Sinus Node Dysfunction 7 (4.1%) 8 (9.6%) 15 (5.8%) 3rd Degree AV Block - Permanent 6 (3.5%) 4 (4.8%) 10 (3.8%) 2nd Degree AV Block Intermittent 5 (2.9%) 3 (3.6%) 8 (3.1%) 2nd Degree AV Block - Permanent 3 (1.8%) 3 (3.6%) 6 (2.3%) (N=791) 116 (44.6%) 3rd Degree AV Block - Intermittent 3 (1.8%) 3 (3.6%) 6 (2.3%) Sinus Arrest 2 (1.2%) 3 (3.6%) 5 (1.9%) Chronotropic Incompetence 1 (0.6%) 0 (0%) 1 (0.4%) Other 39 (22.9%) 22 (26.5%) 62 (23.8%) Hypertension 455 (84.9%) 176 (77.2%) 651 (82.3%) Diabetes 212 (39.6%) 83 (36.4%) 303 (38.3%) Chronic Pulmonary Disease 130 (24.3%) 58 (25.4%) 194 (24.5%) Renal Disease 117 (21.8%) 58 (25.4%) 179 (22.6%) Cerebrovascular Disease 69 (12.9%) 32 (14.0%) 104 (13.1%) Peripheral Vascular Disease 65 (12.1%) 28 (12.3%) 98 (12.4%) Other Disease 288 (53.7%) 142 (62.3%) 445 (56.3%) * Patients may contribute to more than one category CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Study Endpoint Results Safety and Effectiveness Endpoint results are summarized in Table 2 on page 7. Table 2. Summary of Study Endpoints Results Effectiveness Safety Endpoint Statistic Performance Result Result (Confidence Limit) Conclusion Primary LV Lead Complication-Free Rate (Implant-6 months) Spiral: 98.5% (97.0%) Straight: 96.5% (93.8%) Spiral: >87% Straight: >85% Endpoint met Primary 1 (Cohorts 1 & 2 Combined) LV Lead Pacing Capture Threshold in Programmed Configuration 94.0% (92.0%) Responder = subjects with PCT ≤ 2.5V in programmed configuration. Responder rate in programmed configuration (3 months) >75% Endpoint met Primary 2 Cohort 1 LV lead Pacing Capture Threshold in Configuration using Best Electrode 91.1% (88.2%) Responder = subjects with PCT ≤ 2.5V in best proximal. Responder rate in configuration using best electrode (3 months) >75% Endpoint met Secondary 1 (Cohorts 1 & 2 Separate) Mean sensed amplitude with 97.5% lower one-side C.I. Spiral: 17.4 mV (16.7 mV) Straight: 16.1 mV (15.1 mV) >3.0 mV (Separated by Spiral and Straight) Endpoint met Secondary 2 (Cohorts 1 & 2 Separate) Mean pacing impedance with 97.5% lower one-side C.I. Spiral: 776Ω (753Ω) Straight: 805Ω (763Ω) > 300Ω (Separated by Spiral and Straight) Endpoint met Safety Endpoint 1 Results – ACUITY X4 Cohort 1 Lead-Related Complication-Free Rate from 0 to 6 Months. The complication-free rate from 0 to 6 months for ACUITY X4 Spiral leads (Cohort 1) was 98.5% with a onesided 97.5% lower confidence limit of 97.0%. The lower confidence limit is greater than the performance goal of 85.0%, resulting in a rejection of the null hypothesis. The results can be found in Figure 2 on page 8. The complication-free rate from 0 to 6 months for ACUITY X4 Straight leads (Cohort 2) was 96.5% with a onesided 97.5% lower confidence limit of 93.8%. The lower confidence limit is greater than the performance goal of 85.0%, resulting in a rejection of the null hypothesis. The results can be found in Figure 3 on page 8. 7 8 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Figure 2. Safety Endpoint 1 Results – ACUITY X4 Cohort 1 Lead-Related Complication-Free Rate from 0 to 6 Months. Safety Endpoint 1 Results – ACUITY X4 Cohort 2 Lead-Related Complication-Free Rate from 0 to 6 Months. Figure 3. Safety Endpoint 2 Complication-free Rate from 3-12 months post-implant. Results for all leads. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 9 Table 3 on page 9 presents a breakdown of the lead-related complications that contributed to the ACUITY X4 Primary Safety Endpoints Table 3. Primary Safety Endpoint ACUITY X4 Lead-Related Complications Cohort 1 ACUITY X4 Spiral Leads (N = 536) Classification Cohort 2 ACUITY X4 Straight Leads (N = 228) Leads with LRC LRC-Free Rate 97.5% Lower One-Sided LCL Leads with LRC LRC-Free Rate 95% Lower One-Sided LCL Dislodgement - LV 5 99.1% 97.8% 3 98.7% 96.6% Extracardiac stimulation - LV 2 99.6% 98.5% 1 99.6% 97.7% Coronary venous perforation with tamponade 1 99.8% 98.7% 1 99.6% 97.7% LV - Incomplete connection to header 0 100.0% 100.0% 1 99.6% 97.7% RA,RV,LV - Myocardial Perforation 0 100.0% 100.0% 1 99.6% 97.7% Other - Lead procedure* 0 100.0% 100.0% 1 99.6% 97.7% Total 8 98.5% 97.0% 8 96.5% 93.8% * Other - Lead procedure: Incomplete lead insertion noted after pocket closure due to LV lead impedance out of range. Pocket reopened and LV lead removed from device and re-inserted back into device. Impedances were then OK. ACUITY X4 Primary Effectiveness Endpoint 1 The first Primary Effectiveness Endpoint for ACUITY X4 assessed pacing capture thresholds (PCT) in the programmed configuration. This endpoint evaluated data collected at 3 month visit. ACUITY X4 Cohorts 1 and 2 were analyzed together. For this endpoint, responders were defined as subjects with PCT ≤ 2.5 V in the programmed configuration. Hypotheses The following hypotheses will be used to evaluate Primary Effectiveness Endpoint 1 for ACUITY X4 Cohorts 1 and 2 combined: • Ho: 3 month responder rate ≤ 75% • Ha: 3 month responder rate > 75% Data Analysis Subjects eligible for analysis of ACUITY X4 Primary Effectiveness Endpoint 1 included all Phase 1 subjects who were successfully implanted with an ACUITY X4 lead. Subjects with LV pacing threshold data in the programmed configuration collected at the 3-month follow-up visit contributed data to the endpoint analysis. A one-sided 97.5% lower exact binomial (Clopper-Pearson) confidence limit for the responder rate was computed and compared to the performance goal of 75%. If the lower confidence limit exceeded the performance goal, then the null hypothesis will be rejected. 10 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Results Panel B: Straight Leads Panel A: Spiral Leads See Figure 4 on page 10 for a histogram of the pacing threshold data from Cohorts 1 (Panel A) and 2 (Panel B) in the programmed configuration at 3 months. Figure 4. Primary Effectiveness Endpoint 1 Results – Histogram of Pacing Threshold in Programmed Configuration (Panel A Spiral Leads; Panel B Straight Leads) CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 11 A total of 94.0% of subjects had pacing thresholds ≤ 2.5 V at 3 months, and were therefore defined as responders. The lower confidence limit of the responder rate was 91.9%, significantly greater than the performance goal of 75% (p < 0.001). Separately, the responder rates for ACUITY X4 Spiral Leads and Straight Leads were 95.6% and 90.0%, respectively. Results of the endpoint analysis can be found in Figure 5 on page 11. Figure 5. Primary Effectiveness Endpoint 1 Results: Pacing Threshold in Programmed Configuration Conclusion The responder rate for the ACUITY X4 Lead, as defined by pacing thresholds at 3 months, significantly exceeded the performance goal of 75%. The data support the effectiveness of the ACUITY X4 lead. ACUITY X4 Primary Effectiveness Endpoint 2 The second Primary Effectiveness Endpoint for ACUITY X4 assessed pacing capture thresholds (PCT) in the proximal zone (E2, E3, or E4) for ACUITY X4 Cohort 1. This endpoint evaluated data collected at 3 month visit. Clustering electrodes on the spiral is expected to position at least one electrode adjacent to the myocardium. Physician investigators were therefore instructed to use the “best” proximal electrode (E2, E3 or E4) as the cathode and the RV lead coil as the anode. For this endpoint “best” was defined as the electrode with the lowest PCT without PNS. The PG was allowed to used as an anode, depending on the clinical scenario or physician 12 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS preference. For this endpoint, responders were defined as patients with PCT ≤ 2.5 V in the best proximal zone at 3 months post-implant. Hypotheses The following hypotheses were used to evaluate Primary Effectiveness Endpoint 2 for X4 Cohort 1: • Ho: 3 month responder rate ≤ 75% • Ha: 3 month responder rate > 75% Data Analysis All subjects in the PMA Population who were successfully implanted with an ACUITY X4 spiral lead (Cohort 1) were eligible for inclusion in this analysis. Subjects with a best proximal zone LV pacing threshold measurement collected at the 3-month follow-up visit contributed data to the endpoint analysis. A one-sided 97.5% lower exact binomial (Clopper-Pearson) confidence limit for the responder rate was computed and compared to the performance goal of 75%. In order to reject the null hypothesis, the lower confidence limit must the performance goal. Results See Figure 6 on page 12 for a histogram of the pacing threshold data from Cohort 1 in the best configuration at 3 months. Figure 6. Effectiveness Endpoint 2 Results – Histogram of Cohort 1 Pacing Thresholds with Best Electrode A total of 484 threshold measurements were taken with ACUITY X4 Spiral leads at the 3 month follow-up visit and included in the endpoint analysis. A total of 484 subjects in Cohort 1 had threshold measurements taken with ACUITY X4 Spiral leads at the 3 month follow-up visit and included in the endpoint analysis. Of these 484 subjects, 91.1% had pacing thresholds ≤ 2.5 V in the best configuration at 3 months, and were therefore defined as responders. The lower confidence CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 13 limit of the responder rate was 88.2%, significantly greater than the performance goal of 75% (p < 0.001). Results of the endpoint analysis can be found in Figure 7 on page 13. Figure 7. Primary Effectiveness Endpoint 2 Results – Cohort 1 Pacing Thresholds with Best Electrode Conclusion The responder rate for pacing threshold obtained at three months for the ACUITY X4 Spiral leads was significantly higher than the performance goal of 75%. The data support the effectiveness of the ACUITY X4 Spiral lead. ACUITY X4 Secondary Effectiveness Endpoint 1 The first Secondary Effectiveness Endpoint for ACUITY X4 assessed sensed amplitudes in the programmed configuration. This endpoint was evaluated using data collected at the 3 month follow-up visit. Hypotheses The following hypotheses were used to evaluate the sensed amplitude Secondary Effectiveness Endpoint 1 for X4 Cohorts 1 and 2 separately: • Ho: The three-month mean R-wave amplitude ≤ 3.0 mV • Ha: The three-month mean R-wave amplitude > 3.0 mV 14 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Data Analysis Analysis of Secondary Effectiveness Endpoint 1 included all PMA Population subjects with an ACUITY X4 LV sensed R-wave amplitude measurement at three months. The analysis was performed separately for ACUITY X4 Cohorts 1 and 2. Sensed amplitude measurements in the programmed configuration from the three-month follow-up visit were analyzed using a one-sided t-test with an alpha of 2.5%. Results A total of 646 sensed amplitude measurements (457 with ACUITY X4 Spiral Leads and 189 with ACUITY X4 Straight Leads) were taken at the 3 month follow-up visit and included in the endpoint analysis. A total of 99.1% and 99.5% of subjects with ACUITY X4 Spiral Leads and ACUITY X4 Straight Leads, respectively, had R-wave amplitudes greater than or equal to the performance goal value of 3.0 mV. Histograms of the R-wave amplitudes are presented in Figure 8 on page 14 and Figure 9 on page 15. Figure 8. Secondary Effectiveness Endpoint 1 Results – Histogram of Sensed Amplitudes for Cohort 1 ACUITY X4 Spiral Leads CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 15 Figure 9. Secondary Effectiveness Endpoint 1 Results – Histogram of Sensed Amplitudes for Cohort 2 ACUITY X4 Straight Leads The mean R-wave amplitude for the ACUITY X4 Spiral Leads was 17.4 mV with a lower one-sided 97.5% confidence limit of 16.7 mV, significantly greater than the performance goal of 3 mV (p-value < 0.001). The mean R-wave amplitude for the ACUITY X4 Straight Leads was 16.1 mV with a lower one-sided 97.5% confidence limit of 15.1 mV, significantly greater than the performance goal of 3 mV (p-value < 0.001). The null hypothesis was rejected for both cohorts. Endpoint results are presented in Figure 10 on page 16. 16 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Figure 10. Secondary Effectiveness Endpoint 1 Results by Cohort Conclusion The mean R-wave amplitudes for the ACUITY X4 Spiral Leads and ACUITY X4 Straight Leads were significantly greater than the performance goal of 3 mV. The data support the effectiveness of the ACUITY X4 lead. ACUITY X4 Secondary Effectiveness Endpoint 2 The second Secondary Effectiveness Endpoint for ACUITY X4 assessed pacing impedances in the programmed configuration. This endpoint evaluated data collected at the 3 month follow-up visit. Hypotheses The following hypotheses were used to evaluate the pacing impedance Secondary Effectiveness Endpoint for X4 Cohorts 1 and 2 separately: • Ho: The three -month mean LV lead impedance ≤ 300 Ω • Ha: The three -month mean LV lead impedance > 300 Ω CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 17 Data Analysis Analysis of Secondary Effectiveness Endpoint 2 included all PMA Population subjects with an ACUITY X4 LV pacing impedance measurement at three months. The analysis was performed separately for ACUITY X4 Cohorts 1 and 2. Pacing impedance measurements in the programmed configuration from the three-month follow-up visit were analyzed using a one-sided t-test with an alpha of 2.5%. Results A total of 684 pacing impedance measurements (482 with ACUITY X4 Spiral Leads and 202 with ACUITY X4 Straight Leads) were taken at the 3 month follow-up visit and included in the endpoint analysis. All subjects (100%) with ACUITY X4 Spiral Leads and ACUITY X4 Straight Leads had pacing impedance measurements greater than or equal to the performance goal value of 300 Ω. Histograms of the pacing impedances are presented in Figure 11 on page 17 and Figure 12 on page 18. Figure 11. Secondary Effectiveness Endpoint 2 Results – Histogram of Pacing Impedance for Cohort 1 Leads 18 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Figure 12. Secondary Effectiveness Endpoint 2 Results – Histogram of Pacing Impedance for Cohort 2 Leads The mean pacing impedance for the ACUITY X4 Spiral Leads was 776 Ω with a lower one-sided 97.5% confidence limit of 753 Ω, significantly greater than the performance goal of 300 Ω (p-value < 0.001). The mean pacing impedance for the ACUITY X4 Straight Leads was 805 Ω with a lower one-sided 97.5% confidence limit of 763 Ω, significantly greater than the performance goal of 300 Ω (p-value < 0.001). The null hypothesis was rejected for both cohorts. Endpoint results are presented in Figure 13 on page 19. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 19 Figure 13. Secondary Effectiveness Endpoint 2: Results by Cohort Conclusion The mean pacing impedances for the ACUITY X4 Spiral Leads and ACUITY X4 Straight Leads were significantly greater than the performance goal of 300 Ω. The data support the effectiveness of the ACUITY X4 lead. Utility of ACUITY X4 Leads The utility of a quadripolar lead is to provide electrical pacing options away from the tip of the lead and eliminate the need for reoperation. Desired pacing performance (PCT ≤ 2.5 V and PNS ≥ PCT + 3 V) was available on the proximal electrodes in 89.0% of patients implanted with Spiral leads and 81.3% of patients implanted with 20 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Straight leads. Resultantly, the need for reoperation due to issues with left ventricular extracardiac stimulation or pacing capture issues (elevated threshold, unable to capture) was virtually eliminated (0.4% of all patients). Table 4. Utility of ACUITY X4’s Proximal Electrodes Compared to All Electrodes Spiral Criteria All Straight E2-E3-E4 All E2-E3-E4 PCT ≤ 2.5 V 473/485 (97.5%) 444/484 (91.7%) 192/204 (94.1%) 173/203 (85.2%) PCT ≤ 2.5 V and PNS ≥ PCT + 3 V 467/485 (96.3%) 431/484 (89.0%) 187/204 (91.7%) 165/203 (81.3%) Utility of ACUITY X4 in PCT management: • Using the conventional configurations3 available on prior lead models, 8.2% of subjects (56/683 total subjects with 3 month testing performed) had poor PCT4; using alternative electrode configurations available only on this lead, 57.1% (32/56) of subjects with poor PCT had at least one option of programming to a configuration with good PCT5. Zero patients required surgery to reposition the lead to address poor PCT. Utility of ACUITY X4 in PNS management: • Using the conventional configurations3 available on prior lead models, 6.9% of subjects (47/683 total subjects with 3 month testing performed) had phrenic nerve stimulation6 during testing; using alternative electrode configurations available only on this lead 76.6% (36/47) of subjects with phrenic nerve stimulation during testing had at least one option of programming to a configuration without phrenic nerve stimulation. 0.4% of patients required surgery to reposition the lead to address PNS. Lead Measurements in Programmed Configurations throughout Follow-up The following sections present pacing threshold, sensed amplitude and pacing impedance data for ACUITY X4 leads in the programmed configuration over the course of follow-up. Pacing Capture Threshold Measurements in Programmed Configurations throughout Follow-up Figure 14 on page 21 presents the mean pacing capture thresholds (and standard deviations) for the ACUITY X4 Straight and Spiral leads for all programmed configurations over time. All possible programmed configurations for each lead type (Spiral or Straight) were grouped for the analysis. ACUITY X4 Straight leads were observed to have slightly higher mean pacing capture thresholds than ACUITY X4 Spiral leads. However, mean thresholds were acceptable for each lead type. 3 4 5 6 Conventional configurations: E1-RV Coil, E1-PG, E1-E2, E2-RV Coil, E2-PG Poor PCT defined as PCT > 2.5 V Good PCT defined as PCT ≤ 2.5 V Phrenic nerve stimulation defined as phrenic nerve stimulation threshold minus pacing capture threshold < 3 V CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 21 Figure 14. ACUITY X4 Pacing Threshold Measurements throughout Follow-Up (Eligible for Lead Measurements = 738 ACUITY X4 Leads Successfully Implanted During Initial Procedure) The following tables (Table 4 for Spiral Leads and Table 5 for Straight Leads) present data separately for each programmed pacing cathode. The percentage of leads that were programmed to a given cathode as well as the corresponding pacing threshold summary statistics were calculated. For the Spiral lead, the E2 cathode was the most commonly programmed. For the Straight lead, the E1 cathode was the most commonly programmed. Table 5. ACUITY X4 Spiral Lead Programmed Cathode – Usage and Pacing Threshold Measurements throughout Follow-Up (Leads Eligible for Programming = 738 ACUITY X4 Leads Successfully Implanted During Initial Procedure) ACUITY X4 Spiral Leads Implant Cathode % Patients N Mean Pre-Discharge SD Med % Patients N Mean 3 Months SD Med % Patients N Mean SD Med E1 cathode 22.0% 113 1.7 1.2 1.4 23.2% 118 1.8 1.4 1.3 22.7% 110 1.2 0.8 1.0 E2 cathode 45.9% 235 1.2 0.7 1.0 45.1% 232 1.3 0.8 1.0 44.5% 215 1.2 0.6 1.0 E3 cathode 18.0% 93 1.2 0.8 0.9 18.4% 95 1.2 0.9 0.9 18.1% 88 1.2 0.7 1.0 E4 cathode 14.1% 73 1.3 1.1 1.0 13.3% 68 1.1 0.7 0.9 14.6% 70 1.2 0.7 1.0 22 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Table 6. ACUITY X4 Straight Lead Programmed Cathode – Usage and Pacing Threshold Measurements throughout Follow-Up (Eligible for Lead Measurements = 218 ACUITY X4 Straight Leads Successfully Implanted During Initial Procedure) ACUITY X4 Straight Leads Implant Cathode % Patients N Mean Pre-Discharge SD Med % Patients N Mean 3 Months SD Med % Patients N Mean SD Med E1 cathode 37.6% 82 1.6 1.3 1.1 35.8% 75 1.4 1.1 1.0 34.8% 71 1.1 0.7 1.0 E2 cathode 29.8% 65 1.6 1.0 1.4 33.5% 72 1.5 1.0 1.2 33.3% 68 1.5 0.9 1.3 E3 cathode 15.6% 34 1.7 1.2 1.4 14.0% 30 2.2 1.5 1.8 19.1% 39 1.9 1.2 1.6 E4 cathode 17.0% 37 1.8 1.2 1.5 16.7% 36 1.6 1.0 1.4 12.7% 24 1.7 0.9 1.6 Sensed Amplitude Measurements in Programmed Configurations throughout Follow-up Figure 15 on page 23 presents the mean sensed amplitudes (and standard deviations) for the ACUITY X4 Straight and Spiral leads for all programmed sensing configurations over time. All possible programmed sensing configurations for each lead type (Spiral or Straight) were grouped for the analysis. ACUITY X4 Straight leads were observed to have slightly lower mean sensed amplitudes than ACUITY X4 Spiral leads. However, mean amplitudes were acceptable for each lead type. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 23 Figure 15. ACUITY X4 Sensed Amplitude Measurements throughout Follow-Up (Eligible for Lead Measurements = 738 ACUITY X4 Leads Successfully Implanted During Initial Procedure) The following tables (Table 6 on page 23 for Spiral Leads and Table 7 on page 24 for Straight Leads) present data separately for each programmed sensing cathode. Consistent with ACUITY X4 labeling, E2-E4, as well as E3 and E4 are not programmable sense vectors. The percentage of leads that were programmed to a given configuration as well as the corresponding sensed amplitude summary statistics were calculated. For both the Spiral and Straight leads, the E1 cathode was the most commonly programmed for sensing. Table 7. ACUITY X4 Spiral Lead Programmed Configurations – Usage and Sensed Amplitude Measurements throughout Follow-Up (Eligible for Lead Measurements = 520 ACUITY X4 Spiral Leads Successfully Implanted During Initial Procedure) ACUITY X4 Spiral Leads Implant Cathode % Patients N Mean Pre-Discharge SD Med % Patients N Mean 3 Months SD Med % Patients N Mean SD Med E1 cathode 80.5% 398 16.6 7.0 17.3 80.5% 392 16.0 6.9 16.0 82.1% 379 17.8 6.8 18.6 E2 cathode 19.5% 92 12.1 6.1 11.3 19.5% 92 11.5 5.6 10.8 17.9% 78 15.3 6.8 14.6 24 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Table 8. ACUITY X4 Spiral Lead Programmed Configurations – Usage and Sensed Amplitude Measurements throughout Follow-Up (Eligible for Lead Measurements = 218 ACUITY X4 Straight Leads Successfully Implanted During Initial Procedure) ACUITY X4 Straight Leads Implant Cathode % Patients N Mean Pre-Discharge SD Med % Patients N Mean 3 Months SD Med % Patients N Mean SD Med E1 cathode 83.9% 171 14.2 7.1 13.2 84.7% 170 13.8 6.9 12.7 84.8% 161 16.3 7.0 16.8 E2 cathode 16.1% 33 11.3 5.9 9.0 15.3% 27 10.5 5.7 9.0 15.2% 28 15.0 6.1 14.8 Pacing Impedance Measurements in Programmed Configurations throughout Follow-up Figure 16 on page 25 presents the mean pacing impedances (and standard deviations) for the ACUITY X4 Straight and Spiral leads for all programmed configurations over time. All possible programmed configurations for each lead type (Spiral or Straight) were grouped for the analysis. ACUITY X4 Spiral and Straight leads were observed to have acceptable and nearly identical mean pacing impedances. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 25 Figure 16. ACUITY X4 Pacing Impedance Measurements throughout Follow-Up (Eligible for Lead Measurements = 738 ACUITY X4 Leads Successfully Implanted During Initial Procedure) The following tables (Table 8 on page 26 for Spiral Leads and Table 9 on page 26 for Straight Leads) present data separately for each programmed pacing cathode. The percentage of leads that were programmed to a given cathode as well as the corresponding pacing impedance summary statistics were calculated. For the Spiral lead, the E2 cathode was the most commonly programmed. For the Straight lead, the E1 cathode was the most commonly programmed. 26 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Table 9. ACUITY X4 Spiral Lead Programmed Configurations – Usage and Pacing Impedance Measurements throughout Follow-Up (Eligible for Lead Measurements = 520 ACUITY X4 Spiral Leads Successfully Implanted During Initial Procedure) ACUITY X4 Spiral Leads Implant Cathode % Patients N Mean Pre-Discharge SD Med % Patients N Mean 3 Months SD Med % Patients N Mean SD Med E1 cathode 22.0% 113 991 291 925 23.2% 118 910 267 841 22.7% 110 875 253 817 E2 cathode 45.9% 235 775 238 729 45.1% 231 701 222 636 44.5% 214 780 275 686 E3 cathode 18.0% 93 806 273 742 18.4% 95 700 215 635 18.1% 88 720 245 643 E4 cathode 14.1% 73 759 244 691 13.3% 67 712 235 674 14.6% 70 681 233 618 Table 10. ACUITY X4 Straight Lead Programmed Configurations – Usage and Pacing Impedance Measurements throughout Follow-Up (Eligible for Lead Measurements = 218 ACUITY X4 Straight Leads Successfully Implanted During Initial Procedure) ACUITY X4 Straight Leads Implant Cathode % Patients N Mean Pre-Discharge SD Med % Patients N Mean 3 Months SD Med % Patients N Mean SD Med E1 cathode 37.6% 82 997 312 927 35.8% 75 889 280 784 34.8% 71 863 288 763 E2 cathode 29.8% 64 811 332 732 33.5% 72 697 252 616 33.3% 68 818 323 729 E3 cathode 15.6% 34 768 295 643 14.0% 30 669 263 549 19.1% 39 760 295 678 E4 cathode 17.0% 37 754 306 604 16.7% 36 654 272 524 12.7% 24 671 273 606 Programmed Cathode at 3 Months Table 10 on page 27 compares the ACUITY X4 programmed cathode at 3 months between patients with Spiral leads and those with Straight leads. Two groupings of the cathodes were assessed, with the intent to evaluate the following comparisons: (1) Spiral vs. Straight programming of E1, E2, E3, E4, and (2) Spiral vs. Straight programming of E1 and grouped E2/E3/E4. The second grouping was performed in order to compare the programming of the 3 electrodes (E2, E3, E4) that are placed on the 3D spiral of the ACUITY X4 Spiral leads vs. the same electrode set for the Straight lead configuration. The ACUITY X4 lead family was designed to place more electrodes in a mid or basal location (proximal zone) of the left ventricle. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 27 Table 11. ACUITY X4 Lead Programmed Cathode (Leads Eligible for Programming = 738 ACUITY X4 Leads Successfully Implanted During Initial Procedure) Number (%) of Patients Grouping 1 2 Spiral Straight P-value E1 Cathode 110 (22.7%) 71 (34.8%) 0.005 E2 216 (44.5%) 68 (33.3%) E3 88 (18.1%) 39 (19.1%) E4 71 (14.6%) 26 (12.7%) E1 110 (22.7%) 71 (34.8%) E2/E3/E4 375 (77.3%) 133 (65.2%) < 0.001 Two groupings of the cathodes were assessed to evaluate the following comparisons: (1) Spiral vs. Straight programming of E1, E2, E3, E4, and (2) Spiral vs. Straight programming of E1 and grouped E2/E3/E4. In both cathode groupings, there were significant differences between the programming of the Spiral and Straight leads. An additional logistic regression analysis showed that the odds of programming the E2, E3 or E4 as a cathode at 3 months are 82% greater for the ACUITY X4 Spiral lead vs the Straight lead (p = 0.001). PCT for ACUITY X4 Spiral and Straight Leads in All Tested Configurations Figure 17 on page 28 and Figure 18 on page 29 provide data on the pacing capture threshold (PCT) in all tested pacing configurations at Implant, Pre-Discharge, and 3 Month follow ups for ACUITY X4 Spiral and ACUITY X4 Straight leads, respectively. Median data is provided in each of the graphs, as the data is not normally distributed. The mean and standard deviation, along with the median of PCT for each tested pacing configuration is provided in a table along with each of the graphs. 28 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Figure 17. Median PCT for ACUITY X4 Spiral Leads in All Tested Configurations CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 29 Figure 18. Median PCT for ACUITY X4 Straight Leads in All Tested Configurations Pacing Impedance for ACUITY X4 Leads in all Tested Configurations Figure 19 on page 30 and Figure 20 on page 31 provide data on the pacing impedance in all tested pacing configurations at Implant, Pre-Discharge, and 3 Month follow ups for ACUITY X4 Spiral and ACUITY X4 Straight leads, respectively. Median data is provided in each of the graphs, as the data is not normally distributed. The mean and standard deviation, along with the median of pacing impedance for each tested pacing configuration is provided in a table along with each of the graphs. 30 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Figure 19. Median Pacing Impedance for ACUITY X4 Spiral Leads in all Tested Configurations CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS Figure 20. Median Pacing Impedance for ACUITY X4 Straight Leads in all Tested Configurations 31 32 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS ACUITY X4 Lead Placement Times ACUITY X4 lead placement times, including implant procedures that resulted in a successful ACUITY X4 lead implant are included in Table 11 on page 32. Table 12. ACUITY X4 Lead Procedure and Placement Times (N = 752 Procedures Resulting in Successful Implant of an ACUITY X4 Lead) Statistic (minutes) ACUITY X4 Spiral (N=526) ACUITY X4 Straight (N=226) All ACUITY X4 Leads (N=752) Lead Placement Time Median (IQR) 6 (3, 14) 10 (4, 19) 7 (3, 15) Skin-to-Skin Time Median (IQR) 82 (61, 115) 98 (67, 132) 86 (62, 120) The LV lead placement time was defined as the time from the LV lead entering the catheter to the first PSA measurement. The median LV lead placement time for all ACUITY X4 leads was 7 minutes with the 25th and 75th percentiles at 3 minutes and 15 minutes, respectively. The overall median procedure time (skin-to-skin time) took 86 minutes with the 25th and 75th percentiles at 62 minutes and 120 minutes, respectively. CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY RESULTS 33 ACUITY X4 Lead Location The placement locations of the ACUITY X4 Spiral and Straight leads, as reported by the sites, are displayed in Figure 21 and Figure 22 on page 34. There are no significant differences in location for the ACUITY X4 Spiral and Straight leads; suggesting consistent positive fixation for both lead types throughout the heart. Figure 21. ACUITY X4 Spiral Lead Location (N = 520 Successfully Implanted ACUITY X4 Spiral Leads during initial procedure) 34 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY Adverse Events Summary Figure 22. ACUITY X4 Straight Lead Location (N = 218 Successfully Implanted ACUITY X4 Straight Leads During Initial Procedure) ADVERSE EVENTS SUMMARY The data in the Adverse Events Summary table is complete as of July 17, 2015. Table 13. Adverse Events Summary Classification Total Complication Observation Events Patients (%) Events Patients (%) Events Patients (%) 1417 485 (62.8%) 496 266 (34.5%) 921 402 (52.1%) PG (N at risk = 772) 54 48 (6.2%) 9 9 (1.2%) 45 39 (5.1%) Elevated DFT - Defibrillation 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Inappropriate tachy therapy - SVT 16 16 (2.1%) 2 2 (0.3%) 14 14 (1.8%) Inappropriate tachy therapy - Other 2 2 (0.3%) 0 0 (0.0%) 2 2 (0.3%) Pacemaker-mediated tachycardia (PMT) 23 18 (2.3%) 0 0 (0.0%) 23 18 (2.3%) Infection (> 30 days post-implant) 10 10 (1.3%) 6 6 (0.8%) 4 4 (0.5%) Psychological effect due to device therapy 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Migration 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) RA Lead (N at risk = 707) 18 18 (2.5%) 15 15 (2.1%) 3 3 (0.4%) Total (N at risk = 772) CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY Adverse Events Summary Classification Total Complication Observation Events Patients (%) Events Patients (%) Events Patients (%) Over sensing - RA 3 3 (0.4%) 0 0 (0.0%) 3 3 (0.4%) Impedance > 2000 ohms - RA 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Dislodgement - RA 14 14 (2.0%) 14 14 (2.0%) 0 0 (0.0%) RV Lead - RELIANCE 4-FRONT (N at risk = 664) 21 18 (2.7%) 15 13 (2.0%) 6 6 (0.9%) Over sensing - RV 2 2 (0.3%) 0 0 (0.0%) 2 2 (0.3%) Elevated threshold - RV 4 3 (0.5%) 3 3 (0.5%) 1 1 (0.2%) Extracardiac stimulation - RV 3 3 (0.5%) 1 1 (0.2%) 2 2 (0.3%) Myocardial perforation postimplant - RV 2 2 (0.3%) 2 2 (0.3%) 0 0 (0.0%) Dislodgement - RV 8 6 (0.9%) 8 6 (0.9%) 0 0 (0.0%) Other: RV Lead - Myopotential 1 1 (0.2%) 0 0 (0.0%) 1 1 (0.2%) Other: low amplitude/R wave - RV 1 1 (0.2%) 1 1 (0.2%) 0 0 (0.0%) RV Lead - Commercial (N at risk = 111) 4 4 (3.6%) 3 3 (2.7%) 1 1 (0.9%) Extracardiac stimulation - RV 1 1 (0.9%) 0 0 (0.0%) 1 1 (0.9%) Dislodgement - RV 3 3 (2.7%) 3 3 (2.7%) 0 0 (0.0%) LV Lead - ACUITY X4 (N at risk = 765) 90 79 (10.3%) 13 13 (1.7%) 77 68 (8.9%) Unable to capture - LV 4 4 (0.5%) 0 0 (0.0%) 4 4 (0.5%) Elevated threshold - LV 8 8 (1.0%) 0 0 (0.0%) 8 8 (1.0%) Extracardiac stimulation - LV 66 58 (7.6%) 3 3 (0.4%) 63 56 (7.3%) Dislodgement - LV 10 10 (1.3%) 9 9 (1.2%) 1 1 (0.1%) Other: LV - Incomplete connection to header 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Other: LV - Myocardial Perforation 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) LV Lead - Commercial (N at risk = 27) 3 3 (11.1%) 3 3 (11.1%) 0 0 (0.0%) Extracardiac stimulation - LV 1 1 (3.7%) 1 1 (3.7%) 0 0 (0.0%) Dislodgement - LV 2 2 (7.4%) 2 2 (7.4%) 0 0 (0.0%) RV & LV Lead - ACUITY X4 & RELIANCE 4-FRONT (N at risk = 685) 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) RA,RV,LV - Myocardial Perforation 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) 35 36 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY Adverse Events Summary Classification Total Complication Observation Events Patients (%) Events Patients (%) Events Patients (%) Lead - Commercial - Other (N at risk = 715) 3 3 (0.4%) 0 0 (0.0%) 3 3 (0.4%) Electrical Noise 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Electrical Noise - RV 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Spontaneous atrial flutter post RA implant 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Procedure (N at risk = 772) 154 122 (15.8%) 46 42 (5.4%) 108 90 (11.7%) Post-surgical wound discomfort 22 21 (2.7%) 5 5 (0.6%) 17 16 (2.1%) Post-surgical pocket hemorrhage 7 7 (0.9%) 0 0 (0.0%) 7 7 (0.9%) Post-surgical infection (<= 30 days post-implant) 3 3 (0.4%) 2 2 (0.3%) 1 1 (0.1%) Adverse reaction - General 24 23 (3.0%) 7 7 (0.9%) 17 16 (2.1%) Adverse reaction - Respiratory 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Adverse reaction - Hypotension 11 11 (1.4%) 8 8 (1.0%) 3 3 (0.4%) Inadvertent VT/VF 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Inadvertent SVT 2 2 (0.3%) 1 1 (0.1%) 1 1 (0.1%) Hematoma - Pocket (<=30 days post-implant) 35 34 (4.4%) 3 3 (0.4%) 32 32 (4.1%) Seroma - Pocket (<=30 days postimplant) 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Thromboembolic events 6 6 (0.8%) 2 2 (0.3%) 4 4 (0.5%) Pneumothorax - Procedure 5 5 (0.6%) 4 4 (0.5%) 1 1 (0.1%) Pleural effusion - Procedure 3 3 (0.4%) 0 0 (0.0%) 3 3 (0.4%) Coronary venous dissection 10 10 (1.3%) 1 1 (0.1%) 9 9 (1.2%) Coronary venous perforation without tamponade 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Coronary venous perforation with tamponade 2 2 (0.3%) 2 2 (0.3%) 0 0 (0.0%) Myocardial perforation without tamponade 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Myocardial perforation with tamponade 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) AV block (transient) - Procedure 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Pericardial effusion 3 3 (0.4%) 0 0 (0.0%) 3 3 (0.4%) Other - Lead procedure 2 2 (0.3%) 2 2 (0.3%) 0 0 (0.0%) Other - PG system procedure 12 12 (1.6%) 5 5 (0.6%) 7 7 (0.9%) CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY Adverse Events Summary Classification Total Complication Observation Events Patients (%) Events Patients (%) Events Patients (%) 213 133 (17.2%) 117 81 (10.5%) 96 82 (10.6%) Syncope - Heart failure 2 2 (0.3%) 2 2 (0.3%) 0 0 (0.0%) Dizziness - Heart failure 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Chest pain - Heart failure 7 7 (0.9%) 2 2 (0.3%) 5 5 (0.6%) Dyspnea - Heart failure 62 51 (6.6%) 27 23 (3.0%) 35 32 (4.1%) Peripheral edema - Heart failure 8 8 (1.0%) 2 2 (0.3%) 6 6 (0.8%) Pulmonary edema - Heart failure 3 3 (0.4%) 3 3 (0.4%) 0 0 (0.0%) Fatigue - Heart failure 5 5 (0.6%) 0 0 (0.0%) 5 5 (0.6%) Renal insufficiency - Heart failure 10 9 (1.2%) 4 4 (0.5%) 6 5 (0.6%) Hypotension - Heart failure 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Weight gain - Heart failure 3 3 (0.4%) 1 1 (0.1%) 2 2 (0.3%) Heart failure symptoms Unspecified 17 15 (1.9%) 14 13 (1.7%) 3 3 (0.4%) Multiple heart failure symptoms 89 67 (8.7%) 56 45 (5.8%) 33 31 (4.0%) Other - Heart failure patient condition 2 2 (0.3%) 2 2 (0.3%) 0 0 (0.0%) Multi-system failure - Heart failure 3 3 (0.4%) 3 3 (0.4%) 0 0 (0.0%) Cardiovascular - Non-HF (N at risk = 772) 366 244 (31.6%) 115 94 (12.2%) 251 193 (25.0%) 2nd degree AV block 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) 3rd degree AV block 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Chronotropic incompetence 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Ventricular fibrillation (VF) 13 12 (1.6%) 4 4 (0.5%) 9 9 (1.2%) Ventricular tachycardia (VT) 51 40 (5.2%) 22 18 (2.3%) 29 27 (3.5%) Non-sustained ventricular tachycardia (NSVT) 15 15 (1.9%) 1 1 (0.1%) 14 14 (1.8%) Atrial fibrillation (AF) 58 52 (6.7%) 17 17 (2.2%) 41 37 (4.8%) Atrial flutter 6 5 (0.6%) 2 2 (0.3%) 4 4 (0.5%) Sinus tachycardia 4 3 (0.4%) 1 1 (0.1%) 3 2 (0.3%) Other SVT (e.g. AVRT, AVNRT, EAT) 8 8 (1.0%) 3 3 (0.4%) 5 5 (0.6%) Premature ventricular contractions (PVC) 9 9 (1.2%) 1 1 (0.1%) 8 8 (1.0%) Premature atrial contractions (PAC) 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Hypotension 37 36 (4.7%) 9 9 (1.2%) 28 28 (3.6%) Hypertension 17 17 (2.2%) 3 3 (0.4%) 14 14 (1.8%) Cardiovascular - HF (N at risk = 772) 37 38 CLINICAL STUDY - SUMMARY OF NAVIGATE X4 STUDY Adverse Events Summary Classification Total Complication Observation Events Patients (%) Events Patients (%) Events Patients (%) Cardiogenic shock 3 3 (0.4%) 3 3 (0.4%) 0 0 (0.0%) Cardiac arrest 2 2 (0.3%) 2 2 (0.3%) 0 0 (0.0%) Myocardial infarction 9 9 (1.2%) 7 7 (0.9%) 2 2 (0.3%) Coronary Artery Disease 7 6 (0.8%) 5 5 (0.6%) 2 2 (0.3%) Peripheral vascular disease 8 6 (0.8%) 3 3 (0.4%) 5 4 (0.5%) Intermittent claudication 2 2 (0.3%) 0 0 (0.0%) 2 2 (0.3%) Pseudoaneurysm with hematoma 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Aortic regurgitation 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Syncope 18 17 (2.2%) 7 7 (0.9%) 11 10 (1.3%) Dizziness 23 21 (2.7%) 2 2 (0.3%) 21 19 (2.5%) Chest pain - Ischemic 7 7 (0.9%) 3 3 (0.4%) 4 4 (0.5%) Chest pain - Other 19 19 (2.5%) 1 1 (0.1%) 18 18 (2.3%) Dyspnea 2 2 (0.3%) 0 0 (0.0%) 2 2 (0.3%) Palpitations 10 10 (1.3%) 0 0 (0.0%) 10 10 (1.3%) Fatigue 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Transient ischemic attack (TIA) 3 3 (0.4%) 1 1 (0.1%) 2 2 (0.3%) Cerebrovascular accident (CVA) 10 9 (1.2%) 4 4 (0.5%) 6 6 (0.8%) Deep vein thrombosis (DVT) 2 2 (0.3%) 2 2 (0.3%) 0 0 (0.0%) Pulmonary embolism (PE) 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Distal thromboemboli 1 1 (0.1%) 0 0 (0.0%) 1 1 (0.1%) Pericardial effusion - Unrelated to procedure 6 6 (0.8%) 5 5 (0.6%) 1 1 (0.1%) Hematoma - Unrelated to procedure or device 2 2 (0.3%) 1 1 (0.1%) 1 1 (0.1%) Hemorrhage 1 1 (0.1%) 1 1 (0.1%) 0 0 (0.0%) Other - Patient condition 5 5 (0.6%) 3 3 (0.4%) 2 2 (0.3%) 490 241 (31.2%) 159 108 (14.0%) 331 184 (23.8%) Non-cardiovascular (N at risk = 772) There have been 58 PMA Population patients (7.6%) with reported cases of extracardiac stimulation related to the ACUITY X4 lead. Of these 58 patients, 32 subsequently had modifications made to their programmed pacing configuration (note that 2 patients had 2 cases each of extracardiac stimulation reported prior to reprogramming). Following reprogramming, 1 of the 32 patients (3.1%) had a subsequent case of extracardiac stimulation reported, approximately half of the originally reported rate of extracardiac stimulation. Of the remaining 26 patients that did not have their device reprogrammed, 4 (15.4%) had a subsequent case of extracardiac stimulation reported, approximately double the originally reported rate of extracardiac stimulation. DEATH SUMMARY Table 13 provides an overview of the subject deaths that have been reported in the ACUITY X4 PMA Population. Classification of the deaths was provided by the independent Clinical Events Committee (CEC). There are 4 deaths “pending classification” at the time of data cutoff. Table 14. Death Summmary Number (%) of Patients Primary Organ Cause Related to ACUITY X4 Lead (CEC Classification) Classification Source Site CEC Yes No Not Applicable Pending Classification Cardiac: Arrhythmic 4 (0.5%) 2 (0.3%) 0 (0.0%) 2 (0.3%) 0 (0.0%) 0 (0.0%) Cardiac: Ischemic 2 (0.3%) 2 (0.3%) 0 (0.0%) 1 (0.1%) 0 (0.0%) 0 (0.0%) Cardiac: Other Cardiac 4 (0.5%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%) Cardiac: Pump Failure 11 (1.4%) 11 (1.4%) 0 (0.0%) 11 (1.4%) 0 (0.0%) 0 (0.0%) Cardiac: Unknown 4 (0.5%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 0 (0.0%) Non Cardiac 13 (1.6%) 12 (1.5%) 0 (0.0%) 9 (1.1%) 3 (0.4%) 0 (0.0%) Unknown 8 (1.0%) 15 (1.9%) 0 (0.0%) 12 (1.5%) 0 (0.0%) 0 (0.0%) Pending Classification 0 (0.0%) 4 (0.5%) 0 (0.0%) 0 (0.0%) 0 (0.0%) 4 (0.5%) Total 46 (5.8%) 46 (5.8%) 0 (0.0%) 35 (4.4%) 3 (0.4%) 4 (0.5%) CONCLUSIONS The results from this clinical study indicate that the ACUITY X4 Safety Endpoint and all Effectiveness Endpoints were met. The Safety Endpoint analyzed the lead-related complication-free rate through 6 month post-implant follow up period which demonstrated safety for the ACUITY X4 leads. Effective performance of the leads were exhibited by evaluation of pacing thresholds, sensed amplitude, and pacing impedance through 3 months of follow-up post-implant. The results indicate clinically acceptable values for all categories. In conclusion, this clinical study provides reasonable assurance of safety and effectiveness of ACUITY X4 quadripolar coronary venous leads when used in accordance with its labeling. Boston Scientific Corporation 4100 Hamline Avenue North St. Paul, MN 55112-5798 USA www.bostonscientific.com 1.800.CARDIAC (227.3422) +1.651.582.4000 © 2016 Boston Scientific Corporation or its affiliates. All Rights Reserved. 358487-022 EN US 2016-01 *358487-022*